2025-03-26T07:21:24-05:00 2024-05-31 141555429 UHY ADVISORS NORTHEAST INC ONE WEST AVENUE SUITE 205 SARATOGA SPRINGS NY 12866 990 2023-06-01 141338498 SIENA COLLEGE SIEN 5187832300 ROUTE 9 LOUDONVILLE NY 12211 YVONNE BERRY INTERIM VP OF FINANCE & ADMIN 5187832300 2025-03-25 1 1 ERIC SCARINGE P01432748 5185831234 2025-03-25 2023 2025-03-06 01:10:19Z YVONNE BERRY ROUTE 9 LOUDONVILLE NY 12211 224174742 0 X WWW.SIENA.EDU X 1937 NY SEE SCHEDULE O 32 31 2097 62 36061 28651 15320722 13329623 187617170 194046478 6834516 8663223 307291 305825 210079699 216345149 86842070 88725651 0 0 72907887 76940451 0 0 6851085 43872724 44386819 203622681 210052921 6457018 6292228 354592504 379621201 54645272 61209106 299947232 318412095 X SEE SCHEDULE O 0 0 185942597 88725651 194046478 SEE SCHEDULE O 185942597 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 1 1 1 0 0 1 386 0 1 2097 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 32 31 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X YVONNE BERRY 5787832300 SIENA COLLEGE LOUDONVILLE NY 12211 CHARLES SEIFERT PRESIDENT 50.00 0.00 X X 359955 0 61875 THOMAS L AMELL TRUSTEE - VICE CHAIR 2.00 0.00 X 0 0 0 THOMAS J BALDWIN JR TRUSTEE - CHAIR 15.00 0.00 X 0 0 0 RONALD E BJORKLUND TRUSTEE - VICE CHAIR 1.00 0.00 X 0 0 0 DAVID BROWN TRUSTEE 4.00 0.00 X 0 0 0 THOMAS J BURKE TRUSTEE 4.00 0.00 X 0 0 0 VIRGINIA DARROW TRUSTEE - TREASURER 2.00 0.00 X 0 0 0 FR JAMES G GANNON OFM TRUSTEE 2.00 0.00 X 0 0 0 PAUL L GIOIA TRUSTEE 3.00 0.00 X 0 0 0 JASON GOTTLIEB TRUSTEE 15.00 0.00 X 0 0 0 JOHN R HELD TRUSTEE 2.00 0.00 X 0 0 0 STEVEN L LAMY TRUSTEE 2.00 0.00 X 0 0 0 BR WALTER J M LISS OFM TRUSTEE 1.00 0.00 X 0 0 0 FR ERICK LOPEZ OFM TRUSTEE 0.50 0.00 X 0 0 0 JAN TRAYNOR MACDONNELL TRUSTEE 1.00 0.00 X 0 0 0 JOANNE E MALOY TRUSTEE 2.00 0.00 X 0 0 0 TEHRESA M MASSENA TRUSTEE 2.00 0.00 X 0 0 0 MALLORY MASSRY TRUSTEE 3.00 0.00 X 0 0 0 BURGANDY-LEIGH MCCURTY TRUSTEE 2.00 0.00 X 0 0 0 WILLIAM P MCGOLDRICK TRUSTEE 5.00 0.00 X 0 0 0 LISA J MOSER TRUSTEE 2.00 0.00 X 0 0 0 REV KEVIN J MULLEN OFM TRUSTEE 2.00 0.00 X 0 0 0 PATRICIA A NASHELSKY TRUSTEE 10.00 0.00 X 0 0 0 JOHN NIGRO TRUSTEE 3.00 0.00 X 0 0 0 NIPA NOBEL TRUSTEE 1.00 0.00 X 0 0 0 DAN RUTNIK TRUSTEE 5.00 0.00 X 0 0 0 LEWIS STEVERSON TRUSTEE 10.00 0.00 X 0 0 0 BR BASIL J VALENTE OFM TRUSTEE 2.00 X 0 0 0 TIM TATTAM TRUSTEE 0.00 X 0 0 0 KATHLEEN DIGAN TRUSTEE 5.00 0.00 X 0 0 0 JUDY CAPANO-MICHAELSON TRUSTEE 5.00 0.00 X 0 0 0 JOHN MCMAHON TRUSTEE 4.00 0.00 X 0 0 0 MARGARET MADDEN PROVOST SENIOR VICE PRESIDENT 55.00 0.00 X 289189 0 32994 DAVID SMITH VP DEVELOPMENT & EXTERNAL AFF 50.00 0.00 X 229311 0 44568 CHRISTOPHER GIBSON PRESIDENT (ENDED 6/15/23) 60.00 0.00 X 209617 0 20608 EDWARD JONES VP ENROLLMENT MGMT 50.00 0.00 X 192121 0 53411 JOHN D'ARGENIO VP & DIRECTOR OF ATHLETICS 40.00 0.00 X 185067 0 33339 JASON RICH VP STRATEGY, COMMUNICATIONS AND OUTREACH 50.00 0.00 X 181249 0 18101 MARYELLEN GILROY VP STUDENT LIFE 50.00 0.00 X 181020 0 32572 MARY STRUNK VP FINANCE AND ADMINISTRATION 50.00 0.00 X 179705 0 41371 MICHAEL HICKEY VP CHIEF OF STAFF 40.00 0.00 X 144177 0 87179 FR MARK REAMER VP FOR MISSION 50.00 0.00 X 0 0 0 JAMES JABIR WOMEN'S HEAD COACH BASKETBALL 40.00 0.00 X 225643 0 59388 KATHERINE SILVESTER INTERIM DEAN OF BUSINESS/PROFESSOR 40.00 0.00 X 178580 0 31051 MARY PARLETT-SWEENEY CIO 40.00 0.00 X 168626 0 47293 DONALD LEVY DIRECTOR SCRI 40.00 0.00 X 155770 0 45453 CARMEN MACIARIELLO MEN'S HEAD COACH BASKETBALL 40.00 0.00 X 369882 0 71962 3249912 0 681165 112 0 1 0 AVI FOODSYSTEMS INC 2590 ELM ROAD NE WARREN OH 44483 FOOD SERVICES 10013543 CREATIVE COMMUNICATIONS ASSOCIATES 2 THIRD STREET SUITE 250 TROY NY 12180 HIGHER EDUCATION MARKETING 981247 TWO OCEANS EDUCATION PARTNERS 1806 SUMMIT AVE SUITE 200 RICHMOND VA 23230 HIGHER EDUCATION MARKETING 567794 ST PETER'S HOSPITAL 315 S MANNING BLVD ALBANY NY 12208 HEALTH SERVICES MANAGEMENT 511610 GOLDMAN SACHS & CO LLC 200 WEST STREET NEW YORK NY 10282 INVESTMENT MANAGERS 501224 14 323001 1409098 11597524 13329623 TUITION & FEES 611310 139890148 139890148 ROOM & BOARD 611310 40308221 40308221 OTHER PROGRAM REVENUE 611310 6890924 6890924 OTHER STUDENT FEES 611310 3751949 3751949 LABORATORY FEES 611310 2207886 2207886 997350 997350 194046478 5493197 27855 5465342 439587 439587 60169 156120 -95951 -95951 8206 -104157 10704819 7534793 3170026 3170026 3170026 100869 323001 138680 -37811 -37811 216345149 194046478 36061 8932987 14997 14997 84579215 84579215 4131439 4131439 2594517 724072 1392643 477802 67738 67738 53782986 44778803 6588715 2415468 4325508 3492164 611627 221717 12157497 9812443 1721136 623918 4012205 3238293 568007 205905 529012 20025 483604 25383 83684 83684 259065 259065 501224 501224 5960970 3686601 463829 1810540 191758 30633 18990 142135 259292 259292 2287533 2192202 95331 3096594 2899765 77872 118957 438022 409369 28653 8637442 8072426 565016 1397995 134265 1263730 FOOD 9742991 9742991 SUPPLIES 4938319 4213359 661443 63517 REPAIR AND MAINTENANCE 2118033 1427093 684211 6729 ENTERTAINMENT 1490893 1163236 89589 238068 2453992 1111468 841578 500946 210052921 185942597 17259239 6851085 17130545 13664284 9127989 5633 20025801 16539439 2936099 3513867 434406 294748 1916563 3891733 286188024 146221828 120149535 139966196 44081431 46912918 136041136 152000889 2748999 2831494 354592504 379621201 12346050 16539495 5245803 5107924 24291900 26443149 12761519 13118538 54645272 61209106 X 150216880 157351213 149730352 161060882 299947232 318412095 354592504 379621201 X 6292228 14606563 -2433929 X 0 1 X 1 1 1 X 9108818 17417374 17763462 15320722 13329623 72939999 9108818 17417374 17763462 15320722 13329623 72939999 686007 72253992 4103194 3321704 3946732 5253807 5992953 22618390 128 53389 53517 120305 31500 81032 68168 100870 401875 96013781 0.75250 0.75910 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 0 0 1 200 200 0 PART II-B, LINE 1: SIENA COLLEGE HAS AN INSTITUTIONAL MEMBERSHIP TO THE CAPITAL REGION CHAMBER. THE INVOICE FOR THIS MEMBERSHIP STATES THAT 2% OF THE MEMBERSHIP IS ALLOCABLE FOR LOBBYING EXPENDITURES. PART II-B, LINE 1 THE COLLEGE, THE COLLEGE PRESIDENT, THE COLLEGE VP & DIRECTOR OF ATHLETICS, AND THE COLLEGE DIRECTOR OF PUBLIC & GOVERNMENT AFFAIRS ARE REGISTERED LOBBYISTS IN NEW YORK STATE. SIENA COLLEGE IS REGISTERED AS A LOBBYIST IN NEW YORK STATE IN THE UNLIKELY EVENT OF INCIDENTAL CONTACT WITH ELECTED OR OTHER GOVERNMENT OFFICIALS. SIENA COLLEGE USES EMPLOYEES OF THE COLLEGE FOR FEDERAL, STATE AND LOCAL LOBBYING TO ADVOCATE FOR EDUCATIONAL FUNDING AND RELATED LEGISLATION. NO RELATED EXPENSES WERE INCURRED DURING THE TAX YEAR. 238046 X X X TEACHING 0 0 0 171314952 4861917 21086785 3597744 3761860 189904049 175379020 2917689 -1295417 3348684 2337656 171314952 177934440 2213728 -564305 3041404 1163439 175379020 139605938 2274202 39424069 2902955 466814 177934440 137220433 2546132 8342010 2625463 5877174 139605938 0.27060 0.72930 0.00010 0 0 1659703 1659703 197760080 98121711 99638369 45750967 35659287 10091680 41017274 12440830 28576444 139966196 9064131 F US EQUITIES 58670676 F GLOBAL EQUITIES 21742433 F VENTURE CAPITAL 51138081 F MULTI-STRATEGY 6363672 F OTHER 5021896 F 152000889 ANNUITIES PAYABLE 979152 POSTRETIREMENT BENEFITS 7920008 FEDERAL STUDENT LOAN FUNDS 493336 ASSET RETIREMENT OBLIGATION 3726042 13118538 X 228812584 14606563 -2433929 12172634 216639950 -294800 -294800 216345150 210347721 294800 294800 210052921 0 210052921 PART III, LINE 4: DESCRIPTION OF ART COLLECTION SIENA'S FINE ART COLLECTIONS ENCOMPASS A BROAD RANGE OF PERIODS AND STYLES, WITH FINE PAINTINGS, WORKS ON PAPER, SCULPTURE, AND ARTIFACTS. ORIGINAL WORKS FROM HISTORIC AND CONTEMPORARY ARTISTS ARE DISPLAYED THROUGHOUT THE CAMPUS. AMONG THESE ARE SEVERAL PIECES FROM THE HUDSON RIVER SCHOOL, QUALITY 19TH CENTURY COPIES OF RENAISSANCE RELIGIOUS PAINTINGS, AND A DIVERSE BODY OF WORK RECENTLY ACQUIRED FROM LOCAL CONTEMPORARY ARTISTS. PART V, LINE 4: DESCRIPTION OF ENDOWMENT FUNDS ENDOWED FUNDS ARE INTENDED PRIMARILY TO PROVIDE FOR SCHOLARSHIPS FOR STUDENT STUDY. OTHER ENDOWED FUNDS ARE MAINTAINED FOR SUPPORT IN ACADEMIC PROGRAMS, BUILDINGS, AND ATHLETICS. PART X, LINE 2: THE COLLEGE HAS BEEN GRANTED TAX-EXEMPT STATUS AS A NONPROFIT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(A) OF THE CODE AND APPLICABLE STATE LAWS. THE COLLEGE BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: ACTUARIAL ADJUSTMENTS -2,092,442. PROVISION FOR UNCOLLECTABLE PLEDGES -341,487. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSE -156,120. FUNDRAISING EXPENSE -138,680. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSE 156,120. FUNDRAISING EXPENSE 138,680. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SIENA COLLEGE ADMITS STUDENTS OF ANY RACE, COLOR, NATIONAL AND ETHNIC ORIGIN TO ALL THE RIGHTS, PRIVILEGES, PROGRAMS, AND ACTIVITIES GENERALLY ACCORDED OR MADE AVAILABLE TO STUDENTS AT THE SCHOOL. IT DOES NOT DISCRIMINATE ON THE BASIS OF RACE, COLOR, NATIONAL AND ETHNIC ORIGIN IN ADMINISTRATION OF ITS EDUCATIONAL POLICIES, ADMISSIONS POLICIES, SCHOLARSHIP AND LOAN PROGRAMS, AND ATHLETIC AND OTHER SCHOOL-ADMINISTERED PROGRAMS. THE COLLEGE PUBLICIZES ITS RACIALLY NON-DISCRIMINATORY POLICY ON ITS WEBSITE AND IN THE STUDENT HANDBOOK, WHICH IS DISTRIBUTED TO ALL STUDENTS. THE COLLEGE'S POLICY IS MADE AVAILABLE YEAR-ROUND ON ITS WEBSITE HOMEPAGE. SEE: WWW.SIENA.EDU SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES GRANTS FROM VARIOUS FEDERAL AND STATE AGENCIES. 1 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES SCHOLARSHIPS 83000 EAST ASIA AND THE PACIFIC PROGRAM SERVICES SCHOLARSHIPS 216835 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES SCHOLARSHIPS 2061367 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES SCHOLARSHIPS 119588 NORTH AMERICA PROGRAM SERVICES SCHOLARSHIPS 329361 RUSSIA & NEIGHBORING STATES PROGRAM SERVICES SCHOLARSHIPS 42700 SOUTH AMERICA PROGRAM SERVICES SCHOLARSHIPS 532879 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROGRAM SERVICES SCHOLARSHIPS 244307 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROGRAM SERVICES SCHOLARSHIPS 501402 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES STUDY ABROAD PROGRAM 863867 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, PROGRAM SERVICES CONFERENCES/ED SEMINARS 1168 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PROGRAM SERVICES CONFERENCES/ED SEMINARS 5287 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM PROGRAM SERVICES CONFERENCES/ED SEMINARS 33744 MIDDLE EAST AND NORTH AFRICA - ALGERIA, BAHRAIN, DJIBOUTI, EGYPT, PROGRAM SERVICES CONFERENCES/ED SEMINARS 1970 NORTH AMERICA - CANADA AND MEXICO, BUT NOT THE UNITED STATES PROGRAM SERVICES CONFERENCES/ED SEMINARS 1450 SOUTH AMERICA - ARGENTINA, BOLIVIA, BRAZIL, CHILE, COLUMBIA, ECUADOR, PROGRAM SERVICES CONFERENCES/ED SEMINARS 8318 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, PROGRAM SERVICES CONFERENCES/ED SEMINARS 19411 EAST ASIA AND THE PACIFIC PROGRAM SERVICES STUDY ABROAD PROGRAM 60565 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, PROGRAM SERVICES CONFERENCES/ED SEMINARS 500 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM INVESTMENTS 10746109 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 9003965 0 0 0 0 0 0 3630037 21247756 24877793 GRANTS FOR EDUCATION RUSSIA AND NEIGHBORING STATES 3 42700 TUITION CREDIT GRANTS FOR EDUCATION CENTRAL AMERICA AND THE CARIBBEAN 6 83000 TUITION CREDIT GRANTS FOR EDUCATION MIDDLE EAST AND NORTH AFRICA 9 119588 TUITION CREDIT GRANTS FOR EDUCATION EAST ASIA AND THE PACIFIC 12 216835 TUITION CREDIT GRANTS FOR EDUCATION SOUTH ASIA 20 244307 TUITION CREDIT GRANTS FOR EDUCATION NORTH AMERICA 16 329361 TUITION CREDIT GRANTS FOR EDUCATION SUB-SAHARAN AFRICA 28 501402 TUITION CREDIT GRANTS FOR EDUCATION SOUTH AMERICA 35 532879 TUITION CREDIT GRANTS FOR EDUCATION EUROPE 87 2061367 TUITION CREDIT 1 0 1 1 1 1 PART I, LINE 2: THE COLLEGE PROVIDES PAYMENT OF THE GRANTS TO THE STUDENT AS A CREDIT TO THE STUDENTS' RECEIVABLE ACCOUNT; THE GRANTS ARE NOT DIRECTLY PAID TO THE STUDENTS. FOR THE GRANT TO BE AVAILABLE TO THE STUDENT, THE COLLEGE MONITORS THE STUDENT'S ENROLLMENT, BASED ON THE FOREIGN SCHOOLS RECORDS, AND THE STUDENT MUST BE ENROLLED AND ACTIVE FOR THE TIME PERIOD THE GRANT IS OFFERED. IF THE STUDENT LEAVES THE PROGRAM EARLY, THE GRANT IS NOT REFUNDED TO THE STUDENT AND THE STUDENT'S ACCOUNT IS RATABLY ADJUSTED TO REFLECT THE INCOMPLETE PERIOD. FESTA VINO 128797 93571 35226 5369 5380 15707 BASKETBALL ENHANCEMENT 78844 76533 2311 1750 4241 7 216229 152896 63333 23846 73452 5346 3589 423870 323000 100870 25596 78821 14967 19296 138680 -37810 1 SCHOLARSHIPS FOR STUDENTS 3175 84579215 PART I, LINE 2: THE COLLEGE PROVIDES PAYMENT OF THE GRANTS TO THE STUDENT AS A CREDIT TO THE STUDENTS' RECEIVABLE ACCOUNTS; THE GRANTS ARE NOT DIRECTLY PAID TO THE STUDENTS. FOR THE GRANT TO BE AVAILABLE TO THE STUDENT, THE COLLEGE MONITORS THE STUDENT'S ENROLLMENT AND THE STUDENT MUST BE ENROLLED AND ACTIVE FOR THE TIME PERIOD THE GRANT IS OFFERED. IF THE STUDENT LEAVES THE PROGRAM EARLY, THE GRANT IS NOT REFUNDED TO THE STUDENT AND THE STUDENT'S ACCOUNT IS RATABLY ADJUSTED TO REFLECT THE INCOMPLETE PERIOD. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CARMEN MACIARIELLO MEN'S HEAD COACH BASKETBALL 332932 0 27500 0 9450 0 33000 0 38962 0 441844 0 0 0 CHARLES SEIFERT PRESIDENT 352472 0 0 0 7483 0 33000 0 28875 0 421830 0 0 0 MARGARET MADDEN PROVOST SENIOR VICE PRESIDENT 285778 0 0 0 3411 0 28916 0 4078 0 322183 0 0 0 JAMES JABIR WOMEN'S HEAD COACH BASKETBALL 200411 0 15000 0 10232 0 20426 0 38962 0 285031 0 0 0 DAVID SMITH VP DEVELOPMENT & EXTERNAL AFF 215886 0 0 0 13425 0 22157 0 22411 0 273879 0 0 0 EDWARD JONES VP ENROLLMENT MGMT 191337 0 0 0 784 0 20204 0 33207 0 245532 0 0 0 MICHAEL HICKEY VP CHIEF OF STAFF 143546 0 0 0 631 0 13760 0 73419 0 231356 0 0 0 CHRISTOPHER GIBSON PRESIDENT (ENDED 6/15/23) 206079 0 0 0 3538 0 20608 0 0 0 230225 0 0 0 MARY STRUNK VP FINANCE AND ADMINISTRATION 178636 0 0 0 1069 0 18480 0 22891 0 221076 0 0 0 JOHN D'ARGENIO VP & DIRECTOR OF ATHLETICS 183974 0 0 0 1093 0 18766 0 14573 0 218406 0 0 0 MARY PARLETT-SWEENEY CIO 167628 0 0 0 998 0 17580 0 29713 0 215919 0 0 0 MARYELLEN GILROY VP STUDENT LIFE 179990 0 0 0 1030 0 17999 0 14573 0 213592 0 0 0 KATHERINE SILVESTER INTERIM DEAN OF BUSINESS/PROFESSOR 176657 0 0 0 1923 0 17688 0 13363 0 209631 0 0 0 DONALD LEVY DIRECTOR SCRI 145308 0 0 0 10462 0 15296 0 30157 0 201223 0 0 0 JASON RICH VP STRATEGY, COMMUNICATIONS AND OUTR 181011 0 0 0 238 0 18101 0 0 0 199350 0 0 0 PART I, LINE 1A CERTAIN OFFICERS MAY UTILIZE FIRST CLASS TRAVEL WHEN COACH ACCOMMODATIONS ARE UNAVAILABLE OR IN THE CASE OF EXTENUATING CIRCUMSTANCES SUCH AS DEMANDING FLIGHT SCHEDULES, EXTENDED FLIGHT TIMES OR BY GIVING PRIOR WRITTEN AUTHORIZATION FOR FIRST CLASS OR BUSINESS TRAVEL. THE TRAVELER PROVIDED THE COLLEGE WITH APPROPRIATE SUBSTANTIATION FOR THE EXPENSE INCURRED. COUNTRY CLUB DUES WERE PROVIDED TO THE PRESIDENT, THE DIRECTOR OF THE SIENA COLLEGE INSTITUTE, AND THE VP OF DEVELOPMENT AND EXTERNAL AFFAIRS TO INCREASE THE COLLEGE'S PRESENCE IN THE COMMUNITY AND AMONG BUSINESS LEADERS. ANY PERSONAL USE OF THE COUNTRY CLUB DUES ARE INCLUDED IN THE LISTED PERSON'S FORM W-2. A DORMITORY OF THE STATE OF NEW YORK SERIES 2017 146000293 000000000 2017-03-31 38395000 RENOVATION & CONSTRUCTION 0 0 0 A 8090000 38395000 365080 2075000 35954920 2018 1 1 1 1 A 0 0 1 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 PART III, LINE 3A ALL MANAGEMENT AND SERVICE CONTRACTS IN BOND FINANCED SPACE QUALIFY UNDER A PRIVATE BUSINESS USE SAFE HARBOR OR EXCEPTION OR ARE INCIDENTAL IN NATURE. THEREFORE, NO CONTRACTS RESULT IN PRIVATE BUSINESS USE. PART IV, LINE 2C THE REBATE CALCULATION FOR THE DASNY SERIES 2017 WAS PERFORMED ON MAY 31, 2018. BRIANNA BROWN RELATIVE OF TRUSTEE 67738 COMPENSATION 0 X 32 1300084 AVERAGE PRICE X MEET THE PRESIDENT CAPITAL REGION EVENT 1 10890 FMV X MEET THE PRESIDENT JUPITER HILLS EVENT 1 5350 FMV X ATHLETICS ENHANCEMENT EVENT-677 PRIME - BAR BILL 1 4450 FMV X MEET THE PRESIDENT NORTH CAROLINA EVENT 1 3810 FMV X MEET THE PRESIDENT 7/26/23 EVENT 1 2926 FMV X ADMISSIONS ACCEPTED STUDENTS RECEPTION 1 1900 FMV X CARES CENTER - LAPTOP DONATION 1 1200 FMV X ALUMNI NYC X-MAS PARTY - TITO'S VODKA 1 750 FMV X VETERAN'S DINNER - WINE DONATION 1 650 FMV X CONSTITUTION DAY LECTURE FEE- VINCENT BONVENTRE 1 500 FMV 0 1 1 PART I, LINE 32B: SECURITIES RECEIVED AS CONTRIBUTIONS ARE LIQUIDATED THROUGH A BROKER UPON RECEIPT. FORM 990, PART I, LINE 1 AND PART III, LINE 1 SIENA COLLEGE IS A LEARNING COMMUNITY ADVANCING THE IDEALS OF A LIBERAL ARTS EDUCATION, ROOTED IN ITS IDENTITY AS A FRANCISCAN AND CATHOLIC INSTITUTION. AS A LEARNING COMMUNITY, SIENA IS COMMITTED TO A STUDENT-CENTERED EDUCATION EMPHASIZING DYNAMIC FACULTY-STUDENT INTERACTION. THROUGH A BLENDING OF LIBERAL ARTS AND PROFESSIONAL EDUCATION, SIENA COLLEGE PROVIDES EXPERIENCES AND COURSES OF STUDY INSTILLING THE VALUES AND KNOWLEDGE TO LEAD A COMPASSIONATE, REFLECTIVE, AND PRODUCTIVE LIFE OF SERVICE AND LEADERSHIP. AS A LIBERAL ARTS COLLEGE, SIENA FOSTERS THE RIGOROUS INTELLECTUAL DEVELOPMENT OF ITS STUDENTS THROUGH A HEALTHY EXCHANGE OF IDEAS BOTH INSIDE AND OUTSIDE THE CLASSROOM. IT PROVIDES OPPORTUNITIES TO DEVELOP CRITICAL AND CREATIVE THINKING, TO MAKE REASONED AND INFORMED JUDGMENTS, TO APPRECIATE CULTURAL DIVERSITY, TO DEEPEN AESTHETIC SENSIBILITY AND TO ENHANCE WRITTEN AND ORAL COMMUNICATION SKILLS. IT DEVELOPS IN EACH INDIVIDUAL AN APPRECIATION FOR THE RICHNESS OF EXPLORING KNOWLEDGE FROM A VARIETY OF PERSPECTIVES AND DISCIPLINES. AS A FRANCISCAN COMMUNITY, SIENA STRIVES TO EMBODY THE VISION AND VALUES OF ST. FRANCIS OF ASSISI: FAITH IN A PERSONAL AND PROVIDENT GOD, REVERENCE FOR ALL CREATION, AFFIRMATION OF THE UNIQUE WORTH OF EACH PERSON, DELIGHT IN DIVERSITY, APPRECIATION FOR BEAUTY, SERVICE WITH THE POOR AND MARGINALIZED, A COMMUNITY WHERE MEMBERS WORK TOGETHER IN FRIENDSHIP AND RESPECT, AND COMMITMENT TO BUILDING A WORLD THAT IS MORE JUST, PEACEABLE, AND HUMANE. AS A CATHOLIC COLLEGE, SIENA SEEKS TO ADVANCE NOT ONLY THE INTELLECTUAL GROWTH OF ITS STUDENTS, BUT THEIR SPIRITUAL, RELIGIOUS AND ETHICAL FORMATION AS WELL. TO THIS END, SIENA IS COMPOSED OF AND IN DIALOGUE WITH PEOPLE FROM DIFFERENT RELIGIONS AND CULTURAL TRADITIONS, FOSTERS A CRITICAL APPRECIATION OF THE CATHOLIC INTELLECTUAL HERITAGE IN CONVERSATION WITH CONTEMPORARY EXPERIENCE, PROVIDES AMPLE OPPORTUNITIES FOR WORSHIP AND SERVICE, EXPLORES THE MORAL DIMENSIONS OF DECISION-MAKING IN BUSINESS AND THE PROFESSIONS, AND AFFIRMS THE DIGNITY OF THE INDIVIDUAL WHILE PURSUING THE COMMON GOOD. FORM 990, PART III, LINE 4A SIENA COLLEGE IS A COEDUCATIONAL, INDEPENDENT, LIBERAL ARTS COLLEGE WITH A FRANCISCAN AND CATHOLIC TRADITION. FOUNDED IN 1937 BY SEVEN FRANCISCAN FRIARS, IT IS LOCATED IN LOUDONVILLE, NEW YORK, A SUBURBAN COMMUNITY JUST OUTSIDE THE STATE'S CAPITAL. SIENA IS REGISTERED BY THE BOARD OF REGENTS OF THE UNIVERSITY OF THE STATE OF NEW YORK. ALL PROGRAMS ARE ACCREDITED BY THE MIDDLE STATES COMMISSION ON HIGHER EDUCATION, AND THE SCHOOL OF BUSINESS IS ACCREDITED BY THE ASSOCIATION TO ADVANCE COLLEGIATE SCHOOLS OF BUSINESS. IN ADDITION, THE CHEMISTRY PROGRAM IS CERTIFIED BY THE AMERICAN CHEMICAL SOCIETY, THE SOCIAL WORK PROGRAM IS CERTIFIED BY THE COUNCIL ON SOCIAL WORK EDUCATION, AND THE EDUCATION PROGRAMS ARE ACCREDITED BY THE NATIONAL COUNCIL FOR THE ACCREDITATION OF TEACHER EDUCATION. SIENA'S 3384 UNDERGRADUATES ENROLL IN ONE OF THREE SCHOOLS - LIBERAL ARTS, SCIENCE, AND BUSINESS - AND MAY CHOOSE TO PURSUE STUDY FROM A TOTAL OF 26 DEPARTMENTS WITH 44 MAJORS, 64 MINORS AND CERTIFICATE PROGRAMS, AND PROFESSIONAL CURRICULA IN SECONDARY EDUCATION, PRE-LAW, AND SOCIAL WORK. 99 GRADUATES HAVE ENROLLED IN THE GRADUATE DEGREE PROGRAMS. ON AVERAGE, 74 STUDENTS STUDY ABROAD IN A GIVEN YEAR. NINETY- SIX POINT FOUR PERCENT OF SIENA STUDENTS ENTER GRADUATE SCHOOL OR FIND EMPLOYMENT IMMEDIATELY FOLLOWING GRADUATION. ADMISSION TO THE COLLEGE IS COMPETITIVE. OF THE 809 INCOMING MEMBERS OF THE CLASS OF 2027, 15.6 PERCENT GRADUATED IN THE TOP TEN PERCENT OF THEIR HIGH SCHOOL CLASS AND THEIR AVERAGE SAT SCORE WAS 1226. FORM 990, PART VI, SECTION A, LINE 2 BUSINESS RELATIONSHIPS BETWEEN TRUSTEES JOHN NIGRO & THOMAS AMELL BR. WALTER LISS, OFM: RELATIONSHIP WITH OTHER FRIARS ON THE BOARD OF TRUSTEES WHO ARE MEMBERS OF THE SAME RELIGIOUS COMMUNITY ERICK LOPEZ, OFM: HAS A RELATIONSHIP WITH FRIARS ON THE BOARD THAT ARE PART OF THE SAME RELIGIOUS COMMUNITY. DAVID BROWN: RELATIONSHIP WITH DAUGHTER, BRIANNA BROWN WHO IS AN EMPLOYEE OF THE COLLEGE. FORM 990, PART VI, SECTION B, LINE 11B MANAGEMENT WORKS TOGETHER WITH ITS TAX PROFESSIONALS TO GATHER THE REQUIRED INFORMATION NECESSARY TO PREPARE A DRAFT OF THE FORM 990. ONCE A DRAFT IS COMPLETED, IT IS THEN REVIEWED WITH THE AUDIT COMMITTEE AND THE TAX PROFESSIONALS. ONCE THE REVIEW IS COMPLETED AND EDITS ARE MADE, A COMPLETE COPY OF THE COLLEGE'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES), AS ULTIMATELY FILED WITH THE IRS, IS DISTRIBUTED TO THE FULL BOARD BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL OFFICERS, TRUSTEES, AND KEY EMPLOYEES ASSUME RESPONSIBILITY FOR CONSIDERING POSSIBLE CONFLICTS OF INTEREST THAT ARISE DURING SERVICE WITH THE COLLEGE TO HELP TRUSTEES IDENTIFY POSSIBLE CONFLICTS OF INTEREST, THE COLLEGE HAS DEVELOPED A DISCLOSURE FORM THAT ALL TRUSTEES MUST COMPLETE AND UPDATE AT LEAST ANNUALLY. DURING THE COURSE OF THEIR SERVICE, OFFICERS, TRUSTEES, AND KEY EMPLOYEES, IF APPLICABLE, MUST ALSO DISCLOSE ANY CONFLICT OF INTEREST AS SOON AS THEY BECOME AWARE OF THE CONFLICT. THE GENERAL COUNSEL REVIEWS THE DISCLOSURES AND WILL DISCLOSE ANY REPORTED CONFLICTS OF INTEREST TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE MAY CONSIDER WHETHER ADVICE FROM COUNSEL OR OTHER INDEPENDENT ADVISORS IS NECESSARY IN PARTICULAR INSTANCES WHERE A CONFLICT EXISTS. FORM 990, PART VI, SECTION B, LINE 15 FORM 990, PART VI, SECTION B, LINE 15A THE COMPENSATION FOR THE PRESIDENT, WHO RECEIVED SALARY FROM THE COLLEGE, WAS DETERMINED IN ACCORDANCE WITH THE EXECUTIVE COMPENSATION POLICY OF THE COLLEGE. THE BOARD OF TRUSTEES APPROVED THE COMPENSATION RECEIVED BY THE PRESIDENT AND UTILIZED INDEPENDENT EXTERNAL STANDARDS SUCH AS THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION, LOCAL MARKET DATA AND INTERNAL EQUITY, FOR THE REVIEW OF THE PRESIDENT'S COMPENSATION AGREEMENT AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION B, LINE 15B THE BOARD OF TRUSTEES AND THE PRESIDENT PERFORM A REVIEW AND APPROVAL AT REGULAR INTERVALS OF THE PERFORMANCE AND COMPENSATION OF THE OFFICERS, AND WHERE APPROPRIATE, OTHER SENIOR MANAGEMENT OF THE COLLEGE. THE BOARD AND PRESIDENT UTILIZE INDEPENDENT EXTERNAL STANDARDS SUCH AS THE COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION, LOCAL MARKET DATA AND INTERNAL EQUITY, FOR THE REVIEW OF COMPENSATION AGREEMENTS AND THE GATHERING OF COMPARABILITY DATA IN DETERMINING THE REASONABLENESS OF COMPENSATION AND COMPLIANCE WITH THE PROCEDURES DESCRIBED IN TREASURY REGULATION SECTION 53.4958-6. FORM 990, PART VI, SECTION C, LINE 18 THE COLLEGE FOLLOWS THE IRS' GUIDELINES FOR PUBLIC DISCLOSURE. A COPY OF THE FORM 990 AND FORM 990-T IS MADE AVAILABLE TO THE PUBLIC BY REQUEST THROUGH THE FINANCE AND ADMINISTRATION OFFICE. THE FORM 990 IS ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. FORM 990, PART VI, SECTION C, LINE 19 THE COLLEGE DOES NOT MAKE ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, OR FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 9: ACTUARIAL ADJUSTMENT AND POST RETIREMENT BENEFIT CHANGES -2,092,442. PROVISION FOR UNCOLLECTIBLE PLEDGES -341,487. SPRING PROPERTIES INC 515 LOUDON ROAD LOUDONVILLE NY 12211 141706494 RENTAL NY SIENA COLLEGE C 21214 427531 1.00000 1 CHARITABLE REMAINDER UNITRUST (6) 515 LOUDON ROAD LOUDONVILLE NY 12211 INVESTING NY T 1 CHARITABLE REMAINDER TRUST (5) 515 LOUDON ROAD LOUDONVILLE NY 12211 INVESTING NY T 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 SPRING PROPERTIES INC (DUE TO SIENA) D 168405 SPRING PROPERTIES INC (DUE FROM SIENA) E 426531 PART IV, COLUMN (C) THE CHARITABLE REMAINDER UNITRUSTS LISTED ON LINE 3 OF PART IV HAVE THE FOLLOWING LEGAL DOMICILES: 1 - IL 2 - FL 3 - NY 4 - CT 5 - NY