2024-05-15T16:16:33-05:00 2023-06-30 731413977 HOGANTAYLOR LLP 1225 N BROADWAY AVENUE SUITE 200 OKLAHOMA CITY OK 73103 990 2022-07-01 736091755 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIV 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 TRENT R WELLS VICE-PRESIDENT AND TREASURER 4053211174 2024-05-14 1 TRENT WELLS 999009999 0 ASHLEY M FOGLE P01258800 4058482020 2024-05-14 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z GUY L PATTON 100 TIMBERDELL ROAD NORMAN OK 73019 570668124 0 X WWW.OUFOUNDATION.ORG X 1944 OK THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT CHARITABLE ORGANIZATION THAT FACILITATES AND MANAGES PHILANTHROPIC GIFTS TO SUPPORT THE UNIVERSITY OF OKLAHOMA. WITH A CULTURE OF INTEGRITY, SKILL AND PERSISTENCE, WE ALIGN THE PASSIONS OF DONORS AND OUR ALUMNI WITH THE INDELIBLE MISSION OF THE UNIVERSITY OF OKLAHOMA. 22 22 285 24 1398859 972893 197489221 187925500 0 0 49367567 24257567 7695311 31259072 254552099 243442139 168583302 161479041 0 0 6416518 7707728 335132 422814 22080809 23409683 30360415 198744635 199969998 55807464 43472141 2467155168 2575373616 481366733 466270265 1985788435 2109103351 X THE UNIVERSITY OF OKLAHOMA FOUNDATION IS AN INDEPENDENT CHARITABLE ORGANIZATION THAT FACILITATES AND MANAGES PHILANTHROPIC GIFTS TO SUPPORT THE UNIVERSITY OF OKLAHOMA. WITH A CULTURE OF INTEGRITY, SKILL AND PERSISTENCE, WE ALIGN THE PASSIONS OF DONORS AND OUR ALUMNI WITH THE INDELIBLE MISSION OF THE UNIVERSITY OF OKLAHOMA. 0 0 41268842 41117953 GENERAL UNIVERSITY EDUCATION ASSISTANCEEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM GENERAL SUPPLIES TO SPECIFIC PROJECTS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 36485297 36485297 STUDENT SCHOLARSHIPSEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM UNRESTRICTED SCHOLARSHIPS TO RESTRICTED SCHOLARSHIPS WITHIN A COLLEGE/DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 56904317 56585454 SALARY SUPPLEMENTSSUCH EXPENDITURES ARE PROCESSED THROUGH THE UNIVERSITY'S PAYROLL SYSTEM. UPON RECEIVING ADEQUATE DOCUMENTATION, THE FOUNDATION WILL REIMBURSE THE UNIVERSITY FOR SUCH EXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE. 27290337 27290337 FACILITIES AND EQUIPMENTEXPENDITURES MADE IN ACCORDANCE WITH THE FUND PURPOSE RANGING FROM THE PURCHASE OF LAB EQUIPMENT TO CONSTRUCTION OF BUILDINGS WITHIN A DEPARTMENT OR SCHOOL OF THE UNIVERSITY. 27290337 27290337 161948793 1 1 0 1 0 1 0 1 0 1 1 0 0 0 1 0 0 1 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 1 0 1 234 0 1 285 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 22 22 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 1 AZ CA CO CT DC FL GA IL IN MD MA MN NY ND OK OR VA WV WI MT X X X TRENT R WELLS 4053211174 100 TIMBERDELL ROAD NORMAN OK 73019 ELBY BEAL CHAIR, TRUSTEE 1.00 X 0 0 0 DAVID MOFFETT VICE-CHAIR, TRUSTEE 1.00 X 0 0 0 CHRIS ANOATUBBY TRUSTEE 1.00 X 0 0 0 ALAN ARMSTRONG TRUSTEE 1.00 X 0 0 0 ROBERT BEALL TRUSTEE 1.00 X 0 0 0 JEB BOATMAN TRUSTEE 1.00 X 0 0 0 KEVIN BURDICK TRUSTEE 1.00 X 0 0 0 ANN COSGROVE TRUSTEE 1.00 X 0 0 0 KAY DONAHUE TRUSTEE 1.00 X 0 0 0 MARY DURIE TRUSTEE 1.00 X 0 0 0 PHIL ESTES TRUSTEE 1.00 X 0 0 0 DAN EVATT TRUSTEE 1.00 X 0 0 0 DANNY HEATLY TRUSTEE 1.00 X 0 0 0 KEITH JACKSON TRUSTEE 1.00 X 0 0 0 ANNABEL JONES TRUSTEE 1.00 X 0 0 0 MICHAEL JOSEPH TRUSTEE 1.00 X 0 0 0 SANDY KINNEY TRUSTEE 1.00 X 0 0 0 TH MCCASLAND III TRUSTEE 1.00 X 0 0 0 HARRY PEFANIS TRUSTEE 1.00 X 0 0 0 LARRY PINKERTON TRUSTEE 1.00 X 0 0 0 FLOYD SIMON JR TRUSTEE 1.00 X 0 0 0 DON SMITHERMAN TRUSTEE 1.00 X 0 0 0 BOLAJI SOFOLA TRUSTEE 1.00 X 0 0 0 SHAREN JESTER TURNEY TRUSTEE 1.00 X 0 0 0 GUY L PATTON PRESIDENT AND CEO 39.00 1.00 X 629721 0 54151 AMY NOAH VICE PRESIDENT AND CAO 40.00 X 390072 0 50997 BONNIE KENNEDY VICE PRESIDENT AND COO 40.00 X 380905 0 48799 BRAD JOHNSON VICE PRESIDENT AND CIO 40.00 X 682842 0 50261 KATHY HARLIN CORPORATE SECRETARY 40.00 X 161090 0 26684 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 40.00 X 305430 0 49651 TRENT WELLS VICE PRESIDENT AND TREASURER 39.00 1.00 X 323244 0 43301 EUGENE LOHMEYER DEPUTY CHIEF INVESTMENT OFFICER 40.00 X 441821 0 30499 STACEY MAXON ASST. VP FOR ADVANCEMENT - OU HEALTH 40.00 X 253806 0 32870 MARY JILL HUGHES ASST. VP FOR ADVANCEMENT - NORMAN CAMPUS 40.00 X 242285 0 41665 JORDAN ELLIS OF COUNSEL 40.00 X 231464 0 41721 JOHN HILLIS SR. DIRECTOR OF PRINCIPAL GIFTS 40.00 X 215264 0 32155 4257944 0 502754 49 0 1 0 SUN CONSTRUCTION SERVICES INC 1000 S MAIN STREET NOBLE OK 73068 CONSTRUCTION 1942437 CAMBRIDGE ASSOCIATES LLC PO BOX 412015 BOSTON MA 02241 INVESTMENT CONSULTANT 756667 ONE SIXTY OVER NINETY LLC 510 WALNUT STREET 19TH FLOOR PHILADELPHIA PA 19106 MARKETING SERVICES 462875 SOUTHWESTERN ROOFING & METAL INC 4300 N SANTE FE AVENUE OKLAHOMA CITY OK 73118 CONSTRUCTION 456589 MARKETING COMMUNICATION RESOURCE INC 4800 E 345TH STREET WILLOUGHBY OH 44094 MARKETING SERVICES 338218 13 2752740 185172760 9228974 187925500 23668384 23668384 7904283 7904283 327815168 327225985 589183 589183 589183 OTHER INCOME 900099 15930570 15216530 714040 FUNDRAISING SERVICE RE 900099 6739400 6739400 PARTNERSHIP INCOME 900099 684819 684819 23354789 243442139 21955930 1398859 32161850 124993744 124993744 36485297 36485297 3396251 3396251 3330188 3330188 408435 408435 299677 299677 273177 273177 802166 802166 235377 235377 122036 122036 422814 422814 1513295 1513295 925486 150889 774597 445340 445340 687724 687724 1074016 1074016 623354 623354 815550 815550 789343 789343 307071 307071 EXPENSES REIMBURSED TO 21657995 21657995 STUDENT AND FACULTY AWA 318863 318863 TAX ON UBI 42799 42799 199969998 161948793 15940396 22080809 24885589 8149614 285028209 280312741 91323086 125095735 1305679 4415461 54988 240002 33089641 2503319 30474223 30586322 1975870776 2057417101 43351895 46282072 14860723 22874568 2467155168 2575373616 12898833 20742259 468467900 445528006 481366733 466270265 X 61859123 66663556 1923929312 2042439795 1985788435 2109103351 2467155168 2575373616 43472141 79842775 0 X 0 1 X 1 0 X 140119719 122768069 225949467 197489221 187925500 874251976 140119719 122768069 225949467 197489221 187925500 874251976 142924362 731327614 23324886 18905147 16623706 27947429 31572667 118373835 407626 1792748 96782 1415651 972893 4685700 2528924 2612900 6933347 21955930 34031101 1031342612 0.70910 0.73830 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 0 0 0 0 33 894679 150031 18072285 1 1 39926563 X X X 0 1637403947 39788710 93020781 24657831 55911604 15215091 1674428912 1774601369 62913868 -125164405 18695640 39435548 16815697 1637403947 1265078982 131035792 457079007 43871033 20977183 13744196 1774601369 1250649754 32973485 51089115 37532090 20116881 11984401 1265078982 1177413117 45937447 80975814 27272398 15114365 11289861 1250649754 0.02010 0.97990 0.00000 0 0 26188053 26188053 4614978 1341290 3273688 2286610 1162029 1124581 30586322 ASSETS HELD IN CUSTODY FOR OTHERS 444800369 CHARITABLE REMAINDER TRUST OBLIGATIONS 727637 445528006 PART III, LINE 4: THE FOUNDATION'S COLLECTION IS MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE, RATHER THAN FOR FINANCIAL GAIN. ALL COLLECTIONS OF WORKS OF ART, HISTORICAL TREASURES AND SIMILAR ASSETS ARE CARRIED AT THE LOWER OF COST OR FAIR VALUE AT THE TIME OF DONATION. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES ANY PROCEEDS FROM DEACCESSION BE UTILIZED FOR DIRECT CARE OF THE COLLECTION. THE FOUNDATION DEFINES DIRECT CARE AS INVESTING IN THE WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS BY ENHANCING THEIR LIFE, USEFULNESS, OR QUALITY THEREBY ENSURING THEY WILL CONTINUE TO BENEFIT THE PUBLIC. PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS HAVE BEEN RESTRICTED BY DONORS TO BE MAINTAINED BY THE FOUNDATION IN PERPETUITY. THE FOUNDATION HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS THAT ATTEMPT TO PROVIDE A PREDICTABLE STREAM OF FUNDING TO PROGRAMS AND OTHER ITEMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWMENT. 1 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, PASSIVE INVESTMENTS 234842503 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PASSIVE INVESTMENTS 10793473 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PASSIVE INVESTMENTS 91988 0 0 0 0 0 0 245727964 0 245727964 1 0 1 0 1 0 PART I, LINE 2: THE FOUNDATION MAINTAINS A LARGE AMOUNT OF INVESTMENTS OUTSIDE OF THE UNITED STATES. THE FOUNDATION REVIEWS THE EXPENDITURE REQUEST AND ENSURES THAT THE REQUEST COMPLIES WITH THE FUND AGREEMENT BEFORE DISBURSING THE FUNDS. PART I, LINE 3: ACCOUNTING METHOD IS FAIR MARKET VALUE. PART III ACCOUNTING METHOD: SCHEDULE F, PART I THE ORGANIZATION RECEIVED CONTRIBUTIONS FROM DONORS OUTSIDE THE UNITED STATES DURING THE TAX YEAR. X X X X X 1 ONE SIXTY OVER NINETY 510 WALNUT STREET 19TH FLOOR PHILADELPHIA PA 19106 STRATEGIC FUNDRAISING CONSULTING 0 0 198875 0 PLUS DELTA PARTNERS 6965 EL CAMINO REAL SUITE 105-488 CARLSBAD CA 92009 STRATEGIC FUNDRAISING CONSULTING 0 0 98500 0 DOUG MARTIN 610 COPPER RIDGE RICHARDSON TX 75080 STRATEGIC FUNDRAISING CONSULTING 0 0 48432 0 MARTS & LUNDY INC 160 CHUBB AVENUE SUITE 303 LYNDHURST NJ 07071 STRATEGIC FUNDRAISING CONSULTING 0 0 37200 0 SHAUN KEISLER 419 ROOS STREET DAVIS CA 95618 STRATEGIC FUNDRAISING CONSULTING 0 0 26607 0 GARFINKEL AND ASSOCIATES PO BOX 352 KENSINGTON MD 20895 STRATEGIC FUNDRAISING CONSULTING 0 0 6950 0 SHAFF FUNDRAISING GROUP 3 ALABAMA COURT TOWSON MD 21204 STRATEGIC FUNDRAISING CONSULTING 0 0 6250 0 422814 AK AR CA CO DC KY ME MD MA MI MN NV NH NJ NY OH OK OR SC TN UT WA WV 1 UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 27290337 0 FACILITIES AND EQUIPMENT UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 56585454 0 SALARY SUPPLEMENTS UNIVERSITY OF OKLAHOMA 660 PARRINGTON OVAL NORMAN OK 73019 736017987 501(C)(3) 41117953 0 GENERAL EDUCATION ASSISTANCE 1 SCHOLARSHIPS 9904 36485297 PART I, LINE 2: THE FOUNDATION REVIEWS ALL EXPENDITURES TO ENSURE EXPENDITURES MEET DONOR INTENT. X X X X 0 0 0 1 0 1 0 0 0 BRAD JOHNSON VICE PRESIDENT AND CIO 390448 0 277586 0 14808 0 40250 0 10011 0 733103 0 0 0 GUY L PATTON PRESIDENT AND CEO 519088 0 98633 0 12000 0 40550 0 13601 0 683872 0 0 0 EUGENE LOHMEYER DEPUTY CHIEF INVESTMENT OFFICER 174923 0 200000 0 66898 0 23565 0 6934 0 472320 0 0 0 AMY NOAH VICE PRESIDENT AND CAO 335800 0 41580 0 12692 0 39876 0 11121 0 441069 0 0 0 BONNIE KENNEDY VICE PRESIDENT AND COO 326739 0 50320 0 3846 0 40250 0 8549 0 429704 0 0 0 TRENT WELLS VICE PRESIDENT AND TREASURER 277194 0 35280 0 10770 0 29700 0 13601 0 366545 0 0 0 KEITH PETERS VICE PRESIDENT AND GENERAL COUNSEL 264315 0 31500 0 9615 0 36050 0 13601 0 355081 0 0 0 STACEY MAXON ASST. VP FOR ADVANCEMENT - OU HEALTH 215091 0 34580 0 4135 0 22730 0 10140 0 286676 0 0 0 MARY JILL HUGHES ASST. VP FOR ADVANCEMENT - NORMAN CA 206570 0 31580 0 4135 0 28982 0 12683 0 283950 0 0 0 JORDAN ELLIS OF COUNSEL 205124 0 21840 0 4500 0 28120 0 13601 0 273185 0 0 0 JOHN HILLIS SR. DIRECTOR OF PRINCIPAL GIFTS 187836 0 20120 0 7308 0 25000 0 7155 0 247419 0 0 0 KATHY HARLIN CORPORATE SECRETARY 138557 0 17263 0 5270 0 18135 0 8549 0 187774 0 0 0 PART I, LINE 5 THE FOUNDATION ADOPTED AN INVESTMENT OFFICE INCENTIVE PLAN IN APRIL OF 2021. THIS PLAN INCLUDES INCENTIVES FOR INVESTMENT PROFESSIONALS AND IS BASED ON KEY PERFORMANCE METRICS DEFINED BY THE PLAN. THE INCENTIVE PLAN FOR THE INVESTMENT TEAM OF THE FOUNDATION HAS BEEN ESTABLISHED TO ACCOMPLISH SEVERAL IMPORTANT OBJECTIVES: - MOTIVATE AND REWARD DESIRED PERFORMANCE ON THE PART OF THE TEAM. - IMPROVE INVESTMENT PERFORMANCE IN RELATION TO PEERS AND TO INVESTMENT STANDARDS AND BENCHMARKS IN THE INDUSTRY. - DEFINE, MEASURE AND REWARD THE PERFORMANCE AND CONTRIBUTIONS BY THE INVESTMENT OFFICE. - ENABLE THE FOUNDATION TO ATTRACT AND RETAIN HIGH-CALIBER TALENT THROUGH OFFERING COMPETITIVE AND ATTRACTIVE COMPENSATION PROGRAMS AND PAY LEVELS FOR INVESTMENT PROFESSIONALS. PART I, LINE 6 THE FOUNDATION ADOPTED AN INCENTIVE COMPENSATION PLAN IN APRIL OF 2021. THIS PLAN INCLUDES INCENTIVES FOR REGULAR FOUNDATION EMPLOYEES AND IS BASED ON KEY PERFORMANCE METRICS DEFINED BY THE PLAN.THIS INCENTIVE COMPENSATION PLAN HAS BEEN ESTABLISHED TO ACCOMPLISH SEVERAL IMPORTANT OBJECTIVES: - MOTIVATE PARTICIPANTS TO CONTRIBUTE TO THE SUCCESSFUL PERFORMANCE OF THE FOUNDATION AS ASSESSED THROUGH THE METRICS OUTLINED IN THE PLAN. - LINK INCENTIVE COMPENSATION OPPORTUNITIES TO THE KEY PERFORMANCE METRICS OF THE PLAN. - ENCOURAGE AND REWARD OUTSTANDING PERFORMANCE BY PLAN PARTICIPANTS. - ENABLE THE FOUNDATION TO ATTRACT AND RETAIN HIGH-CALIBER TALENT AT EVERY LEVEL OF THE ORGANIZATION. X 89 9228974 AVERAGE HIGH/LOW PRICE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11B THE CONTROLLER, WITH HELP FROM VARIOUS DEPARTEMENTS GATHERING SUPPORT, PROVIDES INFORMATION TO OUR ACCOUNTANTS FOR TAX PREPARATION. THE CONTROLLER RECEIVES THE COMPLETED FORM 990 AND REVIEWS THE CALCULATIONS TO ENSURE ACCURACY. THE LEGAL DEPARTMENT PEFORMS AN OVERALL REVIEW. ONCE THE FINAL FORM 990 HAS BEEN PREPARED, FORM 990 IS DISTRIBUTED TO THE AUDIT AND FINANCE COMMITTEE FOR APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS AND TRUSTEES ARE REQUIRED TO DISCLOSE CONFLICTS ON A YEARLY BASIS. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION USES AN OUTSIDE CONSULTANT TO PREPARE A COMPENSATION SURVEY OF WHICH WE USE TO PROVIDE GUIDELINES FOR FOUNDATION COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE AND UPON REQUEST. HAMM FAMILY DIABETES CENTER LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 DIABETES RESEARCH OK 3269670 38692341 UNIVERSITY OF OKLAHOMA FOUNDATION INC LW CARY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 15196 UNIVERSITY OF OKLAHOMA FOUNDATION INC OU FOUNDATION INVESTMENTS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 INVESTMENT MANAGEMENT OK 0 0 UNIVERSITY OF OKLAHOMA FOUNDATION INC OUF REAL ESTATE HOLDINGS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 181019 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNIVERSITY NORTH PARK LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 350410 32973026 UNIVERSITY OF OKLAHOMA FOUNDATION INC UNP REALTY INVESTORS LLC 100 TIMBERDELL ROAD NORMAN OK 73019 736091755 REAL ESTATE OK 0 640 UNIVERSITY OF OKLAHOMA FOUNDATION INC FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA INC 100 TIMBERDELL ROAD NORMAN OK 73019 453266058 EDUCATIONAL OK 501(C)(3) LINE 5 UNIVERSITY OF OKLAHOMA FOUNDATION INC 1 CHARITABLE REMAINDER TRUSTS (27) INVESTMENT OK UNIVERSITY OF OKLAHOMA FOUNDATION INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 FOUNDATION FOR ENGINEERING AT THE UNIVERSITY OF OKLAHOMA C 2752740 CASH