2025-03-27T10:54:00-05:00 2023-12-31 541029635 THOMPSON GREENSPON 4035 RIDGE TOP RD SUITE 700 FAIRFAX VA 22030 990 2023-01-01 061548706 AMERICAN THORACIC SOCIETY INC AMER 2123158600 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 PATRICIA HUIE CHIEF FINANCIAL OFFICER 2123158600 2024-11-15 1 0 TRACY M MOREY CPA P01521539 7033858888 2023 2025-03-06 01:10:19Z X PATRICIA HUIE 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 37699442 0 X WWW.THORACIC.ORG X 1999 DC THE MISSION OF ATS IS TO ACCELERATE GLOBAL INNOVATION IN THE ADVANCEMENT OF RESPIRATORY HEALTH THROUGH MULTIDISCIPLINARY COLLABORATION, EDUCATION, AND ADVOCACY. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 26 23 123 34 1083918 645019 8453524 4366199 26294543 29355679 437080 993073 8310799 1047541 43495946 35762492 1656418 1463424 0 0 13531056 14469135 0 0 968259 19168896 18963303 34356370 34895862 9139576 866630 68243770 73915944 32367158 33069440 35876612 40846504 X AMERICAN THORACIC SOCIETY, INC. IS AN INTERNATIONAL PROFESSIONAL AND SCIENTIFIC SOCIETY WHICH PREVENTS AND FIGHTS RESPIRATORY DISEASE THROUGH RESEARCH, EDUCATION, PATIENT CARE AND ADVOCACY. THE MISSION OF ATS IS TO ACCELERATE GLOBAL INNOVATION IN THE ADVANCEMENT OF RESPIRATORY HEALTH THROUGH MULTIDISCIPLINARY COLLABORATION, EDUCATION, AND ADVOCACY. THE MEDICAL AND SCIENTIFIC AREAS OF INTEREST ARE AS FOLLOWS: PULMONOLOGY, CRITICAL CARE, SLEEP MEDICINE, INFECTIOUS DISEASE, PEDIATRICS, ALLERGY/IMMUNOLOGY, THORACIC SURGERY, BEHAVIORAL SCIENCE, ENVIRONMENTAL AND OCCUPATIONAL MEDICINE, PHYSIOLOGY AND MOLECULAR BIOLOGY. 0 0 12323763 52838 18960120 INTERNATIONAL CONFERENCE - PROVIDES ORIGINAL RESEARCH AND EDUCATION IN RESPIRATORY AND CRITICAL CARE MEDICINE. ANNUALLY, ATS HOLDS THE MOST PRESTIGIOUS RESPIRATORY AND CRITICAL CARE CONFERENCE OFFERING PROGRAMS FOR PHYSICIANS, SCIENTISTS AND HEALTH CARE PROVIDERS ON TOPICS IN AREAS OF PULMONARY, RESPIRATORY, SLEEP, ENVIRONMENTAL/OCCUPATIONAL HEALTH AND CRITICAL CARE MEDICINE. THIS INTERNATIONAL CONFERENCE FEATURES SIX DAYS OF PROFESSIONAL EDUCATION AND THE OPPORTUNITY FOR A CRITICAL EXCHANGE OF INFORMATION BETWEEN PULMONARY AND CRITICAL CARE SLEEP SPECIALISTS AROUND THE WORLD. PRESENTATIONS OF ORIGINAL RESEARCH IN ALL RESPIRATORY FIELDS ARE REPRESENTED AND SPECIAL TRACKS IN CLINICAL MEDICINE AND CRITICAL CARE OFFER A FOCUSED PROGRAM FOR CLINICIANS AND OTHERS. 6405333 316454 256072 EDUCATIONAL PROGRAMS - TO PROVIDE EDUCATION FOR PULMONARY CRITICAL CARE, SLEEP MEDICINE CLINICIANS, RESEARCHERS, ADVANCE PRACTICE NURSES AND OTHER HEALTH CARE PROFESSIONALS. THROUGHOUT THE YEAR, EDUCATIONAL OPPORTUNITIES ARE ALSO PROVIDED IN A VARIETY OF TEACHING MODALITIES, INCLUDING LIVE EVENTS, JOURNAL CLUBS, WEBINARS, PODCASTS, AND ONLINE LEARNING. 4530025 5735365 JOURNALS - ATS PUBLISHES THE AMERICAN JOURNAL OF RESPIRATORY AND CRITICAL CARE MEDICINE (AJRCCM), THE AMERICAN JOURNAL OF RESPIRATORY CELL AND MOLECULAR BIOLOGY (AJRCMB), THE ANNALS OF THE AMERICAN THORACIC SOCIETY, INC. (ANNALS ATS), AND ATS SCHOLAR. 3180725 1094132 4425272 OTHER PROGRAMS CONSIST OF THE RESEARCH PROGRAM AND MEMBERSHIP SERVICES.RESEARCH PROGRAM - THE ATS RESEARCH PROGRAM SUPPORTS YOUNG INVESTIGATORS IN RESPIRATORY HEALTH WITH GRANTS THAT ENABLE THEM TO LAUNCH THEIR RESEARCH AND ULTIMATELY THEIR CAREERS. THE TALENTED BASIC, TRANSLATIONAL, AND CLINICAL INVESTIGATORS FUNDED THROUGH ATS RESEARCH PROGRAM AWARDS ARE TAKING NEW APPROACHES TO UNLOCK THE MYSTERIES OF RESPIRATORY DISEASES. THEIR TOPICS OF SCIENTIFIC EXPLORATION ARE DIVERSE AND INCLUDE LUNG CANCER, ASTHMA, ACUTE RESPIRATORY DISTRESS SYNDROME, PULMONARY FIBROSIS, CHRONIC OBSTRUCTIVE PULMONARY DISEASE (COPD), SLEEP APNEA, AND MORE. BY PROVIDING RESEARCH GRANTS TO PROMISING YOUNG INVESTIGATORS, THE ATS RESEARCH PROGRAM LAUNCHES CAREERS DEDICATED TO ADVANCING SCIENTIFIC DISCOVERY AND BETTER PATIENT CARE.MEMBERSHIP SERVICES - THE HUB OF ATS'S CUSTOMER SERVICE CENTER FOR MEMBER INQUIRIES AND ASSISTANCE, AND THE COORDINATION OF MEMBER BENEFITS. 3180725 1094132 4425272 26439846 1 1 0 1 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 198 0 1 123 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 26 23 0 0 0 0 1 1 0 1 1 0 1 1 0 1 1 1 1 1 1 1 0 AL AK AZ AR CA CO CT DC FL GA HI IL IA KS KY LA ME MD MA MI MN MS MO MT NV NH NJ NM NY NC ND OH OK OR PA RI SC TN TX UT VA WA WV WI X X PATRICIA HUIE 2123158600 25 BROADWAY 4TH FLOOR NEW YORK NY 10004 M PATRICIA RIVERA MD ATSF PRESIDENT 4.00 X X 65622 0 0 RENDA SOYLEMEZ WIENER MD MPH ATSF CHAIR, ASSEMBLY ON BEHAVIORAL SCIENCE 2.00 X 44000 0 0 IRINA PETRACHE MD ATSF PRESIDENT-ELECT 3.00 X X 32782 0 0 JESSE ROMAN MD TREASURER 3.00 X X 32782 0 0 ANDREW HALAYKO PHD ATSF MSC BSCH CO-CHAIR, IC COMMITTEE 2.00 X 16250 0 0 SHARON DELL MD ATSF CHAIR, ASSEMBLY OF PEDIATRICS 2.00 X 10000 0 0 PATRICK NANA-SINKAM MD CHAIR, ASSEMBLY ON THORACIC ONCOLOGY 2.00 X 9215 0 0 TISHA WANG MD ATSF ASSEMBLY CHAIR, EDUCATION COMMITTEE 2.00 X 8333 0 0 REENA MEHRA MD ATSF CHAIR, ASSEMBLY ON SLEEP 2.00 X 6143 0 0 GREGORY P DOWNEY MD ATSF ATS IMMEDIATE PAST PRESIDENT 4.00 X X 0 0 0 LYNN SCHNAPP MD ATSF PAST PRESIDENT UNTIL MAY 2.00 X X 0 0 0 ANNE SPERLING PHD ATSF ASSEMBLY CHAIR UNTIL MAY 2.00 X 0 0 0 ILONA JASPERS PHD ATSF ASSEMBLY CHAIR UNTIL MAY 2.00 X 0 0 0 MANOJ MAMMEN MD ATSF CHAIR, CCR UNTIL MAY 2.00 X 0 0 0 MICHELE MANION CHAIR, ATS PA UNTIL MAY 2.00 X 0 0 0 MICHELLE GONG MS MD ASSEMBLY CHAIR UNTIL MAY 2.00 X 0 0 0 SALLY SINGH PHD ASSEMBLY CHAIR UNTIL MAY 2.00 X 0 0 0 THEODORE REISS MD MBE ATSF PRESIDENTIAL APPOINTEE UNTIL MAY 2.00 X 0 0 0 TIM LAHM MD ATSF ASSEMBLY CHAIR UNTIL MAY 2.00 X 0 0 0 YOLANDA MAGETO MD MPH ATSF PRESIDENTIAL APPOINTEE UNTIL MAY 2.00 X 0 0 0 CHARLES S DELA CRUZ MD PHD ATSF ASSEMBLY CHAIR 2.00 X 0 0 0 DEBRA M BOYER MD MPHE CHAIR, IC COMMITTE 2.00 X 0 0 0 ENID NEPTUNE MD ATSF ASSEMBLY CHAIR 2.00 X 0 0 0 JANETTE BURGESS PHD ATSF ASSEMBLY CHAIR 2.00 X 0 0 0 JILL GUTTORMSON MD PHD RN ASSEMBLY CHAIR 2.00 X 0 0 0 M BRADLEY DRUMMOND MHS MD ATSF ASSEMBLY CHAIR 2.00 X 0 0 0 ROBERT M TIGHE MD ATSF PRESIDENTIAL APPOINTEE 2.00 X 0 0 0 ALISON K BAUER PHD ATSF ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 ANGELA ROGERS MD MPH ATSF ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 C TERRI HOUGH MD MSC ATSF ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 CHRISTOPHER G SLATORE MD MS ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 DONNA APPELL RN CHAIR, ATS PA FROM MAY 2.00 X 0 0 0 JUAN P WISNIVESKY MD DRPH PRESIDENTIAL APPOINTEE FROM MAY 2.00 X 0 0 0 MESHELL JOHNSON MD PRESIDENTIAL APPOINTEE FROM MAY 2.00 X 0 0 0 NI-CHENG LIANG MD ATSF CHAIR, CCR FROM MAY 2.00 X 0 0 0 RACHAEL EVANS MBCHB FRCP PHD ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 RAED DWEIK MD MBA ATSF ATS SECRETARY FROM MAY 2.00 X X 0 0 0 ROBERT L OWENS MD ATSF ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 TERRI A LAGUNA MD MSCI ATSF ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 VINICIO A DE JESUS PEREZ MD FCCP ASSEMBLY CHAIR FROM MAY 2.00 X 0 0 0 KAREN COLLISHAW CHIEF EXECUTIVE DIRECTOR 40.00 X 475740 0 66772 PATRICIA HUIE CHIEF, FINANCIAL OFFICER 40.00 X 248100 0 37880 CARRIE SMITH CHIEF, LEARNING 40.00 X 255809 0 42978 MICHELLE TURENNE CHIEF, STRATEGIC ALLIANCES 40.00 X 239917 0 33355 KEVIN WILSON CHIEF, DOCUMENTS & PATIENT 40.00 X 284682 0 63958 GARY EWART CHIEF, ADVOCACY & GOVERNME 40.00 X 210525 0 63368 DIANE GERN CHIEF, JOURNALS 40.00 X 219877 0 39857 CRISTINA RODRIGUES BRAZ MANAGING DIRECTOR, MEMBERSHIP ENGAGEMENT 40.00 X 166601 0 60414 SHANE MCDERMOTT SENIOR DIRECTOR, ETHICS AND PROFESSIONALISM 40.00 X 183150 0 30061 STEPHEN B ALTOBELLI CHIEF, OPERATIONS - FORMER 40.00 X 127760 0 31391 2637288 0 470034 42 1 1 0 PSAV 23918 NETWORK PLACE CHICAGO IL 60673 AV SERVICES 2425887 ARAMARK SERVICES INC 801 MT VERNON PLACE NW WASHINGTON DC 20001 FOOD AND BEVERAGE FOR CONFERENCE 901447 DARTMOUTH PRINTING COMPANY PO BOX 419817 BOSTON MA 022419817 JOURNAL SERVICE 802405 FREEMAN DECORATING CO 5040 WEST ROOSEVELT ROAD CHICAGO IL 60644 LABOR, FURNITURE AND BUILD OUTS FOR THE 760725 TRISTAR EVENT MEDIA LLC 7285 W 132 ND STREET SUITE 300 OVERLAND PARK KS 66213 COMMISSION 314595 26 290000 1049344 3026855 4366199 INTERNATIONAL CONFERENCE 541700 18960120 18960120 SCIENTIFIC JOURNAL 513120 5735365 4792186 943179 MEMBERSHIP DUES 541700 4404122 4263383 140739 EDUCATIONAL PROGRAMS & WEBINARS 611710 256072 256072 29355679 735590 735590 1060829 1060829 2077645 1820162 257483 257483 257483 82350 290000 116788 -34438 -34438 OTHER INCOME 900099 21150 21150 21150 35762492 28292911 1083918 2019464 X 1359124 1359124 104300 104300 1625677 809815 591974 223888 9991674 7355885 2350336 285453 340009 258373 73387 8249 1616114 1175553 372229 68332 895661 617967 235503 42191 190108 15913 157430 16765 284801 284801 236195 236195 9508338 9008923 405471 93944 75079 46735 26152 2192 793555 427180 332548 33827 886580 471632 381913 33035 1816796 674833 1053650 88313 787325 623484 145363 18478 2061164 2050133 10111 920 347019 128833 201313 16873 277071 173046 95980 8045 UNRELATED BUSINESS INCO 177837 177837 PUBLICATION EXPENSES 790579 790579 NON-CAPITALIZED EQUIPME 203830 78879 115288 9663 FEES 151953 86014 64144 1795 375073 182645 176132 16296 34895862 26439846 7487757 968259 15170366 17142303 1420860 1529143 686402 1042443 922089 896694 623487 821796 1780685 747863 1205874 1032822 27222657 32040117 2957437 2783470 18034598 16627156 68243770 73915944 2255858 2792678 980033 1161289 8803892 10073146 227618 198361 20099757 18843966 32367158 33069440 X 28895470 32504115 6981142 8342389 35876612 40846504 68243770 73915944 X 866630 4169674 -66412 X 0 1 X 1 1 1 X 1737865 4438894 2324764 8453524 4366199 21321246 26592950 13746064 16034777 32402772 28292911 117069474 28330815 18184958 18359541 40856296 32659110 138390720 1239365 2741018 1190328 1909994 2693434 9774139 0 1239365 2741018 1190328 1909994 2693434 9774139 128616581 1279631 1315915 1475168 1574973 1796419 7442106 1279631 1315915 1475168 1574973 1796419 7442106 380818 1449058 907723 582845 646019 3966463 22899 7768447 7791346 30014163 28718378 20742432 43014114 35101548 157590635 0.81610 0.82290 0.04720 0.04260 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MEMBER LIST RENTAL - 2019 AMOUNT: $ 22,899. ACQUISTION OF ATS FOUNDATION - 2020 AMOUNT: $ 7,768,447. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 6123 0 0 1 175518 0 0 181641 0 PART II-B, LINE 1: VOLUNTEERS - ATS COORDINATES AND SUPPORTS ATS MEMBERS CONTACTING MEMBERS OF CONGRESS AND EXECUTIVE AGENCIES TO SPEAK ON ISSUES THAT IMPACT PULMONARY, CRITICAL CARE, AND SLEEP MEDICINE. VOLUNTEER ACTIVITIES INCLUDE CONGRESSIONAL TESTIMONY, VISITING MEMBERS OF CONGRESS AND THEIR STAFF, MEETING WITH ADMINISTRATION OFFICIALS, AGENCY FIELD HEARINGS, AND COORDINATION WITH SISTER SOCIETIES. PAID STAFF - STAFF ENGAGE IN ADVOCACY ACTIVITIES INCLUDING CONGRESSIONAL TESTIMONY, VISITING MEMBERS OF CONGRESS AND THEIR STAFF, MEETING WITH ADMINISTRATION OFFICIALS, AGENCY FIELD HEARINGS, AND COORDINATION WITH SISTER SOCIETIES. MAILINGS - ATS SUBMITS MASS MAILINGS, MASS EMAILS, AND BLAST FAX TO CONGRESS TO ENSURE THEY ARE AWARE OF ATS' POSITIONS ON KEY LEGISLATIVE PRIORITIES. DIRECT CONTACT WITH LEGISLATORS, THEIR STAFF, GOVERNMENT OFFICIALS OR A LEGISLATIVE BODY - ATS MEMBERS AND STAFF MEET WITH OFFICIALS TO ADVOCATE FOR PULMONARY, CRITICAL CARE, AND SLEEP HEALTH. 0 1 X 242571 42264 284835 297077 -54506 242571 263693 33884 500 297077 139760 100000 23933 263693 120275 19985 500 139760 0.77330 0.22670 0 0 1298159 353373 944786 482526 394490 88036 1032822 OPERATING LEASE RIGHT OF USE ASSETS 16627156 16627156 OPERATING LEASE LIABILITY 18843966 18843966 X 39812759 4169674 4169674 35643085 236195 -116788 119407 35762492 34842867 183200 183200 34659667 236195 236195 34895862 PART IV, LINE 2B: ATS COLLECTS DONATIONS AND MAKES DISBURSEMENTS FOR COSTS RELATED TO ITS AFFILIATED CHAPTERS. ATS IS ALSO THE COORDINATOR FOR A GROUP OF TAX-EXEMPT ORGANIZATIONS THAT ARE COLLABORATING TO SUPPORT THE HAROLD AMOS MEDICAL FACULTY DEVELOPMENT PROGRAM (AMFDP). PART V, LINE 4: THE INTENDED USE OF THE SOCIETY'S ENDOWMENT FUNDS ARE TO SUPPORT GRANTS AND TRAINING ASSOCIATED WITH THE SOCIETY'S VARIOUS PROGRAMS. PART X, LINE 2: ATS COMPLIES WITH THE PROVISIONS OF FASB ASC TOPIC 740, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. MANAGEMENT EVALUATED ATS'S TAX POSITIONS AND CONCLUDED THAT ATS HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. FOR THE YEAR ENDED DECEMBER 31, 2023, NO UNRECOGNIZED TAX PROVISION OR BENEFIT EXISTS IN THE ACCOMPANYING FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: DIRECT EXPENSES FOR FUNDRAISING EVENT -116,788. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT EXPENSES FOR FUNDRAISING EVENT 116,788. OTHER LOSSES 66,412. 1 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 GRANTS AND AWARDS 20700 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES VIDEO PRODUCTION 25500 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 0 0 PROGRAM SERVICES EDITORS 5697 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 GRANTS AND AWARDS 16200 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES EDITORS 93024 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES MEMBERSHIP 25000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM SERVICES LICENSE FEE, SUBSCRIPTION, AND OTHER 34469 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 GRANTS AND AWARDS 1700 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES CONFERENCE ACCOMMODATIONS 1600 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 0 0 PROGRAM SERVICES EDITORS 7744 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 GRANTS AND AWARDS 25500 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES EDITORS 57625 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 0 0 PROGRAM SERVICES PROFESSIONAL FEES AND OTHER 174451 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 GRANTS AND AWARDS 23150 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 0 0 PROGRAM SERVICES EDITORS 9965 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PAKIS 0 0 FUNDRAISING SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 GRANTS AND AWARDS 17050 0 0 0 0 0 0 222290 317085 539375 TECHNICAL ASSISTANCE GRANT EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 14 20700 CASH PAYMENT TECHNICAL ASSISTANCE GRANT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 13 16200 CASH PAYMENT TECHNICAL ASSISTANCE GRANT MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, 1 1700 CASH PAYMENT TECHNICAL ASSISTANCE AND RESEARCH GRANT NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES 5 25500 CASH PAYMENT TECHNICAL ASSISTANCE GRANT SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, 10 23150 CASH PAYMENT TECHNICAL ASSISTANCE AND RESEARCH GRANT SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 8 17050 CASH PAYMENT 0 0 0 0 0 0 PART I, LINE 2: THE ORGANIZATION REQUIRES A WRITTEN MID-POINT PROGRESS REPORT TO BE SUBMITTED BY THE RECIPIENT, BRIEFLY DESCRIBING THE RESEARCH CONDUCTED TO DATE, INDICATING THE CURRENT STAGE OF COMPLETENESS ACCORDING TO THE TIMELINE ORIGINALLY SUBMITTED WITH THE PROPOSAL, PROBLEMS ENCOUNTERED WITH THE PROGRESS OF THE STUDY IF ANY, AND EFFORTS MADE TO OVERCOME SUCH PROBLEMS. A FINAL REPORT IS DUE NO LATER THAN 30 DAYS AFTER THE INDICATED COMPLETION DATE OF THE PROJECT OUTLINING THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ADDITION, A ONE PAGE EXECUTIVE SUMMARY WRITTEN SPECIFICALLY FOR A NON-MEDICAL AUDIENCE IS INCLUDED WITH THE FINAL REPORT. THE SUMMARY INCLUDES A BRIEF BACKGROUND, STATEMENT OF THE PURPOSE OF THE STUDY, A BASIC DESCRIPTION OF THE METHODOLOGY, IMPORTANT FINDINGS, AND A CONCLUSION OR SUMMARY STATEMENT ABOUT THE RELEVANCE OF THE FINDINGS. THE RESEARCH IS SUBMITTED TO THE ORGANIZATION FOR PRESENTATION AT THE ANNUAL MEETING FOLLOWING COMPLETION OF THE STUDY. A FINAL FINANCIAL REPORT IS REQUIRED TO BE SUBMITTED 90 DAYS AFTER THE PROJECT END DATE. ALL UNEXPENDED FUNDS MUST BE RETURNED TO THE ORGANIZATION ALONG WITH THE FINAL ACCOUNTING REPORT. PAYMENTS FOR SUBSEQUENT GRANTS WILL BE CONTINGENT ON RECEIPT OF ANY OUTSTANDING FINAL ACCOUNTING REPORTS AND REFUNDS, AS APPLICABLE. PART I, LINE 3: ACCRUAL ACCOUNTING PART III, COL (C): ESTIMATED NUMBER OF RECIPIENTS IS BASED ON APPROVED AWARDS ACCEPTED. ANNUAL RESEARCH PROGRAM BENEFIT 372350 290000 82350 100590 16198 372350 290000 82350 100590 16198 116788 -34438 1 TECHNICAL ASSISTANCE GRANTS 119 417614 RESEARCH GRANTS 30 941510 PART I, LINE 2: THE ORGANIZATION REQUIRES A WRITTEN MID-POINT PROGRESS REPORT TO BE SUBMITTED BY THE RECIPIENT, BRIEFLY DESCRIBING THE RESEARCH CONDUCTED TO DATE, INDICATING THE CURRENT STAGE OF COMPLETENESS ACCORDING TO THE TIMELINE ORIGINALLY SUBMITTED WITH THE PROPOSAL, PROBLEMS ENCOUNTERED WITH THE PROGRESS OF THE STUDY IF ANY, AND EFFORTS MADE TO OVERCOME SUCH PROBLEMS. A FINAL REPORT IS DUE NO LATER THAN 30 DAYS AFTER THE INDICATED COMPLETION DATE OF THE PROJECT OUTLINING THE PROGRESS MADE IN ACCOMPLISHING THE PURPOSE OF THE GRANT. IN ADDITION, A ONE PAGE EXECUTIVE SUMMARY WRITTEN SPECIFICALLY FOR A NON-MEDICAL AUDIENCE IS INCLUDED WITH THE FINAL REPORT. THE SUMMARY INCLUDES A BRIEF BACKGROUND, STATEMENT OF THE PURPOSE OF THE STUDY, A BASIC DESCRIPTION OF THE METHODOLOGY, IMPORTANT FINDINGS, AND A CONCLUSION OR SUMMARY STATEMENT ABOUT THE RELEVANCE OF THE FINDINGS. THE RESEARCH IS SUBMITTED TO THE ORGANIZATION FOR PRESENTATION AT THE ANNUAL MEETING FOLLOWING COMPLETION OF THE STUDY. A FINAL FINANCIAL REPORT IS REQUIRED TO BE SUBMITTED 90 DAYS AFTER THE PROJECT END DATE. ALL UNEXPENDED FUNDS MUST BE RETURNED TO THE ORGANIZATION ALONG WITH THE FINAL ACCOUNTING REPORT. PAYMENTS FOR SUBSEQUENT GRANTS WILL BE CONTINGENT ON RECEIPT OF ANY OUTSTANDING FINAL ACCOUNTING REPORTS AND REFUNDS, AS APPLICABLE. X X X 0 0 0 0 0 0 0 0 0 KAREN COLLISHAW CHIEF EXECUTIVE DIRECTOR 440096 0 35644 0 0 0 15000 0 51772 0 542512 0 0 0 KEVIN WILSON CHIEF, DOCUMENTS & PATIENT 284682 0 0 0 0 0 15000 0 48958 0 348640 0 0 0 CARRIE SMITH CHIEF, LEARNING 255809 0 0 0 0 0 7873 0 35105 0 298787 0 0 0 PATRICIA HUIE CHIEF, FINANCIAL OFFICER 248100 0 0 0 0 0 14997 0 22883 0 285980 0 0 0 GARY EWART CHIEF, ADVOCACY & GOVERNME 210525 0 0 0 0 0 13490 0 49878 0 273893 0 0 0 MICHELLE TURENNE CHIEF, STRATEGIC ALLIANCES 239917 0 0 0 0 0 13489 0 19866 0 273272 0 0 0 DIANE GERN CHIEF, JOURNALS 219877 0 0 0 0 0 12060 0 27797 0 259734 0 0 0 CRISTINA RODRIGUES BRAZ MANAGING DIRECTOR, MEMBERSHIP ENGAGE 166601 0 0 0 0 0 10821 0 49593 0 227015 0 0 0 SHANE MCDERMOTT SENIOR DIRECTOR, ETHICS AND PROFESSI 183150 0 0 0 0 0 2857 0 27204 0 213211 0 0 0 STEPHEN B ALTOBELLI CHIEF, OPERATIONS - FORMER 127760 0 0 0 0 0 6164 0 25227 0 159151 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 ATS HAS 3 MEMBERSHIP CATEGORIES. 1. DOMESTIC A. FULL: FULL DOMESTIC MEMBERS ARE THOSE INDIVIDUALS WHO WISH TO HAVE ALL THE RIGHTS AND PRIVILEGES OF MEMBERSHIP IN THE ATS INCLUDING THE ABILITY TO HOLD OFFICE, VOTE IN ELECTIONS, AND RECEIVE THE GREATEST DISCOUNTS ON ALL PRODUCTS AND SERVICES OFFERED BY THE SOCIETY. B. AFFILIATE: AFFILIATE DOMESTIC MEMBERS ARE INDIVIDUALS WHO ARE NOT PRINCIPALLY PRACTICING OR CONDUCTING RESEARCH IN PULMONARY, CRITICAL CARE OR SLEEP-RELATED MEDICINE BUT WHO WISH TO BE ASSOCIATED WITH THE ATS PROFESSIONALLY AND RECEIVE MORE LIMITED MEMBERSHIP BENEFITS THAN FULL MEMBERS. C. TRAINEE: TRAINEE DOMESTIC MEMBERS ARE ANY INDIVIDUALS WHO ARE ENROLLED IN ANY LEVEL OF TRAINING IN ANY ACCREDITED DEGREE PROGRAM OR DISCIPLINE RELATED TO PULMONARY, CRITICAL CARE AND SLEEP MEDICINE AND WHO WISH TO PARTICIPATE AS FULL MEMBERS DURING THEIR TRAINING YEARS. 2. INTERNATIONAL A. INTERNATIONAL: INDIVIDUALS RESIDING IN COUNTRIES DESIGNATED AS HIGH, UPPER MIDDLE, LOWER MIDDLE AND LOW INCOME BY THE WORLD BANK SHALL PAY A MEMBERSHIP FEE COMMENSURATE WITH THEIR COUNTRY CLASSIFICATION. INDIVIDUALS WHO PAY A REDUCED MEMBERSHIP FEE WILL HAVE THE RIGHTS OF A FULL DOMESTIC MEMBER AS DETERMINED BY THE BOARD OF DIRECTORS. B. TRAINEE: INDIVIDUALS WHO ARE ENROLLED IN ANY LEVEL OF TRAINING IN ANY ACCREDITED DEGREE PROGRAM OR DISCIPLINE WHO SHALL HAVE THE SAME RIGHTS OF MEMBERSHIP AS DOMESTIC TRAINEE MEMBERS. 3. SPECIAL A. SENIOR MEMBER. FULL MEMBERS WHO ARE TOTALLY RETIRED OR INDIVIDUALS WHO HAVE THE PRESENCE OF AN INCOME LIMITING PERMANENT DISABILITY MAY APPLY TO THE MEMBERSHIP COMMITTEE FOR TRANSFER TO SENIOR MEMBERSHIP. SENIOR MEMBERS SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS WITH THE EXCEPTION OF HOLDING OFFICE. B. EMERITUS MEMBER. FULL MEMBERS WHO HAVE REACHED THE AGE OF 75, NOT YET RETIRED, MAY APPLY FOR THE STATUS OF EMERITUS MEMBERSHIP. EMERITUS MEMBERS SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS. EMERITUS MEMBERS SHALL NOT PAY ANNUAL DUES. C. HONORARY MEMBER. INDIVIDUALS WITH A RECORD OF HIGH ACHIEVEMENT AND SINGULAR CONTRIBUTIONS TO THE FIELDS OF PULMONARY AND/OR CRITICAL CARE MEDICINE AND NURSING MAY BE PROPOSED FOR HONORARY MEMBERSHIP BY ANY MEMBER, AND UPON RECOMMENDATION BY THE MEMBERSHIP COMMITTEE MAY BE ELECTED BY THE MEMBERSHIP OF THE SOCIETY. HONORARY MEMBERS WHO ARE NOT MEMBERS AT THE TIME HONORARY MEMBERSHIP IS CONFERRED, SHALL HAVE ALL THE PRIVILEGES OF FULL MEMBERS WITH THE EXCEPTION OF VOTING AND HOLDING OFFICE. HONORARY MEMBERS SHALL NOT PAY ANNUAL DUES. FORM 990, PART VI, SECTION A, LINE 7A ALL OF THE OFFICERS OF ATS ARE ELECTED BY THE MEMBERS OF ATS ENTITLED TO VOTE, WITH THE EXCEPTION OF THE TREASURER AND ADDITIONAL OFFICER POSITIONS CREATED BY THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE 990 IS REVIEWED BY THE FINANCE DEPARTMENT FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES, DIRECTORS, OFFICERS AND KEY EMPLOYEES ARE REQUIRED TO COMPLETE A CONFLICT OF INTEREST FORM ANNUALLY. ANY DISCLOSURES ARE INVESTIGATED. FORM 990, PART VI, SECTION B, LINE 15 IN ADDITION TO COMPARABILITY DATA, ATS ALSO EXAMINES FOR EACH POSITION, THE INTERNAL GRADE STRUCTURE, WHERE THE POSITION FALLS WITHIN THE GRADE STRUCTURE AND THE TENURE FOR THE POSITION. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G TEMP AGENCY FEES: PROGRAM SERVICE EXPENSES 138,775. MANAGEMENT AND GENERAL EXPENSES 77,641. FUNDRAISING EXPENSES 83,662. TOTAL EXPENSES 300,078. BUSINESS PROCESS CONSULTING: PROGRAM SERVICE EXPENSES 91,063. MANAGEMENT AND GENERAL EXPENSES 96,353. FUNDRAISING EXPENSES 9,454. TOTAL EXPENSES 196,870. CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 7,136,520. MANAGEMENT AND GENERAL EXPENSES 53,823. FUNDRAISING EXPENSES 828. TOTAL EXPENSES 7,191,171. EDITORIAL FEES: PROGRAM SERVICE EXPENSES 957,922. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 957,922. STIPENDS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 125,186. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 125,186. ADVOCACY: PROGRAM SERVICE EXPENSES 123,254. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 123,254. COMMISSIONS AND DISCOUNTS: PROGRAM SERVICE EXPENSES 561,389. MANAGEMENT AND GENERAL EXPENSES 473. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 561,862. PROFESSIONAL SEARCH: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 51,995. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 51,995. FORM 990, PART XI, LINE 9: OTHER LOSSES -66,412. B - AMENDED RETURN THE TAX RETURN WAS AMENDED BECAUSE THE ORGINAL RETURN WAS FILED USING UNAUDITED DATA. THE TAX RETURN WAS AMENDED TO MATCH THE AUDITED FINANCIAL DATA. THE FOLLOWING LINES ON THE 990 HAVE BEEN UPDATED: HEADER, BOX L PART III, LINES 4A, 4B, 4C, AND 4D PART IV, LINES 11F AND 12A PART IX, LINE 16 PART X, LINES 9, 27, 28 PART XI, LINES 2, 10 PART XII, LINES 2B, 2C, 3A, AND 3B SCHEDULE D - PARTS X, XI, XII AND XIII SCHEDULE O