2024-05-14T19:50:31-05:00 2023-06-30 135565207 KPMG LLP 8350 BROAD STREET SUITE 900 MCLEAN VA 22102 990 2022-07-01 516000297 UNIVERSITY OF DELAWARE UNIV 3028312175 550 S COLLEGE AVENUE NEWARK DE 19713 ANGELA WARD CONTROLLER 3028312175 2024-05-10 1 ANGELA WARD 999009999 1 BRIAN KEARNS P02061479 7032868000 2024-05-09 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X DIONISSIOS ASSANIS 550 S COLLEGE AVENUE NEWARK DE 19713 2844168725 0 X WWW.UDEL.EDU X 1833 DE INSTRUCTION, RESEARCH, AND PUBLIC SERVICES ARE THE UNIVERSITY'S MOST SIGNIFICANT ACTIVITIES. 31 28 13992 30 5809217 0 206657954 242014185 1087870713 1186020611 248430735 93865748 56061323 1233568 1599020725 1523134112 254790288 261607716 0 0 727064121 778439572 866365 687030 19122490 407176676 450377332 1389897450 1491111650 209123275 32022462 4429239540 4485451642 1441279611 1394090817 2987959929 3091360825 X SEE SCHEDULE O. 0 0 549879945 459724 650476177 INSTRUCTION AND DEPARTMENTAL RESEARCH ARE PROVIDED TO OVER 24,000 STUDENTS INCLUDING APPROXIMATELY 21,700 FULL TIME AND 2,400 PART-TIME STUDENTS AT 4 CAMPUSES THROUGHOUT THE STATE OF DELAWARE. 223211981 42060103 284412620 SPONSORED RESEARCH IS ADVANCING, LEADING-EDGE RESEARCH THAT SOLVES MYSTERIES, TACKLES PROBLEMS, AND INVENTS NEW TECHNOLOGIES - ALL AIMED AT ENHANCING OUR QUALITY OF LIFE. 114007107 0 136043903 AUXILIARY SERVICES MANAGES MANY OF THE UNIVERSITY OF DELAWARE'S SUPPORT UNITS PROVIDING A WIDE RANGE OF PRODUCTS AND SERVICES FOR STUDENTS, FACULTY, AND STAFF INCLUDING THE UNIVERSITY'S RESIDENCE HALLS, BOOKSTORE, CONFERENCE SERVICES, DINING SERVICES, GREEN RESERVATIONS (AREAS OUTSIDE OF RESIDENCE HALLS AND CAMPUS BUILDINGS), RESIDENCE HALL LAUNDRY, UNIVERSITY PARKING, BUS SERVICE, AND PRINTING. 106957670 0 0 ACADEMIC SUPPORT 62957142 3021736 0 EXTENSION AND PUBLIC SERVICE 51749318 0 56378988 STUDENT SERVICES 220366255 216066153 0 STUDENT AID 0 0 58708923 INTRA UNIVERSITY REVENUE 442030385 219087889 115087911 1329129418 1 1 0 1 0 1 0 1 1 1 1 1 0 0 1 1 0 1 1 0 1 1 1 1 1 1 0 1 1 1 1 0 0 0 0 0 0 1 0 1 0 1 1 0 0 1 1 1 1 0 0 1 2158 0 1 13992 1 1 1 0 0 0 0 1 1 0 0 0 0 1 0 X 31 28 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AR AZ CA CO CT DC FL GA HI IA ID IL IN KS LA MD MA MI ME MO MT NC ND NH NM NY OK OR SC UT VA WI WV X X ANGELA WARD CONTROLLER 3028312175 550 S COLLEGE AVENUE NEWARK DE 19713 TERRI KELLY BOARD CHAIR 6.00 0.00 X 0 0 0 WILLIAM LAFFERTY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 TERENCE MURPHY BOARD VICE CHAIR 6.00 0.00 X 0 0 0 KATHLEEN HAWKINS SECRETARY/TREASURER 6.00 0.00 X 0 0 0 CAROL AMMON TRUSTEE 2.00 0.00 X 0 0 0 CHRISTOPHER BAKER TRUSTEE 2.00 0.00 X 0 0 0 JAMES BOREL TRUSTEE 2.00 0.00 X 0 0 0 SHAWN BRITTINGHAM TRUSTEE 2.00 0.00 X 0 0 0 JOHN CARNEY TRUSTEE 2.00 0.00 X 0 0 0 ALLISON CASTELLANOS TRUSTEE 2.00 0.00 X 0 0 0 JOHN COCHRAN TRUSTEE 2.00 0.00 X 0 0 0 JOAN COKER TRUSTEE 2.00 0.00 X 0 0 0 BETH COOPER TRUSTEE 2.00 0.00 X 0 0 0 JAMES CORRELL TRUSTEE 2.00 0.00 X 0 0 0 CLAIRE DEMATTEIS TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM DIMONDI TRUSTEE 2.00 0.00 X 0 0 0 DONNA FONTANA TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL GELTZEILER TRUSTEE 2.00 0.00 X 0 0 0 NISHA LODHAVIA TRUSTEE 2.00 0.00 X 0 0 0 GUY MARCOZZI TRUSTEE 2.00 0.00 X 0 0 0 NICHOLAS MARSINI TRUSTEE 2.00 0.00 X 0 0 0 JOHN PARADEE TRUSTEE 2.00 0.00 X 0 0 0 CLAUDIA PORRETTI TRUSTEE 2.00 0.00 X 0 0 0 DONALD PUGLISI TRUSTEE 2.00 0.00 X 0 0 0 ROBERT RIDER JR TRUSTEE 2.00 0.00 X 0 0 0 EDMOND SANNINI TRUSTEE 2.00 0.00 X 0 0 0 DAVID SPARTIN TRUSTEE 2.00 0.00 X 0 0 0 SEAN WANG TRUSTEE 2.00 0.00 X 0 0 0 KENNETH WHITNEY TRUSTEE 2.00 0.00 X 0 0 0 FREEMAN WILLIAMS TRUSTEE 2.00 0.00 X 0 0 0 DEBRA NORRIS TRUSTEE, PROFESSOR 55.00 0.00 X 289247 0 51456 DIONISSIOS ASSANIS PRESIDENT 55.00 0.00 X X 1302304 0 56455 JAMES DICKER JR VP, DEV & ALUMNI RELATIONS 55.00 0.00 X 631194 0 61504 JOHN LONG EXEC. VP & COO 55.00 0.00 X 608898 0 53704 LAURE ERGIN VP & GENERAL COUNSEL 55.00 0.00 X 516169 0 66053 CHARLES RIORDAN VP, RESEARCH SCHL & INNOV TO 7/1/22 55.00 0.00 X 550266 0 45610 MARY REMMLER VP, STRAT PLANNING & ANALYSIS 55.00 0.00 X 488858 0 84615 SHARON PITT VP, INFORMATION TECHNOLOGIES 55.00 0.00 X 409052 0 0 GLENN CARTER VP, COMMUNICATIONS & MARKETING 55.00 0.00 X 434639 0 43437 RODNEY MORRISON VP, ENROLLMENT MANAGEMENT 55.00 0.00 X 339896 0 61069 PETER KRAWCHYK VP, FACILTIES, RE, AUX SRV & ARCH. 55.00 0.00 X 377753 0 54204 JOSE-LUIS RIERA VP, STUDENT LIFE 55.00 0.00 X 339099 0 77603 FATIMAH CONLEY VP, INST EQUITY & CH DIVERSITY OFC 55.00 0.00 X 315103 0 60026 MELISSA BARD VP & CHIEF HR OFFICER 55.00 0.00 X 361118 0 43437 LAURA CARLSON PROVOST, FROM 6/1/22 55.00 0.00 X 359856 0 33858 KELVIN LEE INTRM VP RSRH SCHL & INN FROM 7/1/23 55.00 0.00 X 366017 0 44037 BETH BRAND VP & UNIV SECRETARY 55.00 0.00 X 367016 0 59568 AIMEE TURNER VP FOR FINANCE & TREASURER 55.00 0.00 X 0 0 0 ANGELA CHEN VP OF INFORMATION TECHNOLOGIES, CIO 55.00 0.00 X 0 0 0 LEVI THOMPSON DEAN 55.00 0.00 X 423211 0 60426 JOHN PELESKO DEAN 55.00 0.00 X 403762 0 68122 KEITH WALTER CHIEF INVESTMENT OFFICER 55.00 0.00 X 1086328 0 89849 MARTIN INGELSBY HEAD BASKETBALL COACH 55.00 0.00 X 541993 0 59015 CHRISTINE RAWAK DIR, INTERCOLLEGIATE ATHLC & REC SR 55.00 0.00 X 648383 0 55682 RYAN CARTY HEAD FOOTBALL COACH 55.00 0.00 X 536073 0 52401 DANIEL ROCCO HEAD FOOTBALL COACH TO 1/1/23 55.00 0.00 X 508042 0 53704 ROBIN MORGAN FORMER PROVOST 55.00 0.00 X 543643 0 60960 JASON CASH FORMER INTERIM VP IT/DEPUTY 55.00 0.00 X 209607 0 52847 BABATUNDE OGUNNAIKE FORMER DEAN/PROFESSOR 55.00 0.00 X 264358 0 14491 MOHSEN BADIEY FMR INTERIM DEAN/PROFESSOR 55.00 0.00 X 297805 0 59069 13519690 0 1523202 1423 1 1 0 ARAMARK ARAMARK TOWER PHILADELPHIA PA 19107 FOOD SERVICES 35311792 WHITING-TURNER CONTRACTING COMPANY 131 CONTINENTAL DRIVE SUITE 404 NEWARK DE 19713 CONSTRUCTION 21217178 BANCROFT CONSTRUCTION 1300 GRANT AVENUE WILMINGTON DE 19806 CONSTRUCTION 8252158 EBSCO INFORMATION SERVICES 1163 SHREWSBURY AVENUE SHREWSBURY NJ 07702 LIBRARY SUBSCRIPTION 4906411 HAMMEL GREEN AND ABRAHAMSON 420 NORTH 5TH STREET SUITE 100 MINNEAPOLIS MN 55401 CONSTRUCTION 2028407 427 11970 15483871 186045785 40472559 5281274 242014185 TUITION AND FEES 611310 650476177 650475092 1085 RESEARCH CONTRACTS 541700 284412620 284412620 ROOM/BOARD/AUX SERVICE 900004 136043903 131068841 4975062 INTRA UNIV. REVENUE 900099 58708923 58708923 OTHER PGM REV SOURCES 900004 56378988 52905739 3473249 1186020611 35367610 -2640179 38007789 4980806 4980806 1378889952 35200 1320427014 0 58462938 35200 58498138 58498138 197517 11970 591157 -393640 -393640 29620 16442 13178 13178 INVESTMENT IN SUBS 721110 -3366776 -3366776 -3366776 1523134112 1177571215 5809217 97739495 X 50293157 50293157 190488380 190488380 20826179 20826179 10341449 1300117 8202684 838648 2439852 747254 1692598 541206910 485008174 47263297 8935439 89568124 80270953 7819297 1477874 100075203 89687397 8736565 1651241 34808034 31194960 3038741 574333 2419966 758733 1661233 498598 19761 478837 21000 21000 687030 687030 4686880 4686880 54140003 52787135 1263135 89733 3648601 2942563 501802 204236 23314328 17950882 3949814 1413632 48107242 19081850 28317744 707648 1750233 1732701 17532 77934566 74911937 2487081 535548 30344338 29055892 898183 390263 2171228 1488744 250519 431965 23894865 23894865 93292198 89355630 3936568 2766994 363432 2360184 43378 OTHER EXPENSES 79090838 62652268 15297048 1141522 BAD DEBT EXPENSE 1490369 1490369 BOND FEES 753385 753385 LOSS ON DISPOSAL 51700 51700 1491111650 1329129418 142859742 19122490 189643 247635 153852395 111611965 71425569 64791692 15418588 28279203 289712 249188 1380933 1710838 3431422825 1493882096 1853598363 1937540729 895061580 744824671 1420530068 1578312055 5519492 3751207 5936 3436 11967261 14129023 4429239540 4485451642 130892368 146296257 74253069 58417265 484487230 473197784 200015532 197974510 551631412 518205001 1441279611 1394090817 X 1549409361 1591092849 1438550568 1500267976 2987959929 3091360825 4429239540 4485451642 X 32022462 21470163 49908271 X 0 1 X 1 1 1 X 190418811 169022967 182867274 206657954 242014185 990981191 190418811 169022967 182867274 206657954 242014185 990981191 41520135 949461056 41598405 32101149 22037423 26660131 42988595 165385703 589474 589474 7328200 -3531651 -1336426 -2056807 -3139639 -2736323 1154220045 5491385120 0.82260 0.82240 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: GAMING ACTIVITIES - 2018 AMOUNT: $ 30,571. 2019 AMOUNT: $ 38,700. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 18,290. 2022 AMOUNT: $ 29,620. INC FROM FUNDRAISING - 2018 AMOUNT: $ 0. 2019 AMOUNT: $ 0. 2020 AMOUNT: $ 0. 2021 AMOUNT: $ 207,071. 2022 AMOUNT: $ 197,517. INVESTMENT IN SUBS - 2018 AMOUNT: $ -1,992,294. 2019 AMOUNT: $ -1,605,019. 2020 AMOUNT: $ -2,336,499. 2021 AMOUNT: $ -2,282,168. 2022 AMOUNT: $ -3,366,776. INSURANCE PROCEEDS - 2020 AMOUNT: $ 1,000,073. G/L EXTINGUISHMENT OF DEBT - 2018 AMOUNT: $ 9,289,923. 2019 AMOUNT: $ -1,965,332. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 119159 0 1 21000 140159 0 PART II-B, LINE 1: 1B: UNIVERSITY PERSONNEL MET WITH MEMBERS OF CONGRESS AND THEIR STAFF IN WASHINGTON D.C. TO DISCUSS RESEARCH PROJECTS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. UNIVERSITY PERSONNEL MET AND DISCUSSED WITH STATE REPRESENTATIVES CONCERNING APPROPRIATIONS AND OTHER MATTERS AFFECTING HIGHER EDUCATION. 1D AND 1G: A PORTION OF THE UNIVERSITY'S DIRECTOR OF GOVERNMENT RELATIONS, STRATEGIC ENGAGEMENTS (15%), THE DIRECTOR OF GOVERNMENT RELATIONS LEGISLATIVE AFFAIRS (25%), THE GOVERNMENT RELATIONS ASSISTANT (20%), AND THE UNIVERSITY'S ASSISTANT VICE PRESIDENT FOR FEDERAL RELATIONS TIME (45%) ARE ASSOCIATED WITH LOBBYING ACTIVITIES. 1I: THE UNIVERSITY IS A MEMBER OF A TRADE ASSOCIATIONS RELATED TO HIGHER EDUCATION. A PORTION OF THE MEMBERSHIP DUES IS REPORTED BY THE ASSOCIATION AS BEING RELATED TO LOBBYING ACTIVITIES. 1 0 0 40412 1 1 1328586 14240529 X X X X 0 1 169001 151362219 150964084 567136 0 1702195000 15162000 86517867 10077094 52520906 2122867 1739154000 1864134000 13919000 -117219684 9046039 47679961 1912316 1702195000 1376354000 19137000 523635423 8405874 44989126 1597423 1864134000 1387414579 15040000 28584422 8225663 44607916 1851422 1376354000 1336129985 17202000 87957623 7992998 44239408 1642623 1387414579 0.25340 0.24130 0.50530 0 0 58942079 58942079 2324878815 856199261 1468679554 85853444 18691311 67162133 398350559 266829935 131520624 563397928 352161589 211236339 1937540729 LIMITED PARTNERSHIPS 1491641111 F FUNDS HELD IN TRUST 80629071 F OTHER 5747711 F MORTGAGES 294162 F 1578312055 POST RETIREMENT OBLIGATION 447680028 ASSET RETIREMENT OBLIGATION 22910811 ANNUITY & LIFE INCOME FUNDS 16457268 OPERATING LEASE LIABILITIES 14357679 INTEREST RATE SWAP 5839938 STUDENT LOAN PAYABLE 5062701 ENDOWMENT LIABILITY 3302021 OTHER LIABILITIES 2594555 518205001 X 1293326973 21470163 932494 22402657 1270924316 4686880 247522916 252209796 1523134112 1189926077 -59025817 -59025817 1248951894 4686880 237472876 242159756 1491111650 PART III, LINE 4: COLLECTIONS OF ART THE UNIVERSITY MUSEUMS SEEK TO ENHANCE THE EDUCATIONAL AND SCHOLARLY MISSION OF THE UNIVERSITY OF DELAWARE THROUGH THE EXHIBITION, ONLINE PRESENTATION, STUDY, PRESERVATION, AND GROWTH OF ITS UNIQUE COLLECTIONS IN 20TH AND 21ST CENTURY AMERICAN ART (WITH PARTICULAR STRENGTHS IN THE BRANDYWINE SCHOOL, AFRICAN AMERICAN ART, AND PHOTOGRAPHY), MINERALS AND PRE-COLUMBIAN CERAMICS. THE UNIVERSITY MUSEUMS ENRICHES CULTURAL LIFE BEYOND THE CAMPUS THROUGH PRESENTATION OF THE WORK OF RECOGNIZED ARTISTS AND THROUGH OUTREACH PROGRAMS TO SELECTED AUDIENCES INCLUDING K-12 STUDENTS, EDUCATORS, AND HISTORICALLY BLACK COLLEGES AND UNIVERSITIES. THE UNIVERSITY MUSEUMS ACHIEVE THIS THROUGH PUBLIC EXHIBITIONS OPEN FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC; THROUGH MAKING COLLECTIONS ACCESSIBLE TO INDIVIDUAL STUDENTS, CLASSES, AND SCHOLARS; AND THROUGH OFFERING PUBLIC PROGRAMS ON FACETS OF THE COLLECTION FREE OF CHARGE TO THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC. PART IV, LINE 1B: ESCROW AND CUSTODIAL ARRANGEMENTS AGENCY ACCOUNTS $ 1,597,637 EXTERNAL FINANCIAL (1,578,410) STUDENT GROUPS 547,910 ----------------- $ 567,136 THE UNIVERSITY IS REGULARLY REQUESTED TO ACT AS FISCAL AGENT FOR FUNDS THAT BELONG TO A RELATED THIRD PARTY. NORMALLY A CURRENT OR EXPECTED MUTUAL BENEFIT TO BOTH THE THIRD PARTY AND THE UNIVERSITY BEYOND JUST THE FISCAL AGENT RELATIONSHIP PROMPTS SUCH A REQUEST. SUCH REQUESTS MAY RANGE FROM LARGE ORGANIZATIONS SEEKING AN ON-GOING RELATIONSHIP WITH THE UNIVERSITY TO ONE-TIME REQUESTS FOR A DEPOSITORY FOR FUNDS FOR A DEPARTMENTAL RETIREMENT EVENT. WHEN THIS FISCAL AGENCY REQUEST IS GRANTED, A UNIVERSITY (AGENCY) ACCOUNT IS SET UP IN THE UNIVERSITY ACCOUNTING SYSTEM. AGENCY ACCOUNTS WITH DEPOSITS ON HAND FROM THIRD PARTY ORGANIZATIONS ARE LIABILITIES OF THE UNIVERSITY WHILE SUCH ACCOUNTS IN DEFICIT CONSTITUTE RECEIVABLES DUE TO THE UNIVERSITY. PART V, LINE 4: INTENDED USES OF ENDOWMENT FUNDS THE UNIVERSITY'S ENDOWMENT FUND'S PURPOSE IS TO PROVIDE IN PERPETUITY FINANCIAL SUPPORT OF THE UNIVERSITY'S EDUCATIONAL GOALS. THE INTENDED USES OF THE ENDOWMENT FUNDS ARE TO PROVIDE EDUCATIONAL AND GENERAL SUPPORT SUCH AS SCHOLARSHIPS, PRIZES AND AWARDS, FACILITIES AND EDUCATIONAL PROGRAM SUPPORT, AND GENERAL OPERATIONAL SUPPORT. PART X, LINE 2: ASC 740 (FIN 48) FOOTNOTE THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(A) AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) AND IS FURTHER CLASSIFIED AS A PUBLIC CHARITY AS DESCRIBED IN SECTIONS 170(B)(1)(A)(II) OF THE INTERNAL REVENUE CODE (CODE). 1743 HOLDINGS, LLC, BLUE HEN HOTEL, LLC AND UD HEALTH LLC ARE DELAWARE SINGLE MEMBER LLCS WITH THE UNIVERSITY AS A SOLE MEMBER AND TREATED AS DISREGARDED ENTITIES FOR TAX PURPOSES. BLUE HEN WIND, INC. IS A FOR-PROFIT CORPORATION WHOLLY OWNED BY THE UNIVERSITY, THEREFORE IT REPORTS INCOME AND EXPENSES SEPARATELY FROM THE UNIVERSITY FOR TAX PURPOSES. THE UNIVERSITY IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. THE ORGANIZATION HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. THE UNIVERSITY FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN NONOPERATING LIABILITIES 932,494. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 212,313,790. INTRA UNIVERSITY REVENUE 58,708,923. CHANGE IN POST EMPLOYMENT OBLIGATION -18,176,463. OTHER CHANGES -5,323,334. PART XII, LINE 2D - OTHER ADJUSTMENTS: INTRA UNIVERSITY REVENUE -58,708,923. OTHER CHANGES -316,894. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS 212,313,790. INTRA UNIVERSITY REVENUE 753,385. OTHER CHANGES 24,405,701. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY OF DELAWARE IS COMMITTED TO ASSURING EQUAL OPPORTUNITY FOR ALL PERSONS AND DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, GENDER, RELIGION, ANCESTRY, NATIONAL ORIGIN, SEXUAL ORIENTATION, VETERAN STATUS, AGE, OR DISABILITY IN ITS EDUCATIONAL PROGRAMS, ACTIVITIES, ADMISSIONS, OR EMPLOYMENT PRACTICES. THIS STATEMENT IS INCLUDED ON A VARIETY OF UNIVERSITY FORMS AND PUBLICATIONS. A WEBSITE REGARDING THE UNIVERSITY'S COMMITMENT TO DIVERSITY CAN BE FOUND AT: WWW.SITES.UDEL.EDU/DIVERSITY. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF DELAWARE PARTICIPATES IN THE FOLLOWING FEDERAL TITLE IV STUDENT FINANCIAL AID PROGRAMS: FEDERAL PELL, FSEOG, FEDERAL WORK STUDY, FEDERAL PERKINS LOAN, FEDERAL STAFFORD LOAN AND TEACH GRANT. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 INVESTMENTS 230234717 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 INVESTMENTS 24936458 CENT. AMERICA/CARIBBEAN 0 0 GRANTS AND SCHOLARSHIPS 409134 EAST ASIA/PACIFIC 0 0 GRANTS AND SCHOLARSHIPS 4957917 EUROPE/ICELAND/GREENLAND 0 0 GRANTS AND SCHOLARSHIPS 3665576 MIDDLE EAST/ NORTH AFRICA 0 0 GRANTS AND SCHOLARSHIPS 1135125 NORTH AMERICA 0 0 GRANTS AND SCHOLARSHIPS 1170712 SOUTH ASIA 0 0 GRANTS AND SCHOLARSHIPS 5168330 SOUTH AMERICA 0 0 GRANTS AND SCHOLARSHIPS 1373568 SUB-SAHARAN AFRICA 0 0 GRANTS AND SCHOLARSHIPS 2451322 RUSSIA/NEIGHBORING STATES 0 0 GRANTS AND SCHOLARSHIPS 494495 0 0 0 0 0 0 271677969 4319385 275997354 EAST ASIA AND THE PACIFIC RESEARCH SUBWARD 50953 WIRE 0 NORTH AMERICA RESEARCH SUBWARD 57266 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH SUBWARD 248885 WIRE 0 7 0 UNDERGRADUATE SCHOLARSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 10 161200 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 67 1056378 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 50 2371796 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP MIDDLE EAST/ NORTH AFRICA 2 33500 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP NORTH AMERICA 25 930539 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 7 286464 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SOUTH AMERICA 9 144565 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SOUTH ASIA 9 257423 CREDIT TO AR UNDERGRADUATE SCHOLARSHIP SUB-SAHARAN AFRICA 16 467383 CREDIT TO AR GRADUATE SCHOLARSHIPS CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 38 247934 CREDIT TO AR GRADUATE SCHOLARSHIPS EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 809 3822998 CREDIT TO AR GRADUATE SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 166 1007067 CREDIT TO AR GRADUATE SCHOLARSHIPS MIDDLE EAST/ NORTH AFRICA 197 1086175 CREDIT TO AR GRADUATE SCHOLARSHIPS NORTH AMERICA 33 182622 CREDIT TO AR GRADUATE SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 36 208031 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH ASIA 880 4902001 CREDIT TO AR GRADUATE SCHOLARSHIPS SOUTH AMERICA 199 1098039 CREDIT TO AR GRADUATE SCHOLARSHIPS SUB-SAHARAN AFRICA 302 1938619 CREDIT TO AR GRADUATE FELLOWSHIP CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 WIRE GRADUATE FELLOWSHIP EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 17 27588 WIRE GRADUATE FELLOWSHIP EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIU 15 37828 WIRE GRADUATE FELLOWSHIP MIDDLE EAST/ NORTH AFRICA 6 15450 WIRE GRADUATE FELLOWSHIP NORTH AMERICA 1 285 WIRE GRADUATE FELLOWSHIP SOUTH ASIA 61 121765 WIRE GRADUATE FELLOWSHIP SOUTH AMERICA 7 18105 WIRE GRADUATE FELLOWSHIP SUB-SAHARAN AFRICA 28 45320 WIRE 1 0 1 1 1 0 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER RESEARCH FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY THE RESEARCH OFFICE AND INSTITUTIONAL CRITERIA THAT IS MONITORED BY THE SYSTEM, THE RESEARCH OFFICE AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. PART III ACCOUNTING METHOD: X X X X X 1 VALERIE B OWENS 222 S CHAPEL STREET NEWARK DE 19716 FUNDRAISING 0 2443745 170000 2273745 RUFFALO NOEL LEVITZ 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 FUNDRAISING 0 146216 383719 -237503 DAN SAFTIG CONSULTING 9624 E TURQUOISE AVENUE SCOTTSDALE AZ 85258 FUNDRAISING 0 0 89199 -89199 PLUS DELTA PARTNERS COPPER REEF ENTERPRISES 6965 EL CAMINO REAL SUITE 105-488 CARLSBAD CA 92009 FUNDRAISING 0 0 6160 -6160 CATAPULT FUNDRAISING INC 2651 N GREEN VALLEY PARKWAY HENDERSON NV 89014 FUNDRAISING 0 0 21000 -21000 STEEGE THOMSON COMMUNCATION 230 S BROAD STREET SUITE 200 PHILADELPHIA PA 19102 FUNDRAISING 0 0 16952 -16952 2589961 687030 1902931 AL AK AR CA CO FL GA HI IL KS KY LA ME MD MA MI MO MS NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI ALUMNI WEEKEND 142743 9670 133073 13064 322564 55218 33774 141809 WVUD RADIOTHON 44394 44394 1775 1849 1 22350 2300 20050 3301 17803 209487 11970 197517 1775 13064 322564 58519 33774 161461 591157 -393640 29620 8486 7956 1 1.00000 29620 8486 7956 16442 13178 DE 1 0 0 0 1.00000 ANDREA YOUNG 108 D DELAWARE FIELD HOUSE NEWARK DE 19716 0 ANDREA YOUNG RECORDKEEPER X 0 1 ACCUGENOMICS INC 1410 COMMONWEALTH DR SUITE 130 WILMINGTON NC 28403 274451532 N/A 277047 0 RESEARCH SUBAWARD AGORANET INCORPORATED 314 EAST MAIN STREET SUITE 1 NEWARK DE 19711 510373241 N/A 107135 0 RESEARCH SUBAWARD APTIM FEDERAL SERVICES LLC 1725 DUKE STREET SUITE 400 ALEXANDRIA VA 22314 412042864 N/A 13553 0 RESEARCH SUBAWARD ARIZONA STATE UNIVERSITY PO BOX 876011 TEMPE AZ 85287 860196696 501(C)(3) 137731 0 RESEARCH SUBAWARD ARKEMA INC 900 1ST AVE KING OF PRUSSIA PA 19406 230960890 N/A 542757 0 RESEARCH SUBAWARD ARTEMIS BIOSYSTEMS INC 11 TILESTON STREET QUINCY MA 02113 272020157 N/A 13301 0 RESEARCH SUBAWARD ATC MANUFACTURING 1224 N LEAN STREET POST FALLS ID 83854 201012697 N/A 9690 0 RESEARCH SUBAWARD AUTISM SOCIETY OF DELAWARE 924 OLD HARMONY ROAD SUITE 201 NEWARK DE 19713 202110190 501(C)(3) 83829 0 RESEARCH SUBAWARD BIOSTEALTH INC 3644 LAUREL CREEK WAY DURHAM NC 27712 471925273 N/A 64909 0 RESEARCH SUBAWARD BOISE STATE UNIVERSITY 1910 UNIVERSITY DR BOISE ID 83725 820290701 501(C)(3) 10799 0 RESEARCH SUBAWARD TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVE 4TH FLOOR BOSTON MA 02215 042103547 501(C)(3) 27942 0 RESEARCH SUBAWARD CAL POLY CORPORATION 1 GRAND AVENUE BUILDING 15 SAN LUIS OBISPO CA 93407 951648180 N/A 12152 0 RESEARCH SUBAWARD CARBON FORM INC 609 JACOBSEN CIRCLE NEWARK DE 19702 853620214 N/A 37090 0 RESEARCH SUBAWARD CARING CROSS 708 QUINCE ORCHARD RD 250-D GAITHERSBURG MD 20878 815088460 N/A 1878632 0 RESEARCH SUBAWARD CARNEGIE MELLON UNIVERSITY 5000 FORBES AVENUE PITTSBURGH PA 15213 250969449 501(C)(3) 753996 0 RESEARCH SUBAWARD CARROT VISION LLC 38 BRIDLE BROOK LANE NEWARK DE 19711 920545534 N/A 27454 0 RESEARCH SUBAWARD CASE WESTERN RESERVE UNIVERSITY 10900 EUCLID AVENUE CLEVELAND OH 44106 341018992 501(C)(3) 189823 0 RESEARCH SUBAWARD CECIL COLLEGE 1 SEAHAWK DRIVE NORTH EAST MD 21901 520908863 N/A 15518 0 RESEARCH SUBAWARD CHRISTIANA CARE HEALTH SERVICES 200 HYGEIA DRIVE SUITE 2400 NEWARK DE 19713 510103684 501(C)(3) 1972462 0 RESEARCH SUBAWARD/ HEALTH SERVICES CHROMATAN CORPORATION 3624 MARKET ST STE 5E PHILADELPHIA PA 19104 223974248 N/A 32135 0 RESEARCH SUBAWARD CLEMSON UNIVERSITY PO BOX 912 CLEMSON SC 29634 576000254 N/A 113930 0 RESEARCH SUBAWARD COLORADO STATE UNIVERSITY 2002 CAMPUS DELIVERY FORT COLLINS CO 80203 846000545 501(C)(3) 88256 0 RESEARCH SUBAWARD COLUMBIA UNIVERSITY 722 WEST 168TH STREET NEW YORK NY 10032 135598093 501(C)(3) 327437 0 RESEARCH SUBAWARD COMMUNITY HEALTH CENTER INC 575 MAIN STREET 2ND FLOOR MIDDLETOWN CT 06457 060897105 501(C)(3) 31363 0 RESEARCH SUBAWARD COMPOSITES AUTOMATION LLC 9 ADELAIDE COURT NEWARK DE 19702 510406910 N/A 475349 0 RESEARCH SUBAWARD CONSCIOUS CONNECTIONS INC 802 W 29TH STREET WILMINGTON DE 19802 450570816 N/A 16807 0 RESEARCH SUBAWARD CORNELL COOPERATIVE EXTENSION-CHENANGO COUNTY 99 NORTH BROAD STREET NORWICH NY 13815 166072876 501(C)(3) 18437 0 RESEARCH SUBAWARD CORNELL UNIVERSITY 341 PINE TREE ROAD ITHACA NY 14850 150532082 501(C)(3) 516907 0 RESEARCH SUBAWARD DANFORTH PLANT SCIENCE CENTER 975 NORTH WARSON ROAD ST LOUIS MO 63132 311584621 501(C)(3) 85359 0 RESEARCH SUBAWARD DELAWARE EARLY CHILDHOOD CENTER 100 W MISPILLION STREET HARRINGTON DE 19952 516000279 115 144038 0 RESEARCH SUBAWARD DELAWARE STATE UNIVERSITY 1200 NORTH DUPONT HIGHWAY DOVER DE 19901 510305893 115 3474760 0 RESEARCH SUBAWARD/ TUITION EXCHANGE DELAWARE TECHNICAL COMMUNITY COLLEGE 400 STANTON-CHRISTIANA RD NEWARK DE 19713 516000279 115 389537 0 RESEARCH SUBAWARD DELTARES USA INC 8601 GEORGIA AVENUE SUITE 508 SILVER SPRING MD 20910 263402690 N/A 32743 0 RESEARCH SUBAWARD DELUX ADVANCED MANUFACTURING 100 WHITE CLAY CENTER DRIVE SUITE 104 NEWARK DE 19711 474589943 N/A 141547 0 RESEARCH SUBAWARD DREXEL UNIVERSITY 3141 CHESTNUT STREET PHILADELPHIA PA 19104 231352630 501(C)(3) 94365 0 RESEARCH SUBAWARD DUKE UNIVERSITY 324 BLACKWELL STREET DURHAM NC 27701 560532129 501(C)(3) 100368 0 RESEARCH SUBAWARD EAST CAROLINA UNIVERSITY 109 SCALES FIELD HOUSE GREENVILLE NC 27858 566000403 IRC 170( C ) 95419 0 RESEARCH SUBAWARD EMD MILLIPORE CORPORATION 290 CONCORD ROAD BILLERICA MA 01821 042170233 N/A 162248 0 RESEARCH SUBAWARD ERIKSON INSTITUTE 451 N LASALLE STREET CHICAGO IL 60654 362593545 501(C)(3) 62094 0 RESEARCH SUBAWARD FARM COMMONS 302 W AUSTIN ST DULUTH MN 55803 455445890 501(C)(3) 24829 0 RESEARCH SUBAWARD FIRST STATE ORTHOPAEDICS 4745 OGLETOWN-STANTON RD MEDICAL ARTS PAVILION STE 225 NEWARK DE 19713 510297303 N/A 11915 0 RESEARCH SUBAWARD FOOD BANK OF DELAWARE INC 14 GARFIELD WAY NEWARK DE 19713 510258984 501(C)(3) 130418 0 SNAP GRANT FRAUNHOFER USA INC 44795 HELM STREET PLYMOUTH MI 48170 383203030 501(C)(3) 340676 0 RESEARCH SUBAWARD FUTURE HARVEST INC 1114 SHAWAN ROAD SUITE 1 COCKEYSVILLE MD 21030 522132982 501(C)(3) 49862 0 RESEARCH SUBAWARD THE GEORGE WASHINGTON UNIVERSITY 44983 KNOLL SQUARE 2ND FLOOR ASHBURN VA 20147 530196584 501(C)(3) 11443 0 RESEARCH SUBAWARD GEORGIA TECH RESEARCH CORPORATION 926 DALNEY STREET NW ATLANTA GA 30332 580603146 501(C)(3) 80786 0 RESEARCH SUBAWARD GLYNWOOD PO BOX 157 COLD SPRING NY 10516 133852957 501(C)(3) 30891 0 RESEARCH SUBAWARD HARVARD UNIVERSITY 1033 MASSACHUSSETTS AVENUE CAMBRIDGE MA 02138 041035800 501(C)(3) 177371 0 RESEARCH SUBAWARD HEALTH RESEARCH INC 150 BROADWAY SUITE 280 MENANDS NY 12204 141402155 501(C)(3) 232758 0 RESEARCH SUBAWARD HENRY M JACKSON FNDN ADV OF MILITARY MED 6720-A ROCKLEDGE DRIVE STE 100 BETHESDA MD 20817 521317896 501(C)(3) 7969 0 RESEARCH SUBAWARD HILLTOP LUTHERAN NEIGHBORHOOD CENTER 1018 WEST 6TH STREET WILMINGTON DE 19805 510256896 501(C)(3) 278322 0 RESEARCH SUBAWARD HUNTSMAN INTERNATIONAL LLC PO BOX 842863 BOSTON MA 02284 870630358 N/A 537771 0 RESEARCH SUBAWARD INDIANA UNIVERSITY 107 S INDIANA AVENUE BLOOMINGTON IN 47405 356001673 115 329160 0 RESEARCH SUBAWARD JOBY AERO INC 340 WOODPECKER RIDGE SANTA CRUZ CA 95060 814458866 N/A 84956 0 RESEARCH SUBAWARD JOHNS HOPKINS UNIVERSITY 3910 KENSWICK ROAD BALTIMORE MD 21211 520595110 501(C)(3) 230869 0 RESEARCH SUBAWARD KANSAS BIOSCIENCE ORGANIZATION 11005 W 60TH STREET SHAWNEE KS 66203 200013564 N/A 14755 0 RESEARCH SUBAWARD KECK GRADUATE INSTITUTE OF APPLIED LIFE 535 WATSON DRIVE CLAREMONT CA 91711 954625327 N/A 170828 0 RESEARCH SUBAWARD KENT STATE UNIVERSITY BURSARS OFFICE FD 210635-13302 KENT OH 44242 316402079 501(C)(3) 46027 0 RESEARCH SUBAWARD KESSLER FOUNDATION INC 120 EAGLE ROCK AVE STE 100 EAST HANOVER NJ 07936 311562134 501(C)(3) 246326 0 RESEARCH SUBAWARD KIRSTEN LEE HILL EDUCATION CONSULTING 310 BROAD STREET APT 608 CHARLESTON SC 29401 813344545 N/A 24400 0 RESEARCH SUBAWARD LIFE SCIENCE WASHINGTON 6220 26TH AVENUE NE SEATTLE WA 98115 911453398 N/A 11000 0 RESEARCH SUBAWARD LIGNOLIX INC 47 FOXTAIL COUART NEWARK DE 19711 842066857 N/A 166822 0 RESEARCH SUBAWARD MAHER & ASSOCIATES LLC 2908 SYLVAN AVENUE BALTIMORE MD 21214 813704975 N/A 281802 0 RESEARCH SUBAWARD MAINE ORGANIC FARMERS AND GARDENERS ASSOCIATION 294 CROSBY BROOK ROAD PO BOX 170 UNITY ME 04988 016048322 501(C)(4) 25929 0 RESEARCH SUBAWARD MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CASHIERS OFFICE NE49-3077 CAMBRIDGE MA 02139 042103594 501(C)(3) 1618436 0 RESEARCH SUBAWARD MATTERWORKS INC 44 SOMERVILLE AVENUE SOMERVILLE MA 02143 842436414 N/A 118064 0 RESEARCH SUBAWARD MEDICAL UNIVERSITY OF SOUTH CAROLINA 19 HAGOOD AVE SUITE 805 CHARLESTON SC 29425 576007222 115 691307 0 RESEARCH SUBAWARD MIAMI UNIVERSITY 501 E HIGH STREET OXFORD OH 45056 316402089 501(C)(3) 7634 0 RESEARCH SUBAWARD MICHIGAN STATE UNIVERSITY 426 AUDITORIUM RD ROOM 360 EAST LANSING MI 48824 386005984 501(C)(3) 100138 0 RESEARCH SUBAWARD MISSOURI UNIVERSITY OF SCIENCE AND TECHNOLOGY 100 WALNUT STREET KANSAS CITY MO 64141 436003859 115 115738 0 RESEARCH SUBAWARD MONTGOMERY COUNTY COMMUNITY COLLEGE 340 DEKALB PIKE BLUE BELL PA 19422 231670325 115 38885 0 RESEARCH SUBAWARD MOONPRINT SOLUTIONS 1278 MCD DRIVE DOVER DE 19901 854018386 N/A 89979 0 RESEARCH SUBAWARD MOREHEAD STATE UNIVERSITY 207 HOWELL MCDOWELL MOREHEAD KY 40351 611014029 N/A 8955 0 RESEARCH SUBAWARD THE MOREHOUSE SCHOOL OF MEDICINE 720 WESTVIEW DRIVE SW ATLANTA GA 30310 581438873 501(C)(3) 52358 0 RESEARCH SUBAWARD MUTCH ASSOCIATES LLC 360 DARLINGTON AVENUE RAMSEY NJ 07446 352401765 N/A 30082 0 RESEARCH SUBAWARD NATIONAL CROP INSURANCE SERVICES INC PO BOX 505341 ST LOUIS MO 63150 481066701 501(C)(6) 68591 0 RESEARCH SUBAWARD NATIONAL INST PHARMACEUTICAL TECH & EDU 717 DELAWARE ST SE MINNEAPOLIS MN 55414 260636598 501(C)(3) 346217 0 RESEARCH SUBAWARD NEIGHBORHOOD HOUSE INC 1218 B STREET WILMINGTON DE 19801 510065747 501(C)(3) 284194 0 RESEARCH SUBAWARD NEW JERSEY INSTITUTE OF TECHNOLOGY GRANT NJIT - PO BOX 22683 NEW YORK NY 10087 226000910 115 124203 0 RESEARCH SUBAWARD NORTH CAROLINA BIOTECHNOLOGY CENTER 15 TW ALEXANDER DRIVE RESEARCH TRIANGLE PARK NC 27709 561434024 501(C)(3) 73437 0 RESEARCH SUBAWARD NORTH CAROLINA STATE UNIVERSITY NCSU BOX 7214 RALEIGH NC 27695 566000756 115 2309736 0 RESEARCH SUBAWARD NORTHEASTERN UNIVERSITY 360 HUNTINGTON AVE MS 540-177 BOSTON MA 02115 041679980 501(C)(3) 206297 0 RESEARCH SUBAWARD NORTHWESTERN UNIVERSITY OFFICE OF SPONSORED RESEARCH 633 CLARK STREET EVANSTON IL 60208 362167817 501(C)(3) 11271 0 RESEARCH SUBAWARD OHIO STATE UNIVERSITY 1960 KENNY ROAD 4TH FLOOR COLUMBUS OH 43210 316025986 501(C)(1) 101933 0 RESEARCH SUBAWARD OLD DOMINION UNIV RESEARCH FOUNDATION PO BOX 6369 NORFOLK VA 23508 546068198 501(C)(3) 208320 0 RESEARCH SUBAWARD ONEIDA COUNTY COOPERATIVE EXTENSION 121 SECOND STREET ORISKANY NY 13424 166072888 N/A 12891 0 RESEARCH SUBAWARD OREGON BIOSCIENCE ASSOCIATION 2828 S CORBETT AVENUE SUITE 115 PORTLAND OR 97201 931009329 N/A 14393 0 RESEARCH SUBAWARD PARTNERSHIP FOR THE DELAWARE ESTUARY ONE RIVERWALK PLAZA SUITE 202 WILMINGTON DE 19801 510375307 N/A 70990 0 RESEARCH SUBAWARD PATH 2201 WESTLAKE AVENUE SUITE 200 SEATTLE WA 98121 911157127 501(C)(3) 294812 0 RESEARCH SUBAWARD PENNSYLVANIA FARM LINK 2301 NORTH CAMERON STREET RM 310 HARRISBURG PA 17110 232846913 501(C)(3) 87701 0 RESEARCH SUBAWARD PENNSYLVANIA STATE UNIVERSITY 227 W BEAVER AVE STE 401 STATE COLLEGE PA 16801 246000376 501(C)(3) 222109 0 RESEARCH SUBAWARD PHYSICAL SCIENCES INC 20 NEW ENGLAND BUSINESS CENTER DR ANDOVER MA 01810 042517090 N/A 278214 0 RESEARCH SUBAWARD PLITZIE LLC PO BOX 85 POWELL OH 43065 811647803 N/A 315949 0 RESEARCH SUBAWARD PMHCC INC 1601 MARKET STREET PHILADELPHIA PA 19103 222851379 N/A 300577 0 RESEARCH SUBAWARD PMT USA LLC 2015 IONOSPHERE ST UNIT 203 LONGMONT CO 80504 274713329 N/A 5671 0 RESEARCH SUBAWARD PURDUE UNIVERSITY 610 PURDUE MALL WEST LAFAYETTE IN 47907 356002041 501(C)(3) 1216486 0 RESEARCH SUBAWARD QUINCY COLLEGE 1250 HANCOCK STREET QUINCY MA 02169 475418783 115 27966 0 RESEARCH SUBAWARD RARITAN VALLEY COMMUNITY COLLEGE 25 WHEATSHEAF FARM ROAD MORRISTOWN NJ 07960 221815636 501(C)(3) 12663 0 RESEARCH SUBAWARD RENSSELAER POLYTECHNIC INSTITUTE 110 8TH ST WEST HALL ROOM 311 TROY NY 12180 141340095 501(C)(3) 1608671 0 RESEARCH SUBAWARD RESEARCH FOUNDATION OF SUNY PO BOX 9 ALBANY NY 12201 141368361 501(C)(3) 127778 0 RESEARCH SUBAWARD ROGER WILLIAMS UNIVERSITY ONE OLD FERRY ROAD BRISTOL RI 02809 050277222 170(C)(1) 60381 0 RESEARCH SUBAWARD ROWAN UNIVERSITY 201 MULLICA HILL ROAD GLASSBORO NJ 08071 222764819 115 22626 0 RESEARCH SUBAWARD RPS GROUP INC 55 VILLAGE SQUARE DRIVE SOUTH KINGSTOWN RI 02879 800520991 N/A 1226546 0 RESEARCH SUBAWARD RUTGERS UNIVERSITY 33 KNIGHTSBRIDGE ROAD 2ND FLOOR PISCATAWAY NJ 08854 226001086 115 1704248 0 RESEARCH SUBAWARD SANTA CLARA UNIVERSITY 500 EL CAMINO REAL SANTA CLARA CA 95053 941156617 501(C)(3) 172452 0 RESEARCH SUBAWARD SEPRAGEN CORPORATION 33470 WESTERN AVE UNION CITY CA 94587 680073366 N/A 604442 0 RESEARCH SUBAWARD SMITHSONIAN INSTITUTION 24351 NETWORK PLACE CHICAGO IL 60673 530206027 501(C)(3) 39055 0 RESEARCH SUBAWARD SOLANO COMMUNITY COLLEGE DISTRICT 4000 SUISUN VALLEY RD FAIRFIELD CA 94534 371530205 N/A 15191 0 RESEARCH SUBAWARD SOUTHERN METHODIST UNIVERSITY 3140 DYER STREET DALLAS TX 75275 750800689 501(C)(3) 38985 0 RESEARCH SUBAWARD SOUTHWEST RESEARCH INSTITUTE 6220 CULEBRA ROAD SAN ANTONIO TX 78238 741070544 501(C)(3) 168497 0 RESEARCH SUBAWARD SPIRIT AEROSYSTEMS INC 3801 S OLIVER ST WICHITA KS 67210 202130528 N/A 51751 0 RESEARCH SUBAWARD STATE OF DELAWARE 820 N FRENCH STREET 6TH FLOOR WILMINGTON DE 19801 516000279 501(C)(3) 767338 0 RESEARCH SUBAWARD STATE OF LOUISIANA SOUTHERN UNIVERSITY PO BOX 9494 BATON ROUGE LA 70813 726000817 115 63791 0 RESEARCH SUBAWARD STROUD WATER RESEARCH CENTER 970 SPENCER ROAD AVONDALE PA 19311 522081073 501(C)(3) 111153 0 RESEARCH SUBAWARD TEMPLE UNIVERSITY 3400 NORTH BROAD STREET PHILADELPHIA PA 19182 233529192 501(C)(3) 225139 0 RESEARCH SUBAWARD TEXAS A&M UNIVERSITY 400 HARVEY MITCHELL PKWY S COLLEGE STATION TX 77845 746000531 115 1123398 0 RESEARCH SUBAWARD TEXAS TECH UNIVERSITY PO BOX 41105 LUBBOCK TX 79409 756002622 115 8556 0 RESEARCH SUBAWARD THE DELAWARE FOUNDATION FOR SCIENCE AND MATHEMATICS EDUCATION (DFSME) 100 W 10TH STREET STE 612 WILMINGTON DE 19801 510371355 501(C)(3) 321467 0 RESEARCH SUBAWARD THE MGH INSTITUTE OF HEALTH PROFESSIONS 36 FIRST AVE CHARLESTOWN MA 02129 042868893 N/A 59942 0 RESEARCH SUBAWARD THE NEMOURS FOUNDATION 10140 CENTURION PARKWAY N 3 EAST JACKSONVILLE FL 32256 590634433 501(C)(3) 1395189 0 RESEARCH SUBAWARD THE UNIVERSITY OF TEXAS AT AUSTIN PO BOX 7159 AUSTIN TX 78713 746000203 N/A 102255 0 RESEARCH SUBAWARD THIRD SECTOR NEW ENGLAND INC 89 SOUTH ST STE 700 BOSTON MA 02111 042261109 501(C)(3) 51826 0 RESEARCH SUBAWARD THOMAS JEFFERSON UNIVERSITY 1020 WALNUT STREET PHILADELPHIA PA 19107 231352651 115 91357 0 RESEARCH SUBAWARD TIRR MEMORIAL HERMANN 1333 MOURSUND ST HOUSTON TX 77030 741152597 501(C)(3) 335510 0 RESEARCH SUBAWARD TOWN OF FREDERICA 2 W DAVID STREET PO BOX 294 FREDERICA DE 19946 516001200 N/A 13905 0 RESEARCH SUBAWARD TRUSTEE OF DARTMOUTH COLLEGE 11 ROPE FERRY RD HANOVER NH 03755 020222111 501(C)(3) 117079 0 RESEARCH SUBAWARD TRUSTEES OF BOSTON UNIVERSITY 881 COMMONWEALTH AVENUE BOSTON MA 02215 042103547 501(C)(3) 120734 0 RESEARCH SUBAWARD TUFTS UNIVERSITY 136 HARRISON STREET BOSTON MA 02111 042103634 501(C)(3) 101770 0 RESEARCH SUBAWARD TULANE UNIVERSITY 1555 POYDRAS STREET SUITE 805 NEW ORLEANS LA 70112 720423889 115 148776 0 RESEARCH SUBAWARD US DEPARTMENT OF AGRICULTURE USDA NTL FIN CTR PO BOX 979099 ST LOUIS MO 63179 720564834 N/A 42933 0 RESEARCH SUBAWARD US DEPARTMENT OF VETERANS AFFAIRS 1601 KIRKWOOD HIGHWAY WILMINGTON DE 19805 510065004 N/A 34377 0 RESEARCH SUBAWARD UNIVERSITY OF ARKANSAS PO BOX 1404 FAYETTEVILLE AR 72702 716003252 115 16487 0 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA-BERKELEY 1608 FOURTH STREET 201 MC1103 BERKELEY CA 94710 946002123 501(C)(3) 199609 0 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA-DAVIS PO BOX 741816 LOS ANGELES CA 90074 946036494 115 302043 0 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA-SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 92093 956006144 115 131390 0 RESEARCH SUBAWARD UNIVERSITY OF CALIFORNIA-SANTA BARBARA 3201 SAASB SANTA BARBARA CA 93106 956006145 115 43943 0 RESEARCH SUBAWARD UNIVERSITY OF CHICAGO 6054 SOUTH DREXEL AVENUE STE 300 CHICAGO IL 60637 362177139 501(C)(3) 674975 0 RESEARCH SUBAWARD UNIVERSITY OF CINCINNATI 51 GOODMAN DRIVE CINCINNATI OH 45221 316000989 115 61079 0 RESEARCH SUBAWARD UNIVERSITY OF COLORADO PO BOX 910220 DENVER CO 80291 846000555 501(C)(3) 211641 0 RESEARCH SUBAWARD UNIVERSITY OF CONNECTICUT 438 WHITNEY RD EXT UNIT 1133 STORRS CT 06269 060772160 501(C)(3) 88365 0 RESEARCH SUBAWARD UNIVERSITY OF FLORIDA PO BOX 113001 GAINESVILLE FL 32611 596002052 501(C)(3) 189609 0 RESEARCH SUBAWARD UNIVERSITY OF GEORGIA 310 EAST CAMPUS ROAD TUCKER HALL ATHENS GA 30602 581353149 115 285055 0 RESEARCH SUBAWARD UNIVERSITY OF HAWAII 2440 CAMPUS ROAD HONOLULU HI 96822 996000354 115 25554 0 RESEARCH SUBAWARD UNIVERSITY OF ILLINOIS 28395 NETWORK PLACE CHICAGO IL 60673 376000511 115 111717 0 RESEARCH SUBAWARD UNIVERSITY OF MAINE 5717 CORBETT HALL ORONO ME 04469 016000769 115 55807 0 RESEARCH SUBAWARD UNIVERSITY OF MARYLAND 220 ARCH ST BALTIMORE MD 21201 526002033 115 1446539 0 RESEARCH SUBAWARD UNIVERSITY OF MASSACHUSETTS 100 VENTURE WAY STE 201 HADLEY MA 01035 046002284 115 1742858 0 RESEARCH SUBAWARD UNIVERSITY OF MICHIGAN 500 SOUTH STATE STREET ANN ARBOR MI 48109 386006309 115 253629 0 RESEARCH SUBAWARD UNIVERSITY OF MINNESOTA 200 OAK STREET SE MINNEAPOLIS MN 55455 416007513 115 37108 0 RESEARCH SUBAWARD UNIVERSITY OF NEBRASKA 2200 VINE STREET LINCOLN NE 68583 470049123 115 38162 0 RESEARCH SUBAWARD UNIVERSITY OF NEW HAMPSHIRE OFFICE OF SPONSORED RESEARCH SERVICE BUILDING ROOM 109 DURHAM NH 03824 026000937 501(C)(3) 65639 0 RESEARCH SUBAWARD UNIVERSITY OF NORTH CAROLINA 104 AIRPORT DRIVE CHAPEL HILL NC 27599 566001393 115 214609 0 RESEARCH SUBAWARD UNIVERSITY OF NOTRE DAME 401 GRACE HALL NOTRE DAME IN 46556 350868188 501(C)(3) 76140 0 RESEARCH SUBAWARD THE UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL ROOM 303 NORMAN OK 73019 731377584 115 23145 0 RESEARCH SUBAWARD UNIVERSITY OF PENNSYLVANIA P O BOX 785541 PHILADELPHIA PA 19178 231352685 501(C)(3) 454035 0 RESEARCH SUBAWARD UNIVERSITY OF PITTSBURGH PHYSICIANS 200 LOTHROP STREET PITTSBURGH PA 15213 232919472 N/A 11744 0 RESEARCH SUBAWARD UNIVERSITY OF PITTSBURGH 500 ROSS ST PITTSBURGH PA 15251 250965591 501(C)(3) 78202 0 RESEARCH SUBAWARD UNIVERSITY OF RHODE ISLAND 70 LOWER COLLEGE ROAD THIRD FLOOR KINGSTON RI 02881 223011455 501(C)(3) 74811 0 RESEARCH SUBAWARD UNIVERSITY OF SOUTH ALABAMA 307 UNIVERSITY BLVD AD200 MOBILE AL 36688 630477348 501(C)(3) 13558 0 RESEARCH SUBAWARD UNIVERSITY OF TENNESSEE 210 STUDENT SERVICES BLDG KNOXVILLE TN 37996 626001636 115 54897 0 RESEARCH SUBAWARD UNIVERSITY OF TEXAS AT DALLAS 800 W CAMPBELL ROAD MAILSTOP SP2 27 RICHARDSON TX 75080 751305566 501(C)(3) 21736 0 RESEARCH SUBAWARD UNIVERSITY OF TEXAS SOUTHWESTERN MEDICAL PO BOX 841765 DALLAS TX 75284 756002868 115 287932 0 RESEARCH SUBAWARD UNIVERSITY OF VERMONT 85 SOUTH PROSPECT STREET BURLINGTON VT 05405 030179440 115 168208 0 RESEARCH SUBAWARD UNIVERSITY OF VIRGINIA 1001 EMMET STREET CHARLOTTESVILLE VA 22903 546001796 115 17357 0 RESEARCH SUBAWARD UNIVERSITY OF WASHINGTON 12455 COLLECTIONS DRIVE CHICAGO IL 60693 916001537 115 17030 0 RESEARCH SUBAWARD UNIVERSITY OF WISCONSIN OFFICE OF RESEARCH MILWAUKEE WI 53278 391805963 115 158722 0 RESEARCH SUBAWARD VANDERBILT UNIVERSITY PMB 401591 NASHVILLE TN 37240 620476822 501(C)(3) 6057 0 RESEARCH SUBAWARD VETERANS BIO-MEDICAL RESEARCH INSTITUTE 385 TREMONT AVENUE BUILDING 16 SOUTH ORANGE NJ 07018 222995785 501(C)(3) 9325 0 RESEARCH SUBAWARD VIRGINIA INSTITUTE OF MARINE SCIENCE 1375 GREATE RD PO BOX 1346 GLOUCESTER POINT VA 23062 546001802 115 192887 0 RESEARCH SUBAWARD VIRGINIA TECH UNIVERSITY 300 TURNER STREET STE 4200 BLACKSBURG VA 24061 516001805 115 17325 0 RESEARCH SUBAWARD WASHINGTON UNIVERSITY 700 ROSEDALE AVENUE ST LOUIS MO 63112 430653611 501(C)(3) 158718 0 RESEARCH SUBAWARD WEST CHESTER UNIVERSITY 700 SOUTH HIGH STREET WEST CHESTER PA 19383 232417773 501(C)(3) 9975 0 RESEARCH SUBAWARD WEST VIRGINIA UNIVERSITY PO BOX 6001 MORGANTOWN WV 26506 550665758 501(C)(3) 49960 0 RESEARCH SUBAWARD WHIRLCELL LLC 860 WEST BLACKHAWK STREET 1507 CHICAGO IL 60642 550665759 N/A 42732 0 RESEARCH SUBAWARD WIDENER UNIVERSITY ONE UNIVERSITY PLACE CHESTER PA 19013 231386178 501(C)(3) 7933 0 RESEARCH SUBAWARD WILLIAM MARSH RICE UNIVERSITY 6100 MAIN STREET HOUSTON TX 77005 741109620 501(C)(3) 320122 0 RESEARCH SUBAWARD WOODS HOLE OCEANOGRAPHIC INSTITUTION 569 WOODS HOLE ROAD MS 14 WOODS HOLE MA 02543 042105850 501(C)(3) 41928 0 RESEARCH SUBAWARD 125 52 ATHLETIC SCHOLARSHIPS 1155 10299897 UNIVERSITY OF DELAWARE COMMITTMENT TO DELAWAREANS 1275 12444794 UNIVERSITY ENDOWMENT SCHOLARSHIPS 1983 4689592 FEDERAL SUPPLEMENTAL EDUCATION OPPORTUNITY GRANT 1036 1025265 UNIVERSITY GIFT SCHOLARSHIPS 391 3607518 MERIT SCHOLARSHIPS 671 2894284 DELAWARE NEED BASED GRANTS 6835 34084734 OTHER SCHOLARSHIPS AND GRANTS 376 1019615 STUDENT EXCELLENCE EQUALS DEGREE SCHOLARSHIP 455 2543151 UNIVERSITY OF DELAWARE SCHOLARSHIPS FOR STUDENTS 13069 95506280 GRADUATE STUDENT SCHOLARSHIPS 3539 19699987 GRADUATE STUDENT FELLOWSHIPS 1701 2673263 PART I, LINE 2: PROCEDURE FOR MONITORING USE OF GRANT FUNDS THE UNIVERSITY'S OVERSIGHT AND CONTROLS OVER GRANT FUNDS IS FACILITATED BY PROCESSES AND CONTROLS INHERENT IN OUR UNIVERSITY'S ERP SYSTEM. DISBURSEMENT OF FUNDS ARE CONTROLLED BY DONOR AND INSTITUTIONAL CRITERIA THAT ARE MONITORED BY BOTH THE SYSTEM AND COLLABORATION BETWEEN VARIOUS DEPARTMENTS OF THE UNIVERSITY. A MONTHLY REVIEW OF FUNDING IS PRODUCED TO MONITOR SPENDING AND REPORTS ARE PRODUCED BY DEVELOPMENT TO PROVIDE ADDITIONAL OVERSIGHT OF SCHOLARSHIP RECIPIENTS WHEN PROVIDING REPORTS TO DONORS ON THE STATUS OF THEIR GIFTS. X X X X 1 1 X X X X X 0 0 0 1 0 0 0 1 0 DIONISSIOS ASSANIS PRESIDENT 970747 0 237500 0 94057 0 33551 0 22904 0 1358759 0 0 0 KEITH WALTER CHIEF INVESTMENT OFFICER 506328 0 580000 0 0 0 28966 0 60883 0 1176177 0 0 0 CHRISTINE RAWAK DIR, INTERCOLLEGIATE ATHLC & REC SR 440883 0 203600 0 3900 0 33551 0 22131 0 704065 0 0 0 JAMES DICKER JR VP, DEV & ALUMNI RELATIONS 543525 0 76500 0 11169 0 33551 0 27953 0 692698 0 0 0 JOHN LONG EXEC. VP & COO 522198 0 86700 0 0 0 33550 0 20154 0 662602 0 0 0 ROBIN MORGAN FORMER PROVOST 443643 0 100000 0 0 0 40500 0 20460 0 604603 0 0 0 MARTIN INGELSBY HEAD BASKETBALL COACH 454493 0 87500 0 0 0 33550 0 25465 0 601008 0 0 0 CHARLES RIORDAN VP, RESEARCH SCHL & INNOV TO 7/1/22 191917 0 57600 0 300749 0 21120 0 24490 0 595876 0 0 0 RYAN CARTY HEAD FOOTBALL COACH 457373 0 72500 0 6200 0 33551 0 18850 0 588474 0 0 0 LAURE ERGIN VP & GENERAL COUNSEL 460399 0 55770 0 0 0 33550 0 32503 0 582222 0 0 0 MARY REMMLER VP, STRAT PLANNING & ANALYSIS 433658 0 55200 0 0 0 33550 0 51065 0 573473 0 0 0 DANIEL ROCCO HEAD FOOTBALL COACH TO 1/1/23 455156 0 0 0 52886 0 33550 0 20154 0 561746 0 0 0 LEVI THOMPSON DEAN 423211 0 0 0 0 0 33551 0 26875 0 483637 0 0 0 GLENN CARTER VP, COMMUNICATIONS & MARKETING 379439 0 55200 0 0 0 33550 0 9887 0 478076 0 0 0 JOHN PELESKO DEAN 403762 0 0 0 0 0 33550 0 34572 0 471884 0 0 0 PETER KRAWCHYK VP, FACILTIES, RE, AUX SRV & ARCH. 335373 0 42380 0 0 0 33550 0 20654 0 431957 0 0 0 BETH BRAND VP & UNIV SECRETARY 333816 0 33200 0 0 0 33550 0 26018 0 426584 0 0 0 JOSE-LUIS RIERA VP, STUDENT LIFE 300489 0 38610 0 0 0 33550 0 44053 0 416702 0 0 0 KELVIN LEE INTRM VP RSRH SCHL & INN FROM 7/1/23 366017 0 0 0 0 0 33550 0 10487 0 410054 0 0 0 SHARON PITT VP, INFORMATION TECHNOLOGIES 351919 0 55200 0 1933 0 0 0 0 0 409052 0 0 0 MELISSA BARD VP & CHIEF HR OFFICER 320168 0 40950 0 0 0 33550 0 9887 0 404555 0 0 0 RODNEY MORRISON VP, ENROLLMENT MANAGEMENT 303776 0 36120 0 0 0 33551 0 27518 0 400965 0 0 0 LAURA CARLSON PROVOST, FROM 6/1/22 334856 0 25000 0 0 0 17250 0 16608 0 393714 0 0 0 FATIMAH CONLEY VP, INST EQUITY & CH DIVERSITY OFC 287603 0 27500 0 0 0 31625 0 28401 0 375129 0 0 0 MOHSEN BADIEY FMR INTERIM DEAN/PROFESSOR 285805 0 0 0 12000 0 33551 0 25518 0 356874 0 0 0 DEBRA NORRIS TRUSTEE, PROFESSOR 231236 0 0 0 58011 0 31302 0 20154 0 340703 0 0 0 BABATUNDE OGUNNAIKE FORMER DEAN/PROFESSOR 39227 0 0 0 225131 0 4175 0 10316 0 278849 0 0 0 JASON CASH FORMER INTERIM VP IT/DEPUTY 209607 0 0 0 0 0 23100 0 29747 0 262454 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE AND PERSONAL SERVICES THE UNIVERSITY'S PRESIDENT IS REQUIRED TO LIVE IN AN ON-CAMPUS RESIDENCE AS A CONDITION OF HIS EMPLOYMENT FOR THE CONVENIENCE OF THE UNIVERSITY. THE RESIDENCE IS USED FOR UNIVERSITY-RELATED BUSINESS AND ENTERTAINMENT PURPOSES ON A CONTINUAL BASIS. THE HOUSING ALLOWANCE ARRANGEMENT MEETS THE IRC EXCLUSION FROM GROSS INCOME AND IS THEREFORE EXCLUDED FROM COMPENSATION REPORTED ON THE PRESIDENT'S FORM W-2. THE UNIVERSITY ALSO PROVIDES CLEANING SERVICE FOR THE RESIDENCE. THE ENTIRE AMOUNT OF CLEANING SERVICES PROVIDED REPORTED AS TAXABLE BENEFIT ON THE PRESIDENT'S FORM W-2 AND REPORTED ON SCHEDULE J, PART II, COLUMN (B)(III). HEALTH AND SOCIAL CLUB DUES TWO UNIVERSITY OFFICERS WERE PROVIDED BENEFITS TO A SOCIAL CLUB. THE MEMBERSHIPS WERE USED PREDOMINANTLY FOR UNIVERSITY BUSINESS PURPOSES. IT IS THE UNIVERSITY'S POLICY TO TREAT THE ABOVE ITEMS AS TAXABLE COMPENSATION AND REPORT THE APPLICABLE AMOUNTS ON THE INDIVIDUAL'S FORM W-2 AND REPORTED ON SCHEDULE J, PART II, COLUMN (B)(III). TRAVEL FOR COMPANION THE COMPANION TRAVEL IS REIMBURSABLE ONLY IF THE PERSON WHOM THE COMPANION IS ACCOMPANYING HAS A POSITION WITH THE UNIVERSITY AND IS TRAVELING TO MAKE A SIGNIFICANT CONTRIBUTION IN FURTHERANCE OF UNIVERSITY BUSINESS. THE PRESIDENT RECEIVED NONTAXABLE REIMBURSEMENT OF EXPENSES FOR SPOUSAL TRAVEL DURING CALENDAR YEAR 2022. PART I, LINE 5 COMPENSATION CONTINGENT ON THE REVENUES THE UNIVERSITY'S CHIEF INVESTMENT OFFICER, A HIGHLY COMPENSATED EMPLOYEE, RECEIVED A BONUS PAYMENT WHICH IS PARTIALLY BASED UPON THE PERFORMANCE OF THE UNIVERSITY'S INVESTMENT PORTFOLIO. THIS TYPE OF COMPENSATION IS SUBJECT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. CURRENT YEAR BONUS AMOUNT IS REPORTED ON SCHEDULE J, PART II, COLUMN B(II). PART I, LINE 7 NONFIXED PAYMENTS THE UNIVERSITY OFFERED AN ANNUAL INCENTIVE COMPENSATION FOR OFFICERS AND CERTAIN HIGHEST PAID EMPLOYEES. BONUS PAYMENTS ARE BASED UPON ACHIEVING DOCUMENTED GOALS. THIS TYPE OF COMPENSATION IS PURSUANT TO THE UNIVERSITY'S EXECUTIVE COMPENSATION PROCESS WHICH ENSURES THAT THE AMOUNT OF TOTAL COMPENSATION IS FAIR AND REASONABLE. CURRENT YEAR BONUS AMOUNTS ARE REPORTED IN SCHEDULE J, PART II, COLUMN B(II). A UNIVERSITY OF DELAWARE (SERIES 2005) 516000297 91425MAZ0 2005-07-14 49945000 SEE PART VI 0 0 0 B UNIVERSITY OF DELAWARE (SERIES 2013AC) 516000297 91425MDU8 2013-04-18 196950353 SEE PART VI 1 0 0 C UNIVERSITY OF DELAWARE (SERIES 2019) 516000297 914245CS2 2019-06-20 136482604 SEE PART VI 0 0 0 D UNIVERSITY OF DELAWARE (SERIES 2019A) 516000297 914245DV4 2019-10-09 65279514 SEE PART VI 0 0 0 A 21255000 51410087 307595 30000 1465087 36752258 12855147 2006 0 1 1 1 B 41755000 81595000 196950353 760633 116924000 79265720 2015 1 0 1 1 C 30675000 136482604 694835 135787769 2020 0 0 1 1 D 4815000 65279514 338616 64940898 2020 0 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 D 0 0 0 0 0 0 1 A 0 0 1 0 1 1 MORGAN STANLEY 30.600000000000 0 0 0 0 1 B 0 0 0 1 1 1 MORGAN STANLEY 24.500000000000 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 D 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, LINE B, COLUMN F- BOND ISSUE 2013A/C THE 2013A BONDS WERE LEGALLY DEFEASED VIA AN ESCROW ACCOUNT THAT WAS IRREVOCABLY PLACED WITH A TRUSTEE TO MEET THE PRINCIPAL AND INTEREST PAYMENTS OF THE 2013A BONDS UNTIL THEIR REDEMPTION PER AN ESCROW AGREEMENT DATED 5/28/2019. THE SERIES 2013C BONDS WERE ISSUED FOR THE PURPOSE OF PROVIDING FUNDS TO (I) REFUND A PORTION OF THE VARIABLE RATE REVENUE BONDS, SERIES 2009A DATED 03/17/2009, AND (II) TO PAY THE COSTS OF ISSUING THE 2013C BONDS. PART I, LINE C, COLUMN F- BOND ISSUE 2019 IN JUNE 2019, THE UNIVERSITY ISSUED ITS $113,295,000 TAX-EXEMPT BONDS, SERIES 2019 TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019 BONDS. PART I, LINE D, COLUMN F- BOND ISSUE 2019A IN OCTOBER 2019, THE UNIVERSITY ISSUED ITS $49,390,000 TAX-EXEMPT BONDS, SERIES 2019A TO PROVIDE FINANCING FOR: (I) THE ACQUISITION CONSTRUCTION, EQUIPPING AND INSTALLATION OF CERTAIN FACILITIES OF THE UNIVERSITY AND (II) THE PAYMENT OF THE COSTS OF ISSUING THE 2019A BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2004 A/B IN APRIL 2004, THE UNIVERSITY ISSUED ITS $12,070,000 REVENUE BONDS, SERIES 2004A AND $40,835,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2004B. THE 2004A BONDS WERE ISSUED: (I) TO CURRENTLY REFUND THE UNIVERSITY'S OUTSTANDING SERIES 1993 BONDS; (II) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS; AND (III) TO PAY COSTS OF ISSUING THE 2004A BONDS. THE 2004A BONDS MATURED ON NOVEMBER 1, 2010 AND ARE NO LONGER OUTSTANDING. THE 2004B BONDS WERE ISSUED (I) TO FINANCE A PORTION OF THE COSTS ASSOCIATED WITH THE CONSTRUCTION OF A PARKING GARAGE, THE DEMOLITION OF EXISTING UNIVERSITY DORMITORIES, THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, AND FOR OTHER CAPITAL IMPROVEMENTS, AND (II) TO PAY COSTS OF ISSUING THE 2004B BONDS. PART I, LINE A, COLUMN F - BOND ISSUE 2005 IN JULY 2005, THE UNIVERSITY ISSUED ITS $49,945,000 VARIABLE RATE DEMAND REVENUE BONDS, SERIES 2005. 2005 BOND PROCEEDS IN THE AMOUNT OF $37,880,000 WERE USED TO COMPLETE THE CONSTRUCTION OF THREE NEW DORMITORY BUILDINGS, THE DEMOLITION OF SOME EXISTING UNIVERSITY DORMITORIES, AND OTHER CAPITAL IMPROVEMENTS. 2005 BOND PROCEEDS IN THE AMOUNT OF $12,065,000 WERE USED TO ADVANCE REFUND A PORTION OF THE UNIVERSITY'S OUTSTANDING SERIES 1997 BONDS, WHICH WERE ORIGINALLY ISSUED ON 06/05/1997. PART II, COLUMN A PROCEEDS - BOND ISSUE 2005 LINE 3 - INCLUDES INTEREST EARNINGS $1,465,087 PART II, COLUMN A PROCEEDS - BOND ISSUE 2004B LINE 3 - INCLUDES INTEREST EARNINGS $1,132,732 PART IV, COLUMN B, LINE 2C - BOND ISSUE 2013AC ARBITRAGE REPORT COMPLETED APRIL 18, 2018 RESULTING IN NO REBATE DUE. A UNIVERSITY OF DELAWARE (SERIES 2004AB) 516000297 91425MAY3 2004-04-08 53457434 SEE PART VI 0 0 0 A 23600000 54067526 366674 610092 44554078 8536682 2005 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 1 0 1 1 MORGAN STANLEY 30.600000000000 0 0 0 0 1 A 1 TUITION 142457 DISCOUNT TUITION KATE RIERA FAMILY MEMBER OF OFFICER 109879 EMPLOYMENT 0 ROBERT WEST FAMILY MEMBER OF OFFICER 192645 EMPLOYMENT 0 THERESA DEMATTEIS FAMILY MEMBER OF TRUSTEE 87164 EMPLOYMENT 0 X 38 1321586 OPINION OF EXPERT X 128661 OPINION OF EXPERT X 97 2418362 FMV X 1 7000 OPINION OF EXPERT X EQUIPMENT 25 1390175 OPINION OF EXPERT X MISCELLANEOUS 39 15490 OPINION OF EXPERT 3 0 1 0 PART I, COLUMN (B) REPORTING METHOD THE ORGANIZATION IS REPORTING THE NUMBER OF INDIVIDUAL TRANSACTIONS OF NON-CASH CONTRIBUTIONS RECEIVED. FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION THE UNIVERSITY OF DELAWARE EXISTS TO CULTIVATE LEARNING, DEVELOP KNOWLEDGE, AND FOSTER THE FREE EXCHANGE OF IDEAS. STATE-ASSISTED YET PRIVATELY GOVERNED, THE UNIVERSITY HAS A STRONG TRADITION OF DISTINGUISHED SCHOLARSHIP, WHICH IS MANIFESTED IN ITS RESEARCH AND CREATIVE ACTIVITIES, TEACHING, AND SERVICE, IN LINE WITH ITS COMMITMENT TO INCREASING AND DISSEMINATING SCIENTIFIC, HUMANISTIC, ARTISTIC, AND SOCIAL KNOWLEDGE FOR THE BENEFIT OF THE LARGER SOCIETY. FOUNDED IN 1743 AND CHARTERED BY THE STATE IN 1833, THE UNIVERSITY OF DELAWARE TODAY IS A LAND-GRANT, SEA-GRANT, AND SPACE-GRANT UNIVERSITY. THE UNIVERSITY OF DELAWARE IS A MAJOR RESEARCH UNIVERSITY WITH EXTENSIVE GRADUATE PROGRAMS THAT IS ALSO DEDICATED TO OUTSTANDING UNDERGRADUATE AND PROFESSIONAL EDUCATION. UD FACULTY ARE COMMITTED TO THE INTELLECTUAL, CULTURAL, AND ETHICAL DEVELOPMENT OF STUDENTS AS CITIZENS, SCHOLARS AND PROFESSIONALS. UD GRADUATES ARE PREPARED TO CONTRIBUTE TO A GLOBAL AND DIVERSE SOCIETY THAT REQUIRES LEADERS WITH CREATIVITY, INTEGRITY AND A DEDICATION TO SERVICE. THE UNIVERSITY OF DELAWARE PROMOTES AN ENVIRONMENT IN WHICH ALL PEOPLE ARE INSPIRED TO LEARN, AND ENCOURAGES INTELLECTUAL CURIOSITY, CRITICAL THINKING, FREE INQUIRY, AND RESPECT FOR THE VIEWS AND VALUES OF AN INCREASINGLY DIVERSE POPULATION. AN INSTITUTION ENGAGED IN ADDRESSING THE CRITICAL NEEDS OF THE STATE, NATION, AND GLOBAL COMMUNITY, THE UNIVERSITY OF DELAWARE CARRIES OUT ITS MISSION WITH THE SUPPORT OF ALUMNI WHO SPAN THE GLOBE AND IN PARTNERSHIP WITH PUBLIC, PRIVATE, AND NONPROFIT INSTITUTIONS IN DELAWARE AND BEYOND. FORM 990, PART VI, SECTION A, LINE 7A MEMBERS WITH POWERS TO ELECT OR APPOINT EIGHT OF THE UNIVERSITY'S TRUSTEES SHALL BE APPOINTED BY THE GOVERNOR OF DELAWARE, BY AND WITH THE CONSENT OF A MAJORITY OF THE MEMBERS ELECTED TO THE DELAWARE STATE SENATE. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE UNIVERSITY'S FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX, IS PREPARED BY INDEPENDENT TAX ADVISORS BASED ON INFORMATION PROVIDED BY UNIVERSITY PERSONNEL. THE DRAFT IS SUBMITTED TO THE UNIVERSITY'S MANAGEMENT FOR REVIEW AND ACCURACY OF REPORTING. THE AUDIT VISITING COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS AND DISCUSSES THE FULL FORM 990 WITH THE AUDIT COMMITTEE CHAIR. ONCE APPROVED AND ACCEPTED BY THE AUDIT COMMITTEE, A FULL COPY OF THE FORM 990 IS PROVIDED TO THE ENTIRE BOARD OF DIRECTORS. IT IS THEN SIGNED BY THE CONTROLLER AND SUBMITTED ELECTRONICALLY TO THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICIES PER UNIVERSITY POLICY, EACH COVERED PERSON* SHALL COMPLETE A CONFLICT-OF-INTEREST DISCLOSURE STATEMENT PROVIDED BY THE UNIVERSITY ANNUALLY, AND AT SUCH OTHER TIMES AS A POTENTIAL CONFLICT OF INTEREST MAY ARISE. EACH COVERED PERSON SHALL BE REQUIRED TO ACKNOWLEDGE, NOT LESS THAN ANNUALLY, THAT HE OR SHE HAS RECEIVED, READ, AND UNDERSTAND THE POLICY AND AGREES TO COMPLY WITH THE POLICY. COMPLETED DISCLOSURE STATEMENTS ARE REVIEWED BY THE OFFICE OF GENERAL COUNSEL, OTHER OFFICES AS APPLIABLE, AND THE OFFICE OF THE SECRETARY OF THE BOARD AND CHAIRPERSON OF THE BOARD IN THE CASE OF BOARD OF TRUSTEE DISCLOSURES. *COVERED PERSONS SHALL INCLUDE: 1) MEMBERS OF THE BOARD OF TRUSTEES, AND 2) SENIOR ADMINISTRATORS. SENIOR ADMINISTRATOR MEANS A) ANY OFFICER OF THE UNIVERSITY, B) ANY OTHER UNIVERSITY EMPLOYEE WHO MAY BE DESIGNATED BY THE PRESIDENT TO BE A SENIOR ADMINISTRATOR FOR PURPOSES OF THE POLICY BECAUSE OF SUCH EMPLOYEE'S FIDUCIARY, FINANCIAL, OR OTHER DUTIES, AND C) ANY EMPLOYEE HOLDING THE FOLLOWING POSITIONS: I) DEANS, DEPUTY DEANS, ASSOCIATE DEANS, AND ASSISTANT DEANS; II) THE DIRECTOR OF INTERCOLLEGIATE ATHLETICS AND RECREATION SERVICES, ASSOCIATE ADS, AND ASSISTANT ADS; III) THE GENERAL COUNSEL AND ALL ATTORNEYS REPORTING TO THE GENERAL COUNSEL; IV) THE DEPUTY PROVOST, ASSOCIATE PROVOSTS, AND VICE PROVOST; AND V) ALL VICE PRESIDENTS, ASSOCIATE VICE PRESIDENTS, AND ASSISTANT VICE PRESIDENTS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION DETERMINATION THE COMPENSATION COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IS COMPRISED OF NO MORE THAN FIVE AND NO LESS THAN THREE INDEPENDENT BOARD MEMBERS, ALL CHOSEN BY THE CHAIR OF THE BOARD. THE COMMITTEE IS DELEGATED BY THE BOARD TO REVIEW AND APPROVE THE COMPENSATION OF THE PRESIDENT, OFFICERS, ANY OTHER PERSONS CONSIDERED TO BE A "DISQUALIFIED PERSON" (AS DEFINED BY CODE SECTION 4958), AND ANY OTHER PERSONS IDENTIFIED BY THE COMMITTEE ("COVERED EXECUTIVES"). THE COMMITTEE REGULARLY REVIEWS COMPENSATION PROPOSALS FOR COVERED EXECUTIVES AND MARKET DATA, DELIBERATE OVER SUCH COMPENSATION, AND DOCUMENT ITS COMPENSATION DECISIONS, INCLUDING THE BASIS FOR SUCH DECISIONS. THE COMMITTEE ENGAGES AN INDEPENDENT THIRD PARTY TO SERVE AS A CONSULTANT ON THESE MATTERS. THE COMPENSATION OF KEY EMPLOYEES IS SET BY THEIR RESPECTIVE SUPERVISING OFFICER WITHIN THE CONSTRAINTS OF THE UNIVERSITY'S OPERATING BUDGET, WHICH IS REVIEWED AND APPROVED BY THE FINANCE COMMITTEE OF THE BOARD OF TRUSTEES, AND SUBSEQUENTLY BY THE FULL BOARD OF TRUSTEES. THE KEY EMPLOYEES' COMPENSATION PROCESS IS CONTEMPORANEOUSLY DOCUMENTED BY THE UNIVERSITY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS MADE AVAILABLE TO THE PUBLIC THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES, AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE AS PUBLIC INFORMATION ON THE UNIVERSITY'S WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990-T AND IRS DETERMINATION LETTER ARE MADE AVAILABLE FOR PUBLIC REVIEW UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 52,787,135. MANAGEMENT AND GENERAL EXPENSES 1,263,135. FUNDRAISING EXPENSES 89,733. TOTAL EXPENSES 54,140,003. FORM 990, PART XI, LINE 9: CHANGE IN POSTEMPLOYMENT OBLIGATION 18,176,463. CHANGE IN SWAP 6,048,659. RELATED PARTY EXPENSES 316,894. CHANGE IN NONOPERATING LIABILITIES 932,494. NON-CAPITAL PROJECT EXPENSES 28,060. POST EMPLOYMENT COSTS 24,405,701. BLUE HEN HOTEL LLC 550 S COLLEGE AVENUE NEWARK DE 19713 510411499 HOTEL DE 4828599 13370621 UNIV OF DE 1743 HOLDINGS LLC 550 S COLLEGE AVENUE NEWARK DE 19713 271332816 RESEARCH DE 419135 60099795 UNIV OF DE UD HEALTH LLC 550 S COLLEGE AVENUE NEWARK DE 19713 873391110 HEALTHCARE DE 0 0 UNIV OF DE UNIVERSITY OF DE ALUMNI ASSOC INC 83 E MAIN STREET 3RD FLOOR NEWARK DE 19716 516016065 SCHOLARSHIP DE 501(C)(3) LINE 12C, III-FI N/A 0 UNIVERSITY OF DELAWARE RESEARCH FDN 162 CENTER MALL ROOM 220 NEWARK DE 19716 516017306 RESEARCH DE 501(C)(3) LINE 12D, III-O N/A 0 FRIENDS OF THE UNIV OF DE LIBRARY INC 181 SOUTH COLLEGE AVE NEWARK DE 19717 516017971 DONATIONS DE 501(C)(3) LINE 12C, III-FI N/A 0 KARL W BOER SOLAR ENERGY MEDAL OF MERIT C/O R BOER 777 E WISCONSIN AVENUE MILWAUKEE WI 53202 396596448 AWARD DE 501(C)(3) LINE 12A, I N/A 0 UNIDEL FOUNDATION INC 3801 KENNETT PIKE 303C GREENVILLE DE 19807 516015046 GRANTS DE 501(C)(3) LINE 12D, III-O N/A 0 FIRST STATE MARINE WIND LLC 550 S COLLEGE AVENUE NEWARK DE 19713 383809186 PWR GENERATION DE BLUE HEN WIND INC RELATED 415236 4321292 0 0 0.97500 PERFORMANCE VC OPP FUND 5 GREENWICH OFFICE PARK 3RD FLOOR GREENWICH CT 06831 833206186 INVESTMENTS CT EXCLUDED 361508 18896455 0 0 0.99000 KNIGHTSBRIDGE B LP 122 SW FRANK PHILLIPS BOULEVARD BARTLESVILLE OK 74003 823938272 INVESTMENTS OK EXCLUDED 1702202 55660352 0 0 0.99800 BLUE HEN WIND INC 550 S COLLEGE AVENUE NEWARK DE 19713 352377140 INVESTMENTS DE N/A C 3012867 1.00000 1 UNIVERSITY OF DE STUDENT HOUSING FNDN 550 S COLLEGE AVENUE NEWARK DE 19713 311779506 INACTIVE DE N/A C 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST (5) 550 S COLLEGE AVENUE NEWARK DE 19713 INVESTMENTS DE N/A T 0 CHARITABLE REMAINDER UNITRUST TRUST (8) 550 S COLLEGE AVENUE NEWARK DE 19713 INVESTMENTS DE N/A T 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 KNIGHTSBRIDGE B LP B 7859327 CASH KNIGHTSBRIDGE B LP S 1225600 CASH SEE SCH R PART VII SUPPLEMENTAL INFO O SCHEDULE R, PART V, LINE 2 (N) & (O) DESCRIPTION OF TRANSACTIONS THE UNIVERSITY PROVIDES, WITHOUT COMPENSATION, BOOKKEEPING AND OTHER ADMINISTRATIVE SERVICES TO THE UNIVERSITY OF DELAWARE ALUMNI ASSOCIATION, UNIVERSITY OF DELAWARE RESEARCH FOUNDATION, FRIENDS OF THE UNIVERSITY OF DELAWARE LIBRARY, INC., KARL W BOER SOLAR ENERGY MEDAL OF MERIT AWARD TRUST, BLUE HEN WIND INC., AND FIRST STATE MARINE WIND LLC. UNIVERSITY PERSONNEL RECEIVE NO COMPENSATION FROM THESE ORGANIZATIONS.