2024-05-14T10:41:48-05:00 2023-06-30 990 2022-07-01 550665758 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION WEST 3042934008 PO BOX 6005 ONE WATERFRONT PLACE MORGANTOWN WV 26506 BARBARA WEISS TREASURER 3042934008 2024-05-14 BARBARA WEISS XXX-XX-XXXX 0 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z BARBARA WEISS PO BOX 6005 ONE WATERFRONT PLACE MORGANTOWN WV 26506 183184462 0 X HTTP://RESEARCH.WVU.EDU X 1985 WV TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY. 8 0 671 0 158699 0 130566092 153723757 19841092 18438079 1313609 802519 2524663 3814428 154245456 176778783 29116408 38815704 0 0 33858679 40391443 0 0 0 92054484 97205629 155029571 176412776 -784115 366007 161819057 165110522 121785027 123805072 40034030 41305450 X TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (WVU) AND TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF, AND STUDENTS OF WVU. 0 0 163490784 38815704 21826434 SEE SCHEDULE OIN 1985, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RESEARCH CORPORATION) WAS CREATED IN ACCORDANCE WITH WEST VIRGINIA STATE LAW AND WITH THE EXPRESSED PURPOSE TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (UNIVERSITY). THE RESEARCH CORPORATION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES, INCLUDING FOR SUCH PURPOSES: (1) TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY; AND(2) TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT, AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF, AND STUDENTS OF WEST VIRGINIA UNIVERSITY.RESEARCH IS AN INTEGRAL PART OF THE UNIVERSITY'S MISSION AND THE RESEARCH CORPORATION FACILITATES THIS MISSION THROUGH ITS ROLE AS A FISCAL AGENT FOR SPONSORED PROJECTS. THE RESEARCH CORPORATION ALSO USES ITS UNIQUE STATUS TO MAXIMIZE THE EFFECTIVENESS OF TECHNOLOGY TRANSFER IN ADDITION TO ITS ECONOMIC AND BUSINESS DEVELOPMENT FUNCTIONS. ONE IMPORTANT INDICATION OF THIS SUCCESS IS THE UNIVERSITY'S CLASSIFICATION AS AN R1, DOCTORAL UNIVERSITY - HIGHEST RESEARCH ACTIVITY, BY THE CARNEGIE FOUNDATION IN FISCAL YEAR 2022 PLACING WVU AMONG THE 146 STRONGEST RESEARCH INSTITUTIONS IN THE UNITED STATES. SPONSORED AWARD EXPENDITURES CAME IN AT $231 MILLION FOR FISCAL YEAR 2023, WITH $107 MILLION COMING FROM FEDERAL AGENCIES (IN FISCAL YEAR 2022 THE NUMBERS WERE $199 MILLION AND $90 MILLION). AS A RESULT OF THIS GROWTH, THE FACILITIES AND ADMINISTRATIVE COSTS ("F&A") RECOVERED INCREASED FROM $35.4 MILLION TO $39.2 MILLION FROM FISCAL YEAR 2022 TO FISCAL YEAR 2023 - AN INCREASE OF $3.8 MILLION.COMPARING FISCAL YEAR 2023 TO FISCAL YEAR 2022 FOR OUR PRIMARY FEDERAL RESEARCH SPONSORS:NATIONAL SCIENCE FOUNDATION - FUNDED EXPENDITURES GREW FROM $10.9 MILLION TO $11.3 MILLIONDEPARTMENT OF HEALTH AND HUMAN SERVICES - FUNDED EXPENDITURES GREW FROM $46.1 MILLION TO $51.9 MILLIONDEPARTMENT OF AGRICULTURE - FUNDED EXPENDITURES GREW FROM $6.4 MILLION TO $7.6 MILLIONNATIONAL AERONAUTICS AND SPACE ADMINISTRATION - FUNDED EXPENDITURES GREW FROM $6.7 MILLION TO $8.2 MILLIONAS A LARGE NATIONAL SCIENCE FOUNDATION (NSF) EPSCOR PROJECT ENDED, OUR EXPENDITURES FUNDED BY NSF DROPPED SLIGHTLY FROM $14 MILLION TO $12.1 MILLION, BUT A NEW NSF EPSCOR AWARD HAS BEEN GRANTED THAT WILL BE REFLECTED IN THE FINANCIAL STATEMENTS DURING FISCAL YEAR 2024. INVESTMENTS IN IMPROVING THE COMPETITIVENESS OF THE FACULTY THROUGH THE IMPLEMENTATION OF PROGRAMS BY THE RESEARCH OFFICE IS CONTINUING TO YIELD A NOTICEABLE RETURN IN TERMS OF THE DOLLAR VALUE OF NEW AWARDS. THE MOST EFFECTIVE OF THESE INVESTMENTS REMAINS THE PROGRAM TO STIMULATE COMPETITIVE RESEARCH, PROVIDING SUPPORT TO ENSURE THAT RESUBMITTED PROPOSALS HAVE A SIGNIFICANTLY ENHANCED PROBABILITY OF SUCCESS; AND AN INTERNAL NATIONAL INSTITUTES HEALTH (NIH) STYLE STUDY SECTION AT OUR HEALTH SCIENCES CENTER (HSC), PROVIDING SCIENTIFIC REVIEW OF GRANT APPLICATIONS PRIOR TO EXTERNAL SUBMISSION TO INCREASE COMPETITIVENESS. OUR FOCUS ON AREAS SUCH AS NEUROSCIENCE, ENERGY AND SUSTAINABILITY, AND AEROSPACE IS YIELDING MANY OF THE INCREASES NOTED ABOVE. ADDITIONALLY, WE HAVE RECEIVED $50 MILLION FROM THE STATE OF WEST VIRGINIA TO INVEST IN AND GROW OUR CANCER INSTITUTE'S RESEARCH CAPABILITIES. FINALLY, IT SHOULD ALSO BE NOTED THAT THE OUR F&A RECOVERY HAS GROWN BY OVER $10 MILLION SINCE 2020.WHILE THE UNIVERSITY AND THE RESEARCH CORPORATION FINDS ITSELF IN A VERY DYNAMIC FUNDING ENVIRONMENT, BOTH ARE DEPLOYING INNOVATIVE STRATEGIES TO EXPAND THE QUANTITY AND QUALITY OF FUNDING FOR THE RESEARCH ENTERPRISE FROM ALL SOURCES AND LOOKS FORWARD TO CONTINUED SUCCESS IN THE FUTURE. 163490784 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 240 0 1 671 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 8 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 0 X X KATIE STORES SECRETARY 3042934769 886 CHESTNUT RIDGE ROAD MORGANTOWN WV 26506 STEPHANIE TAYLOR DIRECTOR 5.00 40.00 X 0 280088 40644 E GORDON GEE DIRECTOR 0.20 70.00 X 0 796660 26392 PEDRO J MAGO DIRECTOR 1.00 40.00 X 0 331394 32346 MAURA MCLAUGHLIN DIRECTOR 1.00 40.00 X 0 275306 32217 FRED KING DIRECTOR 2.00 59.00 X 0 273286 25354 LAURA GIBSON DIRECTOR 0.20 50.00 X 0 444699 47016 CLAY MARSH DIRECTOR 1.00 70.00 X 0 1777450 23748 PAULA CONGELIO DIRECTOR 0.25 65.00 X 0 396726 52638 MARYANNE REED DIRECTOR 1.00 75.00 X 0 431898 34475 DAVID KOSSLOW ASSISTANT TREASURER 5.00 40.00 X 0 169682 30779 J ROBERT ALSOP EXECUTIVE DIRECTOR 7.00 50.00 X 0 426683 18300 KATIE STORES SECRETARY 1.00 40.00 X 0 192272 11012 ROSSI WILES OFFICER 1.00 40.00 X 0 161473 18608 SHELLEY WELCH DIR OF CLINICAL TRIALS 37.50 X 167257 0 28807 SARAH BILLER GENERAL OPERATIONS MANAGER 37.50 X 194592 0 7293 SEPEHR SAREMI COMPUTER & INFO RESEARCH S 37.50 X 197864 0 22069 JAMES DOTTAVIO GENERAL & OPERATIONS MANAG 37.50 X 157556 0 34761 MATTHEW TENAN GENERAL & OPERATIONS MANAG 37.50 X 157882 0 30456 EUGENE CILENTO FORMER DIRECTOR 0.00 40.00 X 0 15923 0 NARVEL WEESE FORMER DIR & OFFICER 0.00 10.00 X 0 60000 0 EARL SCIME FORMER DIRECTOR 0.00 90.00 X 0 311251 32916 ANJALI HALABE FORMER TREASURER 0.00 40.00 X 0 331632 19101 875151 6676423 568932 32 1 1 0 PREPAID TECHNOLOGIES COMPANY INC 217 COUNTRY CLUB PARK SUITE 113 BIRMINGHAM AL 35213 PREPAID CARD SERVICE 1925000 ADNET SYSTEMS INC 6720B ROCKLEDGE DR STE 504 BETHESDA MD 20817 IT SOLUTION/SERV 1637053 RAZOR BEAR LLC 1120 10TH STREET F GOLDEN CO 80401 DESIGN, DEVELOPMENT & MGMT 1325620 VINCENT PAYMENT SOLUTIONS INC US STEEL TOWER 600 GRANT STREET PITTSBURGH PA 15219 PREPAID CARD SERVICE 1115000 CROTHALL FACILITIES MANAGEMENT INC 1500 LIBERTY RIDGE DRIVE STE 210 CHESTERBROOK PA 190875583 CONSTRUCTION 1034699 126 138582849 15140908 153723757 SCI RESEARCH & DEV SER 541700 18438079 18279380 158699 18438079 862894 862894 267374 267374 6345304 6405679 -60375 -60375 -60375 TRANSFER OF ASSETS 900099 3547054 3547054 3547054 176778783 21826434 158699 1069893 31208782 31208782 7453804 7453804 153118 153118 30736441 28669081 2067360 1582544 1474611 107933 5833789 5435912 397877 2238669 2088094 150575 746108 11036 735072 88208 7597 80611 351153 292820 58333 2429775 2086800 342975 1761394 1162258 599136 50088 50088 2125694 2091201 34493 4219811 4115048 104763 729678 615275 114403 2471234 1761681 709553 3519512 3136310 383202 445816 100378 345438 SHARED SERVICES 55174505 50401646 4772859 RESEARCH/EDUC. SUPPLIES 10396617 10378995 17622 OPERATING EXP TO WVU 9335043 8238446 1096597 3360993 2607891 753102 176412776 163490784 12921992 0 39683202 34028495 40541513 49130823 328972 338843 654351 315424 423706 537827 95531908 30043893 65977912 65488015 14209401 15271095 161819057 165110522 36022374 43059096 29267239 24950264 56334367 55113569 161047 682143 121785027 123805072 X 24679364 25530133 15354666 15775317 0 0 40034030 41305450 161819057 165110522 X 366007 947810 -42000 -397 X X 0 1 X 1 1 1 X X 1 WEST VIRGINIA UNIV 556000842 6 1 176412776 0 1 176412776 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 46576 0 0 46576 0 PART II-B, LINE 1: LOBBYING ACTIVITIES CONSIST OF IDENTIFYING FEDERAL AND STATE FUNDED RESEARCH AND DEVELOPMENT PROGRAMS WHICH CAN BE PERFORMED BY RESEARCHERS AND STAFF UTILIZING THE LABORATORIES AND EQUIPMENT AVAILABLE TO THE ORGANIZATION. LOBBYING ACTIVITIES FOCUS UPON ENGINEERING, MEDICAL, AND ENERGY RELATED RESEARCH OPPORTUNITIES. 4535339 4535339 82142190 25833233 56308957 2473166 1151131 1322035 6381213 3059529 3321684 65488015 DEFERRED GAIN ON REFUNDING 116107 DEFERRED INFLOWS RELATED TO LEASES 325122 SUBSCRIPTION LIAB. - CURRENT 22746 SUBSCRIPTION LIAB. - NONCURRENT 24403 ACCRUED LIABILITIES 191238 ACCOUNTS PAYABLE - PAYROLL RELATED 2527 682143 177727000 947810 407 948217 176778783 0 176778783 176414000 1224 1224 176412776 0 176412776 PART XI, LINE 2D - OTHER ADJUSTMENTS: ROUNDING $407 PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING $1,224 1 EUROPE PROGRAM SERVICE RESEARCH 13038 NORTH AMERICA PROGRAM SERVICE RESEARCH 59618 EAST ASIA AND THE PACIFIC PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 82736 EUROPE PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 138915 NORTH AMERICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 60680 SOUTH AMERICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 62067 SUB-SAHARAN AFRICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 1373 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 17258 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 13763 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 25458 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 1965 EAST ASIA AND THE PACIFIC PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 175 EUROPE PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 214614 NORTH AMERICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 358485 SOUTH AMERICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 600 RUSSIA AND NEIGHBORING STATES PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 6000 SOUTH ASIA PROGRAM SERVICES OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 3173 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES RESEARCH 50945 EAST ASIA AND THE PACIFIC PROGRAM SERVICES RESEARCH 29516 SOUTH ASIA PROGRAM SERVICES FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 11801 0 0 0 0 0 0 435685 716495 1152180 NORTH AMERICA RESEARCH 25000 CHECK 0 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH 13038 CHECK 0 NORTH AMERICA RESEARCH 34618 CHECK 0 MIDDLE EAST AND NORTH AFRICA RESEARCH 50945 CHECK 0 EAST ASIA AND THE PACIFIC RESEARCH 29516 CHECK 0 0 0 0 0 0 0 PART I, LINE 2: GRANT ELIGIBILITY AND SELECTION OF RECIPIENTS ARE DETERMINED BY THE PRINCIPAL INVESTIGATOR FOR EACH INDIVIDUAL GRANT. EDUCATIONAL GRANTS ARE AWARDED BASED ON ACADEMIC MERIT. IF THE RECIPIENT IS KNOWN AT THE TIME THE PRINCIPAL INVESTIGATOR WRITES THE GRANT PROPOSAL, THAT INFORMATION IS INCLUDED IN THE PROPOSAL FOR SPONSOR APPROVAL. IF THE RECIPIENT IS DETERMINED AT A LATER DATE, THE PRINCIPAL INVESTIGATOR SUBMITS A REQUEST FOR A SUB-AWARD TO THE SPONSOR FOR APPROVAL AT THAT TIME. SUB-RECIPIENTS ARE PAID ON A COST REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. PART III ACCOUNTING METHOD: 1 ALDERSON BROADDUS UNIVERSITY INC PO BOX 2004 101 COLLEGE HILL DR PHILIPPI WV 26416 550357072 501(C)(3) 46239 0 BOOK RESEARCH ADVANCED MANUFACTURING LLC 222 PITKIN STREET SUITE 109 EAST HARTFORD CT 06108 812440033 12359 0 BOOK RESEARCH BERKELEY MEDICAL CENTER 2500 HOSPITAL DRIVE MARTINSBURG WV 25401 550383321 501(C)(3) 127850 0 BOOK RESEARCH BLUESTONE HEALTH ASSOCIATION INC 3997 BECKLEY RD PRINCETON WV 24740 310889730 501(C)(3) 10000 0 BOOK PUBLIC SERVICE ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC 1331 PENNSYLVANIA AVE NW NO 1 WASHINGTON DC 20004 860138043 501(C)(3) 44507 0 BOOK RESEARCH CALHOUN COUNTY FAMILY RESOURCE NETWORK INC PO BOX 620 GRANTSVILLE WV 26147 550775491 501(C)(3) 11800 0 BOOK RESEARCH CLEAN FUELS OHIO 3240 W HENDERSON RD SUITE A COLUMBUS OH 43220 043595329 501(C)(3) 100000 0 BOOK RESEARCH CABIN CREEK HEALTH SYSTEMS INC PO BOX 70 DAWES WV 25054 550709223 501(C)(3) 188441 0 BOOK INSTRUCTION AND RESEARCH CAMC HEALTH EDUCATION & 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300765 BOOK PART I, LINE 2: GRANT ELIGIBILITY AND SELECTION OF RECIPIENTS ARE DETERMINED BY THE PRINCIPAL INVESTIGATOR FOR EACH INDIVIDUAL GRANT. EDUCATIONAL GRANTS ARE AWARDED BASED ON ACADEMIC MERIT. IF THE RECIPIENT IS KNOWN AT THE TIME THE PRINCIPAL INVESTIGATOR WRITES THE GRANT PROPOSAL, THAT INFORMATION IS INCLUDED IN THE PROPOSAL FOR SPONSOR APPROVAL. IF THE RECIPIENT IS DETERMINED AT A LATER DATE, THE PRINCIPAL INVESTIGATOR SUBMITS A REQUEST FOR A SUB-AWARD TO THE SPONSOR FOR APPROVAL AT THAT TIME. SUB-RECIPIENTS ARE PAID ON A COST REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. 0 1 0 0 0 0 0 0 0 CLAY MARSH DIRECTOR 0 926958 0 821190 0 29302 0 18300 0 5671 0 1801421 0 0 E GORDON GEE DIRECTOR 0 769660 0 0 0 27000 0 18300 0 8104 0 823064 0 0 LAURA GIBSON DIRECTOR 0 442048 0 0 0 2651 0 27000 0 20163 0 491862 0 0 MARYANNE REED DIRECTOR 0 403290 0 0 0 28608 0 26075 0 8423 0 466396 0 0 PAULA CONGELIO DIRECTOR 0 353726 0 16000 0 27000 0 52300 0 360 0 449386 0 0 J ROBERT ALSOP EXECUTIVE DIRECTOR 0 426622 0 0 0 61 0 18300 0 65 0 445048 0 0 PEDRO J MAGO DIRECTOR 0 331322 0 0 0 72 0 18300 0 14117 0 363811 0 0 ANJALI HALABE FORMER TREASURER 0 285203 0 44250 0 2179 0 18300 0 824 0 350756 0 0 EARL SCIME FORMER DIRECTOR 0 299788 0 0 0 11463 0 18945 0 13994 0 344190 0 0 STEPHANIE TAYLOR DIRECTOR 0 278778 0 0 0 1310 0 17497 0 23208 0 320793 0 0 MAURA MCLAUGHLIN DIRECTOR 0 275306 0 0 0 0 0 16977 0 15262 0 307545 0 0 FRED KING DIRECTOR 0 273286 0 0 0 0 0 16582 0 8795 0 298663 0 0 SEPEHR SAREMI COMPUTER & INFO RESEARCH S 197864 0 0 0 0 0 9100 0 14005 0 220969 0 0 0 SARAH BILLER GENERAL OPERATIONS MANAGER 194592 0 0 0 0 0 6500 0 2261 0 203353 0 0 0 KATIE STORES SECRETARY 0 183532 0 0 0 8740 0 11012 0 0 0 203284 0 0 DAVID KOSSLOW ASSISTANT TREASURER 0 166210 0 0 0 3472 0 10807 0 20111 0 200600 0 0 SHELLEY WELCH DIR OF CLINICAL TRIALS 160954 0 0 0 6303 0 10419 0 20279 0 197955 0 0 0 JAMES DOTTAVIO GENERAL & OPERATIONS MANAG 147762 0 0 0 9794 0 9000 0 27288 0 193844 0 0 0 MATTHEW TENAN GENERAL & OPERATIONS MANAG 152715 0 0 0 5167 0 9263 0 22167 0 189312 0 0 0 ROSSI WILES OFFICER 0 156569 0 0 0 4904 0 9870 0 8760 0 180103 0 0 NARVEL WEESE FORMER DIR & OFFICER 0 60000 0 0 0 0 0 0 0 0 0 60000 0 0 EUGENE CILENTO FORMER DIRECTOR 0 15923 0 0 0 0 0 0 0 0 0 15923 0 0 PART I, LINE 3 JAMES ROBERT ALSOP AS THE CEO/EXECUTIVE DIRECTOR DURING FISCAL YEAR 2023, IS NOT PAID BY THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) BUT IS PAID BY WEST VIRGINIA UNIVERSITY (WVU), A RELATED ORGANIZATION. COMPENSATION IS DETERMINED BY WVU THROUGH THE USE OF SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. PART I, LINE 4B PAULA CONGELIO $34,000 FORM 990, PART VI, SECTION A, LINE 2 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B THE WEST VIRGINIA UNIVERSITY TAX SERVICES UNIT, THE WVU DIVISION OF FINANCE, THE WVURC TREASURER, AND THE WVURC ASSISTANT TREASURER REVIEW A DRAFT OF THE FORM 990 ON BEHALF OF THE WVURC. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) MAINTAINS BOTH A CONFLICT OF INTEREST POLICY AND A WHISTLEBLOWER POLICY BOTH OF WHICH ARE PROVIDED TO RC EMPLOYEES AS PART OF THE RC EMPLOYEE HANDBOOK. THE CONFLICT OF INTEREST POLICY REQUIRES ALL RESEARCH INVESTIGATORS TO SUBMIT A CONFLICT OF INTEREST IN RESEARCH DISCLOSURE ON, AT MINIMUM, AN ANNUAL BASIS. ALL INVESTIGATORS ARE REQUIRED TO UPDATE THEIR DISCLOSURE INFORMATION WITHIN THIRTY DAYS OF THE DEVELOPMENT OF A NEW SIGNIFICANT FINANCIAL INTEREST IN RESEARCH. ADDITIONALLY RC EMPLOYEES WITHIN THE OFFICE OF TECH TRANSFER MUST ANNUALLY DISCLOSE SIGNIFICANT FINANCIAL INTERESTS FOR INSTITUTIONAL CONFLICTS OF INTEREST TO THE CONFLICT OF INTEREST OFFICE BY JULY 31 OF EACH YEAR. FINALLY, ALL RC EMPLOYEES ARE REQUIRED TO DISCLOSE ALL OUTSIDE CONSULTING ARRANGEMENTS TO THE EMPLOYEE'S DEPARTMENT LEADER BY AUGUST 31 OF EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY AND ARE COMPENSATED BY A RELATED ORGANIZATION, WEST VIRGINIA UNIVERSITY (WVU). COMPENSATION FOR EVERY WVU AND FOR EVERY RC EMPLOYEE POSITION IS DETERMINED BY SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON ONE'S EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. FORM 990, PART VI, SECTION C, LINE 19 PURSUANT TO CHAPTER 31, ARTICLE I, SECTION 28 OF THE OFFICIAL CODE OF WEST VIRGINIA, 1931, AS AMENDED, A CERTIFICATE OF INCORPORATION WAS ISSUED BY THE WEST VIRGINIA SECRETARY OF STATE ON JUNE 26, 1985 TO THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THIS CERTIFICATE IS AFFIXED TO THE ARTICLES OF INCORPORATION OF THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THAT CERTIFICATE ALONG WITH THE WVURC'S AFFIRMATIVE ACTION PLAN, FINANCIAL STATEMENTS AND FORM 990-T ARE OPEN AND AVAILABLE FOR INSPECTION AT THE WVURC UPON REQUEST. THE IRS DETERMINATION LETTER AND FORM 990 ARE AVAILABLE ON WEST VIRGINIA UNIVERSITY'S TAX SERVICES WEBSITE. FORM 990, PART VI, SECTION B, LINE 16 POLICIES DURING THE FISCAL YEAR 2015 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION BECAME A MEMBER INVESTOR IN THE WEST VIRGINIA GROWTH INVESTMENT LLC WHICH IS AN LLC ENTITY FILING AS A PARTNERSHIP FOR INCOME TAX PURPOSES. THE FOCUS OF THE WEST VIRGINIA GROWTH INVESTMENT LLC WILL BE TO INVEST IN SMALL BUSINESSES LOCATED WITHIN THE WEST VIRGINIA REGION THAT DEMONSTRATE THE POTENTIAL FOR GROWTH AND A SUITABLE RETURN. FORM 990 PART VI SECTION A GOVERNING BOARD AND MANAGEMENT EFFECTIVE WITH THE FISCAL YEAR 2024, THERE WERE CHANGES MADE TO THE STRUCTURE, COMPOSITION AND DUTIES OF THE WVU RESEARCH CORPORATION BOARD OF DIRECTORS. THE VOTING MEMBERSHIP OF THE BOARD OF DIRECTORS NOW INCLUDES EIGHT VOTING MEMBERS AND FIVE NON-VOTING OFFICERS. THE EIGHT VOTING BOARD OF DIRECTOR MEMBERS INCLUDE THE FOLLOWING WEST VIRGINIA UNIVERSITY (WVU) REPRESENTATIVES: THE WVU PRESIDENT; THE WVU PROVOST; THE WVU VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; THE WVU VICE PRESIDENT FOR RESEARCH; THE WVU SENIOR ASSOCIATE VICE PRESIDENT FOR HEALTH SCIENCES RESEARCH AND GRADUATE EDUCATION; A MEMBER OF THE WVU GENERAL COUNSEL; AND TWO WVU FACULTY MEMBERS AS APPOINTED BY THE WVU PRESIDENT. ALL BOARD DIRECTORS ARE APPOINTED BASED ON THEIR WEST VIRGINIA UNIVERSITY POSITION WITH EMPHASIS ON WVU POSITIONS WITHIN A COLLEGE OR AREA WITH A HIGH LEVEL OF EXTERNALLY FUNDED RESEARCH. THERE IS NO SET TERM AN INDIVIDUAL MAY SERVE AS A BOARD OF DIRECTOR MEMBER AS DIRECTORS ARE APPOINTED BASED ON THEIR EMPLOYMENT POSITION AT WVU WITH THE INTENTION THAT BOARD OF DIRECTOR MEMBERS WILL RETAIN THEIR BOARD MEMBERSHIP FOR THE DURATION OF THEIR EMPLOYMENT IN ONE OF THE ABOVE LISTED WVU POSITIONS. THERE ARE NO EXTERNAL BOARD DIRECTORS. ADDITIONALLY, EFFECTIVE WITH THE FISCAL YEAR 2024 THE ROLE WITHIN THE BOARD OF DIRECTORS FOR THE WVU CHANCELLOR AND EXECUTIVE DEAN FOR HEALTH SCIENCES CHANGED FROM A BOARD DIRECTOR TO AN OFFICER AS THE EXECTIVE DIRECTOR FOR THE WVU RESEARCH CORPORATION. ALL NON-VOTING OFFICERS ARE ELECTED BY THE VOTING MEMBERS OF THE BOARD FOR A ONE YEAR TERM. FORM 990, PART XI, LINE 9: ROUNDING ($397) -397. FORM 990, PART XI, LINE 8 PRIOR PERIOD ADJUSTMENTS DURING FISCAL YEAR 2023, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (CORPORATION) ADOPTED GASB STATEMENT NO. 96 "SUBSCRIPTION-BASED INFORMATION TECHNOLOGY ARRANGEMENTS". THIS STATEMENT ESTABLISHES ACCOUNTING AND FINANCIAL REPORTING FOR SUBSCRIPTION-BASED INFORMATION TECHNOLOGY ARRANGEMENTS BY A GOVERNMENT END USER. THIS STATEMENT REQUIRES RECOGNITION OF CERTAIN SUBSCRIPTION ASSETS AND LIABILITIES FOR SUBSCRIPTION-BASED INFORMATION TECHNOLOGY ARRANGEMENTS (SBITAS) BASED ON THE PRINCIPLE THAT SBITAS ARE LONG-TERM FINANCINGS OF THE RIGHT TO USE AN UNDERLYING ASSET. UNDER THIS STATEMENT, A GOVERNMENT END USER IS REQUIRED TO RECOGNIZE A SUBSCRIPTION LIABILITY AND A RIGHT-TO-USE SUBSCRIPTION ASSET. AS A RESULT OF ADOPTING STATEMENT NO. 96, A PRIOR PERIOD ADJUSTMENT IN THE NET AMOUNT OF ($42,000) WAS REPORTED ON FORM 990, PART XI RECONCILIATION OF NET ASSETS, LINE 8 PRIOR PERIOD ADJUSTMENTS. THIS ADJUSTMENT REFLECTS THE NET IMPACT OF THE RESTATEMENT FOR THE FISCAL YEAR 2022 FINANCIAL STATEMENTS. FORM 990 SCHEDULE R PART V 1D LOANS OR LOAN GUARANTEES TO OR FOR RELATED OR EFFECTIVE APRIL 1, 2022 (FISCAL YEAR 2022), THE WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION (UIC), A RELATED ORGANIZATION (SEE SCHEDULE R) TO THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (CORPORATION), UNDERWENT A RESTRUCTURING OF BUSINESS FUNCTIONS. WHILE UIC CONTINUES TO OPERATE UNDER ITS MISSION AND 501(C)(3) NON-PROFIT STATUS, THERE WAS A NEED FOR REORGANIZATION OF THE BUSINESS FUNCTIONS TO ENABLE CONTINUED OPERATIONS FROM A FINANCIAL PERSPECTIVE. AT THAT TIME THE BYLAWS WERE AMENDED AND RESTATED SUCH THAT WEST VIRGINIA UNITED HEALTH SYSTEM, INC. (WVUHS) AND WEST VIRGINIA UNIVERSITY (UNIVERSITY) HAVE EQUAL VOTING CONTROL IN UIC THROUGH APPOINTMENT OF 50% EACH OF THE UIC BOARD OF DIRECTORS. DURING THE FIRST TWO YEARS OF OPERATIONS FOLLOWING THE REORGANIZATION, UIC'S OPERATIONAL EXPENSES AND RELATED INCOME OR LOSS WILL BE ALLOCATED 75% TO WVUHS AND 25% TO THE CORPORATION. THE 25% ALLOCATION TO THE CORPORATION WILL BE ON BEHALF OF THE UNIVERSITY. ADDITIONALY, AS PART OF THE REORGANIZATION, IN JUNE 2022 THE CORPORATION BOARD AUTHORIZED THE WRITE OFF OF LOANS PREVIOUSLY PROVIDED BY THE CORPORATION TO THE UIC IN THE AMOUNT OF $4,684,753 INCLUDING PRINCIPAL AND INTEREST. 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