2024-05-15T07:17:26-05:00 2023-06-30 221478099 COHNREZNICK LLP 621 CAPITOL MALL SUITE 2150 SACRAMENTO CA 95814 990 2022-07-01 951992732 THE UNIVERSITY CORPORATION UNIV 8186776011 18111 NORDHOFF STREET NORTHRIDGE CA 913308310 RICK EVANS PRESIDENT 8186776011 2024-05-13 1 RICK EVANS 999009999 0 JOLANTA TUCK CPA P01340068 9164429100 2024-05-02 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z RICK EVANS 18111 NORDHOFF STREET NORTHRIDGE CA 913308310 64400261 0 X WWW.CSUN.EDU/TUC X 1958 CA TO PROVIDE SERVICES AND SOLUTIONS THAT ADDRESS THE NEEDS OF CSU, NORTHRIDGE. 17 8 1133 8 0 0 1000000 0 43036034 47398238 1404970 -352299 0 0 45441004 47045939 7949279 7631196 0 0 20320723 21478405 0 0 0 14488235 16524287 42758237 45633888 2682767 1412051 72399282 77671189 23841512 24120808 48557770 53550381 X ON BEHALF OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE, THE UNIVERSITY CORPORATION PERFORMS A NUMBER OF ACTIVITIES INCLUDING OPERATING THE CAMPUS BOOKSTORE, FOOD SERVICES, VENDING OPERATIONS, ADMINISTRATION OF VARIOUS FUNDS AND GRANTS, MANAGING CAMPUS FACULTY/STAFF HOUSING PROGRAM, OFF-CAMPUS RESEARCH AND ADMINISTRATIVE BUILDING, AS WELL AS THE LICENSING OF CAMPUS FACILITIES, LOGOS AND TRADEMARKS. 0 0 32719160 6194370 37342218 GRANTS AND CONTRACTS ADMINISTRATION - THE UNIVERSITY CORPORATION PROVIDES POST-AWARD ADMINISTRATION OF SPONSORED PROGRAMS. WORKING WITH THE UNIVERSITY'S OFFICE OF RESEARCH AND SPONSORED PROJECTS, THE CORPORATION SPONSORED PROGRAMS DIVISION PROVIDES SUPPORT TO PRINCIPAL INVESTIGATORS AND PROJECT STAFF WITH INTERPRETATION OF REGULATIONS, PROCESSING OF EXPENSES, PAYROLL, HUMAN RESOURCES, RISK MANAGEMENT, FINANCIAL REPORTING, MANAGEMENT OF AUDITS AND OTHER SERVICES IN SUPPORT OF EXTERNALLY FUNDED PROGRAMS. AFTER DEDUCTING ALL DIRECT COSTS OF THE SPONSORED PROGRAMS DEPARTMENT, A RESERVE ALLOCATION AND ADMINISTRATION COSTS, THE UNIVERSITY CORPORATION SETS ASIDE THE REMAINING INDIRECT COST RECOVERY FUNDS INTO A RESERVE ACCOUNT. 8037795 9112766 AUXILIARY SERVICES, FOOD SERVICES, BOOKSTORE COMMISSIONS, REAL ESTATE RENTALS - SEE SCHEDULE O 1436826 1436826 943254 UNIVERSITY PROJECTS - SEE SCHEDULE O 42193781 1 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 151 0 1 1133 1 0 0 0 0 0 0 0 0 0 0 0 0 X 17 8 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 CA X GRACE SLAVIK 8186776011 18111 NORDHOFF STREET NORTHRIDGE CA 913308310 ERIKA BECK CHAIR 0.20 39.80 X X 0 489320 71945 COLIN DONAHUE SECRETARY 0.20 39.80 X X 0 295486 114911 RICK EVANS PRESIDENT 32.00 8.00 X 0 201096 71184 MECHELLE BEST DIRECTOR 0.20 39.80 X 0 195588 68519 HAMID JOHARI DIRECTOR 0.20 39.80 X 0 171432 78974 DAVE MOON DIRECTOR 0.20 39.80 X 10150 167549 45318 LIH-YUN WU CFO (UNTIL 1/23) 36.60 X 178581 0 11355 BENEDICT YASPELKIS VICE PRESIDENT 0.20 39.80 X X 0 116962 66056 HEATHER CAIRNS DIRECTOR OF ADMIN & HR 40.00 X 111544 0 39282 JULIA SANTIAGO INTERIM MANAGING DIRECTOR 40.00 X 109124 0 24090 JULIE GOULD MENTAL HEALTH PROGRAM COORDINATOR 40.00 X 102783 0 18199 GANG LU PROFESSOR 40.00 X 101974 0 1122 GRACE SLAVIK ASSOC ED, FIN SERVICES 40.00 X 100450 0 25680 MICHAEL PHILLIPS TREASURER 0.20 39.80 X X 0 68502 85 JERALD SCHUTTE DIRECTOR 0.20 39.80 X 0 38041 0 MITUL KALRA DIRECTOR 0.20 39.80 X 0 14935 0 PAIGE HAJILOO SECOND VICE PRESIDENT 0.20 X X 0 0 0 FRENY SHAH DIR. BUSINESS & FINANCE (AS OF 1/23) 40.00 X 0 0 0 JOSEPHINE ANDERSON DIRECTOR 0.20 X 0 0 0 HARVEY BOOKSTEIN DIRECTOR 0.20 X 0 0 0 RONALD S FRIEDMAN DIRECTOR 0.20 X 0 0 0 CARLOS FUENTES DIRECTOR 0.20 X 0 0 0 SHAYAN MOSHTAEL DIRECTOR 0.20 0.20 X 0 0 0 EDEN SHASHOUA DIRECTOR 0.20 X 0 0 0 MICHAEL TEJAX DIRECTOR 0.20 X 0 0 0 714606 1758911 636720 6 0 1 0 0 GRANT ADMINISTRATION 900099 37342218 37342218 AUXILIARY SERVICES 722320 9112766 9112766 UNIVERSITY PROJECTS 900099 943254 943254 47398238 930884 930884 16071139 17325531 28791 -1254392 -28791 -1283183 -1283183 47045939 47398238 0 -352299 2846144 2846144 4785052 4785052 290673 290673 16747936 15536349 1211587 106666 97385 9281 2988902 2748612 240290 1344228 1227270 116958 45996 38929 7067 8100 6856 1244 95453 80787 14666 1148964 755905 393059 131743 131743 213932 198597 15335 612220 518158 94062 544410 305742 238668 1245470 1227141 18329 167025 157352 9673 1888628 1574398 314230 380063 262290 117773 COST OF SALES - AUX 4772561 4772561 PROGRAM MATERIAL AND EQ 3171936 3171936 REPAIRS & MAINTENANCE 709534 423179 286355 PROGRAM SUPPLIES 211349 191424 19925 1176903 1135971 40932 45633888 42193781 3440107 0 4264026 5390634 3227451 1483107 8078886 9912573 738883 841851 32867 28056 11583 167666 39222265 23200474 17586375 16021791 19670286 21291006 14409894 15873424 1718716 1174966 2548126 2321626 112189 3164489 72399282 77671189 6373600 6053674 3714457 4255747 3934503 3713000 9818952 10098387 23841512 24120808 X 44636781 49689588 3920989 3860793 48557770 53550381 72399282 77671189 X 1412051 3593746 -13186 X 0 1 X 1 1 1 X X 1 CAL STATE UNIV NORTHRIDGE 954358677 6 1 1436826 40756955 1 1436826 40756955 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 X PART I, LINE 12G, COLUMN (VI) THE AMOUNT REPORTED IN COLUMN (VI) IS THE TOTAL PROGRAMMATIC EXPENSES OF THE ORGANIZATION LESS TOTAL GRANTS PAID TO CALIFORNIA STATE UNIVERSITY, NORTHRIDGE. PART IV, SECTION E, LINE 1C THE WAY IN WHICH THE ORGANIZATION MEETS THE INTEGRAL PART TEST IS BY PROVIDING SERVICES AND SOLUTIONS THAT ADDRESS THE NEEDS OF AND COMPLEMENT THE MISSION AND ACADEMIC PROGRAMS OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE SO STUDENTS CAN ACHIEVE THEIR EDUCATIONAL GOALS. THE ORGANIZATION IS OPERATED SOLELY FOR THE BENEFIT OF THE CAMPUS. 9460679 813218 254147 141909 9877841 10756837 -872606 262199 161353 9460679 9662330 1547557 308115 144935 10756837 10315028 197746 695719 154725 9662330 10170523 501228 204165 152558 10315028 0.60300 0.39700 0.00000 0 0 4721787 4721787 11572675 6624270 4948405 17069834 11024173 6045661 5686683 5425336 261347 171286 126695 44591 16021791 POOLED INVESTMENT 4496015 F DEBT SECURITIES 10032385 F CERTIFICATES OF DEPOSIT 1345024 F 15873424 CAPITAL LEASE OBLIGATIONS 4645000 DEPOSITS HELD FOR OTHERS 5366593 DUE TO CSU, NORTHRIDGE 86794 10098387 X 50479093 3593746 3593746 46885347 160592 160592 47045939 45486482 0 45486482 147406 147406 45633888 PART V, LINE 4: THE PRIMARY INVESTMENT OBJECTIVE IS TO ACHIEVE RISK-ADJUSTED REAL RETURNS NECESSARY TO PRESERVE AND GROW CAPITAL AND TO SUPPORT THE LONG-TERM AND SHORT-TERM SPENDING REQUIREMENTS OF THE CORPORATION. PART X, LINE 2: THE CORPORATION HAS NO UNRECOGNIZED TAX BENEFITS AT JUNE 30, 2023. THE CORPORATION'S FEDERAL INCOME TAX RETURNS FOR FISCAL YEARS 2022, 2021 AND 2020 REMAIN OPEN. THE CORPORATION'S STATE INCOME TAX RETURNS FOR FISCAL YEARS 2022, 2021, 2020 AND 2019 REMAIN OPEN. MANAGEMENT CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW AND NEW AUTHORITATIVE RULINGS. MANAGEMENT HAS ANALYZED THE TAX POSITIONS TAKEN BY THE CORPORATION AND HAS CONCLUDED THAT, AS OF JUNE 30, 2023, THERE ARE NO UNCERTAIN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN THAT WOULD REQUIRE RECOGNITION OF A LIABILITY (OR ASSET) OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: OTHER POSTRETIREMENT CHANGES RECOGNIZED 160,592. PART XII, LINE 4B - OTHER ADJUSTMENTS: OTHER COMPONENTS OF NET POSTRETIREMENT BENEFIT COST 147,406. 1 TRUSTEE OF THE UNIVERSITY OF PENNSYLVANIA P221 FRANKLIN BUILDING - 3451 WALNUT STREET PHILADELPHIA PA 19107 231352685 501(C)(3) 24895 0 RESEARCH THE TRUSTEES OF PRINCETON UNIVERSITY 701 CARNEGIE CENTER SUITE 435C PRINCETON NJ 08544 210634501 501(C)(3) 29451 0 RESEARCH CSULB RESEARCH FOUNDATION 6300 STATE UNIVERSITY DR SUITE 332 LONG BEACH CA 90815 956106694 501(C)(3) 34257 0 RESEARCH UNIVERSITY OF CALIFORNIA SANTA BARBARA 3227 CHEADLE HALL 3RD FLOOR SANTA BARBARA CA 93106 956006145 501(C)(3) 231522 0 RESEARCH PACIFIC UNIVERSITY 2043 COLLEGE WAY FOREST GROVE OR 97116 930386892 501(C)(3) 15522 0 RESEARCH FLORIDA STATE UNIVERSITY 874 TRADITIONS WAY SSB THIRD FLOOR TALLAHASSEE FL 32306 591961248 501(C)(3) 18231 0 RESEARCH TARZANA TREATMENT CENTERS INC 18646 OXNARD STREET TARZANA CA 91356 942219349 501(C)(3) 12000 0 RESEARCH VISION Y COMPROMISO 1000 ALAMEDA ST LOS ANGELES CA 90012 320071651 501(C)(3) 5484 0 RESEARCH UNIVERSITY OF MIAMI 5665 PONCE DE LEON BLVD RM 520 CORAL GABLES FL 33146 590624458 501(C)(3) 52279 0 RESEARCH UNIVERSITY OF COLORADO DENVER ANSCHUTZ MED CAMPUS FITZSIMONS BLDG 13001 E 17TH PL B119 AURORA CO 80045 840644739 115 36653 0 RESEARCH PASADENA CITY COLLEGE 1570 E COLORADO BLVD PASADENA CA 91106 952505000 115 5744 0 RESEARCH THE UNIVERSITY OF MISSISSIPPI 109 FALKNER UNIVERSITY MS 38677 646001159 501(C)(3) 101548 0 RESEARCH THE REGENTS OF THE UC SANTA CRUZ 1156 HIGH STREET SANTA CRUZ CA 95064 941539563 501(C)(3) 14136 0 RESEARCH THAI COMMUNITY DEVELOPMENT CENTER 6376 YUCCA STREET SUITE B LOS ANGELES CA 90028 954531770 501(C)(3) 7746 0 RESEARCH VENTURA COUNTY COMMUNITY COLLEGE DISTRICT MOORPARK COLLEGE 761 EAST DAILY DRIVE SUITE 200 CAMARILLO CA 93010 901021702 45378 0 NON-RESEARCH GRANTS SANTA CLARITA COMMUNITY COLLEGE 26455 ROCKWELL CANYON ROAD SANTA CLARITA CA 91355 952561360 115 94830 0 NON-RESEARCH GRANTS LOS ANGELES COMMUNITY COLLEGE DISTRICT PIERCE COLLEGE 6201 WINNETKA AVENUE WOODLAND HILLS CA 91371 911039199 501(C)(3) 19451 0 NON-RESEARCH GRANTS NEW MEXICO STATE UNIVERSITY PO BOX 30002 MSC RAS LAS CRUCES NM 88003 856000401 115 36981 0 RESEARCH REGENTS UNIVERSITY OF CALIFORNIA LOS ANGELES 10889 WILSHIRE BLVD SUITE 700-20 LOS ANGELES CA 90095 956006143 501(C)(3) 12595 0 RESEARCH CAL POLY POMONA FOUNDATION INC 3801 WEST TEMPLE AVENUE BUILDING 55 POMONA CA 91768 952417645 501(C)(3) 5355 0 NON-RESEARCH GRANTS UNIVERSITY OF CONNECTICUT 438 WHITNEY ROAD EXT UNIT 1133 STORRS CT 06269 060772160 115 10729 0 RESEARCH SAN FERNANDO COMMUNITY HOSPITAL 732 MOTT STREET SUITE 100/110 SAN FERNANDO CA 91340 510142144 501(C)(3) 19200 0 NON-RESEARCH GRANTS CALIFORNIA STATE UNIVERSITY LONG BEACH RESEARCH FOUNDATION 6500 STATE UNIVERSITY DR SUITE 332 LONG BEACH CA 90815 956106694 501(C)(3) 22000 0 NON-RESEARCH GRANTS CAL STATE LA UNIVERSITY AUXILIARY SERVICES INC 5151 STATE UNIVERSITY DRIVE GE 314 LOS ANGELES CA 90032 954016653 501(C)(3) 34195 0 NON-RESEARCH GRANTS CALIFORNIA STATE UNIVERSITY CHANNEL ISLANDS 1 UNIVERSITY DR CAMARILLO CA 93012 912153805 115 9232 0 NON-RESEARCH GRANTS HUMBOLDT STATE UNIVERSITY SPONSORED PROGRAMS FOUNDATION 1 HARPST ST ARCATA CA 95521 946050071 501(C)(3) 44630 0 NON-RESEARCH GRANTS CSU SAN MARCOS CORPORATION 333 S TWIN OAKS VALLEY ROAD SAN MARCOS CA 90296 330397688 501(C)(3) 46640 0 NON-RESEARCH GRANTS CARNEGIE INSTITUTION FOR SCIENCE 1530 P STREET NW WASHINGTON DC 20005 530196523 501(C)(3) 19800 0 RESEARCH TEXAS A&M UNIVERSITY - CENTRAL TEXAS FOUNDATION 400 HARVEY MITCHELL PKWY SOUTH SOUTE 300 COLLEGE STATION TX 77845 260895118 501(C)(3) 31254 0 RESEARCH LOS ANGELES MISSION COLLEGE 13356 ELDRIDGE AVE SYLMAR CA 91342 952925621 501(C)(3) 31190 0 RESEARCH CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF STREET NORTHRIDGE CA 91330 944358677 115 1436826 0 UNIVERSITY SUPPORT 30 1 TUITION/BOOKS/SUPPLIES 55 888691 TRAVEL 161 388687 SCHOLARSHIPS 595 3217281 STUDENT INCENTIVES AND HOUSING ASSISTANCE 31 290393 PART I, LINE 2: RESEARCH GRANTS SUB-RECIPIENTS (NON-PROFITS) - THE PRINCIPAL INVESTIGATOR ("PI") HAS THE RESPONSIBILITY, ON AN ONGOING BASIS THROUGHOUT THE LIFE OF THE AWARD, TO MONITOR THE ACTIVITIES OF SUB-RECIPIENTS IN ACCORDANCE WITH THE GOVERNING AGREEMENT, TO ASSURE THAT AWARDED FUNDS ARE USED FOR AUTHORIZED PURPOSES IN COMPLIANCE WITH THE PROVISIONS OF THE AGREEMENT, AND TO ENSURE THAT PERFORMANCE GOALS ARE MET. RESEARCH GRANTS SUB-RECIPIENTS (FOR-PROFITS) - BECAUSE A-133 DOES NOT APPLY TO FOR-PROFIT SUB-RECIPIENTS, THE UNIVERSITY CORPORATION MAY ESTABLISH ITS OWN REQUIREMENTS, AS NECESSARY ON AN INDIVIDUAL BASIS, TO ENSURE COMPLIANCE BY SUCH SUB-RECIPIENTS. THE PI SHOULD CONSIDER USING SUB-RECIPIENT MONITORING TECHNIQUES SIMILAR TO THOSE USED FOR ENTITIES THAT ARE SUBJECT TO A-133. CONTRACTS WITH FOR-PROFIT SUB-RECIPIENTS SHOULD DESCRIBE APPLICABLE COMPLIANCE REQUIREMENTS AND RESPONSIBILITIES. METHODS TO ASSESS COMPLIANCE WITH FEDERAL SUB-AWARDS MADE TO FOR-PROFIT SUB-RECIPIENTS MAY INCLUDE PRE-AWARD AUDITS, AND ON-SITE VISITS. IN ADDITION, SUB-RECIPIENTS THAT ARE NOT SUBJECT TO A-133 MAY BE ASKED TO SUBMIT SUPPORTING DOCUMENTATION IN THE FORM OF ORIGINAL RECEIPTS, COPIES OF PAYROLL RECORDS, AUDITS, ETC. IF CIRCUMSTANCES WARRANT. GRANTS TO INDIVIDUALS - GRANTS & OTHER ASSISTANCE ARE PRIMARILY GRANTED TO INDIVIDUALS TO HELP THEM IMPROVE THEIR RESEARCH SKILLS. AS SUCH, THE RESPONSIBLE PRINCIPAL INVESTIGATOR CLOSELY MONITORS THE PROGRESS OF THE RECIPIENTS. THE AMOUNT REPORTED IN PART III IS DISTRIBUTED FROM FUNDS RECEIVED FROM GRANTING ORGANIZATIONS THAT ARE RESPONSIBLE, ALONG WITH GRANT PROGRAM DIRECTORS OF CALIFORNIA STATE UNIVERSITY, NORTHRIDGE, FOR DETERMINING ELIGIBILITY AND INDIVIDUAL ASSISTANCE PAYMENT AMOUNT REQUIREMENTS. THE UNIVERSITY CORPORATION IS RESPONSIBLE FOR DISTRIBUTING GRANT FUNDS TO THOSE INDIVIDUALS INDICATED BY THE GRANTING AGENCY AND/OR PROGRAM DIRECTORS. X X X 0 0 0 0 0 0 0 0 0 ERIKA BECK CHAIR 0 421768 0 55000 0 12552 0 39439 0 32506 0 561265 0 0 COLIN DONAHUE SECRETARY 0 291728 0 3500 0 258 0 88931 0 25980 0 410397 0 0 RICK EVANS PRESIDENT 0 197200 0 3500 0 396 0 60456 0 10728 0 272280 0 0 MECHELLE BEST DIRECTOR 0 192080 0 3500 0 8 0 58420 0 10099 0 264107 0 0 HAMID JOHARI DIRECTOR 0 167932 0 3500 0 0 0 51497 0 27477 0 250406 0 0 DAVE MOON DIRECTOR 10150 142513 0 23500 0 1536 0 43018 0 2300 10150 212867 0 0 LIH-YUN WU CFO (UNTIL 1/23) 172067 0 0 0 6514 0 8542 0 2813 0 189936 0 0 0 BENEDICT YASPELKIS VICE PRESIDENT 0 113462 0 3500 0 0 0 35598 0 30458 0 183018 0 0 HEATHER CAIRNS DIRECTOR OF ADMIN & HR 111313 0 0 0 231 0 5972 0 33310 0 150826 0 0 0 PART I, LINE 3 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE, A RELATED ORGANIZATION ESTABLISHES COMPENSATION FOR ANY INDIVIDUALS COMPENSATED BY A RELATED ORGANIZATION ON PART VII FOR CALENDAR YEAR 2022. THIS RELATED ORGANIZATION USES THE FOLLOWING METHODS TO ESTABLISH COMPENSATION: ESTABLISHED AND MAINTAINS THE COMPENSATION FOR THE CEO/EXECUTIVE DIRECTOR. COMPENSATION IS DETERMINED BY CAMPUS OFFICE OF HUMAN RESOURCES USING CALIFORNIA STATE UNIVERSITY APPROVED METHODOLOGIES FOR DETERMINING COMPARABLE COMPENSATION. PART II: COMPENSATION FOR RICK EVANS WAS PAID BY CALIFORNIA STATE UNIVERSITY, NORTHRIDGE AND THEN REIMBURSED 80% BY THE UNIVERSITY CORPORATION AND 20% BY NORTH CAMPUS - UNIVERSITY PARK DEVELOPMENT CORPORATION, AN AFFILIATED ORGANIZATION. A TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077CY73 2015-08-05 1154470421 SEE PART VI 0 0 0 B TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077DAY8 2017-02-08 948163533 SEE PART VI 1 0 0 C TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY 912155587 13077DEZ1 2018-08-02 584127152 SEE PART VI 1 0 0 A 385000 2660000 15854 13345 3045000 2016 1 0 1 1 B 1310000 2390000 820000 2447901 5654 1997 0 0 1 1 C 700000 1475000 625000 1498040 7130 1998 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 0 0 0 0 0 0 NA 0 0 0 NA 0 1 1 B 0 0 0 0 0 0 NA 0 0 0 NA 0 1 1 C 0 0 0 0 0 0 NA 0 0 0 NA 0 1 1 A 1 B 1 C 1 SCHEDULE K, PART I CONTINUATION, LINE A: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077CY73 (D) DATE ISSUED: 8/5/2015 (E) ISSUE PRICE: 1,154,470,421 (F) PURPOSE: PORTION OF SRB 2015A USED TO FUND COSTS ASSOCIATED WITH THE ACQUISITION OF THE UNIVERSITY CORPORATION 9324 RESEDA BLVD. BUILDING PROPERTY SCHEDULE K, PART I CONTINUATION, LINE B: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077DAY8 (D) DATE ISSUED: 2/8/2017 (E) ISSUE PRICE: 948,163,533 (F) PURPOSE: PORTION OF SRB 2017A REFUNDED SRB 2007A ALLOCABLE TO PRIOR REFUNDING OF CSUN UNIVERSITY CORPORATION SERIES 1996 BONDS ALLOCABLE TO CAMPUS BOOKSTORE SCHEDULE K, PART I CONTINUATION, LINE C: (A) ISSUER NAME: TRUSTEES OF THE CALIFORNIA STATE UNIVERSITY (B) ISSUER EIN: 91-2155587 (C) CUSIP #: 13077DEZ1 (D) DATE ISSUED: 8/2/2018 (E) ISSUE PRICE: $584,127,152 (F) PURPOSE: PORTION OF SRB 2018A REFUNDED CSUN UNIVERSITY CORPORATION SERIES 2008A WHICH REFUNDED SERIES 1996 BONDS ALLOCABLE TO CAMPUS FACULTY-STAFF HOUSING (COLLEGE COURT CONDOMINIUMS) FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS: AUXILIARY SERVICES, FOOD SERVICES, BOOKSTORE COMMISSIONS, REAL ESTATE RENTALS - THE CSUN CAMPUS STORE'S PRIMARY FUNCTION IS TO PROVIDE ACADEMIC MATERIALS TO STUDENTS IN A TIMELY AND EFFICIENT MANNER. THE STORE ACTIVELY PURSUES WAYS TO HELP CONTAIN THE COSTS OF EDUCATIONAL MATERIALS, ALWAYS STRIVES TO IMPROVE THE QUALITY OF ITS SERVICES, AND IS COMMITTED TO FACILITATING LEARNING AND ACHIEVEMENT. THE CSUN CAMPUS STORE HAS BEEN OPERATED BY FOLLETT HIGHER EDUCATION GROUP SINCE 1997. CSUN DINING PROVIDES QUALITY FOOD SERVICE TO STUDENTS, FACULTY AND STAFF WHILE GENERATING A SURPLUS FOR THE UNIVERSITY. THE REAL ESTATE DIVISION MANAGES CORPORATION-OWNED REAL ESTATE USED FOR VARIOUS PURPOSES, INCLUDING FACULTY/STAFF HOUSING AND THE OFFICIAL RESIDENCE OF THE UNIVERSITY PRESIDENT, FUTURE UNIVERSITY NEEDS, AND INVESTMENT. THE UNIVERSITY CORPORATION ALSO MANAGES THE UNIVERSITY'S LICENSING PROGRAM WHICH INCLUDES THE LICENSING OF UNIVERSITY LOGOS AND TRADEMARKS, AS WELL AS THE LICENSING OF ALL CAMPUS GROUNDS AND FACILITIES. THE CORPORATION WORKS CLOSELY WITH THE UNIVERSITY TO ESTABLISH POLICIES AND PROCEDURES THAT MAKE THE CAMPUS FACILITIES AVAILABLE TO THE COMMUNITY-AT-LARGE IN A PROFESSIONAL MANNER THAT ENSURES SAFETY, PROTECTS CAMPUS FACILITIES, AND ENSURES RECOVERY OF ALL RELATED UNIVERSITY COSTS. FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS: UNIVERSITY PROJECTS - THE UNIVERSITY CORPORATION SET ASIDE A PORTION OF THE AVAILABLE SURPLUS FUNDS FROM OPERATIONS TO SUPPORT THE UNIVERSITY. THE UNIVERSITY IS RESPONSIBLE FOR PRIORITIZING FISCAL REQUESTS AND ALLOCATING THOSE FUNDS. IN ADDITION, THE CORPORATION ALSO SUPPORTS MERITORIOUS ENDEAVORS AND EXPLORATORY PROJECTS CREATED AND ADMINISTERED BY STUDENTS, FACULTY AND STAFF. FOUR QUASI-ENDOWMENTS HAVE BEEN ESTABLISHED FOR THIS PURPOSE. THE STUDENT PROJECTS ENDOWMENT SUPPORTS PROJECTS THAT ARE INNOVATIVE, OF COMPELLING TEMPORARY OR CAMPUS-WIDE INTEREST OR SIGNIFICANCE, OR SO UNIQUE AS TO FALL OUTSIDE THE PURVIEW OF REGULARLY ESTABLISHED PROGRAMS. THE JUDGE JULIAN BECK LEARNING-CENTERED INSTRUCTIONAL PROJECTS PROGRAM IS SUPPORTED BY AN ENDOWMENT ESTABLISHED IN 1976 BY THE UNIVERSITY CORPORATION'S BOARD. FACULTY AND STAFF MAY SUBMIT PROPOSALS THAT PROMOTE LEARNING-CENTERED PRACTICES. PROPOSALS ARE SOLICITED, REVIEWED AND AWARDED ANNUALLY BY AN ADVISORY BOARD. FINALLY, THE UNIVERSITY CORPORATION FACULTY RESEARCH ENDOWMENT PROVIDES GRANTS TO FACULTY IN SUPPORT OF RESEARCH AND CREATIVE ENDEAVORS. PROPOSALS ARE REVIEWED BY A COMMITTEE OF THE UNIVERSITY'S GENERAL FACULTY. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS PREPARED IN COLLABORATION WITH THE CFO, THE DIRECTOR OF FINANCIAL SERVICES AND THE AVP OF FINANCE FOR THE UNIVERSITY. ONCE THE RETURN HAS BEEN PREPARED BY THE EXTERNAL AUDITORS AND REVIEWED BY INTERNAL STAFF, THE RETURN IS GIVEN TO THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS FOR THEIR APPROVAL. THE FILED REPORT IS THEN SCANNED AND MADE AVAILABLE TO THE PUBLIC VIA A LINK ON THE UNIVERSITY CORPORATION'S WEBSITE. FORM 990, PART VI, SECTION B, LINE 12C TO AVOID CONFLICTS OF INTEREST, STRICT RULES APPLY TO TRANSACTIONS IN WHICH BOTH THE ORGANIZATION AND ITS DIRECTORS OR OFFICERS OR THEIR RELATIVES HAVE FINANCIAL INTERESTS. TO AVOID PERSONAL LIABILITY AND VARIOUS PENALTIES CIVIL AND CRIMINAL, EACH DIRECTOR IS REQUIRED TO SCRUTINIZE ANY SUCH TRANSACTION WITH PARTICULAR CARE TO ASSURE THAT ALL APPLICABLE RULES HAVE DEFINITELY BEEN SATISFIED. A DIRECTOR OF A CSU AUXILIARY MAY NOT BE FINANCIALLY INTERESTED IN A CONTRACT OR OTHER TRANSACTION WITH THE AUXILIARY (SELF-DEALING). ANY SUCH CONTRACT OR TRANSACTION IS VOID, UNLESS THE DIRECTOR'S FINANCIAL INTEREST IS REMOTE; THE FINANCIAL TRANSACTION WAS ADEQUATELY DISCLOSED TO THE BOARD; THE DIRECTOR DID NOT PROMOTE THE TRANSACTION BEFORE THE DISCLOSURE; THE BOARD APPROVED THE TRANSACTION WITHOUT THE VOTE OF THE INTERESTED DIRECTOR; AND THE DEAL WAS JUST AND REASONABLE TO THE AUXILIARY AT THE TIME THE BOARD APPROVED IT. GENERALLY, BOARD APPROVAL MUST BE OBTAINED PRIOR TO CONSUMMATING A SELF-DEALING TRANSACTION OR ANY PART OF IT. THE BOARD MUST AUTHORIZE THE TRANSACTION IN GOOD FAITH, BY A VOTE OF A MAJORITY OF THE DIRECTORS THEN IN OFFICE WITHOUT COUNTING THE VOTE OF ANY INTERESTED DIRECTOR (ALTHOUGH INTERESTED DIRECTORS MAY BE COUNTED IN DETERMINING THE PRESENCE OF A QUORUM AT THE MEETING). PRIOR TO THE VOTE, THE DIRECTORS MUST HAVE KNOWLEDGE OF THE MATERIAL FACTS CONCERNING THE TRANSACTION AND THE DIRECTOR'S INTEREST IN THE TRANSACTION. THE BOARD MUST CONSIDER, AND IN GOOD FAITH DETERMINE AFTER REASONABLE INVESTIGATION UNDER THE CIRCUMSTANCES, THAT THE CORPORATION COULD NOT HAVE OBTAINED A MORE ADVANTAGEOUS ARRANGEMENT WITH REASONABLE EFFORT UNDER THE CIRCUMSTANCES. FORM 990, PART VI, SECTION B, LINE 15 CALIFORNIA STATE UNIVERSITY, NORTHRIDGE ESTABLISHED AND MAINTAINS THE COMPENSATION FOR THE TOP MANAGEMENT OFFICIAL. COMPENSATION IS DETERMINED BY CAMPUS OFFICE OF HUMAN RESOURCES USING CALIFORNIA STATE UNIVERSITY APPROVED METHODOLOGIES FOR DETERMINING COMPARABLE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 BYLAWS, ARTICLES OF INCORPORATION, BOARD MEETING MINUTES, ANNUAL BUDGETS, AND AUDITED FINANCIAL REPORTS ARE POSTED ON THE COMPANY WEBSITE FOR PUBLIC ACCESS. FORM 990, PART XI, LINE 9: OTHER COMPONENTS OF NET POSTRETIREMENT BENEFIT COST 147,406. OTHER POSTRETIREMENT CHANGES RECOGNIZED -160,592. CALIFORNIA STATE UNIVERSITY NORTHRIDGE 18111 NORDHOFF STREET NORTHRIDGE CA 91330 954358677 ACCREDITED PUBLIC UNIVERSITY CA 115 N/A N/A 0 NORTH CAMPUS - UNIVERSITY PARK DEVELOPMENT CORPORATION 18111 NORDHOFF STREET NORTHRIDGE CA 91330 954115921 RENTAL INCOME AND LICENSING FEES FROM NORTH CAMPUS FACILITIES CA 501(C)(3) LINE 12C, III-FI CALIFORNIA STATE UNIVERSITY NORTHRIDGE 0 CALIFORNIA STATE UNIVERSITY NORTHRIDGE FOUNDATION 18111 NORDHOFF STREET NORTHRIDGE CA 91330 956196006 RESPONSIBLE FOR PHILANTHROPIC FUNDS/GIFTS RAISED FOR CSU NORTHRIDGE CA 501(C)(3) LINE 5 CALIFORNIA STATE UNIVERSITY NORTHRIDGE 0 ASSOCIATED STUDENTS INC 18111 NORDHOFF STREET NORTHRIDGE CA 91330 951992734 SUPPORTING ORGANIZATION FOR CALIFORNIA STATE UNIVERSITY, NORTHRIDGE CA 501(C)(3) LINE 12C, III-FI CALIFORNIA STATE UNIVERSITY NORTHRIDGE 0 UNIVERSITY STUDENT UNION 18111 NORDHOFF STREET NORTHRIDGE CA 91330 237321859 EXPANDS THE COLLEGE EXPERIENCE THROUGH VARIOUS PROGRAMS AND SERVICES CA 501(C)(3) LINE 12C, III-FI CALIFORNIA STATE UNIVERSITY NORTHRIDGE 0 0 1 0 1 1 0 0 0 0 1 1 1 0 0 1 1 1 0 0