2024-05-07T12:19:24-05:00 2023-06-30 351178661 BLUE & CO LLC 500 N MERIDIAN ST SUITE 200 INDIANAPOLIS IN 46204 990 2022-07-01 351070041 OAKLAWN PSYCHIATRIC CENTER INC OAKL 5745331234 330 LAKEVIEW DR GOSHEN IN 46527 LAURIE N NAFZIGER PRESIDENT AND CEO 5745331234 2024-05-01 1 LAURIE NAFZIGER 999009999 0 TYLER K GREENE CPA P00057872 3176334705 2024-04-25 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z LAURIE N NAFZIGER 330 LAKEVIEW DR GOSHEN IN 46527 61048480 0 X WWW.OAKLAWN.ORG X 1959 IN TREATING THE WHOLE PERSON - MIND, BODY AND SPIRIT - IN ELKHART AND ST. JOSEPH COUNTIES, INDIANA. 13 12 1030 8 0 0 18564826 19495900 42701324 40875989 234716 536334 239621 140257 61740487 61048480 97891 104692 0 0 44558153 43320951 0 0 34832 14122038 14886980 58778082 58312623 2962405 2735857 51885335 65753169 16528672 27543960 35356663 38209209 WITH UNCOMMON EXPERTISE IN MENTAL HEALTH AND ADDICTIONS SERVICES, OAKLAWN JOINS WITH INDIVIDUALS, FAMILIES, AND OUR COMMUNITY ON THE JOURNEY TOWARD HEALTH AND WHOLENESS. 0 0 28544922 25676170 OUTPATIENT SERVICES--PROVIDED OVER 170,838 CLIENT SERVICE ENCOUNTERS OF GROUP THERAPY, MEDICATION MANAGEMENT, AND INDIVIDUAL THERAPY; PROVIDED 63,661 CLIENT SERVICE ENCOUNTERS OF CARE COORDINATION; PROVIDED 50,143 CLIENT SERVICE ENCOUNTERS OF SKILLS BUILDING IN PERSONAL CARE AND COMMUNITY LIVING; AND PROVIDED AN ADDITIONAL 31,463 ENCOUNTERS OF OTHER COMMUNITY-BASED SERVICES. IN SUMMARY, A TOTAL OF 26,700 CONSUMERS WERE SERVED IN THE FISCAL YEAR. 16988514 104692 12920117 RESIDENTIAL SERVICES--IN ADDITION TO THE BEHAVIORAL HEALTH SERVICES FOR THIS POPULATION, THE ORGANIZATION PROVIDED 21,267 DAYS OF CHILD & ADOLESCENT RESIDENTIAL CARE AND 0 DAYS OF THERAPEUTIC FOSTER CARE. ADDITIONALLY, ADULTS LIVING IN SUPERVISED GROUP LIVING ARRANGEMENTS ARE PROVIDED RESIDENTIAL SUPPORT SERVICES ALONG WITH THE NECESSARY PSYCHIATRIC AND SUBSTANCE ABUSE SERVICES. A TOTAL OF 37,190 DAYS WERE PROVIDED TO THIS SEGMENT OF THE ADULT POPULATION. 3148586 2419959 INPATIENT SERVICES--PROVIDED 3,045 INPATIENT DAYS OF PSYCHIATRIC AND SUBSTANCE ABUSE STABILIZATION. 48682022 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 1 0 0 1 74 0 1 1030 1 0 0 0 0 0 0 0 0 0 0 0 0 X 13 12 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IN X JOSEPH T BARKMAN 5745331234 330 LAKEVIEW DR GOSHEN IN 46528 SARAH PATURALSKI CHAIR 0.30 0.00 X X 0 0 0 KEN HOCHSTETLER VICE CHAIR 0.30 0.00 X X 0 0 0 CHRIS KARAM BOARD TREASURER 0.30 0.00 X X 0 0 0 MIKE YODER BOARD SECRETARY 0.30 0.00 X X 0 0 0 MARION FULCE BOARD ASSISTANT SECRETARY 0.30 0.00 X X 0 0 0 JAY CAPONIGRO PAST CHAIR 0.30 0.00 X 0 0 0 JANILYN BROUWER DAUB BOARD MEMBER 0.30 0.00 X 0 0 0 KIMBERLY GREEN REEVES BOARD MEMBER 0.30 0.00 X 0 0 0 ESLEEN FULTZ BOARD MEMBER 0.30 0.00 X 0 0 0 DARRYL RIEGSECKER BOARD MEMBER 0.30 0.00 X 0 0 0 ROBERT SHREINER BOARD MEMBER 0.30 0.00 X 0 0 0 BRAD ROGERS BOARD MEMBER 0.30 0.00 X 0 0 0 JEFF SIEGEL BOARD MEMBER 0.30 0.00 X 0 0 0 TRISH HANKILA BOARD MEMBER PARTIAL TERM 0.30 0.00 X 0 0 0 ADRIANA GARCIA BONTREGER BOARD MEMBER PARTIAL TERM 0.30 0.00 X 0 0 0 LAURIE NAFZIGER PRESIDENT/CEO 40.00 1.00 X 285709 0 47731 JOSEPH BARKMAN CFO 40.00 1.00 X 139412 0 33033 BONITA SCHROCK VICE PRESIDENT 40.00 0.00 X 121887 0 26232 DANIEL KINSEY MD MEDICAL DIRECTOR 40.00 0.00 X 328011 0 64895 MICHAEL PLATT MD PSYCHIATRIST 40.00 0.00 X 284248 0 58918 SHARESE SWAFFORD VP INTENSIVE SERVICES 40.00 0.00 X 248354 0 48198 LARISSA CHISM BUGGS MD PHYSICIAN 40.00 0.00 X 240559 0 40223 TIMOTHY MCFADDEN MD PSYCHIATRIST 40.00 0.00 X 254632 0 51386 1902812 0 370616 26 0 1 0 MAPLETRONICS COMPUTER INC 2116 WEST WILDEN AVENUE PO BOX 136 GOSHEN IN 46527 IT SERVICES 1495831 QUALIFACTS SYSTEMS INC PO BOX 4577 CAROL STREAM IL 601974577 AR SOFTWARE MAINTENANCE 637253 TRIWEST 4450 ARAPAHOE AVE SUITE 100 BOULDER CO 80303 CONSULTING SERVICES 468835 HERRMAN & GOETZ 225 S LAFAYETTE BLVD SOUTH BEND IN 46613 MECHANICAL/ELECTRICAL CONTRACTOR 259395 ENTERPRISE FLEET MANAGEMENT PO BOX 800089 KANSAS CITY MO 64180 TRANSPORTATION SERVICES 232560 6 1619178 17195311 681411 19495900 NET PATIENT SERVICE RE 900099 37078434 37078434 GOVERNMENT FUNDING 900099 3308058 3308058 HOUSING SERVICES 532000 315023 315023 OUTPATIENT CLINIC SERV 900099 174474 174474 40875989 536334 536334 OTHER REVENUE 900099 140257 140257 140257 61048480 41016246 0 536334 104692 104692 660004 660004 35231743 31638727 3593016 451830 405301 46529 4375787 3925170 450617 2601587 2333676 267911 93096 52096 41000 4804009 2688285 2115724 147978 107147 40831 1701991 1232364 439779 29848 199409 144386 55023 1711986 922593 786333 3060 506064 366427 139637 453266 328197 125069 242362 216776 24511 1075 798660 666714 131097 849 894671 647806 246865 HOSPITAL ASSESSMENT FEE 1768502 1768502 FOOD SUPPLIES 749298 542546 206752 MEDICATION SUPPLIES 197994 143362 54632 PATIENT CARE SUPPLIES 151164 109454 41710 466530 337801 128729 58312623 48682022 9595769 34832 5300 5244 18417796 19508904 4941870 4753793 2581834 2755067 829460 841864 47221904 22394796 13543075 24827108 9670662 10686602 1895338 2374587 51885335 65753169 6668297 6366175 140125 147211 795657 1035834 6197250 14165912 353723 561640 2373620 5267188 16528672 27543960 X 35356663 38209209 35356663 38209209 51885335 65753169 X 2735857 -73396 190085 X X 0 1 X 1 1 1 X 8765600 10528571 11074177 14729361 15293254 60390963 45075351 43478535 45361770 42581880 41016246 217513782 3677230 3746643 3828905 3835465 4202646 19290889 57518181 57753749 60264852 61146706 60512146 297195634 0 2113748 2181071 1679979 1941659 1948569 9865026 2113748 2181071 1679979 1941659 1948569 9865026 287330608 835422 785016 611952 592797 536334 3361521 835422 785016 611952 592797 536334 3361521 58353603 58538765 60876804 61739503 61048480 300557155 0.95600 0.95300 0.01120 0.01210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 5188 5188 0 PART II-B, LINE 1: A PORTION OF MEMBERSHIP DUES PAID TO INDIANA COUNCIL OF COMMUNITY MENTAL HEALTH CENTERS (ICCMHC), INDIANA HOSPITAL ASSOCIATION (IHA), AND INDIANA ASSOCIATION OF RESIDENTIAL CHILD CARE AGENCIES (IARCCA) WERE ATTRIBUTED TO LOBBYING EXPENSES. 703352 703352 18578211 12341739 6236472 11590917 10053057 1537860 16349424 16349424 24827108 FIXED INCOME BONDS 10686602 F 10686602 CLIENT HELD FUNDS 283113 ESTIMATED THIRD-PARTY PAYOR SETTLEMENT 1699893 OTHER CURRENT LIABILITIES 6625 REFUNDABLE ADVANCE 3277557 5267188 X PART X, LINE 2: OPC AND AFFILIATES ARE NOT-FOR-PROFIT CORPORATIONS AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. AS SUCH, OPC AND AFFILIATES ARE GENERALLY EXEMPT FROM INCOME TAXES. HOWEVER, OPC AND AFFILIATES ARE REQUIRED TO FILE FEDERAL FORM 990 RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, WHICH IS AN INFORMATIONAL RETURN ONLY. ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OF AMERICA REQUIRE MANAGEMENT TO EVALUATE TAX POSITIONS TAKEN BY OPC AND AFFILIATES AND RECOGNIZE A TAX LIABILITY IF OPC AND AFFILIATES HAVE TAKEN AN UNCERTAIN POSITION THAT MORE LIKELY THAN NOT WOULD NOT BE SUSTAINED UPON EXAMINATION BY VARIOUS FEDERAL AND STATE TAXING AUTHORITIES. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY OPC AND AFFILIATES, AND HAS CONCLUDED THAT AS OF JUNE 30, 2023 AND 2022, THERE ARE NO UNCERTAIN POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY OR DISCLOSURE IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. OPC AND AFFILIATES ARE SUBJECT TO ROUTINE AUDITS BY TAXING JURISDICTIONS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. 1 ASSISTANCE TO INDIVIDUALS AND FAMILIES FOR VARIOUS NEEDS THROUGH RESIDENT 159 104692 PART I, LINE 2: 1. THE CONTROLLER AND ACCOUNTING MANAGER MONITOR ALL GRANT ACTIVITIES AND FOLLOW UP ON ANY ISSUES. 2. ALL DISBURSEMENTS ARE APPROVED BY THE CONTROLLER OR ACCOUNTING MANAGER THROUGH OUR NORMAL INTERNAL CONTROL SYSTEM FOR DISBURSEMENTS. 3. ALL BILLINGS ARE REVIEWED AND APPROVED BY THE CONTROLLER OR ACCOUNTING MANAGER. 4. ALL RECEIPTS FOR GRANTS ARE REVIEWED BY THE CONTROLLER OR ACCOUNTING MANAGER AND RECEIVED BY OPC THROUGH OUR NORMAL INTERNAL CONTROL SYSTEM FOR RECEIPTS. 5. THE CONTROLLER AND ACCOUNTING MANAGER ALSO PREPARE FOR AND COORDINATE ALL AUDITS FOR ANY GRANT PROGRAM - FEDERAL, STATE, LOCAL OR OUR CPA FIRM. X X X X 0 0 0 0 0 0 0 0 0 DANIEL KINSEY MD MEDICAL DIRECTOR 268367 0 56644 0 3000 0 7236 0 57659 0 392906 0 0 0 MICHAEL PLATT MD PSYCHIATRIST 240430 0 42818 0 1000 0 6917 0 52001 0 343166 0 0 0 LAURIE NAFZIGER PRESIDENT/CEO 264349 0 0 0 21360 0 4869 0 42862 0 333440 0 0 0 TIMOTHY MCFADDEN MD PSYCHIATRIST 246622 0 7010 0 1000 0 7633 0 43753 0 306018 0 0 0 SHARESE SWAFFORD VP INTENSIVE SERVICES 101151 0 147203 0 0 0 3321 0 44877 0 296552 0 0 0 LARISSA CHISM BUGGS MD PHYSICIAN 226517 0 13042 0 1000 0 0 0 40223 0 280782 0 0 0 JOSEPH BARKMAN CFO 136412 0 0 0 3000 0 4227 0 28806 0 172445 0 0 0 A HOSPITAL AUTHORITY OF ELKHART COUNTY INDIANA 351657690 000000000 2018-08-31 8495000 SEE PART VI 0 0 0 B HOSPITAL AUTHORITY OF ST JOSEPH COUNTY INDIANA 911914363 000000000 2022-06-10 9700000 FINANCE RENOVATION OF AN OUTPATIENT FACILITY IN ST. JOSEPH COUNTY 0 0 0 A 2807500 8495000 8495000 2018 1 0 1 1 B 9700000 9700000 0 0 0 1 A 0 1 1 1 0 0 0 1 B 0 0 0 0 0 0 1 A 0 0 1 0 1 1 FIFTH THIRD BANK 10.000000000000 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 A 1 B 1 PART I, BOND ISSUE, ROW A, COLUMN F DESCRIPTION OF PURPOSE: THE ISSUE WAS TO REFINANCE PREVIOUSLY ISSUED "ADJUSTABLE RATE DEMAND REVENUE REFUNDING AND IMPROVEMENT BONDS, SERIES 2013". EVERENCE SEE PART V BELOW SEE PART V 0 SCHEDULE L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: EVERENCE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: KEN HOCHSTETLER, BOARD MEMBER OF OAKLAWN, IS THE PRESIDENT OF EVERENCE(C) AMOUNT OF TRANSACTION: $6,344,897(D) DESCRIPTION OF TRANSACTION: EVERENCE ADMINISTERS THE EMPLOYEE HEALTH INSURANCE PLAN FOR OAKLAWN PSYCHIATRIC CENTER, INC. AND IS THE INVESTMENT ADVISOR FOR ITS 403B RETIREMENT PLAN. TRANSACTION AMOUNT IS FOR INSURANCE PREMIUMS PAID. FORM 990, PART VI, SECTION A, LINE 1A DELEGATED AUTHORITY: PER THE BYLAWS, THE EXECUTIVE COMMITTEE OF THE BOARD IS AUTHORIZED TO ACT ON THE FULL BOARD'S BEHALF. THE FULL BOARD MEETS QUARTERLY AND THE EXECUTIVE COMMITTEE GENERALLY MEETS AN ADDITIONAL FOUR TIMES ON ALTERNATE MONTHS. FORM 990, PART VI, SECTION A, LINE 7A ELECTION OF MEMBERS: ONE DIRECTOR WILL BE APPOINTED BY THE ELKHART COUNTY BOARD OF COMMISSIONERS. OTHER DIRECTORS WILL BE APPOINTED BY THE THEN EXISTING DIRECTORS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS: THE PROCESS OF REVIEWING THE FORM 990 INCLUDES A DETAILED REVIEW BY THE ORGANIZATION'S SENIOR MANAGEMENT AND CHIEF EXECUTIVE OFFICER. THE GOVERNING BODY RECEIVES A COPY OF THE FORM 990 INCLUDING REQUESTED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS, FOR REVIEW AND APPROVAL PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST COMPLIANCE: THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY. OAKLAWN STAFF, BOARD MEMBERS, VOLUNTEERS AND AGENTS SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTY TO OAKLAWN AND ITS PROPERTY, AND SHALL FULLY DISCLOSE ANY CONFLICT OF INTEREST. ANNUALLY, BOARD MEMBERS SIGN THAT THEY WILL ABIDE BY THE POLICY AND DECLARE ANY CONFLICT OF INTEREST THEY MAY HAVE WITH THE ORGANIZATION OR ITS RELATED ORGANIZATIONS, AND ABSTAIN FROM ANY VOTING WHERE A CONFLICT COULD EXIST. FORM 990, PART VI, SECTION B, LINE 15 PROCESS OF DETERMINING COMPENSATION: TOP OFFICIAL: THE BOARD OF DIRECTORS REVIEWS AND APPROVES THE COMPENSATION PACKAGE PROVIDED TO THE PRESIDENT & CHIEF EXECUTIVE OFFICER OF THE ORGANIZATION. THE COMPENSATION REVIEW INCLUDES A MARKET ANALYSIS STUDY AND A PERFORMANCE REVIEW. THIS PROCESS IS DOCUMENTED IN THE BOARD MINUTES. OTHER OFFICERS: THE ORGANIZATION ANNUALLY PARTICIPATES IN SEVERAL MARKET SURVEYS. MANAGEMENT COMPARES COMPENSATION LEVELS OF LIKE POSITIONS AND STRIVES TO ADJUST THE ORGANIZATION'S COMPENSATION PACKAGES FOR LIKE POSITIONS TO FALL WITHIN THE RANGE OF THE MARKET WITH A GOAL TO BE COMPETITIVELY PLACED BETWEEN THE 50TH AND 75TH PERCENTILE OF THE MARKET RANGE. THIS PROCESS IS DOCUMENTED IN THE BOARD MINUTES. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS AVAILABLE TO THE PUBLIC: COPIES OF THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE PROVIDED FOR REVIEW UPON REQUEST. IN ADDITION, THE ORGANIZATION IS ACCREDITED BY THE JOINT COMMISSION; MEETING THE REQUIREMENTS FOR THE BEHAVIORAL HEALTH CARE ACCREDITATION PROCESS. ALSO, THE ORGANIZATION IS CERTIFIED BY THE STATE OF INDIANA FAMILY AND SOCIAL SERVICES ADMINISTRATION, DIVISION OF MENTAL HEALTH AND ADDICTIONS, AS AN INDIANA COMMUNITY MENTAL HEALTH CENTER (CMHC). ACCORDINGLY, GOVERNING DOCUMENTS ARE REVIEWED AND REGULARLY PROVIDED TO THESE AND OTHER PUBLIC BODIES. FORM 990, PART XI, LINE 9: CHANGE IN DERIVATIVE 190,085. FORM 990, PART XII, LINE 2C, OVERSIGHT OF AUDIT: THE BOARD OF DIRECTORS ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF THE FINANCIAL STATEMENTS AND NO PROCESSES HAVE CHANGED FROM PRIOR YEAR. MENNONITE HEALTH SERVICES 1112 N MAIN STREET GOSHEN IN 46528 231421919 HEALTH AND HUMAN SERVICE MINISTRIES IN 501(C)(3) LINE 11 N/A 0 OAKLAWN FOUNDATION FOR MENTAL HEALTH PO BOX 809 GOSHEN IN 46527 356060037 FUNDRAISING/MENTAL HEALTH PROMOTION IN 501(C)(3) LINE 7 OPC 1 OAKLAWN CMHC 330 LAKEVIEW DR PO BOX 809 GOSHEN IN 46527 237317957 HEALTHCARE IN 501(C)(3) LINE 7 OPC 1 SIMADON CORPORATION PO BOX 809 GOSHEN IN 46527 208473080 HUD HOUSING IN 501(C)(3) LINE 7 OPC 1 MADISON RESIDENTIAL SERVICES INC PO BOX 809 GOSHEN IN 46527 311135587 HUD HOUSING IN 501(C)(3) LINE 7 OPC 1 RIVERSIDE CORPORATION PO BOX 809 GOSHEN IN 46527 351875879 HUD HOUSING IN 501(C)(3) LINE 7 OPC 1 OAKLAWN ESTATES APARTMENTS INC PO BOX 809 GOSHEN IN 46527 383646840 HUD HOUSING IN 501(C)(3) LINE 7 OPC 1 OAKLAWN APARTMENTS INC PO BOX 809 GOSHEN IN 46527 311009857 HUD HOUSING IN 501(C)(3) LINE 7 OPC 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 OAKLAWN FOUNDATION FOR MENTAL HEALTH C 1619178 FAIR MARKET VALUE