2025-03-24T15:19:51-05:00 2024-06-30 390859910 BAKER TILLY ADVISORY GROUP LP 1570 FRUITVILLE PIKE SUITE 400 LANCASTER PA 17601 990 2023-07-01 132668080 CENTER FOR ALTERNATIVE SENTENCING AND EMPLOYMENT SERVICES INC CENT 2125536300 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 REBECCA ASBURY CFO 2125536300 2025-03-24 1 1 KERRI N BOGDA CPA P00760402 7177404863 2025-03-24 2023 2025-03-06 01:10:19Z CASES REBECCA ASBURY 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 58851055 0 X WWW.CASES.ORG X 1970 NY CASES' MISSION IS TO INCREASE PUBLIC SAFETY THROUGH INNOVATIVE SERVICES THAT REDUCE CRIME AND INCARCERATION, IMPROVE BEHAVIORAL HEALTH, PROMOTE RECOVERY AND REHABILITATION, AND CREATE OPPORTUNITIES FOR SUCCESS IN THE COMMUNITY. 16 16 706 19 0 0 44353101 49764429 9140821 8831994 13560 38154 78304 216478 53585786 58851055 0 0 0 0 42068141 45839489 0 0 428712 12915656 14380103 54983797 60219592 -1398011 -1368537 40402372 39025467 37154450 37146082 3247922 1879385 X CASES' MISSION IS TO INCREASE PUBLIC SAFETY THROUGH INNOVATIVE SERVICES THAT REDUCE CRIME AND INCARCERATION, IMPROVE BEHAVIORAL HEALTH, PROMOTE RECOVERY AND REHABILITATION, AND CREATE OPPORTUNITIES FOR SUCCESS IN THE COMMUNITY. WE BELIEVE IN A NEW YORK CITY IN WHICH A PERSON'S PREVIOUS CRIMINAL INVOLVEMENT OR BEHAVIORAL HEALTH NEEDS DO NOT LIMIT THE OPPORTUNITY TO ENGAGE IN THE SUPPORT AND TREATMENT SERVICES THEY NEED TO SUCCEED. 0 0 16515231 0 PRETRIAL SERVICES: SINCE 2016, CASES HAS PROVIDED THE MANHATTAN SUPERVISED RELEASE PROGRAM (MSRP), ADMITTING PARTICIPANTS FROM THE MANHATTAN CRIMINAL AND SUPREME COURTS. MSRP PROVIDES SERVICES TO PEOPLE WHO MAY OTHERWISE HAVE BEEN JAILED, ENSURING THEY CAN MAINTAIN HOUSING, EMPLOYMENT, CONTINUITY IN TREATMENT AND SUPPORT SERVICES, AND CAN STAY CONNECTED WITH THEIR FAMILIES WHILE THEY AWAIT THE PROGRESS OF THEIR CRIMINAL CASE THROUGH THE COURTS. IN FY24, MSRP ENROLLED 5,443 INTAKES. THE PROGRAM SERVED OVER 7,500 PARTICIPANTS AND DELIVERED MORE THAN 37,000 SERVICES TO SUPPORT PARTICIPANTS TO ATTEND SCHEDULED COURT APPEARANCES AND ACHIEVE THEIR GOALS. 3,452 (65%) PARTICIPANTS SUCCESSFULLY COMPLETED THE PROGRAM, FULFILLING COURT REQUIREMENTS AND EXITING SUPERVISION. MSRP CONTINUED TO FOCUS ON THE DELIVERY OF SPECIALIST SERVICES TO YOUTH AND YOUNG ADULTS AGED 16-27 WITH PLANNING ALTERNATIVES & CREATING COMMUNITY (PACC). PACC FEATURES A TEAM OF YOUTH ENGAGEMENT SPECIALISTS DELIVERING MOBILE, HIGHLY INDIVIDUALIZED SERVICES IN CLOSE PARTNERSHIP WITH MSRP CASE COORDINATORS. PACC INCLUDES THE OPPORTUNITY FOR YOUTH TO PARTICIPATE IN TRANSITIONAL EMPLOYMENT WORK CREW SERVICES. PARTICIPANTS EARN STIPENDS WHILE BUILDING EMPLOYMENT-READINESS SKILLS IN A STRUCTURED AND SUPPORTIVE ENVIRONMENT. IN FY24, 159 YOUNG PEOPLE SUCCESSFULLY COMPLETED MSRP AFTER RECEIVING THE SPECIALIST PACC SERVICES. COMPARED TO THE OVERALL MSRP CENSUS, PACC PARTICIPANTS ARE 22% MORE LIKELY TO SUCCESSFULLY COMPLETE MSRP, 80% VS. 65%. 15935571 6688829 MOBILE BEHAVIORAL HEALTH: CASES' EXPERTISE SERVING PEOPLE WITH SERIOUS MENTAL ILLNESS (SMI) AND SERIOUS SUBSTANCE USE NEEDS INCLUDES SEVEN ASSERTIVE COMMUNITY TREATMENT (ACT) TEAMS AND SEVEN INTENSIVE MOBILE TREATMENT (IMT) TEAMS DELIVERING MOBILE TREATMENT TO CLIENTS WHOSE NEEDS HAVE NOT BEEN MET BY MORE TRADITIONAL SERVICES. THE MULTIDISCIPLINARY TEAMS WITH VARIOUS PROFESSIONAL DISCIPLINES - PSYCHIATRY, NURSING, SOCIAL WORK, MENTAL HEALTH COUNSELING, PEER SUPPORT, AND CASE MANAGEMENT - WORK TOGETHER TO PROVIDE CLIENTS WITH SERVICES AND CARE IN THE COMMUNITY. IN FY24, THE ACT AND IMT TEAMS SERVED 728 CLIENTS AND DELIVERED OVER 44,920 COMMUNITY-BASED TREATMENT SERVICES AND OVER 5,480 TELEHEALTH VISITS TO CLIENTS AND THEIR COLLATERAL CONTACTS. THE NATHANIEL ACT TEAM, ESTABLISHED IN 2000 TO PROVIDE THE EVIDENCE-BASED ACT MOBILE SERVICES AS A UNIQUE MULTIYEAR ATI FOR PEOPLE WITH SMI AND FELONY ARRESTS, SUPPORTED 64% OF CLIENTS TO SUCCESSFULLY COMPLETE THE COURT MANDATE. ACCORDING TO NYS OFFICE OF MENTAL HEALTH (OMH) DATA, THE PROGRAM ALSO REDUCED THE PERCENTAGE OF CLIENTS EXPERIENCING HOMELESSNESS. COMPARING RATES OF HOMELESSNESS AT ADMISSION TO THE PROGRAM WHEN CLIENTS WERE RELEASED FROM INCARCERATION TO HOUSING STATUS WHEN CLIENTS WERE DISCHARGED AFTER SUCCESSFULLY COMPLETING COURT MANDATES, HOMELESSNESS WAS REDUCED BY 41%. 5385340 EDUCATION, CAREER & ENRICHMENT SVCS: THE EDUCATION, CAREER & ENRICHMENT SERVICES (ECE) PROGRAMS SERVE YOUTH AND YOUNG ADULTS WITH YOUTH DEVELOPMENT, MENTORING, EDUCATION, EMPLOYMENT, AND IN-HOME FAMILY THERAPY. IN FY24, 672 YOUTH AND YOUNG ADULTS WERE SERVED. ECE PLACED 219 YOUTH IN SUBSIDIZED SUMMER JOBS AND NINE PARTICIPANTS EARNED THE HIGH SCHOOL EQUIVALENCY DIPLOMA AT CASES. THE ASSERTIVE COMMUNITY ENGAGEMENT & SUCCESS (ACES) WORKS WITH EAST HARLEM AND SOUTH BRONX YOUNG PEOPLE (16-24 YEARS OLD), WHO MAY BE AT RISK OF BECOMING INCARCERATED. MANY ACES PARTICIPANTS HAVE EXPERIENCED CHALLENGES WHEN ATTEMPTING TO ENGAGE IN MORE TRADITIONAL, LESS FLEXIBLE YOUTH DEVELOPMENT PROGRAMS. ACES IS A LONG-TERM (3-4 YEAR) PROGRAM, BEGINS WITH A FOCUS ON OUTREACH, A PROCESS THAT MAY TAKE MONTHS. MENTORS SHOW UP AGAIN AND AGAIN TO ATTEMPT TO ENGAGE YOUNG PEOPLE. ACES' INITIAL, ASSERTIVE OUTREACH FORGES THE FOUNDATION FOR THE MENTOR-PARTICIPANT RELATIONSHIP, OUT OF WHICH YOUNG PEOPLE WILL GRADUALLY STRENGTHEN THEIR SKILLS AND BEGIN TO IDENTIFY AND WORK TOWARD GOALS. IN FY24, ACES SERVED 126 PARTICIPANTS AND DELIVERED 2,545 HOURS OF WORK CREW SERVICES, WHERE PARTICIPANTS ARE INVOLVED IN WORK-READINESS PROJECTS THAT SUPPORT LOCAL COMMUNITY GROUPS AND CONTRIBUTE TO THE DEVELOPMENT AND IMPROVEMENT OF THE NEIGHBORHOODS WHERE PARTICIPANTS RESIDE. 4908857 1403886 CLINIC SERVICES: CASES ESTABLISHED THE NATHANIEL CLINIC IN 2014 IN MANHATTAN TO ENSURE EASE OF ACCESS AND SEAMLESS COORDINATION OF TREATMENT AND SUPPORT SERVICES FOR YOUTH AND ADULTS WHO HAVE A MENTAL ILLNESS AND ARE INVOLVED IN THE NYC CRIMINAL LEGAL SYSTEM (CLS). IN FY24, THE CLINIC ADMITTED 405 NEW CLIENTS AND SERVED 818 PEOPLE. NATHANIEL CLINIC CLIENTS ATTENDED OVER 12,506 TREATMENT SERVICES AND 42% (5192) OF THE SERVICES WERE DELIVERED WITH TELEHEALTH. CLIENTS ENGAGED IN 70% OF SCHEDULED PSYCHOTHERAPY AND 70% OF SCHEDULED TREATMENT SERVICES WITH PSYCHIATRISTS AND PSYCHIATRIC NURSE PRACTITIONERS. ENGAGEMENT IN PSYCHOTHERAPY TREATMENT WAS UNIFORMLY HIGH ACROSS ALL GROUPS. THE NATHANIEL CLINIC WORKED TO ASSURE NEW CLIENTS HAD TIMELY INITIAL APPOINTMENTS. THROUGHOUT FY24, CLIENTS COMPLETED INITIAL ASSESSMENTS IN 22 DAYS OF THE REQUEST FOR SERVICES, AND IN THE LAST SIX MONTHS OF THE YEAR THIS WAS REDUCED TO 13 DAYS. 74% OF THE CLIENTS SERVED IN THE NATHANIEL CLINIC ARE CLS-INVOLVED WITH CASES' PRETRIAL SERVICES MANHATTAN SUPERVISED RELEASE PROGRAM (MSRP), CONSISTENTLY REFERRING THE LARGEST NUMBER OF CLIENTS TO THE CLINIC. THE NATHANIEL CLINIC HAS DEMONSTRATED SPECIFIC PROMISE IN ADDRESSING THE CHALLENGES THAT CLIENTS WITH SERIOUS MENTAL ILLNESS (SMI) FACE TO SUCCESSFULLY COMPLETE COURT SUPERVISION WITH THE MSRP. WHEN MSRP CLIENTS WITH SMI RECEIVED MENTAL HEALTH TREATMENT AT THE NATHANIEL CLINIC, 90% OF THESE CO-ENROLLED CLIENTS SUCCESSFULLY COMPLETED COURT MANDATES. 8402321 739279 COMMUNITY SUPPORT & SUPERVISION: COMMUNITY SUPPORT & SUPERVISION (CSS) DELIVERS ALTERNATIVE-TO-INCARCERATION (ATI) PROGRAMS SERVING YOUTH/YOUNG ADULTS AND PROGRAMS FOR ADULT PARTICIPANTS WHO HAVE MENTAL ILLNESS AND SUBSTANCE USE NEEDS. IN FY24, THE ATI PROGRAMS ENROLLED 1,681 CLIENTS WITH OPEN CRIMINAL CASES IN THE BRONX, BROOKLYN, AND MANHATTAN COURTS. 552 CLIENTS SUCCESSFULLY COMPLETED ATI COMMUNITY SUPERVISION. THE REFRAMING OPPORTUNITY, ALTERNATIVES & RESILIENCE (ROAR) PROGRAM FOR YOUTH AND YOUNG ADULTS AGED 16-27, PROVIDES COMPREHENSIVE SUPPORTS OFFERED BY A MULTIDISCIPLINARY TEAM APPROACH THAT INCLUDES A SENIOR COACH, EMOTIONAL WELLNESS CLINICIAN, COURT ADVOCATE, AND AN ENGAGEMENT & ACTIVITIES SPECIALIST. ROAR FEATURES EDUCATION, EMPLOYMENT SERVICES, AND COUNSELING TO PROMOTE YOUTH ENGAGEMENT IN PRO-SOCIAL, POSITIVE YOUTH DEVELOPMENT, AND SUPPORT SERVICES. IN FY24, ROAR ACHIEVED A 55% SUCCESSFUL ATI COMPLETION ACROSS THE THREE COMMUNITY TEAMS LOCATED IN CENTRAL HARLEM, DOWNTOWN BROOKLYN, AND THE SOUTH BRONX. THE NEWSTART PROGRAM SERVES ADULTS ARRESTED FOR MISDEMEANOR CRIMES WHO FACE INCARCERATION IN THE NYC JAIL. NEWSTART HAD 1222 INTAKES AND SUPPORTED 55% OF PARTICIPANTS TO SUCCESSFULLY COMPLETE COURT MANDATES IN A POPULATION WITH 47% OF PARTICIPANTS EXPERIENCING HOMELESSNESS. IN 2020, CASES IMPLEMENTED NATHANIEL COMMUNITY SUCCESS (NCS) TO PROVIDE AN ATI FOR PEOPLE WITH MENTAL HEALTH NEEDS AND/OR CO-OCCURRING MENTAL HEALTH AND SUBSTANCE USE DISORDERS. NCS INCLUDES CENTRAL HARLEM AND DOWNTOWN BROOKLYN TEAMS DELIVERING INTENSIVE INITIAL SERVICES THAT GRADUALLY TAPER AS CLIENTS BUILD SKILLS, INDEPENDENCE, AND LINKAGES TO ONGOING SERVICES IN THE COMMUNITY. IN FY24, NCS SERVICES ENSURED 73 CLIENTS SUCCESSFULLY COMPLETED THE COURT MANDATE. 13311178 2143165 51147320 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 90 0 706 1 0 0 0 0 0 0 0 0 0 0 0 0 X 16 16 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 0 0 NY X REBECCA ASBURY 2125536300 151 LAWRENCE STREET 3RD FL BROOKLYN NY 11201 KEITH LITTLE CHAIR AS OF 5/15/24 1.00 0.00 X X 0 0 0 LEE WOOD CHAIR TO 5/15/24, THEN TRUSTEE 1.00 0.00 X X 0 0 0 ANITA APPEL VICE CHAIR 0.50 0.00 X X 0 0 0 MAUREEN ALLWOOD VICE CHAIR (TO 03/24) 0.50 0.00 X X 0 0 0 KENDALL CHRISTIANSEN TREASURER 0.50 0.00 X X 0 0 0 RICHARD ABORN TRUSTEE 0.50 0.00 X 0 0 0 CHERICE N LANDERS TRUSTEE 0.50 0.00 X 0 0 0 JOSEPH WILLIAMS TRUSTEE 0.50 0.00 X 0 0 0 JULIANNA TEEPLE TRUSTEE 0.50 0.00 X 0 0 0 HANNAH FURSTENBERG-BECKMAN TRUSTEE 0.50 0.00 X 0 0 0 KATHERINE V CHARLES TRUSTEE 0.50 0.00 X 0 0 0 ROGER OLIVER TRUSTEE 0.50 0.00 X 0 0 0 HANCY MAXIS TRUSTEE 0.50 0.00 X 0 0 0 DR SARAH DESMARAIS TRUSTEE 0.50 0.00 X 7000 0 0 PREETI KRISHNAN TRUSTEE 0.50 0.00 X 0 0 0 KATHRYN LYON TRUSTEE 0.50 0.00 X 0 0 0 LEAH RAJARATNAM TRUSTEE 0.50 0.00 X 0 0 0 MEREDITH TURNER TRUSTEE (TO 09/23) 0.50 0.00 X 0 0 0 JOSHUA LAMSTEIN TRUSTEE (TO 03/24) 0.50 0.00 X 0 0 0 JONATHAN MCLEAN CEO 40.00 0.00 X 337439 0 6227 REBECCA ASBURY CFO & ADMINISTRATION OFFICER 40.00 0.00 X 278136 0 64712 ELIZABETH PEREZ SECRETARY & GENERAL COUNSEL 40.00 0.00 X 175523 0 50293 JESSICA KLAVER CHIEF PROGRAM OFFICER 40.00 0.00 X 193397 0 48770 ANN-MARIE LOUISON CHIEF IMPACT OFFICER 40.00 0.00 X 202227 0 30460 JOSEPH MILES CHIEF MISSION ADVANCEMENT OFFICER 40.00 0.00 X 173496 0 65705 TAISHIM DIXON CHIEF HUMAN RESOURCES OFFICER 40.00 0.00 X 172032 0 40002 JAMES MCKNIGHT PSYCHIATRIST 30.00 0.00 X 216611 0 50250 SUBHASH CHANDRA PSYCHIATRIST 30.00 0.00 X 245507 0 15042 RESHAMJEET SINGH SR. DIRECTOR, FINANCE 40.00 0.00 X 182125 0 25819 BRIANNA THOMPSON PSYCHIATRIC NURSE PRACTITIONER 40.00 0.00 X 181925 0 26634 ALEXANDRA KREITMAN PSYCHIATRIC NURSE PRACTITIONER 40.00 0.00 X 180780 0 6280 2546198 0 430194 50 0 1 0 QUICKCONNECT TECHNOLOGY SERVICES INC 155 WILLOWBROOK BLVD STE 250 WAYNE NJ 07470 IT SERVICES 862896 TANDYM GROUP LLC PO BOX 830312 PHILADELPHIA PA 191820312 STAFFING SERVICES 746295 JACKSON & COKER LOCUMTENENS LLC PO BOX 277638 ATLANTA GA 303847638 STAFFING SERVICES 608760 ATLANTIC RESOURCE PARTNERS HC LLC 19 WEST 34TH ST STE 806 NEW YORK NY 10001 STAFFING SERVICES 358280 THE OSBORNE ASSOCIATION INC 809 WESTCHESTER AVE BRONX NY 104551704 JOB TRAINING SERVICES 299517 8 48539038 1225391 49764429 MEDICAID/MANAGED MEDICAID FEES 624100 8831994 8831994 8831994 38154 38154 DIFFERENCE CARD GUARANTY PMT 900099 95620 95620 COMMUTER TRANS FORFEITURES 900099 66501 66501 STATE INSURANCE FUND DIVIDEND 900099 34073 34073 20284 20284 216478 58851055 8831994 0 254632 1961300 488143 1331480 141677 33933048 30577280 3182794 172974 1338944 1186597 141938 10409 5791678 5195466 572038 24174 2814519 2467294 325746 21479 27803 27803 103633 103633 15122 15122 3333460 2504799 826770 1891 772194 592758 176931 2505 1088706 496867 585191 6648 4669750 4087059 558045 24646 434335 409039 25296 384387 330640 51583 2164 24670 24670 525552 422757 102795 515005 144804 369853 348 PARTICIPANT SUBSISTENCE 1150492 1150492 STAFF RECRUITMENT 392461 301075 91386 EQUIP. PURCH. & RENTALS 345615 301346 43250 1019 PARTICIPANT TRAVEL 309609 309609 287309 181295 87236 18778 60219592 51147320 8643560 428712 675980 506705 20059735 18454410 1335467 1697093 412782 501925 4803373 3389101 1344738 1414272 16573670 16451062 40402372 39025467 3806685 6059823 14743408 10813802 925000 2750000 17679357 17522457 37154450 37146082 X 2051644 1252076 1196278 627309 3247922 1879385 40402372 39025467 -1368537 0 X 0 1 X 1 1 1 X 23846103 35676147 46637336 44353101 49764429 200277116 7294197 8691527 9623746 9140821 8831994 43582285 126170 116918 109952 386263 116868 856171 31266470 44484592 56371034 53880185 58713291 244715572 111941 129580 118763 97098 62715 520097 0 111941 129580 118763 97098 62715 520097 244195475 6576 1055 4639 13560 38154 63984 6576 1055 4639 13560 38154 63984 198164 9117 129369 118562 216478 671690 31471210 44494764 56505042 54012307 58967923 245451246 0.99490 0.99380 0.00030 0.00010 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2019 AMOUNT: $ 198,164. 2020 AMOUNT: $ 9,117. 2021 AMOUNT: $ 129,369. 2022 AMOUNT: $ 118,562. 2023 AMOUNT: $ 3,540. DIFFERENCE CARD GUARANTY PMTS - 2023 AMOUNT: $ 95,620. COMMUTER TRANSPORTATION FORFEITURES - 2023 AMOUNT: $ 66,501. QUALITY INCENTIVE PMTS - 2023 AMOUNT: $ 4,000. STATE INSURANCE FUND DIVIDEND - 2023 AMOUNT: $ 34,073. MEDICAL WELLNESS FUNDS - 2023 AMOUNT: $ 7,495. TRAINING ASSISTANCE PAYMENTS - 2023 AMOUNT: $ 2,620. LATE FEE REIM - 2023 AMOUNT: $ 2,629. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 15122 15122 60204471 60219593 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 15365 29193 28336 15122 88016 250000 250000 250000 250000 1000000 1500000 2206771 1844428 362343 2158225 1330492 827733 438377 214181 224196 1414272 SECURITY DEPOSITS 654054 OPERATING LEASE RIGHT-OF-USE ASSETS 15797008 16451062 OPERATING LEASE LIABILITIES 17522457 17522457 X 58950592 116868 116868 58833724 17331 17331 58851055 60319129 116868 116868 60202261 17331 17331 60219592 PART X, LINE 2: CASES HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THE FASB ASC 740. CASES IS SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. CASES BELIEVES IT IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS PRIOR TO 2021. PART XI, LINE 4B - OTHER ADJUSTMENTS: IN KIND FUNDRAISING REVENUE 17,331. PART XII, LINE 4B - OTHER ADJUSTMENTS: IN KIND FUNDRAISING EXPENSE 17,331. X X X 0 0 0 0 0 0 0 0 0 JONATHAN MCLEAN CEO 337439 0 0 0 0 0 5510 0 717 0 343666 0 0 0 REBECCA ASBURY CFO & ADMINISTRATION OFFICER 278136 0 0 0 0 0 12749 0 51963 0 342848 0 0 0 JAMES MCKNIGHT PSYCHIATRIST 216611 0 0 0 0 0 13343 0 36907 0 266861 0 0 0 SUBHASH CHANDRA PSYCHIATRIST 245507 0 0 0 0 0 14730 0 312 0 260549 0 0 0 JESSICA KLAVER CHIEF PROGRAM OFFICER 193397 0 0 0 0 0 12309 0 36461 0 242167 0 0 0 JOSEPH MILES CHIEF MISSION ADVANCEMENT OFFICER 173496 0 0 0 0 0 11201 0 54504 0 239201 0 0 0 ANN-MARIE LOUISON CHIEF IMPACT OFFICER 202227 0 0 0 0 0 12309 0 18151 0 232687 0 0 0 ELIZABETH PEREZ SECRETARY & GENERAL COUNSEL 175523 0 0 0 0 0 7253 0 43040 0 225816 0 0 0 TAISHIM DIXON CHIEF HUMAN RESOURCES OFFICER 172032 0 0 0 0 0 3805 0 36197 0 212034 0 0 0 BRIANNA THOMPSON PSYCHIATRIC NURSE PRACTITIONER 181925 0 0 0 0 0 10488 0 16146 0 208559 0 0 0 RESHAMJEET SINGH SR. DIRECTOR, FINANCE 182125 0 0 0 0 0 5322 0 20497 0 207944 0 0 0 ALEXANDRA KREITMAN PSYCHIATRIC NURSE PRACTITIONER 180780 0 0 0 0 0 6021 0 259 0 187060 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE INDEPENDENT AUDITOR PREPARES THE FORM 990 AND ALL REQUIRED SCHEDULES BASED ON INFORMATION PROVIDED BY OUR FISCAL STAFF. THE DRAFT 990 IS THEN REVIEWED BY THE CFO. ONCE THAT REVIEW IS COMPLETE, IT IS DISTRIBUTED TO KEY STAFF MEMBERS INCLUDING THE CEO/PRESIDENT, GENERAL COUNSEL/SECRETARY AND EXECUTIVE LEADERSHIP TEAM. THE FINAL DRAFT 990 IS THEN DISTRIBUTED TO THE BOARD OF TRUSTEES FOR DISCUSSION AND REVIEW AT THEIR NEXT SCHEDULED MEETING. FOLLOWING DISCUSSION, THE BOARD OF TRUSTEES VOTES ON THE APPROVAL OF THE 990. ONCE APPROVED, THE FORM IS SIGNED BY THE APPROPRIATE OFFICERS AND THE INDEPENDENT AUDITOR FILES THE RETURN WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OUR CONFLICT OF INTEREST POLICY IS WRITTEN IN THE PERSONNEL POLICIES AND PROCEDURES MANUAL, WHICH IS GIVEN TO EACH EMPLOYEE UPON HIRE. WE MAY ALSO SEND AN EMAIL TO STAFF FROM TIME TO TIME REMINDING THEM OF THE POLICY. A CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS IS WRITTEN IN THE TRUSTEE HANDBOOK AND IS GIVEN TO EACH NEW TRUSTEE AND OFFICER ON AN ANNUAL BASIS. THE SECRETARY OR CFO OF THE CORPORATION SENDS THE POLICY TO EACH TRUSTEE AND OFFICER, AND DISTRIBUTES A LIST OF AGENCY FUNDERS AND VENDORS WITH WHOM THE AGENCY TRANSACTS $2,000 OR MORE OF BUSINESS ANNUALLY, AND A DISCLOSURE QUESTIONNAIRE APPROVED BY THE PRESIDENT CONCERNING POSSIBLE CONFLICTS OF INTEREST. EACH TRUSTEE AND OFFICER IS ASKED TO COMPLETE, SIGN, AND RETURN THE QUESTIONNAIRE TO THE SECRETARY. UPON DISCLOSURE OF MATERIAL FACTS PERTINENT TO A POTENTIAL CONFLICT OF INTEREST, THE TRUSTEES DETERMINE IF A CONFLICT EXISTS. IF SO, THE INTERESTED PARTY DOES NOT PARTICIPATE IN DECISION-MAKING REGARDING ANY TRANSACTION OR VENTURE IN WHICH HE OR SHE HAS AN INTEREST. DISCUSSIONS AND DECISIONS REGARDING CONFLICTS OF INTEREST ARE DOCUMENTED IN MEETING MINUTES. FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION OF THE CEO/PRESIDENT IS SET BY THE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES HAS SOLE POWER TO AUTHORIZE THE PAYMENT SALARIES OR COMPENSATION TO ANY AND ALL OFFICERS AND REQUIRE AN AFFIRMATIVE VOTE OF THE ENTIRE BOARD OF TRUSTEES. THE BOARD OF TRUSTEES MAY DELEGATE THIS POWER ON AN ANNUAL BASIS TO THE PRESIDENT, FOR ONE OR MORE OFFICERS OTHER THAN THE PRESIDENT AND CHAIR OF THE BOARD. IN DETERMINING COMPENSATION LEVELS, THE BOARD OF TRUSTEES AND/OR PRESIDENT REVIEW SALARIES OF INDIVIDUALS IN THE SAME OR COMPARABLE POSITIONS AT COMPARABLE ORGANIZATIONS AS DETERMINED BY BUDGET SIZE, NUMBER OF STAFF, AND THE TYPE OF PROGRAM OPERATIONS. THEY ALSO MAY LOOK AT PUBLISHED SURVEYS SUCH AS THOSE PUBLISHED BY THE NON-PROFIT COORDINATING COMMITTEE OF NEW YORK PROFESSIONALS FOR NON-PROFITS AND GUIDESTAR. THE SALARIES ARE REVIEWED ON AN ANNUAL BASIS AND THE SURVEY OF COMPENSATION AT COMPARABLE ORGANIZATION IS DONE EVERY OTHER YEAR. THE BOARD OF TRUSTEES CONTEMPORANEOUSLY DOCUMENTS THE BASIS FOR DETERMINATION. FORM 990, PART VI, SECTION C, LINE 19 CASES' GOVERNING DOCUMENTS, CONFLICT OF INTEREST, FORM 990 AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FORM 990 IS AVAILABLE ON THE GUIDESTAR WEBSITE. OUR STATEMENTS OF FINANCIAL POSITION AND STATEMENT OF ACTIVITIES ARE INCLUDED IN OUR PRINTED ANNUAL REPORT AND OUR AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON OUR WEBSITE. OUR WEBSITE INCLUDES A LINK TO THE CASES PROFILE PAGE ON THE GUIDESTAR WEBSITE WHERE OUR 990 INFORMATION IS AVAILABLE. IT ALSO INCLUDES A STATEMENT "IF YOU WOULD LIKE TO REQUEST A COPY OF CASES' AUDITED FINANCIAL STATEMENTS AND/OR OUR MOST RECENTLY FILED IRS FORM 990, PLEASE CONTACT REBECCA ASBURY, CHIEF FINANCIAL OFFICER AT RASBURY@CASES.ORG".