2024-05-13T13:10:53-05:00 2023-06-30 412069731 SC&H TAX ADVISORY SERVICES LLC 910 RIDGEBROOK ROAD SPARKS MD 21152 990 2022-07-01 520730225 FAMILY SERVICES INC FAMI 3018402000 610 EAST DIAMOND AVENUE 100 GAITHERSBURG MD 208775321 KELLY SAVOCA SVP AND CFO 3018402000 2024-05-07 1 KELLY SAVOCA 999009999 1 LORI S BURGHAUSER P00370694 4104031500 2024-05-07 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z KELLY SAVOCA 6501 NORTH CHARLES ST TOWSON MD 21204 37565498 0 X SHEPPARDPRATT.ORG/FAMILY-SERVICES-INC X 1908 MD PROVIDING COMMUNITY-BASED OUTPATIENT BEHAVIORAL HEALTH, RESIDENTIAL REHABILITATION AND SOCIAL SERVICES AS PART OF SHEPPARD PRATT CONTINUUM OF CARE. 5 1 522 1 0 0 5341734 6994756 27996128 30523681 0 26306 66763 20755 33404625 37565498 0 0 0 0 19192837 24468522 0 0 0 11453654 11673974 30646491 36142496 2758134 1423002 21138012 27518770 11002079 16111241 10135933 11407529 X FAMILY SERVICES, INC., A SUBSIDIARY OF SHEPPARD PRATT, A NOT-FOR-PROFIT BEHAVIORAL HEALTH SYSTEM, IS DEDICATED TO IMPROVING THE QUALITY OF LIFE OF INDIVIDUALS AND FAMILIES BY COMPASSIONATELY SERVING THEIR MENTAL HEALTH, ADDICTION, SPECIAL EDUCATION, AND COMMUNITY SUPPORT NEEDS. 0 0 18253535 17127464 FAMILIES AND COMMUNITIES: PROVIDES INTENSIVE TREATMENT AND SUPPORT SERVICES TO CHILDREN AND ADOLESCENTS WITH MENTAL HEALTH NEEDS AND THEIR FAMILIES. 6807515 8703337 REHABILITATION AND RECOVERY SERVICES: PROVIDES RESIDENTIAL AND REHABILITATION SUPPORT, LIVING SKILLS, AND VOCATIONAL SERVICES TO ADULTS WITH SERIOUS MENTAL ILLNESS AND DEVELOPMENTAL DISABILITIES. 5260353 4242827 COMMUNITY TREATMENT: PROVIDES COMPREHENSIVE OUTPATIENT MENTAL HEALTH SERVICES TO ADULTS, ADOLESCENTS, AND CHILDREN. 621849 464882 OTHER SUPPORT SERVICES: INCLUDES CONTRACT AND RENTAL INCOME THAT SUPPORTS THE PROGRAMS DESCRIBED ABOVE AND WORKFORCE DEVELOPMENT SERVICES FOR VETERANS. 621849 464882 30943252 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 202 0 522 1 0 0 0 0 0 0 0 0 0 0 0 0 X 5 1 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 MD X KELLY SAVOCA 4109385401 6501 NORTH CHARLES STREET TOWSON MD 21204 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 1.00 40.00 X 0 1334367 52907 KELLY SAVOCA SVP AND CFO 1.00 40.00 X X 0 597885 27828 GREG GATTMAN VP AND COO HOSPITALS 1.00 40.00 X 0 520882 52872 JEFFREY W RICHARDSON VP AND COO COMMUNITY SERVICES 1.00 40.00 X X 0 482590 55394 ANTONIO SIMPKINS BOARD MEMBER 1.00 1.00 X 0 0 0 KARLA HOFFMAN CHIEF, FAMILIES & COMMUNITIES/FORMER OFFICER 40.00 0.00 X 172977 0 15097 JENNIFER CARBERRY DIRECTOR OPS OUTPATIENT BEHAV HEALTH 40.00 0.00 X 126558 0 25452 IRAINA E BRIGANTY PROGRAM DIRECTOR 40.00 0.00 X 110997 0 10257 JODY Z BURGHARDT PROGRAM DIRECTOR 40.00 0.00 X 106049 0 10088 GORDON ROTHROCK FORMER CFO WSI/SR FINANCE/FORMER OFFICER 0.00 0.00 X 0 213070 11475 516581 3148794 261370 4 1 1 0 ACROPOLIS CONSTRUCTION CO INC 751 G THIMBLE SHOALS BLVD NEWPORT NEWS VA 23606 CONSTRUCTION SERVICES 422408 THE TRAUMA TRAINER 11110 INNSBROOK WAY IJAMSVILLE MD 21754 PROVIDER TRAINING 368400 PMM COMPANIES INC 15938 DERWOOD ROAD ROCKVILLE MD 20855 JANITORIAL SERVICES 332137 MAXIM HEALTHCARE SERVICES INC 7227 LEE DEFOREST DR COLUMBIA MD 21046 HOME HEALTH SERVICES 150944 CARESAVE TECHNOLOGIES INC 7925 JONES BRANCH DR MCLEAN MD 22102 FAMILY SERVICES 124096 8 6104092 890664 6994756 FAMILY & COMMUNITIES SERVICES 621400 17127464 17127464 REHABILITATION & RECOVERY SERVICE 621400 8703337 8703337 COMMUNITY TREATMENT SERVICES 621400 4242827 4242827 OTHER PROGRAM SERVICES 621400 432538 432538 ADMINISTRATION SERVICES 621400 17515 17515 30523681 26306 26306 HUD MANAGEMENT FEE 900099 14829 14829 MISCELLANEOUS 621400 5926 5926 20755 37565498 30538510 0 32232 20693394 19910592 782802 248411 237872 10539 1949299 1807178 142121 1577418 1463218 114200 19475 7323 12152 146548 146548 2489820 2080469 409351 28085 28028 57 630332 515399 114933 744632 602621 142011 2749757 1947324 802433 189375 171282 18093 127190 125044 2146 200057 167343 32714 771447 382471 388976 275933 163104 112829 INTERCORPORATE CHARGES 1908088 1908088 CLIENT ASSISTANCE 894201 885458 8743 FOOD PROGRAM 358502 356469 2033 VEHICLE EXPENSE 81100 62323 18777 59432 29734 29698 36142496 30943252 5199244 0 6511400 5244231 236012 2254729 4191286 6209292 196256 407216 20342046 10315547 9882801 10026499 44000 44000 76257 3332803 21138012 27518770 4056082 3905416 904761 1299412 3121748 2971748 2092225 1824746 827263 6109919 11002079 16111241 X 7634805 2496851 2501128 8910678 10135933 11407529 21138012 27518770 X 1423002 -151406 X X 0 1 X 1 1 1 X 4659441 4395912 4429926 5341734 6994756 25821769 4659441 4395912 4429926 5341734 6994756 25821769 25821769 568 494 15541 26306 42909 66763 5926 72689 25937367 124616762 0.99550 0.99640 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2021 AMOUNT: $ 66,763. 2022 AMOUNT: $ 5,926. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1871066 1871066 14216833 6786883 7429950 1694919 1210701 484218 1992663 1844770 147893 566565 473193 93372 10026499 DUE FROM AFFILIATE 834252 OPERATING LEASE- RIGHT OF USE ASSET, NET OF ACC AMORT. 2498551 3332803 DEPOSITS 180365 DEFERRED FINANCING COSTS -75385 DUE TO AFFILIATES 2986928 LONG TERM LEASE DEPOSIT 100000 SELF INSURANCE 301803 RIGHT OF USE LEASE LIABILITY 2616208 6109919 0 1 0 0 0 0 0 0 0 HARSH K TRIVEDI MD MBA PRESIDENT AND CEO 0 1140833 0 0 0 193534 0 52850 0 57 0 1387274 0 150000 KELLY SAVOCA SVP AND CFO 0 498322 0 0 0 99563 0 27771 0 57 0 625713 0 73522 GREG GATTMAN VP AND COO HOSPITALS 0 439945 0 0 0 80937 0 27850 0 25022 0 573754 0 73282 JEFFREY W RICHARDSON VP AND COO COMMUNITY SERVICES 0 475833 0 0 0 6757 0 27176 0 28218 0 537984 0 0 GORDON ROTHROCK FORMER CFO WSI/SR FINANCE/FORMER OFF 0 209129 0 0 0 3941 0 2040 0 9435 0 224545 0 0 KARLA HOFFMAN CHIEF, FAMILIES & COMMUNITIES/FORMER 170620 0 0 0 2357 0 1530 0 13567 0 188074 0 0 0 JENNIFER CARBERRY DIRECTOR OPS OUTPATIENT BEHAV HEALTH 125287 0 0 0 1271 0 1204 0 24248 0 152010 0 0 0 PART I, LINE 3 THE TOP MANAGEMENT OFFICIALS ARE UNCOMPENSATED BY THE REPORTING ORGANIZATION. THE REPORTING ORGANIZATION RELIES ON SHEPPARD PRATT HEALTH SYSTEM, INC., A RELATED ORGANIZATION, TO ESTABLISH COMPENSATION FOR THE TOP MANAGEMENT OFFICIALS. PART I, LINE 4B DURING CALENDAR YEAR 2022, THE FOLLOWING PARTICIPATED IN SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $50,000 JEFFREY RICHARDSON $25,000 GREG GATTMAN $25,000 KELLY SAVOCA $25,000 DURING THE CALENDAR YEAR, THE FOLLOWING INDIVIDUALS RECEIVED PAYMENTS AS PART OF THEIR PARTICIPATION IN SHEPPARD PRATT'S 457(F) PLAN: HARSH TRIVEDI $167,678 GREG GATTMAN $73,282 KELLY SAVOCA $73,522 A MARYLAND HEALTH AND HIGHER EDUCATION FACILITIES AUTHORITY 520936091 2014-03-04 4430000 REFINANCING EXISTING DEBT 0 0 0 A 1458252 4430000 84706 270000 4075294 2014 1 0 1 1 A 0 0 0 0 0 0 1 A 0 1 0 0 1 0 0 0 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION DATE OF LAST REBATE CALCULATION 7/24/2018 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION IS AN OPERATING SUBSIDIARY OF THE SHEPPARD AND ENOCH PRATT FOUNDATION, INC. FORM 990, PART VI, SECTION A, LINE 7A THE SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 7B THE SHEPPARD & ENOCH PRATT FOUNDATION HOLDS RESERVED RIGHTS WHICH INCLUDE THE POWERS TO APPOINT AND REMOVE BOARD MEMBERS. THE FOUNDATION ALSO HOLDS THE RIGHT TO APPROVE CERTAIN SELECT TRANSACTION OF ITS SUBSIDIARIES. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES OF SHEPPARD AND ENOCH PRATT FOUNDATION, INC. REVIEWS THE FORM 990 AT THE APRIL MEETING. FOLLOWING FINANCE COMMITTEE REVIEW OF THE FORM 990, THE FORM 990 IS POSTED TO THE SHEPPARD PRATT WEBSITE PORTAL FOR THE BOARD OF DIRECTORS REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REQUIRES ALL TRUSTEES AND KEY EXECUTIVE PERSONNEL TO COMPLETE A CONFLICT OF INTEREST QUESTIONNAIRE ANNUALLY. THE COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CFO WHO SUMMARIZES THE REPORTED CONFLICTS. THIS INFORMATION IS THEN PRESENTED TO THE CEO AND THE CHAIRMAN OF THE BOARD FOR REVIEW. IF IN THE NORMAL COURSE OF CONDUCTING A BOARD MEETING, AN AGENDA TOPIC IS DETERMINED TO PRESENT A CONFLICT OF INTEREST, THE INTERESTED BOARD MEMBER IS REQUIRED TO DISQUALIFY HIM OR HERSELF FROM ANY FURTHER DISCUSSION ON THE MATTER. THE CHAIRPERSON WILL SELECT A DISINTERESTED PERSON TO INVESTIGATE ALTERNATIVES TO THE TRANSACTION THAT POSES THE POTENTIAL CONFLICT. IF AFTER EXERCISING DUE DILIGENCE THE BOARD DETERMINES THAT IT'S UNABLE TO SECURE A MORE ADVANTAGEOUS TRANSACTION WITH AN ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST, THE BOARD WILL DETERMINE WHETHER OR NOT TO ENTER INTO THE TRANSACTION, IF IT IS IN THE BEST INTEREST OF THE ORGANIZATION. FORM 990, PART VI, SECTION B, LINE 15 SALARIES OF THE CEO AND TOP MANAGEMENT ARE REVIEWED BY THE EMPLOYEE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES OF SHEPPARD AND ENOCH PRATT FOUNDATION, INC. THIS COMMITTEE IS COMPRISED OF INDEPENDENT TRUSTEES. THE TRUSTEES REVIEW COMPENSATION FOR REASONABLENESS. THEY USE COMPARATIVE INDUSTRY DATA AND FORM 990S OF OTHER ORGANIZATIONS IN THEIR REVIEW PROCESS. THE PROCESS FOR EMPLOYEE COMPENSATION INCLUDES DEVELOPMENT OF COMPENSATION RECOMMENDATIONS BASED ON MARKET SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA AS WELL AS WRITTEN EMPLOYMENT CONTRACTS. THE SALARY INFORMATION FOR THIS GROUP IS OBTAINED BY A CONSULTANT THAT IS ENGAGED BY THE EXECUTIVE COMPENSATION COMMITTEE. THIS CONSULTANT USES CURRENT MARKET COMPENSATION SURVEYS AND OTHER COMPARATIVE INDUSTRY DATA TO MAKE RECOMMENDATIONS. THE RECOMMENDATIONS ARE THEN PRESENTED TO THE EXECUTIVE COMPENSATION COMMITTEE FOR APPROVAL. THE EXECUTIVE COMPENSATION COMMITTEE REPORTS THAT COMPENSATION WAS APPROVED TO THE FULL BOARD. THERE IS CONTEMPORANEOUS DOCUMENTATION AND RECORDKEEPING FOR DELIBERATIONS AND DECISIONS REGARDING THE COMPENSATION ARRANGEMENTS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, GOVERNING DOCUMENTS, AND OTHER POLICIES INCLUDING THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNRESTRICTED TRANSFERS TO AFFILIATES -157,771. TEMPORARILY RESTRICTED TRANSFERS FROM AFFILIATES 6,365. FORM 990, PAGE 12, PART XII, LINE 2C: THE PARENT ENTITY, SHEPPARD AND ENOCH PRATT FOUNDATION, INC., HAS A FINANCE COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. SHEPPARD & ENOCH PRATT FOUNDATION INC PO BOX 6815 BALTIMORE MD 21285 521357109 CONDUCT FUNDRAISING ACTIVITIES TO SUPPORT AFFILIATED ORGANIZATIONS MD 501(C)(3) 7 N/A 0 SHEPPARD PRATT HEALTH SYSTEM INC PO BOX 6815 BALTIMORE MD 21285 520591684 PROVIDES INPATIENT/OUTPATIENT CARE, EDUC SVCS & RESID SVCS MD 501(C)(3) 3 SHEPPARD & ENOCH PRATT FOUNDATION INC 0 SHEPPARD PRATT INVESTMENT INC PO BOX 6815 BALTIMORE MD 21285 521388935 HOLD AND MANAGE ENDOWMENT FUNDS OF RELATED NONPROFIT ENTITIES MD 501(C)(3) 12A SHEPPARD & ENOCH PRATT FOUNDATION INC 0 MOSAIC COMMUNITY SERVICES INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521338141 PROVIDES THERAPEUTIC RESIDENTIAL, REHAB & SUPPORT SERVICES MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION INC 0 WAY STATION INC PO BOX 3826 FREDERICK MD 21705 521162749 PROVIDES REHABILITATION & TREATMENT SVCS MD 501(C)(3) 7 SHEPPARD & ENOCH PRATT FOUNDATION INC 0 SHEPPARD PRATT PHYSICIANS PA PO BOX 6815 BALTIMORE MD 21285 521392214 PROVIDE HEALTHCARE TO PATIENTS & RESIDENCY TRNG TO MED PRO'S MD 501(C)(3) 10 SHEPPARD & ENOCH PRATT FOUNDATION INC 0 REVISIONS COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 521849336 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 0 DULANEY STATION COMMUNITY HOUSING DEVELOPMENT ORGANIZATION INC 1925 GREENSPRING DRIVE TIMONIUM MD 21093 020650286 PROVIDE AFFORDABLE HOUSING TO LOW-INCOME INDIVIDUALS WITH MENTAL ILLNESSES. MD 501(C)(3) 10 MOSAIC COMMUNITY SERVICES INC 0 ALLIANCE INC 8003 CORPORATE DRIVE NOTTINGHAM MD 21236 521277262 OFFER EDUC, VOC & RESID SVCS FOR INDIVIDUALS W/ DISABILITIES MD 501(C)(3) 7 MOSAIC COMMUNITY SERVICES INC 0 WAY STATION FOUNDATION INC 230 W PATRICK ST PO BOX 3826 FREDERICK MD 21705 521857765 SOLICIT AND ACCEPT FUNDS AND PROPERTY TO SUPPORT AFFILIATED ORGANIZATION MD 501(C)(3) 7 WAY STATION INC 0 CENTENNIAL HOUSING INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 264463089 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 NEXT STEP HOUSING INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 522023197 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 MONTGOMERY HOUSING INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 522159657 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 ESPERANCE HOMES INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 311774943 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 GUIDE-NASHVILLE HOMES INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 562638041 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 GUIDE-MARYWOOD HOUSE INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 753002389 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 GUIDE-TREXLER HOUSE INC 610 E DIAMOND AVE SUITE 100 GAITHERSBURG MD 20877 522287796 PROVIDING AFFORDABLE HOUSING TO THE CHRONICALLY MENTALLY DISABLED MD 501(C)(3) 10 FAMILY SERVICES INC 1 BEHAVIORAL HEALTH PARTNERS OF FREDERICK INC PO BOX 6815 BALTIMORE MD 21285 522125435 OUTPATIENT PSYCHIATRIC AND BEHAVIORAL MEDICINE MD 501(C)(3) 3 MOSAIC COMMUNITY SERVICES INC 0 SHEPPARD PRATT PREFERRED RESOURCES INC 6501 N CHARLES STREET TOWSON MD 21204 521757742 INACTIVE MD N/A C 0 SHEPPARD PRATT ASSURANCE COMPANY LLC CARIBBEAN PLAZA 2ND FLOOR NORTH B GEORGE TOWN CJ KYL-1102 981668282 INSURANCE CJ N/A C 0 OMNI HOUSE INC 7440 BALTIMORE ANNAPOLIS BLVD GLEN BURNIE MD 20161 521226449 MENTAL HEALTH, PSYCHIATRIC REHAB, AND RESIDENTIAL MD N/A C 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 1 1 0 1 1 SHEPPARD PRATT HEALTH SYSTEM O 892341 FMV SHEPPARD PRATT HEALTH SYSTEM K 349954 FMV SHEPPARD PRATT HEALTH SYSTEM P 658598 FMV SHEPPARD PRATT HEALTH SYSTEM P 7200 FMV SCHEDULE R, PART II: WAY STATION INC., MOSAIC COMMUNITY SERVICES INC. AND FAMILY SERVICES INC. WORK WITH NUMEROUS HUD ENTITIES TO CARRY OUT THEIR EXEMPT PURPOSE. WHILE THERE IS BOARD OVERLAP THE ULTIMATE CONTROL RESIDES WITH HUD. HUD ENTITIES ARE REFLECTED ON THE SCHEDULE R OF WAY STATION INC., MOSAIC COMMUNITY SERVICES INC. AND FAMILY SERVICES INC.