2024-06-28T10:19:36-05:00 2023-12-31 873231666 PKF O'CONNOR DAVIES ADVISORY LLC 245 PARK AVENUE 12TH FLOOR NEW YORK NY 10167 990 2023-01-01 611745872 NATIONAL SEPTEMBER 11 MEMORIAL AND MUSEUM AT THE WORLD TRADE CENTER NATI 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 DAVID SHEEHAN EVP, CFO 2123128800 2024-06-28 1 DAVID SHEEHAN XXX-XX-XXXX 1 GARRETT M HIGGINS P00543209 2122862600 2024-06-28 3 AAL1 IAL1 2023 2023-04-26 12:10:37Z ELIZABETH L HILLMAN 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 10281 157153638 0 X WWW.911MEMORIAL.ORG X 2014 NY 2023 WAS A YEAR SHAPED BY HISTORICAL AND INSTITUTIONAL MILESTONES. TOGETHER, WE MARKED THE 54 52 415 168 0 0 13694716 16829436 43170845 65166777 966060 2696291 4138500 5606135 61970121 90298639 0 0 0 0 22414581 28036085 926012 993762 6849486 67543023 73705416 90883616 102735263 -28913495 -12436624 587453468 569067941 45796826 40042511 541656642 529025430 X THE NATIONAL SEPTEMBER 11 MEMORIAL & MUSEUM AT THE WORLD TRADE CENTER BEARS SOLEMN WITNESS TO THE TERRORIST ATTACKS OF SEPTEMBER 11, 2001, AND FEBRUARY 26, 1993. RESPECTING THIS SITE MADE SACRED THROUGH LOSS, THE MEMORIAL & MUSEUM REMEMBERS AND HONORS THE 2,983 VICTIMS OF THESE 0 0 79562680 0 71810200 THE MEMORIAL, WHICH OPENED IN 2011, WELCOMED OVER 70 MILLION LIFETIME VISITORS THROUGH THE END OF 2023. THE MUSEUM HAS WELCOMED MORE THAN 22 MILLION PEOPLE SINCE ITS OPENING IN MAY 2014 THROUGH THE END OF 2023. 2023 MARKED THE MUSEUM'S NINTH FULL YEAR OF OPERATION. IN ADDITION TO SERVING VISITORS THROUGH ITS CORE EXHIBITIONS, THE MUSEUM PRESENTED A WIDE SLATE OF EDUCATIONAL PROGRAMMING, AND UNDERWENT OBJECT AND EXHIBITION ROTATIONS, WHICH WERE NECESSARY DUE TO CONSERVATION REQUIREMENTS AND LOAN EXPIRATIONS. OBJECTS AND EXHIBITION ROTATIONS ALSO PROVIDED THE OPPORTUNITY TO FEATURE MORE OF THE PERMANENT COLLECTION. 79562680 1 1 0 1 0 0 0 1 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 1 113 0 415 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 54 52 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X DAVID SHEEHAN EVP & CFO 2123128800 200 LIBERTY STREET 16TH FLOOR NEW YORK NY 102812103 X MICHAEL R BLOOMBERG CHAIRMAN 3.00 X X 0 0 0 ANDREW M SENCHAK TREASURER 3.00 X X 0 0 0 VIRGINIA S BAUER TRUSTEE 2.00 X 0 0 0 PAULA GRANT BERRY TRUSTEE 2.00 X 0 0 0 FRANK BISIGNANO TRUSTEE 2.00 X 0 0 0 BEN BROWN TRUSTEE 2.00 X 0 0 0 DEBRA BURLINGAME TRUSTEE 2.00 X 0 0 0 JOHN P CAHILL TRUSTEE 2.00 X 0 0 0 RUSSELL L CARSON TRUSTEE 2.00 X 0 0 0 KENNETH I CHENAULT TRUSTEE 2.00 X 0 0 0 RIC CLARK TRUSTEE 2.00 X 0 0 0 H RODGIN COHEN TRUSTEE 2.00 X 0 0 0 KEATING CROWN TRUSTEE 2.00 X 0 0 0 BILLY CRYSTAL TRUSTEE 2.00 X 0 0 0 ROBERT DE NIRO TRUSTEE 2.00 X 0 0 0 PAUL M DONOFRIO TRUSTEE 2.00 X 0 0 0 RICHARD EDELMAN TRUSTEE 2.00 X 0 0 0 CHRISTINE A FERER TRUSTEE 2.00 X 0 0 0 JENNIFER GLICK TRUSTEE 2.00 X 0 0 0 MAURICE R GREENBERG TRUSTEE 2.00 X 0 0 0 PATRICIA E HARRIS TRUSTEE 2.00 X 0 0 0 ROBERT IGER TRUSTEE 2.00 X 0 0 0 MONICA IKEN TRUSTEE 2.00 X 0 0 0 JEH JOHNSON TRUSTEE 2.00 X 0 0 0 THOMAS S JOHNSON TRUSTEE 2.00 X 0 0 0 ANTHOULA KATSIMATIDES TRUSTEE 2.00 X 0 0 0 DR KERRY KELLY TRUSTEE 2.00 X 0 0 0 PETER M LEHRER TRUSTEE 2.00 X 0 0 0 HOWARD W LUTNICK TRUSTEE 2.00 X 0 0 0 JOEL S MARCUS TRUSTEE 2.00 X 0 0 0 J KEVIN MCCARTHY TRUSTEE 2.00 X 0 0 0 ADMIRAL WILLIAM MCRAVEN TRUSTEE 2.00 X 0 0 0 JULIE MENIN TRUSTEE 2.00 X 0 0 0 HOWARD MILSTEIN TRUSTEE 2.00 X 0 0 0 IRA M MILLSTEIN TRUSTEE 2.00 X 0 0 0 JOSEPH MOINIAN TRUSTEE 2.00 X 0 0 0 PAUL NAPOLI TRUSTEE 2.00 X 0 0 0 EMILY K RAFFERTY TRUSTEE 2.00 X 0 0 0 KEVIN M RAMPE TRUSTEE 2.00 X 0 0 0 SCOTT RECHLER TRUSTEE 2.00 X 0 0 0 TERRI J RICHARDSON TRUSTEE (THRU 9/2023) 2.00 X 0 0 0 CRAIG ROBERTS STAPLETON TRUSTEE 2.00 X 0 0 0 THOMAS H ROGER TRUSTEE 2.00 X 0 0 0 RACHEL ROMER TRUSTEE 2.00 X 0 0 0 JANE ROSENTHAL TRUSTEE 2.00 X 0 0 0 E JOHN ROSENWALD JR TRUSTEE 2.00 X 0 0 0 CARYN SEIDMAN-BECKER TRUSTEE 2.00 X 0 0 0 JERRY I SPEYER TRUSTEE 2.00 X 0 0 0 JON STEWART TRUSTEE 2.00 X 0 0 0 ANNE M TATLOCK TRUSTEE 2.00 X 0 0 0 DANIEL R TISHMAN TRUSTEE 2.00 X 0 0 0 ZYGI WILF TRUSTEE 2.00 X 0 0 0 JEFFREY S WILPON TRUSTEE 2.00 X 0 0 0 SHEENA WRIGHT TRUSTEE 2.00 X 0 0 0 WILLIAM Y YUN TRUSTEE 2.00 X 0 0 0 ELIZABETH L HILLMAN PRESIDENT & CEO 40.00 X 744051 0 37344 NOELLE LILIEN EVP GENERAL COUNSEL/SECRETARY 40.00 X 354284 0 75404 DAVID SHEEHAN EVP & CFO 40.00 X 349281 0 41966 ALLISON BLAIS EVP, CHIEF STRATEGY & OPS 40.00 X 365862 0 72145 CLIFFORD CHANIN EVP DEP. DIR. FOR MUSEUM PROGRAMS 40.00 X 381122 0 50213 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 40.00 X 355980 0 69571 SALVATORE CARCATERRA EVP, SECURITY & SAFETY 40.00 X 296152 0 30355 EDWARD SIDOR SVP, BUILDINGS & GROUNDS 40.00 X 237214 0 37632 JOSEPH WEINKAM EVP GOVERNMENT & COMMUNITY AFFAIRS 40.00 X 280434 0 69358 LEE S COCHRAN SVP COMM & EXTERNAL AFFAIRS (THRU 11/2023) 40.00 X 307721 0 34727 BENJAMIN MILAKOFSKY EVP, CHIEF OF STAFF 40.00 X 296156 0 39796 NANCY MORRISSEY SVP, CHIEF INFORMATION OFFICER 40.00 X 227456 0 64019 STACY MARQUIT SVP, BUSINESS PLANNING & INSIGHTS 40.00 X 220023 0 26691 4415736 0 649221 57 0 1 0 ABM FACILITY SERVICES PO BOX 419860 BOSTON MA 022419860 LABOR AND ENGINEERING SERVICES 15652928 ALLIED UNIVERSAL COMPANY - SOS INTERMEDI PO BOX 828854 PHILADELPHIA PA 191828854 SECURITY & K-9 SERVICES 8568945 BLUE STATE DIGITAL 62187 COLLECTIONS CENTER DRIVE CHICAGO IL 606930621 FUNDRAISING CAMPAIGN SERVICES 1396422 THE PARKSIDE GROUP LLC 80 MAIDEN LANE NEW YORK NY 10038 2023 MAILINGS/ACKNOWLEDGEMENTS 677355 PRESIDIO NETWORKED SOLUTIONS GROUP LLC PO BOX 677638 DALLAS TX 752677638 SOFTWARE, NETWORK SECURITY, TECH HARDWAR 591278 56 416926 5755789 3712622 6944099 1086882 16829436 MUSEUM ADMISSIONS & SERVICE FEES 712110 57151753 57151753 MUSEUM & MEMORIAL TOURS 712110 6507394 6507394 MEMBERSHIP 712110 940806 940806 CIVIC PROGRAMS & OTHER 712110 566824 566824 65166777 2748332 2748332 3817 3817 285728 0 285728 285728 285728 62403495 62455536 -52041 -52041 -52041 158299 5755789 1485132 -1326833 -1326833 9557754 2914331 6643423 6643423 90298639 71810200 0 1659003 3498576 1699914 1308242 490420 209000 209000 19561200 13410017 3949348 2201835 1196600 806881 243234 146485 1785876 1181069 397822 206985 1784833 1149475 410543 224815 201978 201978 364742 364742 240000 109157 87682 43161 993762 993762 125120 125120 949331 778498 166320 4513 1779464 8020 91182 1680262 2937765 1937673 766224 233868 2630536 1574315 798440 257781 19050 11490 6569 991 6880135 4654820 2045596 179719 166043 103516 34132 28395 55788 34780 11468 9540 34010 34010 27277720 24453761 2798042 25917 4227944 4040456 133408 54080 JANITORIAL/ENGINEERING 12538121 10657626 1880495 SECURITY 9815188 9797061 18127 REPAIRS & MAINTENANCE 2065162 1713357 335941 15864 COMMEMORATIVE EVENTS 1124270 1124270 273049 107524 114432 51093 102735263 79562680 16323097 6849486 19086553 4392574 4529606 20867882 8186669 7202359 2570618 2647197 411474 515989 2144948 2650316 830784289 372423118 481677064 458361171 49613428 55252811 19233108 17177642 587453468 569067941 7386050 8480568 2222857 2380397 15000000 10384615 21187919 18796931 45796826 40042511 X 536380982 521292576 5275660 7732854 541656642 529025430 587453468 569067941 X -12436624 696063 -890651 X X 0 1 X 1 1 1 X 24634864 63906464 13694716 16829436 119065480 24634864 63906464 13694716 16829436 119065480 37652646 81412834 771500 701978 1201401 3037877 5712756 191 4177965 41267 4219423 128997659 158478147 0.63110 0.58190 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: ALL OTHER INCOME - 2020 AMOUNT: $ 191. REIMBURSEMENTS / REFUNDS - 2021 AMOUNT: $ 35,182. SETTLEMENT AGREEMENT - 2021 AMOUNT: $ 4,142,783. UBIT TAX REFUND - 2022 AMOUNT: $ 41,267. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 0 0 0 1 40438 0 1 240000 280438 0 PART II-B, LINE 1: THE ORGANIZATION HIRED A LOBBYIST TO PROVIDE STRATEGIC ADVICE, PLANNING, AND ADVOCACY REGARDING FEDERAL FUNDING OBJECTIVES OF THE 9/11 MEMORIAL & MUSEUM TO INCLUDE ENHANCING THE RELATIONSHIPS WITH U.S. HOUSE AND U.S. SENATE LEADERSHIP, AND CONGRESSIONAL LEADERSHIP OF THE KEY COMMITTEES OF JURISDICTION, AND KEY OFFICIALS IN THE U.S. DEPARTMENT OF THE INTERIOR. THE ORGANIZATION HAS ALSO HIRED A LOCAL LOBBYIST TO PROVIDE STRATEGIC ADVICE, PLANNING AND ADVOCACY REGARDING NEW YORK STATE AND NEW YORK CITY FUNDING OBJECTIVES OF THE 9/11 MEMORIAL & MUSEUM. THE ORGANIZATION'S EXECUTIVE VICE PRESIDENT FOR GOVERNMENT & COMMUNITY AFFAIRS AND STAFF HAD DIRECT CONTACT WITH LEGISLATORS AND THEIR STAFF, AND THE ALLOCABLE COMPENSATION EXPENSE IS REPORTED ABOVE ON LINE 1G. X X X X 0 715910848 276946329 438964519 39487282 22936932 16550350 38935225 38424731 510494 36450934 34115126 2335808 458361171 LEASES PAYABLE 18796931 18796931 X 91079262 696063 102312 107368 905743 90173519 125120 125120 90298639 103710474 102312 998019 1100331 102610143 125120 125120 102735263 PART III, LINE 1A: IN ACCORDANCE WITH INDUSTRY PRACTICE, THE VALUE OF THE ORGANIZATION'S COLLECTION IS NOT REFLECTED AS AN ASSET IN THE STATEMENT OF FINANCIAL POSITION. PURCHASES OF COLLECTION ITEMS ARE RECORDED IN THE YEAR IN WHICH THE ITEMS ARE ACQUIRED AS DECREASES TO NET ASSETS WITHOUT DONOR RESTRICTIONS. PURSUANT TO THE ORGANIZATION'S COLLECTIONS MANAGEMENT POLICY, PROCEEDS FROM DEACCESSIONS ARE TO BE USED TO ACQUIRE OTHER ITEMS FOR THE COLLECTION, AND FOR THE PRESERVATION, PROTECTION, OR CARE OF COLLECTIONS AS APPROVED BY THE BOARD AND ARE RECORDED AS NET ASSETS WITHOUT DONOR RESTRICTIONS DESIGNATED FOR ACQUISITIONS OR CARE OF COLLECTION ITEMS. PART III, LINE 4: DESCRIPTION OF ORGANIZATION'S COLLECTIONS AND HOW THEY FURTHER THE ORGANIZATION'S EXEMPT PURPOSE: PUBLIC EXHIBITION (I) THE COLLECTIONS OF THE 9/11 MEMORIAL & MUSEUM COMPRISE A COMPREHENSIVE PHYSICAL, VISUAL, AUDIO, AND ANALYTICAL RECORD OF THE EVENTS, IMPACT, AND LEGACY OF THE SEPTEMBER 11, 2001 TERRORIST ATTACKS ON THE UNITED STATES, INCLUDING MATERIAL RELEVANT TO THE PRECURSOR BOMBING OF THE WORLD TRADE CENTER ON FEBRUARY 26, 1993. THE MUSEUM CURRENTLY DISPLAYS APPROXIMATELY 1,000 OBJECTS IN ITS PUBLIC EXHIBITION SPACES, WHICH INCLUDES ITEMS ON LOAN AS WELL AS APPROXIMATELY 650 OBJECTS FROM ITS PERMANENT COLLECTION. ANNUAL ROTATIONS OF COLLECTION OBJECTS ARE REGULARLY SCHEDULED FOR VARIOUS INSTALLATIONS THROUGHOUT THE MUSEUM. SCHOLARLY RESEARCH (II) THE MUSEUM WELCOMES RESEARCHERS BY APPOINTMENT AND RESPONDS TO INQUIRIES INITIATED THROUGH WEB SUBMISSIONS AND EMAILS. IN 2023, WE FACILITATED APPROXIMATELY EIGHT SUBSTANTIVE, EXTERNAL RESEARCH REQUESTS MADE VIA THE MUSEUM'S ONLINE CATALOGUE, INSIDE THE COLLECTION, AND RESPONDED TO APPROXIMATELY SIX ADDITIONAL INQUIRIES BY SCHOLARS, RESEARCHERS AND THE MEDIA VIA EMAIL. WE ACCOMMODATED 40 ADDITIONAL REMOTE ACCESS REQUESTS BY SCHOLARS, RESEARCHERS AND DOCUMENTARY FILM PRODUCERS REQUESTING ACCESS TO THESE RESOURCES VIA A DEDICATED RESEARCH EMAIL PORTAL. STAFF ADDRESSED NUMEROUS PHONE AND E-MAIL CONSULTATIONS WITH OUTSIDE RESEARCHERS. MEMBERS OF THE COLLECTIONS, EDUCATION, AND EXHIBITIONS TEAMS WERE ALSO ACTIVE AS PRODUCERS OF RESEARCH IN THEIR RESPECTIVE AREAS OF EXPERTISE, DELIVERING TALKS AT NATIONAL CONFERENCES, LECTURING AT VARIOUS PEER VENUES, TEACHING CLASSES, AND FACILITATING VISITS BY SCHOLARS, GRADUATE STUDENTS, AND PEERS FROM HISTORIC SITES AND MUSEUMS. COLLECTIONS STAFF ALSO ACTED AS CONSULTANTS TO GROUPS NAVIGATING EFFORTS TO COLLECT "TRAUMATIZED" CULTURAL HERITAGE AND ESTABLISH MEMORIALS FOLLOWING MASS-CASUALTY EVENTS THAT HAVE OCCURRED AROUND THE WORLD. PRESERVATION FOR FUTURE GENERATIONS (III) THE MUSEUM ACTIVELY WORKS TO CONSERVE ITS COLLECTION THROUGH PROACTIVE, BEST-PRACTICE STANDARDS FOR THE CORRECT HANDLING AND STORAGE OF MUSEUM COLLECTIONS OF DIVERSE MEDIA. FOR EXAMPLE, NEW ACQUISITIONS ARE REHOUSED AND STORED USING ARCHIVAL MATERIALS. ENVIRONMENTAL AND SECURITY CONTROLS ARE ALSO IN PLACE IN STORAGE AND EXHIBITION SPACES TO ENSURE THE SAFETY OF THE COLLECTION. ONLY TRAINED AND AUTHORIZED PERSONNEL MAY HANDLE COLLECTION OBJECTS. IN 2023, THE MUSEUM'S CONSERVATORS CARRIED OUT ROTATIONS OF VULNERABLE OBJECTS IN THE HISTORICAL EXHIBITION TO REDUCE DAMAGE THAT LONG-TERM DISPLAY CAN CAUSE. OBJECTS TAKEN OFF VIEW WERE REPLACED BY NARRATIVE-APPROPRIATE ALTERNATIVES SELECTED BY THE CURATORIAL TEAM. PRIOR TO BEING EXHIBITED, THE CONDITION OF EACH OBJECT WAS CAREFULLY ASSESSED AND DOCUMENTED. SOME MINOR CONSERVATION TREATMENT WAS REQUIRED TO PREPARE SOME OBJECTS FOR EXHIBITION. MUSEUM CONSERVATORS HAVE ALSO CONTINUED THEIR RESEARCH INVOLVING A LARGE, SURVIVING SEGMENT OF THE SLURRY WALL, A SECTION OF THE PERIMETER WALL THAT PERFORMED AS A WATER-BLOCKING BARRIER BETWEEN THE HUDSON RIVER AND WORLD TRADE CENTER'S ORIGINALLY EXCAVATED "BATHTUB." LOAN OR EXCHANGE PROGRAMS (IV) IN 2023, A WORLD TRADE CENTER STEEL BOX COLUMN FRAGMENT WAS MADE AVAILABLE AS AN OUTGOING LOAN TO THE CRIMINAL JUSTICE INFORMATION CENTER (CJIS) FOR AN OUTDOOR MEMORIAL. THE ORGANIZATION CONTINUES TO BUILD ITS PERMANENT COLLECTION AND HAS ADOPTED A COLLECTIONS MANAGEMENT POLICY TO DEFINE THE SCOPE AND INTELLECTUAL FRAMEWORK OF ASSETS AND THE PROCEDURES BY WHICH THESE MATERIALS ARE ACCESSIONED, CATALOGUED, AND PRESERVED. THAT POLICY DOCUMENT REVIEWED AND UPDATED AS NEEDED WAS MOST RECENTLY MODIFIED IN 2023 AND APPROVED BY THE MUSEUM'S BOARD IN 2024. THROUGH LEADERSHIP OF THE BOARD AND STAFF, THE ORGANIZATION STRIVES TO ESTABLISH, PRESERVE, AND DOCUMENT PRIMARY RECORDS, MATERIAL EVIDENCE, SPOKEN TESTIMONY, AND OTHER WIDE-RANGING CULTURAL DOCUMENTATION RELATED TO THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS, THE HISTORICAL CONTEXT LEADING UP TO THEM, AND THEIR AFTERMATH AND ONGOING REPERCUSSIONS. THE ORGANIZATION ALSO COLLECTS ARTIFACTS, SPOKEN REMEMBRANCES, AND OTHER MATERIALS THAT HONOR AND COMMEMORATE THE VICTIMS OF THE SEPTEMBER 11, 2001 AND FEBRUARY 26, 1993 TERRORIST ATTACKS AND THEIR LEGACIES. THE ORGANIZATION MAKES ITS COLLECTION AVAILABLE AS LOANS TO OTHER MUSEUMS AND PRESENTING INSTITUTIONS, IN THE U.S. AND ABROAD, THAT MEET OUR SECURITY AND ENVIRONMENTAL CRITERIA. THE COLLECTION IS ALSO AVAILABLE, THROUGH ITS CATALOGUE AND BY APPOINTMENT, TO THE PUBLIC FOR RESEARCH PURPOSES AND IN COOPERATION WITH OUR PROFESSIONAL STAFF AND SCHOOL EDUCATORS FOR THE CREATION OF LESSON PLANS THAT ARE THEN MADE AVAILABLE THROUGH OUR WEBSITE. THE MUSEUM'S COLLECTIONS ARE ALSO USED IN EDUCATIONAL AND PUBLIC PROGRAMS AND WIDE-RANGING WEB-BASED CONTENT COMMUNICATIONS FOR THE BENEFIT OF VISITORS. PART X, LINE 2: THE ORGANIZATION RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE ORGANIZATION HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. THE ORGANIZATION IS NO LONGER SUBJECT TO EXAMINATION BY THE APPLICABLE TAXING JURISDICTIONS FOR YEARS PRIOR TO 2020. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECLASS SPECIAL EVENT EXPENSES REPORTED ON PART VIII 107,368. PART XII, LINE 2D - OTHER ADJUSTMENTS: RECLASS SPECIAL EVENT EXPENSES REPORTED ON PART VIII 107,368. BAD DEBT EXPENSES 890,651. X X X X X X X 1 THE PARKSIDE GROUP 80 MAIDEN LANE SUITE 1504 NEW YORK NY 10038 DIRECT MAIL SERVICES 0 672924 513893 159031 BLUE STATE DIGITAL 3 WORLD TRADE CENTER 30TH FLOOR NEW YORK NY 10007 DIGITAL FUNDRAISING 0 298614 380269 -81655 JP LEXINGTON LLC 30 EAST END AVENUE APARTMENT 5B NEW YORK NY 10028 GENERAL FUNDRAISING 0 0 92400 -92400 HOLMAN CONSULTING INC 45 WEST 60TH STREET 4D NEW YORK NY 10023 PLANNED GIVING CONSULTING 0 0 7200 -7200 971538 993762 -22224 AL AK AR CA CO CT FL GA HI IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI BENEFIT DINNER 3818141 3659842 158299 277025 14220 853509 5K RUN/WALK 1650947 1650947 237218 1 445000 445000 103160 5914088 5755789 158299 277025 14220 1193887 1485132 -1326833 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE AGREEMENT WITH THE PARKSIDE GROUP PROVIDES FOR PAYMENT FOR DIRECT MAIL SERVICES BASED ON A FEE SCHEDULE, AND THE REIMBURSEMENT OF EXPENSES REASONABLY INCURRED IN CONNECTION WITH THESE SERVICES. THE AGREEMENT WITH BLUE STATE DIGITAL PROVIDES FOR PAYMENT FOR SERVICES AT $25,000 PER MONTH, AND TRAVEL OTHER EXPENSE REIMBURSEMENTS ON A MONTHLY BASIS AS INCURRED. X X X X 1 0 0 0 0 0 0 1 0 ELIZABETH L HILLMAN PRESIDENT & CEO 733019 0 10000 0 1032 0 18178 0 19166 0 781395 0 0 0 ALLISON BLAIS EVP, CHIEF STRATEGY & OPS 365502 0 0 0 360 0 28800 0 43345 0 438007 0 0 0 CLIFFORD CHANIN EVP DEP. DIR. FOR MUSEUM PROGRAMS 378587 0 0 0 2535 0 37980 0 12233 0 431335 0 0 0 NOELLE LILIEN EVP GENERAL COUNSEL/SECRETARY 353732 0 0 0 552 0 35059 0 40345 0 429688 0 0 0 JOSHUA CHERWIN CHIEF ADVANCEMENT OFFICER 355620 0 0 0 360 0 29226 0 40345 0 425551 0 0 0 DAVID SHEEHAN EVP & CFO 348729 0 0 0 552 0 35195 0 6771 0 391247 0 0 0 JOSEPH WEINKAM EVP GOVERNMENT & COMMUNITY AFFAIRS 279882 0 0 0 552 0 29013 0 40345 0 349792 0 0 0 LEE S COCHRAN SVP COMM & EXTERNAL AFFAIRS (THRU 11/2023) 227879 0 0 0 79842 0 22999 0 11728 0 342448 0 0 0 BENJAMIN MILAKOFSKY EVP, CHIEF OF STAFF 295940 0 0 0 216 0 29347 0 10449 0 335952 0 0 0 SALVATORE CARCATERRA EVP, SECURITY & SAFETY 294568 0 0 0 1584 0 29389 0 966 0 326507 0 0 0 NANCY MORRISSEY SVP, CHIEF INFORMATION OFFICER 226499 0 0 0 957 0 23674 0 40345 0 291475 0 0 0 EDWARD SIDOR SVP, BUILDINGS & GROUNDS 235735 0 0 0 1479 0 23828 0 13804 0 274846 0 0 0 STACY MARQUIT SVP, BUSINESS PLANNING & INSIGHTS 217918 0 0 0 2105 0 21989 0 4702 0 246714 0 0 0 PART I, LINE 4A THE ORGANIZATION PAID A SEVERANCE PAYMENT TO SVP, COMMUNICATIONS & EXTERNAL AFFAIRS, LEE S. COCHRAN IN THE AMOUNT OF $68,575 IN 2023. THIS PAYMENT WAS TREATED AS TAXABLE COMPENSATION TO THE RECIPIENT. PART I, LINE 7 THE ORGANIZATION PROVIDED A DISCRETIONARY PAYMENT TO THE PRESIDENT & CHIEF EXECUTIVE OFFICER LISTED IN PART II AS REPORTED IN COLUMN B(II). THIS PAYMENT WAS INCLUDED IN THEIR TAXABLE INCOME. SEE PART V PART V PART V X 15000000 10384615 0 1 1 10384615 DANIEL EDELMAN INC ENTITY OF 35% OWNED BY FAMILY MEMBER OF TRUSTEE RICHARD EDELMAN 209000 MARKETING RESEARCH 0 SCHEDULE L, PART II, LOANS TO AND FROM INTERESTED PERSONS: (A) NAME OF INTERESTED PERSON: MICHAEL BLOOMBERG(B) RELATIONSHIP WITH ORGANIZATION: CHAIRMAN/TRUSTEE(C) PURPOSE OF LOAN: OPERATIONAL SUPPORT X 937 X 3 1082660 AVG. SELLING PRICE X BOXED WATER 1 4222 COST 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN (B). SCHEDULE M, PART I, LINE II, COLUMNS (C) AND (D): IN 2023, THE ORGANIZATION RECEIVED 937 ITEMS OF RECOGNIZED HISTORICAL VALUE SIGNIFICANT IN THE HISTORY OF THE TERRORIST ATTACKS. IN ACCORDANCE WITH INDUSTRY PRACTICE, THE VALUE OF THESE ITEMS IS NOT REFLECTED AS AN ASSET ON THE STATEMENT OF FINANCIAL POSITION, NOR RECORDED AS NONCASH CONTRIBUTION REVENUE ON THE STATEMENT OF ACTIVITIES. FORM 990, PART I, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: 30TH ANNIVERSARY OF THE FEBRUARY 26, 1993 WORLD TRADE CENTER BOMBING WITH A SOLEMN CEREMONY AND THE 50TH ANNIVERSARY OF THE DEDICATION OF THE ORIGINAL WORLD TRADE CENTER WITH TOWERS RISING OUR FIRST NEW EXHIBITION SINCE THE PANDEMIC. OUR VISITOR SERVICES AND SECURITY TEAMS WELCOMED 2,265,000 VISITORS TO THE MUSEUM AND WE REOPENED THE SOUTH TOWER SCREENING ROOM, GIVING VISITORS AN OPPORTUNITY TO VIEW THE SHORT FILM "BOATLIFT," WHICH DOCUMENTS THE EXTRAORDINARY MARITIME RESCUE ON 9/11. A NEW INSTALLATION OF COMMEMORATIVE MOTORCYCLES REFLECTING DEEPLY PERSONAL CONNECTIONS TO 9/11 ALSO WENT ON VIEW IN DECEMBER. MORE THAN 6,500 FAMILY MEMBERS JOINED US AT THE MEMORIAL AS WE COMMEMORATED THE 22ND ANNIVERSARY OF THE 9/11 ATTACKS, WITH ANOTHER 38,000 PEOPLE TUNING IN ONLINE AND MANY MORE VIA LOCAL, NATIONAL, AND INTERNATIONAL MEDIA COVERAGE. AFTER THE READING OF THE NAMES OF THOSE KILLED MORE THAN TWO DECADES AGO, MANY GATHERED FOR A MOMENT OF TRIBUTE ON THE MEMORIAL GLADE, RECOGNIZING THE THOUSANDS OF FIRST RESPONDERS, RESCUE AND RECOVERY WORKERS, LOWER MANHATTAN RESIDENTS, AND OTHERS WHO HAVE DIED AND CONTINUE TO SUFFER FROM ILLNESSES RELATED TO THEIR TIME AT GROUND ZERO. IN THE SPRING, WE RESTARTED ONSITE STUDENT FIELD TRIPS, INCLUDING FREE PROGRAMMING FOR NEW YORK CITY PUBLIC SCHOOLS. OUR 9/11 ANNIVERSARY DIGITAL LEARNING EXPERIENCE, WITH FIRST-HAND ACCOUNTS OF 9/11 FROM SURVIVORS AND WITNESSES, THE FDNY'S FORMER CHIEF MEDICAL OFFICER, AND MEMBERS OF THE PORT AUTHORITY AND NEW YORK CITY POLICE DEPARTMENTS, REACHED NEARLY 730,000 STUDENTS FROM ALL 50 STATES AND 30 COUNTRIES. OUR PROFESSIONAL TRAINING PROGRAM FOR LAW ENFORCEMENT, INTELLIGENCE, MILITARY, FIRST RESPONDER AGENCIES, AND THE PRIVATE SECTOR REACHED 20,000 PARTICIPANTS. FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION: ATTACKS AND ALL THOSE WHO RISKED THEIR LIVES TO SAVE OTHERS. IT FURTHER RECOGNIZES THE THOUSANDS WHO SURVIVED AND ALL WHO MANIFESTED EXTRAORDINARY COMPASSION AND LEADERSHIP IN THE WAKE OF THE ATTACKS. DEMONSTRATING THE CONSEQUENCES OF TERRORISM ON INDIVIDUAL LIVES AND ITS IMPACT ON COMMUNITIES AT THE LOCAL, NATIONAL, AND INTERNATIONAL LEVELS, THE MEMORIAL & MUSEUM ATTESTS TO THE TRIUMPH OF HUMAN DIGNITY OVER HUMAN DEPRAVITY AND AFFIRMS AN UNWAVERING COMMITMENT TO THE FUNDAMENTAL VALUE OF HUMAN LIFE. "MAY THE LIVES REMEMBERED, THE DEEDS RECOGNIZED, AND THE SPIRIT REAWAKENED BE ETERNAL BEACONS, WHICH REAFFIRM RESPECT FOR LIFE, STRENGTHEN OUR RESOLVE TO PRESERVE FREEDOM, AND INSPIRE AN END TO HATRED, IGNORANCE AND INTOLERANCE." FORM 990, PART III, LINE 4A: OUR STUDENT AND TEACHER PROGRAMS WERE ABLE TO SHIFT BACK TO IN-PERSON PROGRAMMING MID-YEAR. OVER 8,000 STUDENTS TOOK PART IN OUR ONSITE AND VIRTUAL SCHOOL FIELD TRIPS, OVER 800 TEACHERS TOOK PART IN OUR PROFESSIONAL DEVELOPMENT WORKSHOPS AND EVENTS, AND OVER 725,000 STUDENTS, FROM ALL 50 STATES AND AROUND THE WORLD, PARTICIPATED IN OUR ANNIVERSARY DIGITAL LEARNING EXPERIENCE, WHICH CONTINUES TO SERVE AS A SIGNATURE ANNUAL PROGRAM. OVER 1,000 INDIVIDUALS ENGAGED WITH THE ART CART, OUR ONSITE YOUTH & FAMILY PROGRAM HOSTED OVER THE SUMMER. OUR GUIDED TOUR PROGRAM SERVED OVER 105,000 MUSEUM VISITORS. OUR PUBLIC PROGRAMS, WHICH FOCUSED PRINCIPALLY ON DEEPENING UNDERSTANDING OF 9/11'S CONNECTION TO CURRENT EVENTS AND THE ATTACKS' ONGOING RESONANCE, WERE ATTENDED BY NEARLY 1,600 GUESTS IN 12 PROGRAMS. THE 9/11 MEMORIAL & MUSEUM CONTINUED ITS PROFESSIONAL TRAINING PROGRAMS, WHICH PROVIDE AN IN-DEPTH EXPLORATION OF 9/11 FOR LAW ENFORCEMENT, INTELLIGENCE, AND MILITARY AGENCIES TO RECOGNIZE THE SPECIAL CONNECTIONS BETWEEN 9/11 AND THEIR WORK. EACH PROGRAM IS GEARED TOWARD MEETING THE UNIQUE NEEDS AND INTERESTS OF THE AGENCY IN ATTENDANCE. IN 2023, WE SERVED NEARLY 20,000 PARTICIPANTS IN NEARLY 63 ONSITE AND VIRTUAL PROGRAMS. DURING 2023, MUSEUM VISITORS HELPED TO GROW THE DIGITAL RESOURCES USED IN THE CORE EXHIBITIONS WITH APPROXIMATELY 163,000 SIGNATURES AND MESSAGES IN THE DIGITAL GUEST BOOK, MORE THAN 200 NEW PROFILES IN THE REGISTRY OF RESCUE AND RECOVERY WORKERS, AND 12 NEW PROFILES IN THE REGISTRY OF PUBLIC MEMORIALS CREATED AROUND THE WORLD IN COMMEMORATION OF 9/11. DRAWING FROM THESE AND OTHER VISITOR CONTRIBUTIONS, THE MUSEUM UPDATED APPROXIMATELY 40 PROFILES IN THE MEMORIAL EXHIBITION. THROUGH DONATIONS, STRATEGIC PURCHASES, AND ORAL HISTORIES CONDUCTED BY STAFF, MUSEUM ACQUISITIONS BY THE END OF 2023 NUMBERED MORE THAN 22,980 OBJECTS AND ARTWORKS, 46,416 PRINT AND DIGITAL IMAGES, 378 MOVING IMAGES, AND 3,811 ORAL RECORDINGS. AMONG THE VARIED NEW ACQUISITIONS WERE AN ARTIST BOOK TITLED CAUDEX FOLIUM BY MARIA PISANO THAT TELLS THE STORY OF THE SURVIVOR TREE WITH POEMS, ILLUSTRATIONS, AND POP-UP ELEMENTS, AND A NEW YORK POLICE DEPARTMENT DETECTIVE BADGE, AWARDED POSTHUMOUSLY TO LUIS GUSTAVO ALVAREZ. DET. ALVAREZ SPENT THREE MONTHS AT GROUND ZERO SEARCHING FOR SURVIVORS AND THE DECEASED. HE LATER DEVELOPED CANCER LINKED TO HIS EXPOSURE TO WORLD TRADE CENTER TOXINS AND BECAME AN ADVOCATE FOR OTHERS SUFFERING FROM 9/11-RELATED ILLNESSES. 115 OBJECTS WERE ADDED TO THE ONLINE COLLECTION CATALOG, INSIDE THE COLLECTION. ADDITIONALLY, TWO NEW FEATURE GALLERIES WERE CREATED WITHIN THE CATALOG. IN THE SPRING, A FEATURE GALLERY WAS LAUNCHED TO COINCIDE WITH THE TOWERS RISING EXHIBITION, WHICH REFLECTED THROUGH ARTWORKS IN THE MUSEUM'S COLLECTION HOW THE WORLD VIEWED THE RISING TOWERS AND HOW NEW YORK CITY HAS REBUILT IN THE AFTERMATH OF 9/11. IN THE FALL, A FEATURE GALLERY WAS CREATED TO HIGHLIGHT A CURATED GROUP OF OBJECTS LAUNCHED TO COINCIDE WITH HISPANIC HERITAGE MONTH. THE MUSEUM FULFILLED A REQUEST FROM THE FBI'S CRIMINAL JUSTICE INFORMATION CENTER (CJIS) TO BORROW A WORLD TRADE CENTER STEEL BOX COLUMN FRAGMENT FOR AN OUTDOOR MEMORIAL. THE MUSEUM ALSO FIELDED SEVERAL INQUIRIES FROM BORROWERS PLANNING 9/11 25TH ANNIVERSARY EXHIBITIONS. IN 2023, TWO OBJECTS WERE RECEIVED BY THE MUSEUM AS NEW INCOMING LOANS, AND THE LOANS OF 16 OBJECTS WERE EXTENDED. A SUSTAINING CULTURAL HERITAGE COLLECTIONS GRANT FROM THE NATIONAL ENDOWMENT FOR THE HUMANITIES (NEH) ALLOWED THE MUSEUM TO CONTINUE ITS SLURRY WALL PRESERVATION PROJECT. THE PREPARATORY STEPS TO EXAMINE THE SUSTAINABLE WATER MITIGATION DRAINAGE SYSTEM INCLUDED THE INSTALLATION OF HUMIDITY MONITORS TO RECORD EXISTING MOISTURE LEVELS FOR COMPARISON WITH THOSE ONCE SYSTEMIC ADJUSTMENTS ARE MADE, AND A COMPREHENSIVE ASSESSMENT AND 3D MODEL OF THE WALL'S ENTIRE SURFACE. WHILE THE INSTITUTION CONTINUED TO PROCEED WITH CRITICAL REPAIRS AND MAINTENANCE IN 2023, THERE WERE NO MAJOR CONSTRUCTION PROJECTS UNDERWAY. FORM 990, PART VI, SECTION A, LINE 2 TRUSTEES MICHAEL BLOOMBERG AND PATRICIA HARRIS HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 IN 2023, THE BOARD APPROVED AMENDMENTS TO THE ORGANIZATION'S BY-LAWS TO ENSURE THAT THE COMMITTEE RESPONSIBILITIES SET FORTH IN THE BY-LAWS REFLECT CURRENT PRACTICES. THE PROPOSED EDITS INCLUDED CHANGING THE NAME OF THE ACQUISITIONS COMMITTEE TO THE COLLECTIONS COMMITTEE AND UPDATING THE COMMITTEE'S RESPONSIBILITIES TO REFLECT ITS FOCUS ON PRESERVING THE COLLECTION AND ENSURING THAT IT IS PUBLICLY ACCESSIBLE. IN ADDITION, THE DESCRIPTION OF THE INSTITUTIONAL ADVANCEMENT COMMITTEE'S RESPONSIBILITIES WAS AMENDED TO CLARIFY THAT THE COMMITTEE IS RESPONSIBLE FOR OVERSEEING AND COORDINATING STRATEGY TO SECURE BOTH PUBLIC AND PRIVATE FUNDS. FINALLY, THE EDUCATION & EXTERNAL AFFAIRS COMMITTEE'S RESPONSIBILITIES WAS UPDATED TO REFLECT THE COMMITTEE'S ROLE IN ASSISTING THE STAFF AS IT DEVELOPS AND PRESENTS THE MUSEUM'S PROGRAMMATIC CONTENT INCLUDING EXHIBITIONS, EDUCATIONAL INITIATIVES, AND PUBLIC AND PROFESSIONAL PROGRAMS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS SHARED ELECTRONICALLY WITH THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE AUDIT COMMITTEE IS RESPONSIBLE FOR APPROVING THE FORM 990 IN ADVANCE OF FILING. PRIOR TO FILING, ELECTRONIC COPIES ARE ALSO PROVIDED TO THE FULL BOARD FOR REVIEW, AND THE BOARD HAS AN OPPORTUNITY TO ASK QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C SINCE ITS INCEPTION, THE ORGANIZATION HAS ENFORCED AND ACTIVELY MONITORED ITS BOARD-APPROVED CONFLICT OF INTEREST POLICY. IN 2014, THE MEMORIAL'S EXISTING POLICY WAS UPDATED TO COMPLY WITH THE REQUIREMENTS OF THE NEW YORK NONPROFIT REVITALIZATION ACT OF 2013. THE POLICY MANDATES THAT ALL EMPLOYEES AND MEMBERS OF THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST QUESTIONNAIRE AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. EMPLOYEES AND MEMBERS OF THE BOARD HAVE BEEN REQUIRED TO COMPLETE CONFLICT OF INTEREST DISCLOSURE QUESTIONNAIRES ANNUALLY SINCE THE ORGANIZATION'S INCEPTION. THE QUESTIONNAIRE MUST ALSO BE COMPLETED ON AN INTERIM BASIS, IF NECESSARY, DUE TO EMERGING CONFLICTS. THE MEMBERS OF THE GOVERNING BODY'S SIGNED CONFLICT OF INTEREST QUESTIONNAIRES ARE FILED WITH THE GENERAL COUNSEL. EMPLOYEES' CONFLICT OF INTEREST FORMS ARE FILED WITH THE SVP-DIRECTOR OF HUMAN RESOURCES. COPIES OF THE TRUSTEES' COMPLETED CONFLICT OF INTEREST QUESTIONNAIRES ARE PROVIDED TO THE MEMBERS OF THE AUDIT AND NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE. IF A CONFLICT IS REPORTED, THE GENERAL COUNSEL IS CONSULTED. IN THE EVENT A RELATED-PARTY TRANSACTION IS CONTEMPLATED, THE TRANSACTION IS EVALUATED AND APPROVED BY A MAJORITY OF THE INDEPENDENT MEMBERS OF THE NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE BEFORE ANY SUCH CONTRACT CAN BE EXECUTED BY THE MEMORIAL. THE AFFECTED MEMBER OF THE GOVERNING BODY IS NOT ENTITLED TO VOTE, DELIBERATE OR OTHERWISE USE HIS OR HER PERSONAL INFLUENCE ON THE MATTER IN QUESTION. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION HAS AN ESTABLISHED COMPENSATION POLICY FOR ITS PRESIDENT/CEO AND TOP MANAGEMENT OFFICIALS. THE NOMINATING, GOVERNANCE & COMPENSATION COMMITTEE REVIEWS APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. THE COMMITTEE USES A VARIETY OF INFORMATION TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO ITS EXECUTIVES. THE COMMITTEE'S DECISION ON THE AMOUNT OF COMPENSATION PAID IS DOCUMENTED IN A CONTEMPORANEOUSLY WRITTEN FORMAT, INCLUDING THE DATE OF THE DECISION, THE MEMBERS PRESENT DURING THE DECISION, THE FULL TERMS OF THE TRANSACTION THAT WAS APPROVED AND THE COMPARABLE DATA USED AND RELIED UPON TO MAKE THE DECISION. THE PROCESS WAS LAST UNDERTAKEN IN 2023. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS FORM 990, FORM 1023, FINANCIAL STATEMENTS, AND CONFLICT OF INTEREST POLICY AVAILABLE FOR PUBLIC INSPECTION BY POSTING IT ON ITS WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON GUIDESTAR.ORG AND SIMILAR TYPES OF WEBSITES. IN ADDITION, THESE DOCUMENTS ARE AVAILABLE UPON WRITTEN REQUEST. PART VII: COMPENSATION REPORTED IN PART VII-A FOR RICHARD EDELMAN WAS COMPENSATION FOR SERVICES PROVIDED TO THE ORGANIZATION. FORM 990, PART XI, LINE 9: BAD DEBT EXPENSES -890,651. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT OF ITS FINANCIAL STATEMENTS AND THE SELECTION OF AN INDEPENDENT ACCOUNTANT. THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR.