2026-05-13T11:05:16-05:00 2025-06-30 991856619 GRANT THORNTON ADVISORS LLC 1000 WILSON BLVD SUITE 1500 ARLINGTON VA 22209 990 2024-07-01 530196549 AMERICAN UNIVERSITY AMER 2028852822 4400 MASSACHUSETTS AVE NW WASHINGTON DC 200168020 BRONTE BURLEIGH-JONES CFO, VP & TREAS 2028853283 2026-05-13 1 0 MARY TORRETTA P00847851 7038477500 2024 2025-03-06 01:10:19Z JONATHAN ALGER 4400 MASSACHUSETTS AVE NW WASHINGTON DC 200168020 1534158423 0 X WWW.AMERICAN.EDU X 1893 DC TO ADVANCE KNOWLEDGE, FOSTER INTELLECTUAL CURIOSITY, BUILD COMMUNITY, AND EMPOWER LIVES OF PURPOSE, SERVICE, AND LEADERSHIP. 25 25 8559 1014 -83941 0 48292971 52599313 799197944 788824469 89582136 88190479 -14173 -11770 937058878 929602491 210050577 204216881 0 0 407220512 434078424 399087 45192 18008711 300761375 304657205 918431551 942997702 18627327 -13395211 2475986197 2593159529 856097707 914635690 1619888490 1678523839 X TO ADVANCE KNOWLEDGE, FOSTER INTELLECTUAL CURIOSITY, BUILD COMMUNITY, AND EMPOWER LIVES OF PURPOSE, SERVICE, AND LEADERSHIP. 0 0 231422399 634761085 INSTRUCTION: THE UNIVERSITY'S MISSION IS CARRIED OUT BY ALMOST 911 FULL-TIME TEACHING AND RESEARCH FACULTY IN SIX ACADEMIC DIVISIONS OFFERING 82 BACHELOR'S PROGRAMS, 92 MASTER'S PROGRAMS, 24 DOCTORAL PROGRAMS, J.D., S.J.D, M.L.S. AND L.L.M. PROGRAMS. STUDENT-FACULTY RATIO = 10:1. AVERAGE CLASS SIZE = 21 STUDENTS. 196215050 196215050 SCHOLARSHIPS AND FELLOWSHIPS: AMERICAN UNIVERSITY AWARDS FINANCIAL AID TO STUDENTS BASED ON A COMBINATION OF DEMONSTRATED FINANCIAL NEED, ACADEMIC ACHIEVEMENT, AND THE AVAILABILITY OF FUNDS. ONCE A STUDENT IS ADMITTED, THE FINANCIAL AID OFFICE WILL DETERMINE NEED AND DEVELOP A FINANCIAL AID AWARD THAT INCLUDES FUNDS FROM THE PROGRAMS FOR WHICH THE STUDENT QUALIFIES. TO RECEIVE CONSIDERATION FOR FINANCIAL AID, A STUDENT MUST BE A UNITED STATES CITIZEN OR ELIGIBLE NON-CITIZEN IN A DEGREE PROGRAM. 103587563 93340154 AUXILIARY ENTERPRISES: UNIVERSITY DORMITORIES, CONSISTING OF ELEVEN RESIDENCE HALLS, PROVIDE LIVING QUARTERS FOR ALMOST 4,048 STUDENTS. ALSO PROVIDED ARE RECREATIONAL FACILITIES, DINING SERVICES, PARKING, AND OTHER SELF-SUPPORTING FACULTY, STAFF, AND STUDENT SERVICES. 319649935 8001831 60252218 ACADEMIC SUPPORT - THE UNIVERSITY LIBRARIES, ACADEMIC COMPUTER SERVICES, ADMINISTRATIVE OFFICES AND SUPPORT FOR THE SIX ACADEMIC DIVISIONS.STUDENT SERVICES - HEALTH AND COUNSELING, CAREER CENTER, UNIVERSITY REGISTRAR, FINANCIAL AID AND ENROLLMENT SERVICES, SPORTS AND RECREATION.INSTITUTIONAL SUPPORT - INFORMATION TECHNOLOGY, TELECOMMUNICATIONS, SPACE MANAGEMENT, SECURITY, MAIL AND TRANSPORTATION SERVICES.RESEARCH- RESEARCH AND TECHNICAL ASSISTANCE PROJECTS FUNDED BY FEDERAL AND PRIVATE AGENCIES.PUBLIC SERVICE - THE OPERATION OF WAMU 88.5 FM, A 24-HOUR, 50,000 WATT PUBLIC RADIO STATION LICENSED TO THE UNIVERSITY SINCE 1961.AMERICAN UNIVERSITY STRATEGIC PLAN THE UNIVERSITY'S SEVEN-YEAR PLAN BUILDS ON OUR LEGACY OF LEADERSHIP, SCHOLARSHIP, AND SERVICE AND FOCUSES ON THE CHALLENGES FACING OUR COMMUNITY AND HIGHER EDUCATION, AS IT BOLDLY EMBRACES OPPORTUNITIES FOR GREATER IMPACT. OUR PLAN IS ORGANIZED INTO THREE STRATEGIC THEMES -SCHOLARSHIP, LEARNING, AND COMMUNITY - WITH KEY IMPERATIVES TO GUIDE OUR FOCUSED EFFORTS. CHANGE CAN'T WAIT CAMPAIGNAMERICAN UNIVERSITY UNDERTOOK THE CHANGE CAN'T WAIT CAMPAIGN THROUGH A PUBLIC LAUNCH IN 2021. THE CAMPAIGN HAD A BOLD CALL TO REDEFINE WHAT IS POSSIBLE FOR THE EAGLE COMMUNITY. TOGETHER, AU CHANGEMAKERS TURNED AMBITION INTO ACTION. AMERICAN UNIVERSITY FORMALLY CONCLUDED THE CHANGE CAN'T WAIT CAMPAIGN IN FY2025. THE CAMPAIGN CLOSED IN SEPTEMBER 2024 AFTER RAISING MORE THAN $507 MILLION, EXCEEDING ITS ORIGINAL GOAL. THE CAMPAIGN SUPPORTED THREE CORE INSTITUTIONAL PRIORITIES: STUDENT THRIVING, FACULTY AND RESEARCH IMPACT, AND BUILDING BETTER COMMUNITIES. ACCORDING TO BOARD OF TRUSTEES COMMUNICATIONS, CAMPAIGN OUTCOMES INCLUDED EXPANDED SCHOLARSHIP SUPPORT, FUNDING FOR EXPERIENTIAL LEARNING OPPORTUNITIES, INVESTMENTS IN ENDOWED FACULTY POSITIONS, AND MAJOR CAPITAL PROJECTS. CAPITAL INVESTMENTS SUPPORTED BY THE CAMPAIGN INCLUDED KEY COMPONENTS OF THE STUDENT THRIVING COMPLEX, SUCH AS RENOVATIONS TO THE MARY GRAYDON STUDENT CENTER AND DEVELOPMENT OF THE MELTZER CENTER FOR ATHLETIC PERFORMANCE.WITH THE CLOSE OF THE CAMPAIGN, THE UNIVERSITY MARKED THE END OF THE CHANGEMAKERS FOR A CHANGING WORLD ERA AND TRANSITIONED FROM CAMPAIGN EXECUTION TO INSTITUTIONAL PLANNING FOCUSED ON SUSTAINING AND BUILDING UPON THESE INVESTMENTS.LAUNCH OF THE NEXT STRATEGIC PLANON FEBRUARY 7, 2025, AMERICAN UNIVERSITY FORMALLY ANNOUNCED THE LAUNCH OF A UNIVERSITYWIDE PROCESS TO DEVELOP ITS NEXT STRATEGIC PLAN. THE NEW PLAN IS INTENDED TO SUCCEED THE CHANGEMAKERS STRATEGIC FRAMEWORK AND IS SCHEDULED TO TAKE EFFECT ON JANUARY 1, 2026. PRESIDENT JONATHAN ALGER DESCRIBED THE PLANNING EFFORT AS AN INCLUSIVE, COMMUNITYBASED PROCESS DESIGNED TO IDENTIFY THE UNIVERSITY'S MOST IMPORTANT STRATEGIC PRIORITIES FOR THE COMING YEARS. THE PROCESS IS STRUCTURED AROUND MULTIPLE PHASES EXTENDING THROUGH CALENDAR YEAR 2025 AND INCLUDES BROAD PARTICIPATION FROM FACULTY, STAFF, STUDENTS, AND UNIVERSITY LEADERSHIP. THE PLANNING FRAMEWORK ESTABLISHES FOUR PRIMARY PHASES: (1) INITIAL EXPLORATION AND WORKINGGROUP FORMATION DURING SPRING 2025; (2) DEEPER DEVELOPMENT AND ALIGNMENT WITH BUDGETING AND OPERATIONAL PLANNING DURING SUMMER AND EARLY FALL 2025; (3) DRAFTING AND BOARD OF TRUSTEES REVIEW IN LATE FALL 2025; AND (4) FINALIZATION AND PREPARATION FOR LAUNCH AT THE START OF 2026. AS PART OF THIS EFFORT, THE UNIVERSITY CONVENED EIGHT WORKING GROUPS IN SPRING 2025, EACH CHARGED WITH DEVELOPING SEVERAL HIGHIMPACT STRATEGIC IDEAS ("BIG BETS") ALIGNED WITH AMERICAN UNIVERSITY'S MISSION, ACADEMIC STRENGTHS, CIVIC ENGAGEMENT FOCUS, AND LONGTERM SUSTAINABILITY.READINESS: PREPARED FOR LIVES OF ACHIEVEMENT AND MEANING, AU STUDENTSGRADUATE WITH A PORTFOLIO OF REAL-WORLD EXPERIENCE AND IN-DEMAND SKILLSTHAT TRANSLATE ACROSS EVERY INDUSTRY AND CAREER.COMMUNITY: AU IS AN INSTITUTION DEEPLY ROOTED IN COMMUNITY - LOCALLY, NATIONALLY, AND GLOBALLY - AND WHEN OUR COMMUNITY GROWS STRONGER, SO DO AU. OVER THE NEXT SEVEN YEARS, OUR STRATEGIC EFFORTS WILL EXPAND AND STRENGTHEN OUR TIES TO COMMUNITIES, BOTH INTERNAL AND EXTERNAL.CURIOSITY: AU RESEARCH GOES TO WORK. "R1 THE AU WAY" UNITES FACULTY ANDSTUDENTS IN A COMMON MISSION: TO SOLVE URGENT CHALLENGES AND TRANSFORMBOLD IDEAS INTO MEANINGFUL ACTION FROM THE NATION'S CAPITAL TO THEGLOBAL STAGE.AMERICAN UNIVERSITY: PARTNER IN OUR COMMUNITY COMMUNITY SERVICEMANY OF AU'S PARTNERSHIPS WITH LOCAL GOVERNMENTS, BUSINESSES, AND INDIVIDUALS EXEMPLIFY THE UNIVERSITY'S COMMITMENT TO PUBLIC SERVICE. AU VIEWS ITSELF AS A PRIVATE UNIVERSITY WITH A PUBLIC RESPONSIBILITY. THE UNIVERSITY WORKS WITH NUMEROUS LOCAL ORGANIZATIONS AND PARTICIPATES IN A MYRIAD OF COMMUNITY SERVICE ACTIVITIES INCLUDING: COMMUNITY-BASED LEARNING AND RESEARCH, DC READS, ONE-DAY SERVICE EVENTS, AND EAGLE ENDOWMENT.WORKING WITH DC SCHOOLS AND STUDENTSAU'S SCHOOL OF EDUCATION PREPARES EDUCATION STUDENTS TO BECOME EARLY CHILDHOOD, ELEMENTARY, BILINGUAL, SPECIAL EDUCATION, AND SECONDARY SCHOOL TEACHERS THROUGH INSTRUCTIONAL WORK IN AREA SCHOOLS. EACH YEAR, A GROUP OF EDUCATION MAJORS EACH YEAR ARE PLACED AS STUDENT TEACHERS TO TEACH ALL ASPECTS OF THE SCHOOL CURRICULUM FROM THE ARTS TO THE SCIENCES AND IN THE AREAS OF EARLY CHILDHOOD AND SPECIAL EDUCATION.WASHINGTON COLLEGE OF LAWWASHINGTON COLLEGE OF LAW (WCL), LOCATED ONE BLOCK FROM THE AU-TENLEYTOWN METRO, CONSISTENTLY PROVIDES FREE LEGAL SERVICES TO LOW-INCOME AND OTHERWISE UNDERREPRESENTED AREA RESIDENTS THROUGH ITS HIGHLY-RANKED CLINICAL PROGRAMS. IN ADDITION, A SELECTED GROUP OF WCL STUDENTS EACH YEAR REPRESENTS LOW-INCOME CLIENTS FACING EVICTION IN DC LANDLORD AND TENANT COURT, AS PARTICIPANTS IN THE DC LAW STUDENTS IN COURT PROGRAM, AN INDEPENDENT LEGAL SERVICE PROVIDER IN THE DISTRICT.AN OPEN DOOR POLICYAU MAINTAINS A GOOD NEIGHBOR POLICY BY WORKING WITH NEIGHBORS, LOCAL COMMUNITY ORGANIZATIONS, AND THE ADVISORY NEIGHBORHOOD COMMISSIONS IN THE CAMPUS AREA. LED BY THE DIRECTOR OF COMMUNITY RELATIONS, THE UNIVERSITY'S OUTREACH EFFORTS ALSO INCLUDE MAINTAINING ONGOING CONTACT WITH SEVERAL DISTRICT OF COLUMBIA OFFICES AND AGENCIES. ON A MORE INFORMAL LEVEL, REPRESENTATIVES OF AMERICAN UNIVERSITY ALSO MEET AND INTERACT WITH MEMBERS OF THE NEIGHBORING COMMUNITIES ON A REGULAR BASIS.CONTINUED EDUCATIONDC RESIDENTS ARE WELCOME AT AU'S BENDER LIBRARY TO STUDY AND ACCESS PRINT MATERIALS, LIBRARY CATALOG, AND DATABASES. THE OSHER LIFELONG LEARNING INSTITUTE (OLLI) OFFERS CLASSES IN THE FALL AND SPRING FOR INTELLECTUALLY CURIOUS "SEASONED LEARNERS" WITH A GENUINE INTEREST IN CONTINUING THEIR LEARNING WITH LIKE-MINDED PEOPLE.THE ARTSTHE KATZEN ARTS CENTER AND AMERICAN UNIVERSITY MUSEUM SERVES AS AN IMPORTANT VENUE FOR THE DC ARTS COMMUNITY. IT HOSTS A VARIETY OF PROGRAMS RANGING FROM STUDENT PERFORMANCES TO LECTURES ON ENVIRONMENTALLY SOUND BUSINESS PRACTICES AND FILM SCREENINGS. DC RESIDENTS ARE INVITED TO ATTEND OPEN REHEARSALS OR TAKE TOURS OF THE GALLERIES. MANY OF THE EXHIBITS SHOWN AT THE MUSEUM HAVE EARNED REGIONAL, NATIONAL, AND INTERNATIONAL ACCOLADES. DISTRICT CHILDREN ARE THE FOCUS OF KIDS AT THE KATZEN, WHICH PRESENTS CREATIVE ACTIVITIES AND SUMMER SPORTS CAMPS. 319649935 8001831 60252218 850874947 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 1 1 1 1 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 1 18335 0 1 8559 1 1 1 1 SP BE KE 0 0 0 1 1 1 23 0 0 0 1 0 X 25 25 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 DC FL IL KY MD MI MN NH NY OR PA SC UT WI WV X NICOLE BRESNAHAN 2028852822 4400 MASSACHUSETTS AVE NW WASHINGTON DC 20016 CHARLES H LYDECKER CHAIR AS OF 5/25 V. CHAIR THRU 5/25 10.00 0.00 X 0 0 0 GAURDIE BANISTER JR VICE CHAIR AS OF 5/25 2.00 0.00 X 0 0 0 JANICE M ABRAHAM TRUSTEE 2.00 0.00 X 0 0 0 GINA F ADAMS CHAIR & TRUSTEE THRU 5/25 2.00 0.00 X 0 0 0 SALLY AMORUSO TRUSTEE 2.00 0.00 X 0 0 0 STEPHANIE M BENNETT-SMITH TRUSTEE 2.00 0.00 X 0 0 0 WESLEY G BUSH TRUSTEE THRU 5/25 2.00 0.00 X 0 0 0 JACK C CASSELL TRUSTEE 2.00 0.00 X 0 0 0 DEBRA K DECKER TRUSTEE AS OF 2/25 2.00 0.00 X 0 0 0 PAMELA M DEESE TRUSTEE 2.00 0.00 X 0 0 0 MARC N DUBER TRUSTEE 2.00 0.00 X 0 0 0 REVEREND LATRELLE EASTERLING TRUSTEE 2.00 0.00 X 0 0 0 HANI MS FARSI TRUSTEE 2.00 0.00 X 0 0 0 ROLAND FERNANDES TRUSTEE AS OF 7/24 2.00 0.00 X 0 0 0 VICTORIA C HARKER TRUSTEE 2.00 0.00 X 0 0 0 MEHDI HERAVI TRUSTEE 2.00 0.00 X 0 0 0 ROBERT W JOHNSON TRUSTEE AS OF 5/25 2.00 0.00 X 0 0 0 MICHAEL W KEMPNER TRUSTEE 2.00 0.00 X 0 0 0 AMY V KOTHARI TRUSTEE 2.00 0.00 X 0 0 0 MARGERY KRAUS TRUSTEE 2.00 0.00 X 0 0 0 GERALD BRUCE LEE TRUSTEE 2.00 0.00 X 0 0 0 BETSY A MANGONE TRUSTEE THRU 5/25 2.00 0.00 X 0 0 0 ALAN L MELTZER TRUSTEE 2.00 0.00 X 0 0 0 FERNANDO LEWIS NAVARRO TRUSTEE 2.00 0.00 X 0 0 0 MATTHEW S PITTINSKY TRUSTEE 2.00 0.00 X 0 0 0 STEVEN G POSKANZER TRUSTEE AS OF 5/25 2.00 0.00 X 0 0 0 JEFFREY A SINE TRUSTEE 2.00 0.00 X 0 0 0 KOREY NEAL SR TRUSTEE 2.00 0.00 X 0 0 0 JONATHAN R ALGER PRESIDENT AS OF 7/24 50.00 0.00 X 515258 0 54684 TRAEVENA L BYRD VP, UNI. COUNSEL & BOT SEC 50.00 0.00 X 598929 0 44422 BRONTE BURLEIGH-JONES CFO, VP & TREASURER 50.00 0.00 X 598385 0 117920 VICKY WILKINS PROF./CAO AS OF 5/25 INT. THRU 4/25 50.00 0.00 X 626797 0 34425 SARAH BALDASSARO CHIEF OF STAFF 50.00 0.00 X 363460 0 55364 MATTHEW BENNETT VP & CHIEF COMMUNICATIONS 50.00 0.00 X 558126 0 53668 NKENGE FRIDAY VP INCLUSIVE EXCEL. 50.00 0.00 X 277916 0 40883 STEVE MUNSON VP & CIO 50.00 0.00 X 397264 0 93047 RAYMOND LU MING OU VP, STUDENT AFFAIRS 50.00 0.00 X 375681 0 67937 EVELYN THIMBA VP, UG ENROLL. MGMT 50.00 0.00 X 443302 0 103552 MATTHEW EYNON VP, UNI ADV AS OF 6/25 50.00 0.00 X 0 0 0 DANIEL LUPERCHIO INT.VP, UNI ADV AS OF 7/24 THRU 6/25 50.00 0.00 X 310091 0 51841 HEATHER HUGHES INT. DEAN WCL AS OF 7/24 50.00 0.00 X 339783 0 40711 DAVID MARCHICK DEAN & PROFESSOR 50.00 0.00 X 545016 0 11146 CLAUDIO GROSSMAN PROFESSOR 50.00 0.00 X 502661 0 36390 ERDAL TEKIN PROFESSOR 50.00 0.00 X 429564 0 41991 DUANE SIMPKINS HEAD BASKETBALL COACH 50.00 0.00 X 441629 0 3082 PARTHIBAN DAVID PROFESSOR 50.00 0.00 X 402382 0 24007 COURTNEY SURLS FORMER VP DEV. & ALUM REL. THRU 6/24 50.00 0.00 X 457883 0 67957 SETH GROSSMAN LECTURER & FORMER VP, PPL & EXT. AFFAIRS 50.00 0.00 X 521437 0 165791 PETER STARR PROF. & FORMER PROVOST/CAO 50.00 0.00 X 227837 0 24191 SYLVIA M BURWELL DIST. FELLOW & FORMER PRESIDENT 50.00 0.00 X 1538403 0 31818 ROGER A FAIRFAX JR FORMER DEAN & PROFESSOR 50.00 0.00 X 259241 0 10695 10731045 0 1175522 1005 1 1 0 COMPASS GROUP USA INC 2400 YORKMONT ROAD CHARLOTTE NC 28217 MANAGEMENT SERVICE 24580773 JAMES G DAVIS CONSTRUCTION CORPORATION 12530 PARKLAW DR 100 ROCKVILLE MD 20852 CONSTRUCTION SERVICE 19029393 THE DONOHOE COMPANIES INC 7101 WISCONSIN AVE BETHESDA MD 20814 CONSTRUCTION SERVICE 15065901 ARAMARK SERVICES INC 1101 MARKET STREET PHILADELPHIA PA 19107 MANAGEMENT SERVICE 8885063 2U INC 7900 HARKINS ROAD LANHAM MD 20706 EDUCATION CONSULTANT 8101995 207 12406500 55781 10808584 29328448 8391855 52599313 STUDENT TUITION & FEES 611710 628277853 628277853 AUXILIARY SERVICES 713940 93340154 93340154 RESEARCH/TRAINING 611430 41209730 41209730 PUBLIC RADIO STATION 611710 13749880 13749880 OTHER PROGRAM SERVICE 611710 6483232 6012220 471012 5763620 5763620 788824469 57886028 -554953 58440981 634841863 604537412 30304451 30304451 30304451 6750 55781 18520 -11770 -11770 929602491 788353457 -83941 88733662 X 7488865 7488865 196215050 196215050 512966 512966 7074137 6156870 688845 228422 1809487 1574860 176199 58428 318841291 277498782 31047220 10295289 22085846 19223481 2149567 712798 61854546 52933670 6816149 2104727 22413117 19506923 2182481 723713 1736361 1736361 826167 826167 1191 491 617 83 45192 45192 13651260 13651260 94560586 90262415 2819262 1478909 7693143 6957285 663172 72686 13090236 10658826 1526866 904544 29411153 29289907 86180 35066 42420475 41437436 804053 178986 9799631 9206074 141108 452449 27307135 27307135 35475576 35475576 14036258 8842969 5193289 BAD DEBT 8687133 5685739 3001394 FOOD SERVICES 5560732 4381529 553051 626152 FACILITIES AND BUSINESS 400168 258098 50803 91267 942997702 850874947 74114044 18008711 416 416 26910124 32792017 23891829 16501587 43896156 49267174 23125 17491 42078665 58322865 1638836693 747450828 840861919 891385865 935022181 833643629 525567665 673864473 690520 656958 37043597 36707054 2475986197 2593159529 63516931 64897864 37038912 35201305 748449506 807884421 7092358 6652100 856097707 914635690 X 1262884825 1301205064 357003665 377318775 1619888490 1678523839 2475986197 2593159529 -13395211 71966180 64380 0 X 0 1 X 1 1 1 X 57984095 76645324 57284971 48292971 52599313 292806674 57984095 76645324 57284971 48292971 52599313 292806674 292806674 39100630 59519040 49843699 62744625 58440981 269648975 562455649 3802863 0.52060 0.55970 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 1190 0 0 1190 0 PART II-B, LINE 1 THESE LOBBYING EXPENSES REPRESENT THE PORTION OF VARIOUS CONSORTIUM AND ASSOCIATION MEMBERSHIP DUES WHICH WERE ALLOCATED TOWARDS FUNDING LOBBYING ACTIVITIES. 526780 46299935 X X X 1 1022041202 9053000 100534798 5406178 24256430 14283392 1087683000 954133000 13441000 96175202 5094682 23717145 12896174 1022041202 895568000 18367000 78016000 4571049 19282990 13963961 954133000 870570000 104097000 -47309000 3915578 15629214 12245208 895568000 697444000 4547000 200443000 3025798 24411218 4426984 870570000 0.69147 0.16779 0.14074 0 0 38662873 38662873 1243142167 521486383 721655784 270440684 215153035 55287649 86590969 10811410 75779559 891385865 EQUITY MUTUAL FUNDS 22187619 F HEDGE FUNDS 226945836 F PRIVATE EQUITY FUNDS 255465882 F ALTERNATIVE ASSETS 85021707 F FIXED INCOME FUNDS 519935 F REAL ESTATE 70000 F INTERNATIONAL COMMINGLED FUNDS 83653494 F 673864473 LEASE OBLIGATION 4152465 REFUNDABLE ADVANCE FROM US GOVERNMENT 2499635 6652100 X PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS: THE MAJOR COMPONENTS OF THE UNIVERSITY'S ART COLLECTION ARE THE WATKINS COLLECTION, THE KATZEN COLLECTION, THE CORCORAN COLLECTION, AND A SCULPTURE INSTALLATION. THE COLLECTIONS SERVE AS A TEACHING RESOURCE FOR THE ART DEPARTMENT AT AMERICAN UNIVERSITY, AS WELL AS TELLING THE STORY OF MODERN ART AND ITS OFFSHOOTS IN WASHINGTON DC, WITH SIDE STORIES RELATED TO WHAT WAS HAPPENING IN THE LARGER CONTEMPORARY WORLD. THE MUSEUM FEATURES OVER 30,000 SQUARE FEET OF EXHIBITION SPACE FOR THESE THREE COLLECTIONS. THE PUBLIC IS WELCOME TO VISIT THE MUSEUM AND EXHIBITIONS FREE OF CHARGE. INDEED, THE KATZEN ARTS CENTER IS NOW A DESTINATION FOR CERTAIN TOUR GROUPS IN WASHINGTON DC. PART V, LINE 4: INTENDED USE OF ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS OF APPROXIMATELY 688 INDIVIDUAL FUNDS ESTABLISHED FOR SCHOLARSHIPS AND RELATED ACADEMIC ACTIVITIES. ITS ENDOWMENT INCLUDES BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS. AS REQUIRED BY GAAP, NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. PART X, LINE 2: FIN 48 (ASC 740) FOOTNOTE: THE UNIVERSITY CONSIDERS UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH ASC 740 ON THE BASIS OF A TWO-STEP PROCESS IN WHICH (1) MANAGEMENT EVALUATES WHETHER IT IS MORE LIKELY THAN NOT THAT THE TAX POSITIONS WILL BE SUSTAINED ON THE BASIS OF THE TECHNICAL MERITS OF THE POSITION AND (2) FOR THOSE TAX POSITIONS THAT MEET THE MORE-LIKELY-THAN-NOT RECOGNITION THRESHOLD, THE UNIVERSITY RECOGNIZES THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50 PERCENT LIKELY TO BE REALIZED UPON SETTLEMENT WITHIN THE RELATED TAX AUTHORITY. THE UNIVERSITY HAS CONCLUDED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2025 AND 2024. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY'S RACIALLY NON-DISCRIMINATORY POLICY IS PUBLICLY AVAILABLE ON ITS WEBSITE AT: HTTPS://WWW.AMERICAN.EDU/POLICIES/AU-COMMUNITY/DISCRIMINATION-HARASSMENT -RETALIATION-AND-SEXUAL-MISCONDUCT-POLICY-AND-GRIEVANCE-PROCEDURES.CFM. THE UNIVERSITY'S HOMEPAGE INCLUDES A LINK TO UNIVERSITY POLICIES, UNDER WHICH THE RACIALLY NON-DISCRIMINATORY POLICY IS LOCATED WITHIN THE AU COMMUNITY POLICIES SECTION, UNDER THE AU COMMUNITY POLICIES SUBHEADING. PUBLICATION OF RACIALLY NONDISCRIMINATORY POLICY IS NOTED IN THE INTERNET HOMEPAGE AND ALL ADMISSION PUBLICATIONS. UNIVERSITY'S NONDISCRIMINATORY POLICY TOWARDS RACE, CREED, COLOR, NATIONAL ORIGIN, AGE, HANDICAP, OR SEX IS NOTED IN ALL ADMISSION PUBLICATIONS, APPLICATION FORMS, TRANSFER GUIDES, MEDIA SOLICITATIONS FOR STUDENTS AND ALL OFFICIAL UNIVERSITY PUBLICATIONS. AMERICAN UNIVERSITY IS AN EQUAL OPPORTUNITY, AFFIRMATIVE ACTION INSTITUTION THAT OPERATES IN COMPLIANCE WITH APPLICABLE LAWS AND REGULATIONS. MORE IMPORTANTLY, SUCH COMPLIANCE STEMS FROM THE HISTORY AND TRADITION OF THE UNIVERSITY THAT EMBRACES AND EXPRESSES THE DEEPEST VALUES OF THE HUMAN COMMUNITY-EQUALITY, OPENNESS, AND THE DIGNITY OF EVERY INDIVIDUAL. THE FACT THAT THE UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF COLOR, RELIGION, NATIONAL ORIGIN, GENDER, SEXUAL ORIENTATION, GENDER IDENTITY AND EXPRESSION, AGE, OR DISABILITY IS, IN FACT, CONSISTENT WITH AND A REFLECTION OF ITS SPECIAL TRADITION OF SOCIAL JUSTICE. EXTENDING THAT TRADITION INTO THE PRESENT, EQUAL OPPORTUNITY, AFFIRMATIVE ACTION, AND NONDISCRIMINATION APPLY TO EVERY ASPECT OF THE UNIVERSITY'S OPERATIONS AND ACTIVITIES, INCLUDING ADMISSION, EMPLOYMENT, AND ACCESS TO UNIVERSITY PROGRAMS AND SERVICES. SCHEDULE E, PART I, LINE 6A GOVERNMENT ASSISTANCE: THE UNIVERSITY RECEIVES US DEPARTMENT OF EDUCATION STUDENT AID FUNDS- USE OF SUCH FUNDS IS AUDITED BY INDEPENDENT AUDITORS IN ACCORDANCE WITH THE REGULATIONS AND PROCEDURES ISSUED BY THE FEDERAL GOVERNMENT. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES STUDY ABROAD 606623 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 2 28 PROGRAM SERVICES STUDY ABROAD 10453106 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 1 15 PROGRAM SERVICES STUDY ABROAD 356045 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 0 0 PROGRAM SERVICES STUDY ABROAD 128200 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES STUDY ABROAD 436901 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM SERVICES STUDY ABROAD 1258518 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 293552495 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 48517759 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTMAKING RESEARCH 149051 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANTMAKING RESEARCH 224510 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 GRANTMAKING RESEARCH 139246 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTMAKING RESEARCH 159 3 43 0 0 3 43 355309647 512966 355822613 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, RESEARCH 20153 WIRE TRANSFER 0 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, RESEARCH 204357 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RESEARCH 102546 WIRE TRANSFER 0 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM RESEARCH 46505 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, RESEARCH 98314 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, RESEARCH 40932 WIRE TRANSFER 0 6 0 1 0 1 0 1 0 PART I, LINE 2 ANNUALLY, MORE THAN 832 STUDENTS PARTICIPATE IN THE ABROAD PROGRAM. THESE UNDERGRADUATES SELECT FROM HUNDREDS OF PROGRAMS, WHICH SPAN DIVERSE CULTURES AND LANGUAGES ON ALL CONTINENTS. THE UNIVERSITY IS THE RECIPIENT OF SEVERAL CONTRACTS TO CONDUCT RESEARCH FOR THE US DEPARTMENT OF STATE AND OTHER AGENCIES, AS WELL AS TO PROVIDE EDUCATIONAL MANAGEMENT SUPPORT TO FOREIGN INSTITUTIONS OF HIGHER EDUCATION. AU WORKS TO MONITOR GRANTS AND SCHOLARSHIPS EXPENDED USING ITS PROCESSES AND CONTROLS INHERENT IN AU'S SYSTEM. BEFORE SELECTING THE RECIPIENT AND PERIODICALLY AS REQUIRED DURING THE GRANT OR SCHOLARSHIP TERM, AU IMPOSES ITS INSTITUTIONAL CRITERIA AND THE DONOR'S (WHEN APPLICABLE) TO MAKE SURE THAT THE FUNDS ARE USED FOR THE INTENDED PURPOSES. THIS MONITORING IS DONE THROUGH A COLLABORATION OF VARIOUS DEPARTMENTS OF THE UNIVERSITY. PERIODIC SPENDING REPORTS ARE PULLED TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIPS AS NECESSARY TO REPORT BACK TO DONOR ON THE STATUS OF THEIR GIFTS. PART I, LINE 3 ACCOUNTING METHOD: THE EXPENDITURES, PER REGION, ARE PRESENTED ON THE ACCRUAL BASIS OF ACCOUNTING. X X X X X X X 1 ACD DIRECT 520 N MARKETPLACE DRIVE SUITE 200 CENTERVILLE UT 84014 CALL CENTER 0 171304 25192 146112 LEAD PHILANTHROPY 635 CASTLE RIDGE DR WENTZVILLE MO 63385 CONSULTING 0 137214 20000 117214 308518 45192 263326 AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI SHUKER WINE TASTING EVE 57600 50850 6750 12533 144 WCL EJF AUCTION 4931 4931 4251 1217 375 62531 55781 6750 4251 13750 519 18520 -11770 SCHEDULE G, PART I, LINE 2B, COLUMN (V) WAMU IS THE NATIONAL PUBLIC RADIO MEMBER STATION FOR WASHINGTON, DC AND IS WHOLLY OWNED BY AMERICAN UNIVERSITY. WAMU WORKS WITH SEVERAL CONSULTING FIRMS WHO MEET THE DEFINITION OF "FUNDRAISER" PER THE IRS GUIDELINES, BUT DO NOT ACTIVELY SOLICIT FUNDS FOR WAMU. THE CONSULTING ARRANGEMENTS INCLUDE DIRECT MAIL AND DIGITAL FUNDRAISING CAMPAIGN MANAGEMENT SERVICES, LIST MANAGEMENT AND BROKERAGE SERVICES, REPORTING AND STEWARDSHIP SERVICES, CREATING REVENUE FORECASTS AND OTHER REGULAR REPORTS, AND COACHING AND SUPPORTING GIVING OFFICERS. 1 ABT GLOBAL LLC 6130 EXECUTIVE BLVD WASHINGTON DC 200053509 042347643 0 7156 SUBAWARD ATLANTIC COUNCIL OF THE UNITED STATES INC 1400 L STREET NW FLOOR 11 PROVIDENCE RI 02912 520742294 501(C)(3) 0 35000 SUBAWARD BROWN UNIVERSITY 69 BROWN STREET BOX 1822 BOX 1822 CLEVELAND OH 44106 050258809 501(C)(3) 0 150602 SUBAWARD CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE NORD HALL SUITE 615 WASHINGTON DC 20064 341018992 501(C)(3) 0 185470 SUBAWARD CATHOLIC UNIVERSITY OF AMERICA 620 MICHIGAN AVE NE SILVER SPRING MD 20910 530196583 501(C)(3) 0 48870 SUBAWARD CHILDRENS RESEARCH INSTITUTE 801 ROEDER ROAD SUITE 500 CLAREMONT CA 91711 521654453 501(C)(3) 0 113795 SUBAWARD CLAREMONT GRADUATE UNIVERSITY 150 E 10TH ST 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863839354 0 30000 SUBAWARD THE REGENTS OF THE UNIVERSITY OF COLORADO 1800 GRANT STREET SUITE 600 ROCKVILLE MD 20852 846000555 501(C)(3) 0 54138 SUBAWARD THE RODALE INSTITUTE 611 SIEGFRIEDALE RD BALTIMORE MD 212510001 237206884 501(C)(3) 0 15000 SUBAWARD THE VANDERBILT UNIVERSITY 2301 VANDERBILT PL LOS ANGELES CA 900743739 620476822 501(C)(3) 0 17862 SUBAWARD UNIVERSITY OF ARKANSAS SYSTEM PO BOX 1404 COLLEGE STATION TX 778434348 716003252 115(A)(2) 0 79193 SUBAWARD UNIVERSITY OF CONNECTICUT 24 WYNDHAM STREET LUBBOCK TX 79409 061066510 115(A)(2) 0 159074 SUBAWARD UNIVERSITY OF DENVER 2601 EAST COLORADO AVE SILVER SPRING MD 20906 840404231 501(C)(3) 0 83125 SUBAWARD UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 120 FRIDAY CENTER DRIVE FAYETTEVILLE AR 72702 566001393 501(C)(3) 0 29450 SUBAWARD URBAN OUTREACH MINISTRIES INC 5343 C STREET SE WASHINGTON DC 20052 800063515 115(A)(2) 0 16289 SUBAWARD WILLIAM MARSH RICE UNIVERSITY 6100 MAIN ST COLUMBUS OH 43210 741109620 501(C)(3) 0 16612 SUBAWARD WORLD WILDLIFE FUND INC 1250 24TH STREET NW SUITE 200 PORTLAND ME 04103 521693387 501(C)(3) 0 136593 SUBAWARD YALE UNIVERSITY 47 COLLEGE STREET SUITE 203 WASHINGTON DC 20019 060646973 501(C)(3) 0 141389 SUBAWARD 53 2 STUDENT SCHOLARSHIPS 10163 196215050 0 PART I, LINE 2 PROCEDURE FOR MONITORING USE OF GRANT FUNDS IN THE US AU PARTNERS WITH OTHER UNIVERSITIES AS NECESSARY TO PERFORM THE SCOPE OF THE WORK OUTLINED IN THE GRANT'S AGREEMENTS. PRIOR TO ENGAGING WITH THESE SUB-AWARDEES, AU PERFORMS A RISK ASSESSMENT, INCLUDING A REVIEW OF THE MOST RECENT FINANCIAL STATEMENTS AS WELL AS ENSURING THEY ARE NOT LISTED AS A DEBARRED ENTITY WITH ANY FEDERAL AGENCY. AU WORKS TO MONITOR GRANTS AND SCHOLARSHIPS EXPENDED USING ITS PROCESSES AND CONTROLS INHERENT IN AU'S SYSTEM BEFORE SELECTING THE RECIPIENT AND PERIODICALLY AS REQUIRED DURING THE GRANT OR SCHOLARSHIP TERM. AU IMPOSES ITS INSTITUTIONAL CRITERIA AND THE DONOR'S (WHEN APPLICABLE) TO MAKE SURE THE FUNDS ARE USED FOR THE INTENDED PURPOSES. THIS MONITORING IS DONE THROUGH A COLLABORATION OF VARIOUS DEPARTMENTS OF THE UNIVERSITY. PERIODIC SPENDING REPORTS ARE PULLED TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIPS AS NECESSARY TO REPORT BACK TO DONORS ON THE STATUS OF THEIR GIFTS. SCHEDULE I, PART III GRANTS TO INDIVIDUALS IN THE US: ALL STUDENTS RECEIVING SCHOLARSHIPS AND FELLOWSHIPS ARE JUDGED WORTHY BY THE UNIVERSITY'S ASSESSMENT BASED ON ACADEMIC ACHIEVEMENT, FINANCIAL NEED, AND SIMILAR STANDARDS. APPROXIMATELY 75% OF FULL-TIME FRESHMEN APPLIED FOR NEED BASED FINANCIAL AID. X X 1 1 X X X X X X 0 1 0 0 0 0 0 1 1 0 SYLVIA M BURWELL DIST. FELLOW & FORMER PRESIDENT 1109102 0 230888 0 198413 0 6130 0 25688 0 1570221 0 0 0 BRONTE BURLEIGH-JONES CFO, VP & TREASURER 549245 0 49140 0 0 0 104828 0 13092 0 716305 0 0 0 SETH GROSSMAN LECTURER & FORMER VP, PPL & EXT. AFF 163039 0 34500 0 323898 0 164581 0 1210 0 687228 0 289398 0 VICKY WILKINS PROF./CAO AS OF 5/25 INT. THRU 4/25 575297 0 51500 0 0 0 30042 0 4383 0 661222 0 0 0 TRAEVENA L BYRD VP, UNI. COUNSEL & BOT SEC 506689 0 46120 0 46120 0 26189 0 18233 0 643351 0 0 0 MATTHEW BENNETT VP & CHIEF COMMUNICATIONS 347583 0 33220 0 177323 0 30971 0 22697 0 611794 0 144104 0 JONATHAN R ALGER PRESIDENT AS OF 7/24 490258 0 0 0 25000 0 4150 0 50534 0 569942 0 0 0 DAVID MARCHICK DEAN & PROFESSOR 545016 0 0 0 0 0 8647 0 2499 0 556162 0 0 0 EVELYN THIMBA VP, UG ENROLL. MGMT 393297 0 40000 0 10005 0 80800 0 22752 0 546854 0 0 0 CLAUDIO GROSSMAN PROFESSOR 502661 0 0 0 0 0 24883 0 11507 0 539051 0 0 0 COURTNEY SURLS FORMER VP DEV. & ALUM REL. THRU 6/24 309951 0 44240 0 103692 0 66893 0 1064 0 525840 0 59452 0 STEVE MUNSON VP & CIO 361034 0 36230 0 0 0 70161 0 22886 0 490311 0 0 0 ERDAL TEKIN PROFESSOR 429564 0 0 0 0 0 31051 0 10940 0 471555 0 0 0 DUANE SIMPKINS HEAD BASKETBALL COACH 431829 0 5000 0 4800 0 0 0 3082 0 444711 0 0 0 RAYMOND LU MING OU VP, STUDENT AFFAIRS 329372 0 24450 0 21859 0 57376 0 10561 0 443618 0 0 0 PARTHIBAN DAVID PROFESSOR 402382 0 0 0 0 0 21598 0 2409 0 426389 0 0 0 SARAH BALDASSARO CHIEF OF STAFF 331123 0 32337 0 0 0 32951 0 22413 0 418824 0 0 0 HEATHER HUGHES INT. DEAN WCL AS OF 7/24 339783 0 0 0 0 0 29982 0 10729 0 380494 0 0 0 DANIEL LUPERCHIO INT.VP, UNI ADV AS OF 7/24 THRU 6/25 310091 0 0 0 0 0 29943 0 21898 0 361932 0 0 0 NKENGE FRIDAY VP INCLUSIVE EXCEL. 226714 0 7200 0 44002 0 27480 0 13403 0 318799 0 0 0 ROGER A FAIRFAX JR FORMER DEAN & PROFESSOR 259241 0 0 0 0 0 8647 0 2048 0 269936 0 0 0 PETER STARR PROF. & FORMER PROVOST/CAO 227837 0 0 0 0 0 22689 0 1502 0 252028 0 0 0 PART I, LINE 1A HOUSING ALLOWANCES OR RESIDENCE FOR PERSONAL USE THE UNIVERSITY PROVIDES HOUSING FOR THE PRESIDENT AND HIS/HER FAMILY AS A CONDITION OF HIS/HER EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. THE RESIDENCE IS USED FOR UNIVERSITY-RELATED BUSINESS AND ENTERTAINMENT PURPOSES ON A CONTINUAL BASIS. PER THE PRESIDENT'S EMPLOYMENT CONTRACT, HE/SHE IS RESPONSIBLE FOR PAYING FOR SERVICES RELATED TO HIS/HER, OR HIS/HER FAMILY'S SOLELY PRIVATE USE OF THE PROPERTY. HEALTH CLUB AMERICAN UNIVERSITY PROVIDES MEMBERSHIPS TO VARIOUS BUSINESS CLUBS IN WASHINGTON DC FOR THE PRESIDENT AND OTHER OFFICERS. THE USE OF THE CLUBS IS LIMITED TO AMERICAN UNIVERSITY BUSINESS PURPOSES AND THE EXPENSES ARE REVIEWED ACCORDING TO EXPENSE REIMBURSEMENT POLICIES OF THE UNIVERSITY. PART I, LINE 4B SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN THE FOLLOWING PERSONS PARTICIPATE IN SUPPLEMENTAL NONQUALIFIED RETIREMENT PLANS WHICH ARE INCLUDED IN THE RETIREMENT AND OTHER DEFERRED COMPENSATION TOTALS ABOVE: BRONTE BURLEIGH-JONES - $ 73,710 STEVE MUNSON - $36,230 RAYMOND LU MING OU - $32,600 EVELYN THIMBA - $40,000 NKENGE FRIDAY - $9,000 INCLUDED IN OTHER REPORTABLE COMPENSATION TOTALS ARE PAYMENTS OF VESTED AMOUNTS FOR SUPPLEMENTAL NON-QUALIFIED RETIREMENT PLAN AS FOLLOWS: COURTNEY SURLS - $59,452 MATTHEW BENNETT - $144,104 SETH GROSSMAN - $289,398 PART I, LINE 7 NON-FIXED PAYMENTS OFFICERS OF THE UNIVERSITY PARTICIPATE IN A BOARD OF TRUSTEES APPROVED EXECUTIVE COMPENSATION PROGRAM WHICH INCLUDES AN INCENTIVE COMPENSATION PLAN. THE ANNUAL AMOUNT IS CAPPED AT A PERCENTAGE OF THEIR SALARY. THE PLAN IS BASED ON THE ACHIEVEMENT OF CERTAIN PROGRAMMATIC GOALS AND OBJECTIVES FOR THE OFFICERS' UNITS AND THE UNIVERSITY. THE GOALS ARE NON-REVENUE RELATED GOALS. THE PLAN IS APPROVED BY THE COMPENSATION COMMITTEE AND THE COMMITTEE REVIEWS AND APPROVES THE ANNUAL REWARDS BASED ON THE PERFORMANCE ACHIEVED ON THE AGREED-UPON GOALS. PART I, LINE 8 THE PRESIDENT IS SERVING UNDER HIS INITIAL CONTRACT WITH THE UNIVERSITY. X 4 526780 EXPERT OPINION X 240845 EXPERT OPINION X 878 MARKET VALUE X 1133 1760010 MARKET VALUE X 82 4858020 MARKET VALUE X COMPUTER SOFTWARE 4 930562 MARKET VALUE X MEALS AND EXPERIENCES 34 50539 MARKET VALUE X EQUIPMENT AND INVENTORY 3 19970 MARKET VALUE X AUCTION ITEMS 40 4251 MARKET VALUE 30 0 1 1 PART I, COLUMN (B) THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN COLUMN (B). PART I, LINE 32B THE UNIVERSITY USES A THIRD PARTY TO MANAGE THEIR VEHICLE DONATION PROGRAM. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS FORM 990 IS PREPARED BY THE FINANCE OFFICE AND REVIEWED BY INDEPENDENT TAX ADVISORS. FORM 990 IS REVIEWED AND SIGNED BY THE CHIEF FINANCIAL OFFICER. FORM 990 IS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE PRIOR TO FILING. ACCESS TO THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS BEFORE THE RETURN IS FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY MONITORING & ENFORCEMENT BOARD OF TRUSTEES MEMBERS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT AND SUBMIT SUCH STATEMENT TO THE SECRETARY OF THE BOARD WHO IS ALSO THE GENERAL COUNSEL FOR THE UNIVERSTY. THE SECRETARY REVIEWS THOSE STATEMENTS FOR POTENTIAL CONFLICTS AND REPORTS SUCH CONFLICTS TO THE BOARD CHAIR. THE DISCLOSURE STATEMENT ALSO REQUIRES ALL MEMBERS TO NOTIFY THE BOARD PROMPTLY OF AN ACTUAL, APPARENT, OR POTENTIAL CONFLICT OF INTEREST AS IT ARISES, SO THAT IT CAN BE ADDRESSED IMMEDIATELY AND NOT JUST ONCE PER YEAR. FORM 990, PART VI, SECTION B, LINE 15 PROCESS FOR DETERMINING COMPENSATION THE COMPENSATION OF ALL OFFICERS OF THE UNIVERSITY IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES, AND IS SUBSEQUENTLY APPROVED BY THE FULL BOARD. THE COMMITTEE ENGAGES THIRD PARTY EXPERTS TO BENCHMARK COMPENSATION FOR THESE POSITIONS ON AN ANNUAL BASIS. THE COMPENSATION OF KEY EMPLOYEES IS SET BY THEIR SUPERVISING OFFICER WITHIN THE CONSTRAINTS OF THE BOARD OF TRUSTEES' APPROVED UNIVERSITY OPERATING BUDGET. THE INDIVIDUALS WHO DETERMINE COMPENSATION OF THE OFFICERS ARE INDEPENDENT PERSONS SERVING ON THE BOARD. DURING THE COURSE OF DELIBERATIONS, THESE PERSONS REVIEW THIRD-PARTY COMPARABILITY DATA TO HELP THEM DECIDE WHAT COMPENSATION IS REASONABLE. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS ITS DECISION WITHIN THE MINUTES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENT DISCLOSURE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE AVAILABLE AS PUBLIC INFORMATION ON THE UNIVERSITY'S WEBSITE. FORM 990, PART IX, LINE 11G PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 38,907,394. MANAGEMENT AND GENERAL EXPENSES 2,766,095. FUNDRAISING EXPENSES 1,431,715. TOTAL EXPENSES 43,105,204. AUXILIARY CONTRACTS: PROGRAM SERVICE EXPENSES 31,731,050. MANAGEMENT AND GENERAL EXPENSES 49,167. FUNDRAISING EXPENSES 14,229. TOTAL EXPENSES 31,794,446. FACILITIES AND BUSINESS EXPENSES: PROGRAM SERVICE EXPENSES 19,623,971. MANAGEMENT AND GENERAL EXPENSES 4,000. FUNDRAISING EXPENSES 32,965. TOTAL EXPENSES 19,660,936. 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