2024-08-15T12:28:23-05:00 2023-09-30 263753134 CBIZ MHM LLC 500 BOYLSTON STREET BOSTON MA 02116 990 2022-10-01 472250732 TUFTS MEDICINE INC TUFT 9789422220 800 DISTRICT AVENUE 520 BURLINGTON MA 01803 ANDREW DEVOE CFO 9789422220 2024-08-14 1 1 BRENDA L BOOTH P01342395 6177610600 2024-08-14 2022 2024-08-08 14:25:15Z MICHAEL DANDORPH 800 DISTRICT AVENUE 520 BURLINGTON MA 01803 18106195 0 X WWW.TUFTSMEDICINE.ORG X 2014 MA CARE INTEGRATION, POPULATION HEALTH MANAGEMENT, PATIENT ACCESS AND OPERATIONAL PERFORMANCE. 17 14 735 18 28761 27761 0 0 785870 18077434 0 0 -8831 28761 777039 18106195 0 0 0 0 12372783 14537681 0 0 0 12645569 37135291 25018352 51672972 -24241313 -33566777 261139193 348784798 198592101 268516303 62547092 80268495 X OUR MISSION, VISION AND VALUES ARE OUR GUIDING LIGHT. TOGETHER, WE BRING THEM TO LIFE WITH OUR CARE, OUR ACTIONS, OUR LEARNING AND OUR COMMITMENT TO EXCELLENCE.AT TUFTS MEDICINE, WE KNOW THE POWER OF COMMUNITY. IT'S THAT FEELING OF BEING WELCOMED AND APPRECIATED FOR EXACTLY WHO YOU ARE. IT'S THAT SENSE OF CONNECTION IN SHARING DIVERSE STORIES AND EXPERIENCES WITH COWORKERS, PATIENTS AND THEIR FAMILIES. IT'S THAT STRENGTH YOU GAIN TO PURSUE YOUR PASSIONS, KNOWING YOUR TEAM IS THERE TO SUPPORT YOU EVERY STEP OF THE WAY. THAT'S HEALTHCARE WITH HEART.WE COME FROM DIFFERENT BACKGROUNDS, CULTURES AND BELIEFS, UNITED UNDER ONE MISSION: EMPOWERING PEOPLE TO LIVE THEIR BEST LIVES BY REIMAGINING HEALTHCARE, ADVANCING KNOWLEDGE AND PIONEERING DISCOVERY. BY WORKING TOGETHER, WE CAN REALIZE OUR VISION OF CREATING THE MOST EQUITABLE AND FRICTIONLESS HEALTHCARE EXPERIENCE IN THE WORLD. 0 0 19327700 18077434 TUFTS MEDICINE, INC. ("TUFTS MEDICINE"), WHICH IS HEREINAFTER REFERRED TO AS THE "SYSTEM", REPRESENTS A UNIQUE MODEL THAT SERVES THE HEALTH NEEDS OF COMMUNITIES WHILE ENHANCING THE AFFORDABILITY OF CARE. THE SYSTEM FOCUSES ON CARE INTEGRATION, POPULATION HEALTH MANAGEMENT, PATIENT ACCESS, AND OPERATIONAL PERFORMANCE. TUFTS MEDICINE IS THE SOLE CORPORATE MEMBER OF TUFTS MEDICAL CENTER PARENT, INC. AND CONSOLIDATED AFFILIATES ("TUFTS MC"), CIRCLE HEALTH, INC. AND CONSOLIDATED AFFILIATES ("CIRCLE HEALTH"), MELROSEWAKEFIELD HEALTHCARE, INC. AND CONSOLIDATED AFFILIATES ("MELROSEWAKEFIELD"), TUFTS MEDICINE CARE AT HOME PARENT ("TMCAH"), FORMERLY HOME HEALTH FOUNDATION, INC ("HHF"), TUFTS MEDICINE INTEGRATED NETWORK, INC. ("TMIN"), FORMERLY WELLFORCE CLINICALLY INTEGRATED NETWORK, TUFTS MEDICINE PHARMACY, LLC. ("TM PHARMACY"), TUFTS MEDICINE INDEMNITY COMPANY, LTD ("TMEDIC"), FORMERLY WELLFORCE INDEMNITY COMPANY, LTD, AND TUFTS MEDICINE HIGH RELIABILITY INSTITUTE, INC.TUFTS MEDICINE IS DESIGNED TO ENHANCE THE DELIVERY OF PATIENT-CENTERED CARE AND IMPROVE ACCESS TO HIGH-QUALITY, CLINICALLY INTEGRATED HEALTHCARE SERVICES FOR PATIENTS THROUGHOUT MANY COMMUNITIES IN THE COMMONWEALTH OF MASSACHUSETTS. TUFTS MEDICINE IS WORKING TO FACILITATE IMPLEMENTATION OF A COMMON, COORDINATED APPROACH, ACROSS THE THREE AFFILIATING HEALTH CARE SYSTEMS, TO POPULATION HEALTH MANAGEMENT. THIS WILL ALLOW FOR INNOVATION IN CARE MANAGEMENT MODELS, DISSEMINATION OF BEST PRACTICES, SHARED INFRASTRUCTURE AND INFORMATION SYSTEMS, AND INCREASED SCALE TO SERVE A GREATER POPULATION BASE. THE ROLE OF TUFTS MEDICINE FOR TUFTS MC, CIRCLE HEALTH, MELROSEWAKEFIELD AND TMCAH WILL FACILITATE RATIONALIZING CARE DELIVERY TO ASSURE THAT SERVICES ARE PROVIDED IN THE MOST EFFICIENT SETTING, WITH INCENTIVES FOR CLOSE COLLABORATION AMONG PHYSICIANS, FACILITIES AND OTHER HEALTH CARE PROVIDERS. THE ROLE OF TUFTS MEDICINE WILL ALSO SERVE TO FOSTER EFFECTIVE CLINICAL INTEGRATION ACROSS THE CONTINUUM OF CARE, INCLUDING IMPLEMENTING STRATEGIES PROMOTING RISK-SHARING AND HIGH PERFORMANCE OUTCOMES. THROUGH TUFTS MEDICINE, TUFTS MC, CIRCLE HEALTH, MELROSEWAKEFIELD AND TMCAH WILL DEFINE A COMMON SET OF RESPONSIBILITIES THAT HONORS THEIR RESPECTIVE AUTONOMY WHILE PROMOTING A COLLABORATIVE AND COMPREHENSIVE FUTURE-LOOKING STRATEGIC VISION PROACTIVELY RESHAPING HOW HEALTH CARE IS PROVIDED. 19327700 1 0 0 1 0 0 0 0 0 0 1 1 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 791 0 1 735 1 1 1 0 0 0 0 0 0 0 0 0 1 0 X 17 14 0 0 0 0 0 1 0 1 1 0 1 1 1 1 1 1 1 1 1 1 0 MA CA X X ANDREW DEVOE 9789422220 800 DISTRICT AVENUE BURLINGTON MA 01803 MICHAEL DANDORPH PRESIDENT & CEO 49.00 1.00 X X 1289948 0 291127 CLARISSA YANG MD TRUSTEE 1.00 39.00 X 0 715185 32687 DAVID CRISS TRUSTEE 1.00 49.00 X 0 235397 0 CYNTHIA BARGINERE TRUSTEE 1.00 0.00 X 0 0 0 FIRDAUS BHATHENA TRUSTEE 1.00 0.00 X 0 0 0 PATRICIA CAMPBELL VICE CHAIR 1.00 0.00 X X 0 0 0 MICHELE CRAGE TRUSTEE 1.00 1.00 X 0 0 0 GARY CAMPBELL CHAIR 1.00 1.00 X X 0 0 0 DAMIAN FOLCH TRUSTEE 1.00 0.00 X 0 0 0 ANTHONY MONACO TRUSTEE (UNTIL 7/1/23) 1.00 0.00 X 0 0 0 RAYMOND ANSTISS JR TRUSTEE 1.00 1.00 X 0 0 0 JEFFREY SHAMES TRUSTEE 1.00 0.00 X 0 0 0 PHILIP LEMBO TRUSTEE 1.00 0.00 X 0 0 0 GENIA LONG TRUSTEE (UNTIL 9/26/23) 1.00 1.00 X 0 0 0 MONICA VALDES LUPI TRUSTEE 1.00 0.00 X 0 0 0 NAOMI PRENDERGAST TRUSTEE 1.00 0.00 X 0 0 0 CHRISTOPHER VINCZE TRUSTEE (UNTIL FEB. 2023) 1.00 0.00 X 0 0 0 KARA DOYLE TRUSTEE 1.00 0.00 X 0 0 0 BRIAN KAVOOGIAN TRUSTEE 1.00 0.00 X 0 0 0 SUNIL KUMAR PH D TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL WAGNER MD CHIEF PHYSICIAN EXEC. (UNTIL 11/22) 49.00 1.00 X 974086 0 36228 SUSAN GREEN EXECUTIVE VP & CFO & TREASURER 49.00 1.00 X 953259 0 39569 JEFFREY WEINSTEIN ESQ EVP/CHIEF LEGAL OFFICER(UNTIL 11/22) 49.00 1.00 X 637099 0 27788 ZACHARY REDMOND SECRETARY 48.00 2.00 X 384525 0 74854 SYED SHAFIQUR RAB EXEC VP, CHIEF DIGITAL TRANS OFFICER 49.00 1.00 X 890590 0 47038 SABRINA GRANVILLE EVP, CHIEF HR OFFICER 49.00 1.00 X 533228 0 108780 NIOBIS QUEIRO SR. VP, REVENUE CYCLE (UNTIL 1/23) 40.00 0.00 X 415434 0 83989 MICHAEL NEWMAN SVP, CHIEF CLINICAL OFFICER 40.00 3.00 X 763356 0 116529 CRAIG BEST EVP, PHYSICIAN ORGANIZATIONS 40.00 0.00 X 712653 0 9005 DAVID STORTO UNTIL 423 EVP, CHIEF STRATEGY OFFICER 40.00 0.00 X 910787 0 29298 JOANNE MARQUSEE EVP, CIO (UNTIL 11/22) 40.00 0.00 X 774659 0 27864 LEE ERICKSON CHIEF QUALITY OFFICER (UNTIL 3/23) 50.00 0.00 X 795099 0 71568 JOSEPH WHITE FORMER TRUSTEE 0.00 50.00 X 0 1132076 32893 MICHAEL APKON MD FORMER TRUSTEE 0.00 0.00 X 0 251139 0 MICHAEL TARNOFF MD FORMER TRUSTEE 0.00 40.00 X 0 1169150 194343 SUSAN M SANDBERG FORMER TRUSTEE 0.00 42.00 X 0 650000 0 PAUL SUMMERGRAD MD FORMER TRUSTEE 0.00 40.00 X 0 510785 53634 JOSEPH PENNACCHIO MD FORMER TRUSTEE 0.00 42.00 X 0 506483 21815 WILLIAM SHICKOLOVICH FORMER EVP & CIO 0.00 0.00 X 124308 0 0 10159031 5170215 1299009 193 1 1 0 ERNST & YOUNG LLP 200 PLAZA DRIVE SECAUCUS NJ 07094 CONSULTING 1283623 ALVAREZ & MARSAL HEALTHCARE GROUP 600 MADISON AVE 8TH FL NEW YORK NY 10022 CONSULTING 1078966 ROPES & GRAY LLP 800 BOYLSTON ST BOSTON MA 02199 LEGAL CONSULTING 562174 ISSUES MANAGEMENT GROUP INC 30 WINTER ST BOSTON MA 02108 CONSULTING 450000 MINDFUL LEADERSHIP GROUP 201 COVENTRY LANE NORTH ANDOVER MA 01845 CONSULTING 292592 5 HEALTH CARE SERVICES 621300 18077434 18077434 18077434 OTHER REVENUE 520000 28761 28761 28761 18106195 18077434 28761 0 X 4735731 4735731 9558625 9479340 79285 62934 62934 180391 180391 187800 93900 93900 168000 168000 153130 153130 17387237 8427609 8959628 26559 190 26369 293778 31 293747 489581 489581 312530 312530 167769 167769 SUPPLIES 13125904 13125904 RESEARCH 1000000 1000000 DUES & FEES 478548 478548 TELEPHONE 456688 456688 2887767 83305 2804462 51672972 19327700 32345272 0 8805903 839512 15698581 19889342 908418 4737060 7649607 2956615 1538761 439773 331771 1098988 138048209 137519632 89696704 181743649 261139193 348784798 177040557 199600043 21551544 68916260 198592101 268516303 X 62547092 80268495 62547092 80268495 261139193 348784798 X -33566777 51288180 X 0 1 X 1 0 X X 3 THE LOWELL GENERAL HOSPITAL 042103590 3 1 0 0 TUFTS MEDICAL CENTER INC 043400617 3 1 0 0 MELROSEWAKEFIELD HEALTHCARE INC 042767880 3 1 0 0 3 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 SECTION A. ALL SUPPORTING ORGANIZATIONS EFFECTIVE JANUARY 1, 2018 TUFTS MEDICAL CENTER PARENT, INC. AND CONSOLIDATED AFFILIATES ("TUFTS MC"), CIRCLE HEALTH, INC. AND CONSOLIDATED AFFILIATES ("CIRCLE HEALTH") AND MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION AND CONSOLIDATED AFFILIATES ("MELROSEWAKEFIELD"), BECAME THE FOUNDING MEMBERS OF TUFTS MEDICINE, INC. ("TUFTS MEDICINE"), WHICH IS HEREINAFTER REFERRED TO AS THE "SYSTEM." IN 2022, TUFTS MEDICINE PHARMACY, LLC. WAS FORMED AS A WHOLLY OWNED SUBSIDIARY OF TUFTS MEDICINE, INC. TO OPERATE AN OUTPATIENT PHARMACY SUPPORTING THE SYSTEM. TUFTS MEDICINE WILL PROVIDE ASSISTANCE IN POPULATION HEALTH MANAGEMENT AS A SUPPORTING ORGANIZATION TO TUFTS MEDICAL CENTER, MELROSEWAKEFIELD, AND THE LOWELL GENERAL HOSPITAL, ALL OF WHICH ARE 501(C)(3) TAX EXEMPT ORGANIZATIONS. THIS WILL ALLOW FOR INNOVATION IN CARE MANAGEMENT MODELS, DISSEMINATION OF BEST PRACTICES, AND SHARED INFRASTRUCTURE AND INFORMATION SYSTEMS. TUFTS MC, MELROSEWAKEFIELD AND THE LOWELL GENERAL HOSPITAL WOULD CARRY OUT THESE ACTIVITIES ON THEIR OWN IF THEY WERE NOT PERFORMED BY TUFTS MEDICINE. TUFTS MEDICINE IS THE COMMON PARENT, INC. ("TUFTS MC PARENT") CIRCLE HEALTH, INC. ("CIRCLE HEALTH") AND MELROSEWAKEFIELD, ALL 501(C)(3) ORGANIZATIONS. WHILE TUFTS MEDICINE'S GOVERNING DOCUMENTS DO NOT EXPRESSLY REQUIRE THAT A MAJORITY OF ITS GOVERNING BOARD CONSISTS OF INDIVIDUALS WHO ALSO SERVE ON THE GOVERNING BOARD(S) OF THE SUPPORTED ORGANIZATION(S), TUFTS MEDICINE BELIEVES THAT IT MEETS TEST 1 BECAUSE, DURING AN INITIAL TRANSITION PERIOD OF SIX YEARS, A MAJORITY OF ITS CURRENT GOVERNING BOARD ALSO SERVE ON THE GOVERNING BOARD(S) OF THE SUPPORTED ORGANIZATION(S), AND THE APPOINTMENT PROCESS WILL ALLOW FOR A MAJORITY OF THE GOVERNING BOARD TO CONTINUE TO CONSIST OF INDIVIDUALS WHO ALSO SERVE ON THE GOVERNING BOARD(S) OF THE SUPPORTED ORGANIZATION(S). AFTER THE INITIAL TRANSITION PERIOD, (I) THREE OF THE TRUSTEES WILL BE APPOINTED BY CIRCLE HEALTH, (II) THREE OF THE TRUSTEES WILL BE APPOINTED BY TUFTS MC PARENT, (III), THREE OF THE TRUSTEES WILL BE APPOINTED BY MELROSEWAKEFIELD, THE PRESIDENT AND CEO OF TUFTS MEDICINE SHALL BE AN EX OFFICIO TRUSTEE, AND (IV) THE REMAINING TRUSTEES SHALL BE ELECTED BY A MAJORITY VOTE OF THE TRUSTEES OF TUFTS MEDICINE THEN IN OFFICE. CURRENTLY, A SIGNIFICANT NUMBER OF THE TUFTS MEDICINE TRUSTEES ARE ALSO ON THE GOVERNING BOARD OF LGH, MELROSEWAKEFIELD AND TUFTS MC, RESULTING IN MAJORITY WHO ALSO SERVE ON THE GOVERNING BOARD(S) OF THE SUPPORTED ORGANIZATION(S), WITH ONE VACANCY. IN APPOINTING FUTURE TRUSTEES, TUFTS MC PARENT, MELROSEWAKEFIELD, CIRCLE HEALTH AND THE TRUSTEES OF TUFTS MEDICINE WILL ENSURE THAT A MAJORITY OF THE TRUSTEES OF TUFTS MEDICINE ALSO SERVE ON THE GOVERNING BOARD(S) OF THE SUPPORTED ORGANIZATION(S). 0 0 0 0 0 0 1 153130 0 0 153130 0 PART II-B, LINE 1(G), DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, GOVERNMENT OFFICIALS, OR A LEGISLATIVE BODY: A PORTION OF TUFT MEDICINE'S MASSACHUSETTS HOSPITAL ASSOCIATION (MHA) DUES SUPPORTS LOBBYING ACTIVITIES. THE MHA WORKS ON BEHALF OF THE INDUSTRY TO INFLUENCE MATTERS OF IMPORTANCE TO MASSACHUSETTS HEALTHCARE. 298445 101487 196958 1038442 338286 700156 201874 201874 1098988 INVESTMENT IN SUBSIDIARY 119905606 F INVESTMENT IN UNCONSOLIDATED AFFILIATE 17614026 F 137519632 SECURITY DEPOSITS 23500 RIGHT OF USE ASSETS 3939768 CSV SPLIT LIFE 112263 DUE FROM AFFILIATES 173136382 FUNDS HELD FOR DEFERRED COMPENSATION 4531736 181743649 DUE TO AFFILIATES 60504194 LEASE LIABILITY 3880330 OTHER LIABILITIES 4531736 68916260 69420289 51314094 51314094 18106195 0 18106195 51672972 0 51672972 0 51672972 PART XI, LINE 2D - OTHER ADJUSTMENTS: INTERENTITY NET ASSET TRANSFERS 51,314,094. X X X X X X 1 1 0 0 0 0 0 1 0 MICHAEL DANDORPH PRESIDENT & CEO 1273773 0 0 0 16175 0 261150 0 29977 0 1581075 0 0 0 MICHAEL TARNOFF MD FORMER TRUSTEE 0 1002619 0 154500 0 12031 0 167561 0 26782 0 1363493 0 0 JOSEPH WHITE FORMER TRUSTEE 0 835766 0 127934 0 168376 0 11325 0 21568 0 1164969 0 0 MICHAEL WAGNER MD CHIEF PHYSICIAN EXEC. (UNTIL 11/22) 820605 0 0 0 153481 0 9150 0 27078 0 1010314 0 0 0 SUSAN GREEN EXECUTIVE VP & CFO & TREASURER 717484 0 93750 0 142025 0 9150 0 30419 0 992828 0 0 0 DAVID STORTO UNTIL 423 EVP, CHIEF STRATEGY OFFICER 724122 0 92500 0 94165 0 8979 0 20319 0 940085 0 0 0 SYED SHAFIQUR RAB EXEC VP, CHIEF DIGITAL TRANS OFFICER 661426 0 85363 0 143801 0 17850 0 29188 0 937628 0 24313 0 MICHAEL NEWMAN SVP, CHIEF CLINICAL OFFICER 649734 0 66950 0 46672 0 96105 0 20424 0 879885 0 41847 0 LEE ERICKSON CHIEF QUALITY OFFICER (UNTIL 3/23) 717965 0 73650 0 3484 0 42350 0 29218 0 866667 0 0 0 JOANNE MARQUSEE EVP, CIO (UNTIL 11/22) 559843 0 78750 0 136066 0 9150 0 18714 0 802523 0 0 0 CLARISSA YANG MD TRUSTEE 0 566860 0 115945 0 32380 0 30500 0 2187 0 747872 0 0 CRAIG BEST EVP, PHYSICIAN ORGANIZATIONS 346421 0 141750 0 224482 0 0 0 9005 0 721658 0 0 0 JEFFREY WEINSTEIN ESQ EVP/CHIEF LEGAL OFFICER(UNTIL 11/22) 453993 0 61913 0 121193 0 9150 0 18638 0 664887 0 0 0 SUSAN M SANDBERG FORMER TRUSTEE 0 0 0 0 0 650000 0 0 0 0 0 650000 0 0 SABRINA GRANVILLE EVP, CHIEF HR OFFICER 452323 0 59375 0 21530 0 79714 0 29066 0 642008 0 0 0 PAUL SUMMERGRAD MD FORMER TRUSTEE 0 425970 0 39544 0 45271 0 30500 0 23134 0 564419 0 0 JOSEPH PENNACCHIO MD FORMER TRUSTEE 0 492478 0 10000 0 4005 0 9200 0 12615 0 528298 0 0 NIOBIS QUEIRO SR. VP, REVENUE CYCLE (UNTIL 1/23) 366347 0 37820 0 11267 0 63130 0 20859 0 499423 0 0 0 ZACHARY REDMOND SECRETARY 305704 0 29520 0 49301 0 45989 0 28865 0 459379 0 39423 0 MICHAEL APKON MD FORMER TRUSTEE 0 0 0 0 0 251139 0 0 0 0 0 251139 0 0 DAVID CRISS TRUSTEE 0 235397 0 0 0 0 0 0 0 0 0 235397 0 0 WILLIAM SHICKOLOVICH FORMER EVP & CIO 0 0 0 0 124308 0 0 0 0 0 124308 0 0 0 PART I, LINES 4A-B MICHAEL APKON RECEIVED SEVERANCE IN THE AMOUNT OF $251,139 DURING CALENDAR YEAR 2022. CRAIG BEST RECEIVED SEVERANCE IN THE AMOUNT OF $700,000 DURING CALENDAR YEAR 2022. WILLIAM SHICKOLOVICH RECEIVED SEVERANCE IN THE AMOUNT OF $124,308 DURING CALENDAR YEAR 2022. JEFFREY WEINSTEIN RECEIVED SEVERANCE IN THE AMOUNT OF $32,385 DURING CALENDAR YEAR 2022. SUSAN SANDBERG RECEIVED SEVERANCE IN THE AMOUNT OF $650,000 DURING CALENDAR YEAR 2022. JOANNE MARQUSEE RECEIVED SEVERANCE IN THE AMOUNT OF $48,462 DURING CALENDAR YEAR 2022 SECTION 457(F) RETIREMENT PLAN EMPLOYER DEFERRALS: MICHAEL DANDORPH - $252,000 MICHAEL TARNOFF - $158,411 MICHAEL NEWMAN - $87,105 SABRINA GRANVILLE - $70,564 NIOBIS QUEIRO - $50,865 LEE ERICKSON - $42,350 ZACHARY REDMOND - $36,977 PART I, LINE 7 BONUSES ARE PAID AS INDICATED ON SCHEDULE J, PART II. BONUS PAID TO OFFICERS ARE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD. OTHER BONUSES ARE APPROVED BY THE OFFICERS OF THE HOSPITAL. FORM 990, PART VI, SECTION A, LINE 7A THE BOARD OF TRUSTEES SHALL CONSIST OF MEMBERS OF TUFTS MC PARENT, MELROSEWAKEFIELD HEALTHCARE AND CIRCLE HEALTH. EACH WILL APPOINT 3 TRUSTEES OF TUFTS MEDICINE, AND THE REMAINING TRUSTEES WILL BE ELECTED BY THE TRUSTEES OF TUFTS MEDICINE THEN IN OFFICE. FORM 990, PART VI, SECTION B, LINE 11B TUFTS MEDICINE, INC'S 990 WAS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM IN ACCORDANCE WITH INFORMATION PROVIDED BY THE FINANCE DEPARTMENT. THE FINANCE DEPARTMENT REVIEWED AND MADE RECOMMENDATIONS BASED UPON THE DRAFT PRIOR TO ITS PRESENTATION TO THE FULL BOARD OF DIRECTORS. BASED UPON THIS REVIEW, THE FINANCE DEPARTMENT FORMED A RECOMMENDATION TO THE BOARD OF DIRECTORS AS TO THE ACCEPTABILITY AND CONTENT OF THE FILING. ALL MEMBERS OF THE BOARD OF DIRECTORS WERE PROVIDED A COPY OF THE COMPLETED 990 BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C TUFTS MEDICINE, INC. FOLLOWS THE CONFLICT OF INTEREST POLICY OF THE LOWELL GENERAL HOSPITAL. ALL TRUSTEES, OFFICERS AND KEY EMPLOYEES SIGN AN ANNUAL CONFLICT OF INTEREST STATEMENT FOLLOWING THE POLICY OF THE LOWELL GENERAL HOSPITAL AS OUTLINED BELOW: ALL OFFICERS, BOARD MEMBERS, AND KEY EMPLOYEES ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. ANY ACTUAL OR POTENTIAL CONFLICTS ARE FORWARDED TO THE COMPLIANCE COMMITTEE FOR CONSIDERATION. IN THE EVENT OF AN ACTUAL OR POTENTIAL CONFLICT, THE CONFLICTED INDIVIDUAL IS PROHIBITED FROM PARTICIPATING IN DELIBERATIONS OR DECISIONS RELATING TO THE MATTER. A COMPLIANCE COMMITTEE MEETING IS HELD EVERY OTHER MONTH TO ADDRESS CONCERNS. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE CEO AND OTHER OFFICERS FOLLOWS THE PROCESS AS OUTLINED BELOW: A THIRD PARTY CONSULTANT IS HIRED FOR AN INDEPENDENT ASSESSMENT OF APPROPRIATE SALARY RANGES FOR THE OFFICERS OF THE ORGANIZATION SUCH AS THE CEO, COO, AND CFO. THIS ASSESSMENT IS REVIEWED BY THE COMPENSATION COMMITTEE AND A RECOMMENDATION IS GIVEN TO THE EXECUTIVE COMMITTEE ON SALARY INCREASES AND BONUSES. FORM 990, PART VI, SECTION C, LINE 19 TUFTS MEDICINE, INC'S FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC THROUGH THE MASSACHUSETTS'S ATTORNEY GENERAL'S WEBSITE. TUFTS MEDICINE, INC. DOES NOT MAKE ITS GOVERNING DOCUMENTS OR ITS CONFLICT OF INTEREST POLICY AVAILABLE TO THE PUBLIC. THE 990 IS AVAILABLE ON THE MASSACHUSETT'S ATTORNEY GENERAL'S WEBSITE AND WWW.GUIDESTAR.ORG. FORM 990, PART IX, LINE 11G PROFESSIONAL CONSULTING FEES: PROGRAM SERVICE EXPENSES 8,427,609. MANAGEMENT AND GENERAL EXPENSES 8,959,628. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 17,387,237. FORM 990, PART XI, LINE 9: INTERENTITY NET ASSET TRANSFERS 51,288,180. LGH MEDICAL GROUP LLC 295 VARNUM AVE LOWELL MA 01854 205671277 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC LGH CANCERCARE ASSOCIATES LLC 295 VARNUM AVE LOWELL MA 01854 043483462 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC CIRCLE HEALTH OBGYN 295 VARNUM AVE LOWELL MA 01854 262057970 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC LGH MERRIMACK VALLEY CARDIOLOGY ASSOCIATES LLC 295 VARNUM AVE LOWELL MA 01854 452014433 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC CIRCLE HEALTH URGENT CARE LLC 295 VARNUM AVE LOWELL MA 01854 471122896 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC CIRCLE HEALTH PHARMACY LLC 295 VARNUM AVE LOWELL MA 01854 001352934 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC LGH PROFESSIONAL SERVICES LLC 295 VARNUM AVE LOWELL MA 01854 611844933 MEDICAL SERVICES MA 0 0 CIRCLE HEALTH PHYSICIANS INC TUFTS MEDICINE PARTNERSHIP ACO LLC 800 DISTRICT AVE BURLINGTON MA 01803 001274839 ACO MA 0 0 TUFTS MEDICINE INTEGRATED NETWORK INC TUFTS MEDICINE PHARMACY LLC 800 DISTRICT AVE BURLINGTON MA 01803 001530181 PHARMACY MA 911323 18469879 TUFTS MEDICINE INC WELLFORCE ACO LLC 800 DISTRICT AVE BURLINGTON MA 01803 001071236 ACO MA 0 0 TUFTS MEDICINE INTEGRATED NETWORK INC MELROSEWAKEFIELD HEALTHCARE INC 170 GOVERNORS AVE MEDFORD MA 02155 042767880 HOSPITAL MA 501(C)(3) LINE 3 MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 1 HALLMARK HEALTH MEDICAL ASSOCIATES INC 170 GOVERNORS AVE MEDFORD MA 02155 043140938 MD OFFICES MA 501(C)(3) LINE 10 MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 1 LM LONG TERM CARE SERVICES INC 170 GOVERNORS AVE MEDFORD MA 02155 042938772 LONG-TERM CARE MA 501(C)(3) LINE 12B, II MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 1 SAVIN LONG TERM CARE CORPORATION 170 GOVERNORS AVE MEDFORD MA 02155 043012616 LONG-TERM CARE MA 501(C)(3) LINE 10 MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 1 HALLMARK HEALTH PROPERTIES 170 GOVERNORS AVE MEDFORD MA 02155 222580542 PROPERTY MA 501(C)(3) LINE 12B, II MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 1 MELROSEWAKEFIELD HEALTHCARE PARENT CORPORATION 170 GOVERNORS AVE MEDFORD MA 02155 042103587 PARENT MA 501(C)(3) LINE 12A, I TUFTS MEDICINE INC 1 THE LOWELL GENERAL HOSPITAL 295 VARNUM AVENUE LOWELL MA 01854 042103590 HEALTH CARE MA 501(C)(3) LINE 3 CIRCLE HEALTH INC 1 CIRCLE HEALTH PHYSICIANS INC 295 VARNUM AVENUE LOWELL MA 01854 273902914 MEDICAL SERVICES MA 501(C)(3) LINE 10 CIRCLE HEALTH INC 1 LGH PHYSICIAN ASSOCIATES INC 295 VARNUM AVENUE LOWELL MA 01854 043190747 MEDICAL SERVICES MA 501(C)(3) PF CIRCLE HEALTH PHYSICIANS INC 1 CIRCLE HEALTH INC 295 VARNUM AVENUE LOWELL MA 01854 222579798 PARENT/SUPPORTING ORGANIZATION MA 501(C)(3) LINE 12B, II TUFTS MEDICINE INC 1 TUFTS MEDICINE INC 800 DISTRICT AVENUE BURLINGTON MA 01803 452250732 PARENT/SUPPORTING ORGANIZATION MA 501(C)(3) LINE 12A, I N/A 0 TUFTS MEDICINE INTEGRATED NETWORK INC 800 DISTRICT AVENUE BURLINGTON MA 01803 871600172 HEALTH CARE MA 501(C)(3) LINE 10 TUFTS MEDICINE INC 1 CNS NURSING HOME CARE INC 360 MERRIMACK STREET BUILDING 9 LAWRENCE MA 01843 371836433 HOME CARE SERVICES MA 501(C)(3) LINE 10 CIRCLE HOME INC 1 TUFTS MEDICAL CENTER PARENT INC 800 WASHINGTON STREET BOSTON MA 02111 042810022 FUNDRAISING, ADMIN. PLANNING & OTHER ACTIVITIES MA 501(C)(3) LINE 12B, II TUFTS MEDICINE INC 1 TUFTS MEDICAL CENTER INC 800 WASHINGTON STREET BOSTON MA 02111 043400617 HOSPITAL SERVICES MA 501(C)(3) LINE 3 TUFTS MEDICAL CENTER PARENT INC 1 NEW ENGLAND LONG-TERM CARE INC 800 WASHINGTON STREET BOSTON MA 02111 042912578 PEDIATRIC LONG-TERM CARE FACILITY MA 501(C)(3) LINE 3 TUFTS MEDICAL CENTER PARENT INC 1 NEW ENGLAND QUALITY CARE ALLIANCE INC 800 WASHINGTON STREET BOSTON MA 02111 043040427 MEDICAL PROGRAMS & SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICINE INTEGRATED NETWORK INC 1 NEQCA ACCOUNTABLE CARE INC 325 WOOD RD SUITE 210 BRAINTREE MA 02184 800824142 ACO MA 501(C)(3) LINE 10 TUFTS MEDICINE INTEGRATED NETWORK INC 1 TUFTS MEDICAL CENTER COMMUNITY CARE INC 325 WOOD RD SUITE 210 BRAINTREE MA 02184 473046563 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 THE CAMERON M NEELY FOUNDATION 800 WASHINGTON STREET BOSTON MA 02111 043265628 CHARITABLE MA 501(C)(3) LINE 7 TUFTS MEDICAL CENTER PARENT INC 1 HEART CENTER OF METROWEST INC 99 LINCOLN STREET FRAMINGHAM MA 01702 030390670 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT ANESTHESIOLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043418395 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT MEDICAL AND SURGICAL ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148397 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT NEUROLOGY ASSOICATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148384 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT OBGYN ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148385 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT OPHTHALMOLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148392 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT ORTHOPEDIC ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 205129051 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT OTOLARYNGOLOGY 800 WASHINGTON STREET BOSTON MA 02111 043148381 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT PATHOLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148393 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT PEDIATRIC ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148394 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT PSYCHIATRIC ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148387 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT RADIOLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148388 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT RADIATION ONCOLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148389 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT REHABILITATION MEDICINCE 800 WASHINGTON STREET BOSTON MA 02111 043148378 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT SURGICAL ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148376 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT UROLOGY ASSOCIATES INC 800 WASHINGTON STREET BOSTON MA 02111 043148379 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 NEW ENGLAND MEDICAL CENTER 800 WASHINGTON STREET BOSTON MA 02111 043096445 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 PRATT MEDICAL GROUP INC 800 WASHINGTON STREET BOSTON MA 02111 042743894 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 800 WASHINGTON STREET BOSTON MA 02111 043044706 ADMIN. MA 501(C)(3) LINE 12B, II TUFTS MEDICAL CENTER PARENT INC 1 LOWELL GENERAL HOSPITAL AUXILIARY 295 VARNUM AVENUE LOWELL MA 01854 223459303 SUPPORTING ORGANIZATION MA 501(C)(3) LINE 12A, I N/A 0 CARDIOVASCULAR CENTER AT TUFTS MEDICAL CENTER INC 800 WASHINGTON STREET BOSTON MA 02111 823315703 MEDICAL SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICAL CENTER PHYSICIANS ORG INC 1 TUFTS MEDICINE CARE AT HOME PARENT INC 360 MERRIMACK STREET BUILDING 9 LAWRENCE MA 01843 222587225 MANAGEMENT SERVICES MA 501(C)(3) LINE 12B, II TUFTS MEDICINE INC 1 HOME HEALTH VNA INC 360 MERRIMACK STREET BUILDING 9 LAWRENCE MA 01843 042435675 HOME HEALTH CARE MA 501(C)(3) LINE 10 TUFTS MEDICINE CARE AT HOME PARENT INC 1 MERRIMACK VALLEY HOSPICE INC 360 MERRIMACK STREET BUILDING 9 LAWRENCE MA 01843 043024278 HOSPICE SERVICES MA 501(C)(3) LINE 10 TUFTS MEDICINE CARE AT HOME PARENT INC 1 HOME CARE INC 360 MERRIMACK STREET BUILDING 9 LAWRENCE MA 01843 042854358 HOME HEALTH SUPPORTIVE SERIVCES MA 501(C)(3) LINE 10 TUFTS MEDICINE CARE AT HOME PARENT INC 1 MONTVALE PETCT LLC 100 BAYVIEW CIRCLE SUITE 400 NEWPORT BEACH CA 92660 270325022 CAT SCAN DE MELROSEWAKEFIELD HEALTHCARE INC RELATED 0 0 SHIELDS-TUFTS MEDICAL CENTER IMAGING MANAGEMENT LLC 800 WASHINGTON STREET BOSTON MA 02111 320558307 MEDICAL SERVICES (MRI) MA TUFTS MEDICAL CENTER INC RELATED 0 0 HALLMARK HEALTH PHO INC 170 GOVERNORS AVE MEDFORD MA 02155 461134759 PHYSICIAN HOSPITAL ORGANIZATION MA MELROSEWAKEFIELD HEALTHCARE INC C 0 LAWRENCE MELROSE MEDICAL ELECTRONICS RECORD INC 170 GOVERNORS AVE MEDFORD MA 02155 421685777 ELECTRONIC MEDICAL RECORDS MA MELROSEWAKEFIELD HEALTHCARE INC C 0 LGH MANAGEMENT SERVICES INC 295 VARNUM AVENUE LOWELL MA 01854 042919244 MEDICAL SERVICES MA LGH SERVICES INC C 1 LGH MEDICAL BUILDING SERVICES INC 295 VARNUM AVENUE LOWELL MA 01854 043058954 MEDICAL OFFICE BUILDING MA LGH SERVICES INC C 1 LGH MEDICAL SERVICES INC 295 VARNUM AVENUE LOWELL MA 01854 261889904 MEDICAL SERVICES MA LGH SERVICES INC C 1 LGH SERVICES INC 295 VARNUM AVENUE LOWELL MA 01854 042854673 MEDICAL SERVICES MA CIRCLE HEALTH INC C 1 TUFTS MEDICINE INDEMNITY COMPANY LTD 800 WASHINGTON STREET BOSTON MA 02111 980444573 CAPTIVE INSURANCE CJ TUFTS MEDICINE INC C 1.00000 1 TMIN SERVICES INC 800 DISTRICT AVENUE BURLINGTON MA 01803 922005219 HEALTH CARE MA TUFTS MEDICINE INTEGRATED NETWORK INC C 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 CIRCLE HEALTH PHYSICIANS INC R 103054 BOOK VALUE HALLMARK HEALTH MEDICAL ASSOCIATES INC R 51528 BOOK VALUE THE LOWELL GENERAL HOSPITAL R 2377952 BOOK VALUE MELROSEWAKEFIELD HEALTHCARE INC S 11067328 BOOK VALUE TUFTS MEDICAL CENTER PHYSICIANS ORG S 660287 BOOK VALUE TUFTS MEDICAL CENTER INC S 86619697 BOOK VALUE THE LOWELL GENERAL HOSPITAL D 476426 BOOK VALUE TUFTS MEDICAL CENTER INC D 96089542 BOOK VALUE MELROSEWAKEFIELD HEALTHCARE INC D 17644823 BOOK VALUE TUFTS MEDICINE CARE AT HOME PARENT INC E 114388 BOOK VALUE NEW ENGLAND QUALITY CARE ALLIANCE E 1801546 BOOK VALUE TUFTS MEDICINE INTEGRATED NETWORK INC D 326949 BOOK VALUE