2025-04-10T12:42:28-07:00 2024-05-31 990 2023-06-01 161476258 UTICA UNIVERSITY UTIC 3157923011 1600 Burrstone Road Utica NY 13502 Kristin Haag VP Financial Affairs 3157923011 2025-04-10 1 2023 2025-03-06 01:10:19Z Kristin Haag 1600 Burrstone Road Utica NY 13502 101335870 0 X www.utica.edu X 1946 NY We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 28 27 1717 75 45339 45339 7827272 6642892 79519539 84902964 967860 110724 1471521 2800246 89786192 94456826 16742639 19989079 0 0 51785824 51922556 0 0 2528592 37159235 37819503 105687698 109731138 -15901506 -15274312 140809471 133465875 83973692 86802539 56835779 46663336 We empower learners to achieve their career and life goals through personally enriching experiences and outstanding educational pathways. 0 0 57447718 19989079 71996600 Instruction and research to educate undergraduate & graduate students preparing them to achieve distinction in their chosen professions and inspiring them to become citizens committed to their community. Institutional Support for central and executive-level activities concerned with management and long-range planning for the entire institution. 19346064 0 2800246 Student Services provides support to instructional programs with an emphasis on student life outside the classroom. it includes areas such as athletics, student activities, career counseling and placement, etc. 5838261 0 0 Academic support encompasses the areas of faculty and program development as well as resource centers including the library and various institutes designed to support the learning experience. 10408929 0 12906364 Auxiliary Enterprises Expenses $10,408,929 Revenue $12,906,364. 10408929 0 12906364 93040972 1 1 0 1 0 0 0 1 0 1 1 0 0 0 1 0 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 379 0 1 1717 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 28 27 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Kristin Haag 3157923011 1600 Burrstone Road Utica NY 13502 Laura Casamento Outgoing President (effective7/31/2023) 37.5 0 X 383377 0 37146 Todd Pfannestiel Incoming President (effective 8/1/2023) 37.5 0 X 299319 0 36350 Ahmed Radwan Dean for Health and Professions 37.5 0 X 167992 0 47123 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 37.5 0 X 187805 0 24447 Stephanie Nesbitt Dean of the School of Business & Justice 37.5 0 X 179660 0 30153 Pamela Salmon Vice President of Financial Affairs 37.5 0 X 167599 0 41818 James Brown Associate Professor of Management & Administrative Studies 37.5 0 X 165028 0 38660 Jennifer Rioux Executive Director of the Institute for the Study of Integrative Healthcare 37.5 0 X 163859 0 11207 Robert Brevenik Trustee 0 X 0 0 0 Jeremy Thurston Chairperson 0 X X 0 0 0 Heidi Hoeller Vice Chairperson 0 X X 0 0 0 Christian Meyer III Trustee 0 X 0 0 0 Kenneth Bell Secretary 0 X X 0 0 0 Larry Bull Trustee 0 X 0 0 0 Gerard Capraro Vice Chairperson 0 X X 0 0 0 John Casellini Trustee 0 X 0 0 0 Ronald Cuccaro Trustee 0 X 0 0 0 Harry Cynkus Trustee 0 X 0 0 0 Frederick Degen Trustee 0 X 0 0 0 Krista DiBeradino Vice Chairperson 0 X X 0 0 0 James DuRoss Trustee 0 X 0 0 0 John Forte Trustee 0 X 0 0 0 Christopher Crolius Trustee 0 X 0 0 0 Samuel Hester Trustee 0 X 0 0 0 Daniel Jones Trustee 0 X 0 0 0 Wester Miga Trustee 0 X 0 0 0 Mark Pilipczuk Trustee 0 X 0 0 0 Eugene Quadraro Jr Trustee 0 X 0 0 0 Solade Rowe Trustee 0 X 0 0 0 John Snyder Trustee 0 X 0 0 0 Treesa Salter Trustee 0 X 0 0 0 Mikhail Bushiniski Trustee 0 X 0 0 0 Tanner Stewart Trustee 0 X 0 0 0 Jeffery Whalley Trustee 0 X 0 0 0 Tricia Rutkowski Trustee 0 X 0 0 0 1714639 0 266904 71 0 1 0 Atalian Global Services Inc 417 Fifth Avenue New York NY 10016 Facilities Services 4405337 Utica Property Development 302 Washington Ave Extension Albany NY 12203 Property Rental 1395655 Orbis Education Services 11595 North Meridian St Carmel IN 46032 Educational Partner 2333873 Wiley Education Services LLC 1415 W 22nd St Suite 400 Oak Brook IL 60523 Online Educational Services 3470164 Sodexo Inc & Affiliates 10 Earhart Drive Williamsville NY 10016 Food Service 3835716 21 0 0 0 0 3528971 3113921 0 6642892 Student Tuition and Fees 611710 71996600 71996600 0 0 Auxiliary Enterprises 611710 12906364 12906364 0 0 0 0 0 0 84902964 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6563638 426130 6721772 157272 -158134 268858 110724 0 0 110724 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2800246 2754907 45339 0 2800246 94456826 87657871 45339 110724 19710544 19710544 278535 278535 0 0 1321854 562122 474169 285563 0 0 0 0 37832015 31542259 4872545 1417211 2635059 2187417 339516 108126 7211717 5993764 1102137 115816 2921911 2418578 381755 121578 0 0 0 0 224046 27145 196901 0 112453 0 112453 0 20000 0 0 20000 0 0 4940322 4334970 450854 154498 1437934 82267 1355667 0 2306551 1956211 292327 58013 1091381 62638 1028743 0 2094 2094 0 0 4637806 4245513 370597 21696 1789667 1484023 291321 14323 0 0 0 0 405856 296933 38552 70371 1701153 1601241 99292 620 0 0 0 0 5801403 5261083 540320 0 887552 205145 682407 0 Auxiliaries Food Service 3584400 3584400 0 0 Grounds Services 2912125 2825653 69951 16521 Custodial Services 2218743 2152873 53283 12587 3746017 2225564 1408784 111669 109731138 93040972 14161574 2528592 2294 2152 5256315 5117134 1818638 992397 10090786 9139924 163664 118503 4748 1973 331201 525484 159942228 83330954 81199921 76611274 30921523 31111172 4309285 3958236 0 0 6711096 5887626 140809471 133465875 11514921 16366390 12872627 12485954 41645298 40623278 17940846 17326917 83973692 86802539 X 21450585 7339630 35385194 39323706 56835779 46663336 140809471 133465875 X -15274312 5301926 0 0 0 -200057 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 0 0 1 20000 20000 0 Schedule C, Part II-B, Line 1 The University used paid lobbyists to develop additional University funding through representation with federal and state governments. 0 9847124 0 0 X X X 0 34819284 899234 4895661 755721 4436197 60645 35361616 35470959 1038155 -176004 881283 553384 79159 34819284 36600490 3347871 -3116405 956285 324217 80495 35470959 27110269 2567821 8227652 822234 389894 93124 36600490 25052831 2373955 1013233 867663 376357 85730 27110269 0.01 0.67 0.32 0 0 6122977 0 6122977 125237366 0 59104885 66132481 2508117 0 1435919 1072198 13974386 0 12600595 1373791 12099382 0 10189555 1909827 76611274 Post Retirement Liability 6246533 Charitable Trust Obligations 63389 Bond Premium, Net of Amortization 4531042 Lease Liability 6485953 17326917 79769673 5301926 0 0 0 5301926 74467747 0 19989079 19989079 94456826 89742059 0 0 0 0 0 89742059 0 19989079 19989079 109731138 Schedule D, Part III, Line 4 The University has a fine arts collection that is housed in the Barrett Art Gallery and the University offers a number of fine arts courses. Schedule D, Part V, Line 4 The University has endowment funds that are managed to provide a permanent source of income to support the teaching, research, and service missions of the institution. Schedule D, Part XI, Line 4b Scholarship Aid $19,989,079 Schedule D, Part XII, Line 4b Scholarship Aid $19,989,079 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 Schedule E, Part I, Line 3 Utica University prints its nondiscriminatory policy in the annual catalog and it is also on the University website. Schedule E, Part I, Line 6 A majority of the University financial assistance is provided by the government to enable promising students to attend University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the federal and state government. Schedule E, Part I, Line 6a A majority of the University financial assistance is provided by the government to enable promising students to attend University if family and personal resources are inadequate to support a University education. Two of the main sources of financial aid are from the federal and state government. 1 Europe (including Iceland and Greenland) 0 1 Program Services Research 1382 Europe (including Iceland and Greenland) 0 2 Program Services Faculty Led Study Abroad 27048 Europe (including Iceland and Greenland) 0 1 Program Services Faculty Exchange 11542 Europe (including Iceland and Greenland) 0 1 Program Services Human Rights Festival 2000 East Asia and the Pacific 0 1 Program Services Conference Attendance Virtual 350 Middle East and North Africa 0 1 Program Services Faculty Led Study Abroad 1500 Europe (including Iceland and Greenland) 0 2 Program Services Conference Attendance 3600 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Conference Presentations 610 North America (including Canada and Mexico, but not the United States) 0 2 Program Services Conference Attendance 1186 Central America and the Caribbean 0 1 Program Services Conference Attendance 2400 South Asia 0 1 Program Services Conference Attendance Virtual 91 South America 0 2 Program Services Conference Attendance 2225 East Asia and the Pacific 0 1 Program Services Conference Attendance 3494 North America (including Canada and Mexico, but not the United States) 0 2 Program Services International Student Recruitment 417 North America (including Canada and Mexico, but not the United States) 0 17 Program Services Team Travel/International Game 43107 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Faculty 44800 North America (including Canada and Mexico, but not the United States) 0 1 Program Services Adjunct Lecturer 2600 Central America and the Caribbean 0 1 Program Services Adjunct Lecturer 12000 0 39 160352 Scholarship East Asia and the Pacific 3 43660 Credit on Students' tuition Bill 0 FMV Scholarship Europe (including Iceland and Greenland) 6 65635 Credit on Students' tuition Bill 0 FMV Scholarship Middle East and North Africa 1 6200 Credit on Students' tuition Bill 0 FMV Scholarship North America (including Canada and Mexico, but not the United States) 14 117950 Credit on Students' tuition Bill 0 FMV Scholarship South Asia 13 45090 Credit on Students' tuition Bill 0 FMV 0 0 0 0 1 0 Schedule F, Part I, Line 2 Grants are given as scholarships and show as a credit on the student account against tuition owed. 1 Fellowships 152 278535 0 FMV Grants are awarded to University employees or students for research projects. Grantees may elect to receive reimbursement for receipted expenses or they may elect to receive their awards as W-2 compensation. Scholarships 3712 19710544 0 FMV Schedule I, Part I, Line 2 Students receiving scholarships are evaluated by the University's assessment of academic achievement, financial need, and other similar standards. Schedule I, Part III See Schedule I, Part IV. Statement 1 X X X X X X X 1 1 X X X X 1 0 0 0 0 0 0 0 0 Laura Casamento President 225237 0 80000 0 78139 0 18667 0 18480 0 420523 0 0 0 Todd Pfannestiel President 281815 0 0 0 17503 0 16901 0 19450 0 335669 0 0 Pamela Salmon Vice President of Financial Affairs 167440 0 0 0 158 0 14059 0 27759 0 209416 0 0 0 Polly Smith Senior Vice President for Market Innovation & New Ventures/Associtae Provost for OES 187637 0 0 0 169 0 14059 0 10387 0 212252 0 0 0 Stephanie Nesbitt Dean of the School of Business & Justice 178557 0 0 0 1103 0 19433 0 10720 0 209813 0 0 0 Ahmed Radwan Dean for Health and Professions 167832 0 0 0 160 0 18226 0 28897 0 215115 0 0 0 James Brown Associate Professor of Management & Administrative Studies 164811 0 0 0 217 0 14831 0 23829 0 203688 0 0 0 Jennifer Rioux Executive Director of the Institute for the Study of Integrative Healthcare 161004 0 0 0 2855 0 4550 0 6657 0 175066 0 0 0 Schedule J, Part I, Line 1a Schedule J, Part I, Line 1a - The University president receives a housing stipend since the President's house serves as a meeting place for dignitaries and community leaders, as well as for other meeting and fundraising events. The University provides travel costs for the University President's spouse on certain business travel. The University pays for the President's membership dues and initiation fees relating t membership in any clubs that the Board of Trustees requests that the President join. Schedule J, Part I, Line 4 Laura Casamento left the University effective July 31, 2024. As part of her separation, she received a bonus of $80,000. A Oneida County Local Development Corporation 273190422 682440CM2 2019-12-18 49438503 See Part VI 0 0 0 A 2745000 0 49443342 0 0 0 569147 0 0 13753312 35120882 0 2021 1 1 1 1 A 0 0 1 1 0 0.0063 0.0008 0.0071 0 0 1 A 0 1 0 0 0 0 0 0 1 A 1 X 5 32265 FMV 0 1 0 Schedule M, Part I, Line 32b The University uses real estate agents and coin dealers in conjunction with the sale of donated properties on occasion. Form 990, Part VI, Section A, Line 2 The University conducts business with various vendors throughout the greater Utica area. Several of the University's vendors have principals or employees currently serving on its board of trustees. In accordance with the University's bylaws, each vendor serving on the University Board of Trustees is required to disclose the details of transactions and other business involvements with the University. Form 990, Part VI, Section B, Line 11b The 990 is reviewed and approved by the treasurer, key employees, and appropriate trustees prior to being filed and issued. Additionally, the 990 is provided to the entire board of trustees for review and comment prior to filing. This is done by posting a draft PDF of the 990 to the University trustee website. Form 990, Part VI, Section B, Line 12c Officers and Board members are required to complete conflict of interest statements and submit them to the office of financial affairs. Form 990, Part VI, Section B, Line 15 The compensation of the president is determined by a compensation committee of the board of trustees in consultation with an independent consultant and approved by the executive committee. The compensation of officers and key employees is determined by the University president and approved by the compensation committee. Form 990, Part VI, Section C, Line 19 Governing documents are available to the public through personal request through appropriate University officials. Form 990, Part XI, Line 9 Change in funded status of the pension plan ($165,377) and net periodic benefit cost $(34,680). Form 990, Part XII, Line 2c The University's Audit Committee and Board of Trustees assumes responsibility for and oversees the audit of the financial statements and selection of the independent auditors. No changes to the oversight or selection process of the University have been noted. An extension was filed and our return is due on 04/15/2025.