2023-12-22T09:28:39-06:00 2023-06-30 381357951 PLANTE & MORAN PLLC 8181 E TUFTS AVE SUITE 600 DENVER CO 80237 990 2022-07-01 840509064 COLORADO SCHOOL OF MINES FOUNDATION COLO 3032733143 POBOX 4005 GOLDEN CO 80401 STEVE KREIDLER VP, FINANCE/CFO 3032733143 2023-12-21 1 STEVE KREIDLER 999009999 1 DORI J EGGETT P00645252 3037409400 2023-12-21 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z STEVE KREIDLER PO BOX 4005 GOLDEN CO 80401 91315339 0 X N/A X 1951 CO TO PROVIDE FINANCIAL RESOURCE DEVELOPMENT AND SUPPORT TO THE COLORADO SCHOOL OF MINES. 11 11 79 206 -198930 0 30759573 28007730 3951017 2392233 13419490 3453391 1001863 325464 49131943 34178818 36325430 25450560 0 0 6652983 7288527 0 0 7222786 3144414 2961348 46122827 35700435 3009116 -1521617 425843908 446656936 48827482 43927221 377016426 402729715 X TO SUPPORT THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND TO FOSTER ALUMNI RELATIONS. SEE SCHEDULE O. 0 0 25450560 25450560 2392233 PROVIDE FINANCIAL SUPPORT TO THE COLORADO SCHOOL OF MINESAND ITS VARIOUS DEPARTMENTS. 25450560 1 1 0 1 0 0 0 0 0 1 0 1 0 0 1 0 0 1 0 0 1 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 41 0 1 79 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 11 11 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA CO GA MD MA MI MN NH NJ NY PA SC WV WI X STEVE KREIDLER CO CSMF 3032733143 PO BOX 4005 GOLDEN CO 80401 GERALD W GRANDEY VICE CHAIR 1.00 X X 0 0 0 HOWARD E JANZEN CHAIR 1.00 X X 0 0 0 STEVEN R ENGER AT LARGE 1.00 X 0 0 0 NANCY A KEEGAN AT LARGE 1.00 X 0 0 0 SANDRA M STASH AT LARGE 1.00 X 0 0 0 ANDREW P SWIGER AT LARGE 1.00 X 0 0 0 GEORGE PULS III AT LARGE 1.00 X 0 0 0 FRANCES M VALLEJO AT LARGE 1.00 X 0 0 0 WILLIAM M ZISCH AT LARGE 1.00 X 0 0 0 PAUL E DORR AT LARGE 1.00 X 0 0 0 RODNEY J EICHLER AT LARGE 1.00 X 0 0 0 BRIAN WINKELBAUER PRESIDENT/CEO 40.00 X 409918 0 51387 STEVE KREIDLER VP FINANCE, CFO 40.00 1.00 X 248606 0 28024 DOUG MAYO VP ADVANCEMENT 40.00 X 250748 0 37060 DEAN LAATT AVP DEVELOPMENT 40.00 X 167894 0 24666 REBECCA LEEWAYE AVP FINANCE, TREASURER 40.00 X 151978 0 25075 MICHAEL OBER SR. INFORMATION OFFICER 40.00 X 148365 0 24706 RICHARD GRAW SR. DIRECTOR LEADERSHIP GIVING 40.00 X 141716 0 31118 EMILY KELTON AVP, CORP & FND RELATIONS 40.00 X 133643 0 28467 1652868 0 250503 17 0 1 0 MONTICELLO ASSOCIATES 1800 LARIMER ST SUITE 2100 DENVER CO 80202 INVESTMENT CONSULTING 200000 COLORADO LEGISLATIVE SERVICES 1410 GRANT ST D110 DENVER CO 80203 LOBBY SERVICES 118544 2 28007730 5020817 28007730 DEVELOPMENT FEE 900099 2365200 2365200 ALUMNI RELATIONS 900099 27033 27033 2392233 3356273 3356273 13470 13470 57233639 57136521 97118 97118 97118 ADMINISTRATION FEES 523000 487986 487986 OTHER INCOME/LOSS 900099 22938 22938 UNRELATED BUS. INCOME 523000 -198930 -198930 311994 34178818 2903157 -198930 3466861 25450560 25450560 1003207 358802 644405 5002246 964009 4038237 298316 66149 232167 582561 109225 473336 402197 84562 317635 33963 33963 7789 4074 3715 109115 109115 119134 119134 899917 899917 66823 56279 10544 241271 241271 250107 30375 219732 239347 44028 195319 218158 990 217168 51034 51034 EVENTS 442940 442940 PROFESSIONAL DEV. 188516 78841 109675 PREMIUMS 57394 57394 UNRELATED BUSINESS INCO 16592 16592 19248 19248 35700435 25450560 3027089 7222786 1459774 3575780 11734274 4860468 16755340 10447930 129003 233529 272369974 299486225 101217111 104640407 1379006 1352442 20799426 22060155 425843908 446656936 9598085 4544529 39229397 39382692 48827482 43927221 X 27820190 32717353 349196236 370012362 377016426 402729715 425843908 446656936 X -1521617 27419156 -184250 X 0 1 X 1 0 X 21635704 60108602 31995271 30759573 28007730 172506880 21635704 60108602 31995271 30759573 28007730 172506880 40349875 132157005 2231487 1807633 953228 1471047 3369743 9833138 647857 664649 645074 552319 510924 3020823 185360841 13940242 0.71300 0.70460 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2018 AMOUNT: $ 66,870. 2019 AMOUNT: $ 75,847. 2020 AMOUNT: $ 72,612. 2021 AMOUNT: $ 71,601. 2022 AMOUNT: $ 22,938. ADMINISTRATION FEES - 2018 AMOUNT: $ 580,987. 2019 AMOUNT: $ 588,802. 2020 AMOUNT: $ 572,462. 2021 AMOUNT: $ 480,718. 2022 AMOUNT: $ 487,986. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 119134 119134 27442006 27561140 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 115630 116786 117954 119134 469504 250000 250000 250000 250000 1000000 1500000 307657694 18979626 25335351 15088520 336884151 343360416 35409140 -51376431 19735431 307657694 242903234 28104365 86782652 14429835 343360416 245261227 10665023 2401692 15424708 242903234 251722534 7455202 683704 14600213 245261227 0.11300 0.69130 0.19580 1 0 0 PARTNERSHIPS INVESTMENTS 104640407 F 104640407 SPLIT INTEREST OBLIGATIONS 1164557 GIFT ANNUITY OBLIGATIONS 2568764 ASSETS HELD IN TRUST 35649371 39382692 61072464 27419156 390999 27810155 33262309 899917 16592 916509 34178818 35359175 575249 575249 34783926 899917 16592 916509 35700435 PART V, LINE 4: SUPPORT FOR THE BENEFIT OF COLORADO SCHOOL OF MINES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 220,863. CHANGE IN INTEREST IN NET ASSETS OF PROPERTY MANAGEMENT CORP. -28,794. UNRELATED BUSINESS LOSS 198,930. PART XI, LINE 4B - OTHER ADJUSTMENTS: UNRELATED BUSINESS INCOME TAX 16,592. PART XII, LINE 2D - OTHER ADJUSTMENTS: UNCOLLECTIBLE PLEDGES 575,249. PART XII, LINE 4B - OTHER ADJUSTMENTS: UNRELATED BUSINESS INCOME TAX 16,592. CENTRAL AMERICA/CARIBBEAN 0 0 INVESTMENTS 22922404 0 0 0 0 0 0 22922404 0 22922404 1 0 0 1 1 0 PART III ACCOUNTING METHOD: 1 COLORADO SCHOOL OF MINES 1500 ILLINOIS STREET GOLDEN CO 80401 846000551 STATE OF CO 25450560 0 GENERAL 1 0 PART I, LINE 2: ALL GRANTS ARE MADE TO COLORADO SCHOOL OF MINES AND ITS VARIOUS DEPARTMENTS. X X X X 0 0 0 0 0 0 0 1 0 BRIAN WINKELBAUER PRESIDENT/CEO 384918 0 25000 0 0 0 29105 0 22282 0 461305 0 0 0 DOUG MAYO VP ADVANCEMENT 240748 0 10000 0 0 0 14778 0 22282 0 287808 0 0 0 STEVE KREIDLER VP FINANCE, CFO 228606 0 20000 0 0 0 13927 0 14097 0 276630 0 0 0 DEAN LAATT AVP DEVELOPMENT 162894 0 5000 0 0 0 10000 0 14666 0 192560 0 0 0 REBECCA LEEWAYE AVP FINANCE, TREASURER 146978 0 5000 0 0 0 9243 0 15832 0 177053 0 0 0 MICHAEL OBER SR. INFORMATION OFFICER 143865 0 4500 0 0 0 8874 0 15832 0 173071 0 0 0 RICHARD GRAW SR. DIRECTOR LEADERSHIP GIVING 141716 0 0 0 0 0 8836 0 22282 0 172834 0 0 0 EMILY KELTON AVP, CORP & FND RELATIONS 132643 0 1000 0 0 0 8643 0 19824 0 162110 0 0 0 PART I, LINE 7 EMPLOYEE BONUSES DESCRIBED IN SCHEDULE J, PART II (OTHER THAN THE CEO BONUS) ARE DETERMINED BY THE SENIOR LEADERSHIP TEAM OF THE FOUNDATION USING EMPLOYEE ANNUAL EVALUATIONS, WHICH ARE COMPLETED IN JULY OF EACH YEAR. USING BASE SALARIES AND A SCORING SYSTEM BUILT INTO THE ANNUAL EVALUATION, THE SENIOR LEADERSHIP TEAM ASSIGNS BONUSES BASED ON THOSE SCORES. HIGHER SCORES WARRANT A LARGER BONUS RATE PER THE BASE SALARY AND SCORES BELOW A SET LEVEL DO NOT WARRANT ANY BONUS. THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS DETERMINE THE BONUS FOR THE CEO BASED ON SURVEY WORK CONDUCTED BY THE CHAIRMAN AND HR CHAIRMAN. X 120 5020817 AVERAGE HIGH/LOW 0 1 0 FORM 990, PART III, LINE 1: THE FOUNDATION IS OPERATED INDEPENDENTLY OF THE UNIVERSITY FOR THE EXCLUSIVE PURPOSE OF SUPPORTING THE UNIVERSITY, ITS ACADEMIC PROGRAMS, AND ITS STUDENTS, AND FOSTERING ALUMNI RELATIONS. THE FOUNDATION EXISTS TO PROVIDE OPPORTUNITIES FOR STUDENTS AND A MARGIN OF INSTITUTIONAL EXCELLENCE UNAVAILABLE WITH STATE FUNDS ALONE. THE FOUNDATION RAISES AND RECEIVES CHARITABLE CONTRIBUTIONS FROM FRIENDS AND ALUMNI OF THE UNIVERSITY AND FROM THE GENERAL PUBLIC, MANAGES AND INVESTS THE CONTRIBUTED PROPERTY AND FUNDS, AND MAKES DISTRIBUTIONS TO THE UNIVERSITY IN SUPPORT OF THE UNIVERSITY'S MISSION AND PRIORITIES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED IN DETAIL BY THE CHIEF BUSINESS OFFICER, ASSOCIATE VP OF FINANCE, AND THE SENIOR ACCOUNTANT. PRIOR TO THE 990 BEING FILED WITH THE IRS A COPY IS PROVIDED TO THE EXECUTIVE COMMITTEE FOR REVIEW WITH THE EXCEPTION OF SCHEDULE B INFORMATION WHICH IS KEPT CONFIDENTIAL. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES AN ANNUAL AFFIRMATION FROM MEMBERS OF THE EXECUTIVE COMMITTEE, INVESTMENT COMMITTEE, AUDIT COMMITTEE, GIFT ACCEPTANCE COMMITTEE AND TO APPOINTED OFFICERS OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE OF THE BOARD OF GOVERNORS ACTS AS THE FOUNDATION'S COMPENSATION COMMITTEE AND USES COMPARABILITY DATA, INCLUDING FORM 990 OF OTHER ORGANIZATIONS, COMPENSATION SURVEYS AND OTHER MARKET REVIEWS, TO DETERMINE AND APPROVE COMPENSATION FOR SENIOR MANAGEMENT POSITIONS. THE DELIBERATION AND DECISION IS DOCUMENTED BY THE HUMAN RESOURCES DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED ON THE FOUNDATION'S WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN NET PRESENT VALUE OF SPLIT INTEREST AGREEMENTS 220,863. CHANGE IN NET ASSETS OF PROPERTY MANAGEMENT CORP -28,794. UNRELATED BUSINESS LOSS ON PASS-THROUGH ENTITIES 198,930. CANCELLATION OF PLEDGES -575,249. CSMF PROPERTY MANAGEMENT CORP 1812 ILLINOIS STREET GOLDEN CO 80401 841266930 RE GIFTS CO 501(C)(3) LINE 12A, I N/A 0 CSM ALUMNI FOUNDATION INC PO BOX 1410 GOLDEN CO 80402 840363288 TO BENEFIT CO SCHOOL OF MINES CO 501(C)(3) LINE 5 N/A 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0