2024-04-30T16:29:41+00:00 2023-06-30 440160260 FORVIS LLP 1201 WALNUT SUITE 1700 KANSAS CITY MO 641062246 990 2022-07-01 481108830 University of Kansas Medical Center Research Institute UNIV 9135881261 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 Jeff DeWitt TREASURER 9135885313 2024-04-30 true PAUL TOLER 999009999 true APRIL ARNOLD CPA P01559426 8162216300 2024-05-15 2022 2023-04-26 12:10:37Z LISA HOEBELHEINRICH 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 216435042 false X WWW.KUMC.EDU/KUMCRI.HTML X 1992 KS THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE, INC. SUPPORTS THE RESEARCH ACTIVITIES OF THE UNIVERSITY OF KANSAS MEDICAL CENTER. 5 0 118 0 584767 348060 8139789 8780614 154901558 179465769 2800222 3427010 795712 1068599 166637281 192741992 9981979 20077577 0 0 81741587 93555595 0 0 0 58449803 61859367 150173369 175492539 16463912 17249453 151053791 170911456 22475646 31166504 128578145 139744952 PROMOTING AND AIDING IN THE FULFILLMENT OF SCIENTIFIC RESEARCH, Educational, AND SERVICE FUNCTIONS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER. MANAGES GRANTS AND CONTRACTS FOR PROJECTS CONDUCTED BY PRINCIPAL INVESTIGATORS WHO SERVE AS FACULTY AT THE UNIVERSITY OF KANSAS MEDICAL CENTER. false false 161354929 20077577 179271509 THE RESEARCH INSTITUTE WAS ESTABLISHED IN 1992 TO PROMOTE, SUPPORT, AND ENHANCE MEDICAL RESEARCH FOR THE BENEFIT OF THE PUBLIC BY ADMINISTERING FUNDED RESEARCH PROJECTS ON BEHALF OF THE UNIVERSITY OF KANSAS MEDICAL CENTER (KUMC). THE RESEARCH INSTITUTE'S OBJECTIVES ARE TO: 1) SERVE KUMC BY PROMOTING AND OPERATING AT THE HIGHEST LEVEL OF ADMINISTRATIVE AND FINANCIAL HONESTY AND INTEGRITY, 2) FOSTER INDIVIDUAL A CONSORTIA PARTNERSHIPS BETWEEN KUMC RESEARCHERS AND NATIONAL, REGIONAL AND LOCAL RESEARCH BIO-MEDICAL COMMUNITIES, 3) ENHANCE REVENUE TO RESEARCHERS AND THE UNIVERSITY THROUGH THE TRANSFER OF RESEARCH DISCOVERIES AND OTHER INFORMATION TO THE PRIVATE SECTOR; AND 4) FACILITATE COOPERATIVE RESEARCH INTERACTIONS DOMESTICALLY AND INTERNATIONALLY BETWEEN THE KUMC AND CORPORATIONS, AND WITH OTHER RESEARCH CENTERS THROUGHOUT THE GREATER KANSAS CITY METROPOLITAN AREA. 161354929 true true false false false false false false false true false false false true true false true false false true false false false false false false true true true false false false false false false false false false false false false false true true true false false true X 493 0 true 118 true true true false false false false false false false false false false false X 5 0 true false false false false true false true true false false true true true true true true true true true false KS X PAUL TOLER 9135885313 3901 RAINBOW BLVD MAILSTOP 1039 KANSAS CITY KS 66160 DAVID VRANICAR DIRECTOR 1.0 39.0 X 0 408138 48232 DOUG GIROD DIRECTOR 1.0 39.0 X 0 944769 124127 JEFF DEWITT DIRECTOR 1.0 39.0 X 0 338732 38711 MATTHIAS SALATHE DIRECTOR 5.0 35.0 X 0 435188 40186 ROBERT SIMARI DIRECTOR 1.0 39.0 X 0 742695 43907 LISA HOEBELHEINRICH Vice Chancellor of RA 39.0 1.0 X 327457 0 42345 PAUL TOLER CFO/TREASURER 39.0 1.0 X 181978 0 38081 JENNIFER STALEY DIRECTOR OF SYSTEMS ADMIN 40.0 0 X 122386 0 33660 KYLE STEPHENS DIRECTOR, HRPP 40.0 0 X 96133 0 32058 MATTHEW WOOLLEY DIRECTOR - RA FINANCE 40.0 0 X 121119 0 25388 PETER GRIFFITH COUNSEL 40.0 0 X 151568 0 25269 RUTH SOSNOFF DIRECTOR, STRATEGIC INITIATIVES 40.0 0 X 165314 0 39322 ABIODUN AKINWUNTAN FORMER DIRECTOR 0.0 40.0 X 0 299903 48325 ADRIENNE KORDALSKI FORMER DIRECTOR 0.0 40.0 X 0 218255 36641 AKINLOLU OJO FORMER DIRECTOR 0.0 40.0 X 0 647424 43159 BARBARA POLIVKA FORMER DIRECTOR 0.0 40.0 X 0 209621 28078 DANNY WELCH FORMER DIRECTOR 0.0 40.0 X 0 272347 36310 HOLLY HULL FORMER DIRECTOR 0.0 40.0 X 0 109357 25975 JACOB SOSNOFF FORMER DIRECTOR 0.0 40.0 X 0 201785 28983 K JAMES KALLAIL FORMER DIRECTOR 0.0 40.0 X 0 120470 36010 PETER SMITH FORMER DIRECTOR 0.0 40.0 X 0 464983 46896 SALLY MALISKI FORMER DIRECTOR 0.0 40.0 X 0 300467 44122 STEFFANI WEBB FORMER DIRECTOR 0.0 40.0 X 0 334617 44472 STEVEN WEINMAN FORMER DIRECTOR 0.0 40.0 X 0 241324 41031 1165954 6290075 991289 6 true true false HURON CONSULTING SERVICES LLC PO Box 71223 CHICAGO IL 606941223 CONSULTING SERVICES 785853 JANICE KINNEY 6442 BALTIMORE AVE KANSAS CITY KS 641131707 CONSULTING SERVICES 384000 FORVIS LLP 1201 WALNUT ST SUITE 1700 KANSAS CITY MO 64106 ACCOUNTING SERVICES 150624 EXECUTIVE CONSULTING GROUP LLC PO BOX 74008176 CHICAGO IL 606748176 CONSULTING SERVICES 114325 4 8780614 8780614 RESEARCH GRANT 621500 105160299 105160299 CLINICAL RESEARCH 621500 34556861 33972094 584767 FEDERAL F AND A REVENUE 621500 39748609 39748609 0 0 0 0 179465769 3694319 3694319 0 0 23425741 0 23693050 0 -267309 0 -267309 -267309 TECHNOLOGY REVENUE 900099 390507 390507 678092 0 0 678092 1068599 192741992 179271509 584767 4105102 X 19276871 19276871 800706 800706 610019 610019 73969222 65179342 8789880 5171653 4465903 705750 8843671 7724139 1119532 4961030 4308739 652291 145409 145409 315 315 42236579 41738736 497843 0 79366 78766 600 1456955 1119026 337929 1250705 750223 500482 33533 33533 435737 386809 48928 1578295 1337243 241052 435500 435500 329 329 RESEARCH SUPPLIES 10739619 10578289 161330 EQUIPMENT 2178343 1916233 262110 DUES, MEMBERSHIPS, & SUBSCRIPTIONS 707380 566944 140436 BAD DEBT EXPENSE 545407 545407 35895 0 35895 0 175492539 161354929 14137610 0 0 5016739 21856053 19694579 20403244 25211120 0 0 0 0 403836 821944 1452479 252252 818423 1200227 117908338 134343345 -10614996 -16533734 0 278893 1157236 151053791 170911456 13149575 17804824 9326071 12955790 0 0 0 405890 22475646 31166504 123871572 134722594 4706573 5022358 128578145 139744952 151053791 170911456 X 17249453 -5987262 -95384 X false true X true true true X X X 2 KU MED CENTER 481124839 6 true 182414951 0 UNIV OF KANSAS 481124839 6 true 0 0 2 182414951 0 true false false false false false false false false false false false false false false true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1452479 252252 1200227 1200227 ROU LIABILITIES 405890 405890 X 190296165 -5987262 3541435 -2445827 192741992 0 0 192741992 179404383 3911844 3911844 175492539 0 0 175492539 Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote RI FOLLOWS ACCOUNTING REQUIREMENTS RELATED TO UNCERTAIN TAX POSITIONS. TAX POSITIONS TAKEN MAY INCLUDE POSITIONS THAT RI IS EXEMPT FROM INCOME TAXES OR HOW RI DETERMINES ITS UNRELATED BUSINESS INCOME. UNCERTAIN TAX POSITIONS ARE RECOGNIZED IF IT IS MORE LIKELY THAN NOT, BASED ON THE TECHNICAL MERITS, THAT THE TAX POSITION WILL BE REALIZED OR SUSTAINED UPON AN EXAMINATION BY THE RELEVANT TAX AUTHORITY. NO AMOUNTS HAVE BEEN RECORDED AT JUNE 30, 2023 AND 2022, WITH RESPECT TO UNCERTAIN TAX POSITIONS. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 RELATED ENTITY REVENUE - 3957622 ELIMINATIONS - -320803 TRANSFER AND GRANTS TO AFFILIATES - -69704 Uncollected Pledges From Prior Years - -25680 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 RELATED ENTITY EXPENSES - 4232647 ELIMINATIONS - -320803 Sub-Saharan Africa Program Services TRAVEL 15703 South Asia Program Services TRAVEL 13306 Europe (Including Iceland and Greenland) Program Services TRAVEL 126298 Sub-Saharan Africa Program Services SUBCONTRACTS/RESEARCH 142647 Europe (Including Iceland and Greenland) Program Services SUBCONTRACTS/RESEARCH 419681 East Asia and the Pacific Program Services SUBCONTRACTS/RESEARCH 10519 North America (Canada & Mexico only) Program Services SUBCONTRACTS/RESEARCH 121263 Middle East and North Africa Program Services SUBCONTRACTS/RESEARCH 535 North America (Canada & Mexico only) Program Services TRAVEL 34077 South America Program Services TRAVEL 1048 0 0 0 0 0 0 885077 0 885077 false false false false false false Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual true UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD Kansas City KS 66160 481124839 GOVT 7510000 Support UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY KS 66160 481124839 GOVT 11766871 BOOK EQUIPMENT SUPPORT 1 0 TUITION ASSISTANCE AND STIPENDS 353 800706 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE ORGANIZATION GIVES GRANTS TO ITS SUPPORTED ORGANIZATION. THESE GRANTS ARE MONITORED THROUGH THE BOARD'S POSITIONS AT THE RELATED ORGANIZATION, AS WELL AS THE OPERATING AGREEMENT IN PLACE. STIPENDS ARE REQUESTED BY DEPARTMENTS WITH EITHER SPONSORED OR INTERNAL FUNDS. IN THIS CASE, THE STIPENDS ARE FOR STUDENTS WHO ARE ASSISTING AND LEARNING FROM RESEARCHERS CONDUCTING TRIALS AND STUDIES. THESE ARE TRACKED BY THE RESEARCH INSTITUTE ACCOUNTING DEPARTMENT AND PAID MONTHLY. X X false false false false false false false false false ABIODUN AKINWUNTAN FORMER DIRECTOR 0 296095 0 0 0 3808 0 25925 0 22400 0 348228 0 0 HOLLY HULL FORMER DIRECTOR 0 108591 0 0 0 766 0 9659 0 16316 0 135332 0 0 K JAMES KALLAIL FORMER DIRECTOR 0 120470 0 0 0 0 0 19635 0 16375 0 156480 0 0 ADRIENNE KORDALSKI FORMER DIRECTOR 0 215414 0 0 0 2841 0 19002 0 17639 0 254896 0 0 SALLY MALISKI FORMER DIRECTOR 0 271491 0 0 0 28976 0 25298 0 18825 0 344590 0 0 AKINLOLU OJO FORMER DIRECTOR 0 615848 0 0 0 31575 0 25925 0 17234 0 690583 0 0 BARBARA POLIVKA FORMER DIRECTOR 0 208249 0 0 0 1371 0 17664 0 10415 0 237699 0 0 PETER SMITH FORMER DIRECTOR 0 435075 0 0 0 29907 0 37036 0 9860 0 511879 0 0 JACOB SOSNOFF FORMER DIRECTOR 0 200393 0 0 0 1392 0 17425 0 11558 0 230768 0 0 STEFFANI WEBB FORMER DIRECTOR 0 331093 0 0 0 3524 0 25925 0 18547 0 379090 0 0 STEVEN WEINMAN FORMER DIRECTOR 0 239723 0 0 0 1601 0 20815 0 20216 0 282354 0 0 DANNY WELCH FORMER DIRECTOR 0 244641 0 0 0 27707 0 23333 0 12978 0 308658 0 0 JEFF DEWITT DIRECTOR 0 308087 0 0 0 30645 0 21247 0 17464 0 377442 0 0 DOUG GIROD DIRECTOR 0 576845 0 0 0 367924 0 37036 0 87091 0 1068896 0 0 MATTHIAS SALATHE DIRECTOR 0 432343 0 0 0 2845 0 25925 0 14261 0 475374 0 0 ROBERT SIMARI DIRECTOR 0 710554 0 0 0 32141 0 25925 0 17982 0 786603 0 0 DAVID VRANICAR DIRECTOR 0 404096 0 0 0 4042 0 25925 0 22307 0 456370 0 0 LISA HOEBELHEINRICH Vice Chancellor of RA 323935 0 0 0 3522 0 25925 0 16420 0 369802 0 0 0 PAUL TOLER CFO/TREASURER 180693 0 0 0 1285 0 16218 0 21863 0 220059 0 0 0 PETER GRIFFITH COUNSEL 150558 0 0 0 1010 0 12994 0 12275 0 176836 0 0 0 RUTH SOSNOFF DIRECTOR, STRATEGIC INITIATIVES 164152 0 0 0 1163 0 15085 0 24237 0 204636 0 0 0 Schedule J, Part II & FORM 990, PART VII ALL OFFICERS ARE COMPENSATED BY THE UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION. RESEARCH INSTITUTE REIMBURSES THE UNIVERSITY OF KANSAS MEDICAL CENTER FOR THE COMPENSATION. THE PRESENTATION ON FORM 990, PART VII IS BASED ON HOW THE INDIVIDUAL SPENDS THEIR TIME, PER THE FORM 990 INSTRUCTIONS. Form 990, Part V, Line 2a UNIVERSITY OF KANSAS MEDICAL CENTER, A RELATED ORGANIZATION, ISSUES W-2S ON BEHALF OF THE ORGANIZATION. Form 990, Part VI, Line 15a & 15b - PROCESS TO ESTABLISH COMPENSATION THE HR DIRECTOR MAINTAINS AND UPDATES SALARY RANGES USING SURVEYS, INDUSTRY PUBLICATIONS AND OTHER SOURCES. THE BOARD APPROVES THE PAY OF THE EXECUTIVE DIRECTOR, CFO, AND HR DIRECTOR IN EXECUTIVE SESSION. THE LAST REVIEW WAS PERFORMED BY THE HR DIRECTOR IN 2022. Form 990, Part VI, Line 2 Family/business relationships amongst interested persons ALL DIRECTORS WITH RELATED ORGANIZATION COMPENSATION AND HOURS - Business relationship Form 990, Part VI, Line 7a Members or stockholders electing members of governing body THE BOARD MEMBERS OF THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE ARE AUTOMATICALLY BOARD MEMBERS BASED ON THEIR POSITIONS AT THE UNIVERSITY KANSAS AND UNIVERSITY OF KANSAS CENTER FOR RESEARCH. Form 990, Part VI, Line 11b Review of form 990 by governing body AN INDEPENDENT ACCOUNTING FIRM PREPARES AND REVIEWS THE 990. THE 990 IS THEN PROVIDED TO THE UNIVERSITY OF KANSAS MEDICAL CENTER RESEARCH INSTITUTE'S JOINT EXECUTIVE AND FINANCE COMMITTEE FOR THEIR REVIEW PRIOR TO FILING THE 990. ANY QUESTIONS OR CONCERNS THE JOINT EXECUTIVE AND FINANCE COMMITTEE MAY HAVE ARE ADDRESSED AND ANY CORRECTIONS OR CLARIFICATIONS THAT NEED TO BE MADE. THE FULL BOARD RECEIVES A COPY OF THE 990 PRIOR TO FILING WITH THE IRS. Form 990, Part VI, Line 12c Conflict of interest policy OFFICERS AND DIRECTORS MAKE DISCLOSURES ANNUALLY AT THE FIRST BOARD MEETING OF THE YEAR. THE BOARD SECRETARY REVIEWS DISCLOSURES FOR POTENTIAL CONFLICTS. THE SECRETARY WILL DISCUSS ANY POTENTIAL CONFLICTS WITH THE EXECUTIVE DIRECTOR AND BOARD CHAIR. Form 990, Part VI, Line 19 Required documents available to the public GOVERNING DOCUMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE ORGANIZATION PROVIDES BOARD MEMBERS WITH A COPY OF THE ARTICLES OF INCORPORATION AND THE BY-LAWS AT BOARD MEMBER ORIENTATION. THE ORGANIZATION WEBSITE HAS LINKS TO ORGANIZATION POLICIES AND THE RELATED POLICIES OF THE UNIVERSITY. A HEADING TITLED ANNUAL REPORTS CONNECTS TO A SECTION OF THE ORGANIZATION WEBSITE WITH LINKS TO THE FOLLOWING REPORTS: FORM 990, SINGLE AUDIT REPORT (A-133), AND EXTRAMURAL FUNDING ANNUAL REPORT (SUMMARY). THE FINANCE COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT, REVIEW, OR COMPILATION OF ITS FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. Form 990, Part VIII, Line 11d Other Miscellaneous Revenue OTHER REVENUE - Total Revenue: 678092, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 678092; Form 990, Part IX, Line 11g Other Fees SUBCONTRACTS - Total Expense: 17806333, Program Service Expense: 17806333, Management and General Expenses: 0, Fundraising Expenses: ; LABORATORY SVCS - Total Expense: 5070840, Program Service Expense: 5070840, Management and General Expenses: 0, Fundraising Expenses: ; PATIENT CARE SVCS - Total Expense: 5092780, Program Service Expense: 5092780, Management and General Expenses: 0, Fundraising Expenses: ; OTHER FEES FOR SERVICES - Total Expense: 14266626, Program Service Expense: 13768783, Management and General Expenses: 497843, Fundraising Expenses: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances TRANSFER TO AFFILIATES - -69704; Uncollected Pledges From Prior Years - -25680; UNIVERSITY OF KS 1450 JAYHAWK BLVD LAWRENCE KS 66045 481124839 EDUCATION KS 501(c)(1) NA false UNIVERSITY OF KANSAS MEMORIAL CORP 1301 JAYHAWK BLVD LAWRENCE KS 66045 486033927 RETAIL KS 501(c)(3) 5 UNIV OF KS true KU CENTER FOR TECH COMMERCIALIZATION INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 262838693 PATENTS KS 501(c)(3) Type I KUMC - RI true STUDENT UNION OF UNIV OF KS MED CTR 3901 RAINBOW BLVD KANSAS CITY KS 66160 480581966 RETAIL KS 501(c)(3) 10 UNIV OF KS true UNIVERSITY OF KANSAS CENTER FOR RESEARCH 2385 IRVING HILL RD LAWRENCE KS 66045 480680117 ADMIN KS 501(c)(3) 10 UNIV OF KS true KU HEALTH PARTNERS INC 3901 RAINBOW BLVD KANSAS CITY KS 66160 481149398 HEALTHCARE KS 501(c)(3) 5 UNIV OF KS true KU CAMPUS DEVELOPMENT CORP 1450 JAYHAWK BLVD LAWRENCE KS 66045 810754858 ADMIN KS 501(c)(1) UNIV OF KS true UNIVERSITY OF KANSAS MEDICAL CENTER 3901 RAINBOW BLVD KANSAS CITY KS 66160 481124839 MEDICAL CTR KS 501(c)(1) UNIV OF KS true KU MEDICAL CTR RESEARCH PROPERTIES 3901 RAINBOW BLVD KANSAS CTIY KS 66160 781172394 REAL ESTATE KS 501(c)(2) KUMC - RI true KANSAS ATHLETICS INC 1651 NAISMITH DRIVE LAWRENCE KS 66045 486033929 ATHLETICS KS 501(c)(3) 10 UNIV OF KS true KANSAS LIFE SCIENCES DEVELOPMENT CO INC 4330 SHAWNEE MISSION PKWY FAIRWAY KS 66205 811725831 INVESTMENTS KS KUMC-RI C Corporation 701 213767 1.0000 true false true false false false false false false false false false true true false true false false true true KUMC B 19276871 COST KU CENTER FOR RESEARCH L 3001967 COST KU CENTER FOR RESEARCH M 2301323 COST UNIV OF KS MED CRT RESEARCH PROPERTIES R 357832 COST KU CTR FOR TECHNOLOGY COMMERCIALIZATION R 246940 COST