2024-10-10T13:03:54-05:00 2023-12-31 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2023-01-01 133867347 LOAN SYNDICATIONS AND TRADING ASSOCIATION INC LOAN 2128803016 366 MADISON AVENUE 15TH F NEW YORK NY 10017 ALEXANDER NABIOCHECK VICE CHAIR 2128803016 2024-10-08 1 0 ALEXANDER LAZZARUOLO P01775353 2126617777 2023 2024-10-15 13:58:12Z ALEXANDER NABIOCHECK 366 MADISON AVENUE 15TH F NEW YORK NY 10017 28202794 0 X WWW.LSTA.ORG X 1995 NY TO PROMOTE FAIR, ORDERLY, & EFFICIENT CORPORATE LOAN MARKETS 23 23 16 24 0 0 0 0 11322341 12319227 300625 854438 3647716 3842273 15270682 17015938 0 0 0 0 7279895 8042405 0 0 0 5514775 5666985 12794670 13709390 2476012 3306548 45251433 49453793 17399960 17604568 27851473 31849225 X TO PROMOTE A FAIR, ORDERLY & EFFICIENT CORPORATE LOAN MARKET & PROVIDE LEADERSHIP IN ADVANCING THE INTERESTS OF ALL MARKET PARTICIPANTS 0 0 LSTA SEEKS TO ENHANCE PUBLIC UNDERSTANDING OF THE CORPORATE LOAN ASSET CLASS AND TO SERVE THE PUBLIC INTEREST BY ENCOURAGING ADHERENCE TO THE HIGHEST ETHICAL STANDARDS BY ALL MARKET PARTICIPANTS. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 25 0 1 16 1 0 0 0 0 0 0 0 0 X 23 23 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 0 1 1 1 0 X JEFF HAUSER LSTA 2128803016 366 MADISON AVENUE 15TH FL NEW YORK NY 10017 DAVID LERNER CO-CHAIR 4.00 X X 0 0 0 ALEXANDER STROMBERG CO-CHAIR 4.00 X X 0 0 0 ALEX NABOICKECK VICE CHAIR & TREASURER 4.00 X X 0 0 0 SCOTT BASKIND VICE CHAIR & SECRETARY 4.00 X X 0 0 0 RACHEL RUSSELL VICE CHAIR AT LARGE 4.00 X X 0 0 0 CARLY WILSON VICE CHAIR AT LARGE 4.00 X X 0 0 0 THOMAS WONG VICE CHAIR AT LARGE 4.00 X X 0 0 0 MOHAMED BASMA DIRECTOR 4.00 X 0 0 0 RALPH HINCKLEY DIRECTOR 4.00 X 0 0 0 DAVID MECHLIN DIRECTOR 4.00 X 0 0 0 GREGORY ROBBINS DIRECTOR 4.00 X 0 0 0 CHRISTOPHER SHELDON DIRECTOR 4.00 X 0 0 0 FRANCIS SUTTER DIRECTOR 4.00 X 0 0 0 JAMES VANEK DIRECTOR 4.00 X 0 0 0 MIKE WEIR DIRECTOR 4.00 X 0 0 0 WYNNE COMER DIRECTOR 4.00 X 0 0 0 VALERIE KRITSBERG DIRECTOR 4.00 X 0 0 0 BRETT NUNZIATA DIRECTOR 4.00 X 0 0 0 MARK SANOFSKY DIRECTOR 4.00 X 0 0 0 MATT STANCZUK DIRECTOR 4.00 X 0 0 0 CHARLIE TOWERS DIRECTOR 4.00 X 0 0 0 JEFF WARREN DIRECTOR 4.00 X 0 0 0 KEVIN WHITE DIRECTOR 4.00 X 0 0 0 THEODORE BASTA EXECUTIVE VP OF MARKET ANALYTICS 40.00 X 603988 0 50264 MEREDITH COFFEY EXECUTIVE VP OF RESEARCH 40.00 X 678304 0 59614 ELLIOT GANZ HEAD OF ADVOCACY 40.00 X 773909 0 93900 ELLEN HEFFERAN EXECUTIVE VP OF OPERATIONS 40.00 X 531981 0 76440 BRIDGET MARSH EXECUTIVE VP AND GENERAL COUNSEL 40.00 X 651223 0 94125 LEE SHAIMAN EXECUTIVE DIRECTOR 40.00 X 997356 0 94390 TESS VIRMANI DEPUTY GENERAL COUNSEL AND EVP 40.00 X 579916 0 93720 LORENA DELUCA ASSOCIATE 40.00 X 147852 0 52569 HUGO PEREIRA VICE PRESIDENT, MARKET ANALYTICS 40.00 X 126166 0 65574 CHRISTINE RAMOS ASSOCIATE 40.00 X 121435 0 28969 LISA SCHNEIDER EXECUTIVE VP OF MEMBERSHIP 40.00 X 442932 0 85900 CLARA COLON ASSOCIATE 40.00 X 109450 0 35947 5764512 0 831412 13 0 1 0 WILMERHALE 1875 PENNSYLVANIA AVENUE NW WASHINGTON DC 20006 LEGAL SERVICES 534560 MORGAN LEWIS & BOCKIUS LLP 1221 AVENUE OF THE AMERICAS 34TH F NEW YORK NY 10020 LEGAL SERVICES 336200 PROFILE ADVISORS LLC 405 LEXINGTON AVENUE 9TH FLOOR NEW YORK NY 10174 PUBLIC RELATIONS 287225 ARABELLA ADVISORS LLC 1828 L STREET NORTHWEST SUITE 300 WASHINGTON DC 20036 CONSULTING SERVICES 236054 FEDERAL HALL POLICY ADVISORS 1455 PENNSYLVANIA AVE NW SUITE 400 WASHINGTON DC 20004 REGULATORY SUPPORT 220000 9 MEMBERSHIP DUES 900099 9839244 9839244 CONFERENCES 900099 2479983 2479983 12319227 977810 977810 3323846 3323846 11063484 11186856 -123372 -123372 -123372 INSURANCE PROCEEDS 900099 518427 518427 518427 17015938 12319227 0 4696711 5379131 1827000 406537 304205 125532 1814222 255195 220000 52507 515817 367680 474272 452914 187545 1253021 55016 INSURANCE PROCEEDS EXP. 15250 LOAN MARKET CHRONICLE 3546 13709390 6459659 808937 39144 4482137 7901252 6047187 117411 74894 1111851 1025174 92815 86677 27298588 35030266 3342564 2923695 45251433 49453793 3837528 4404361 9826675 9873825 3735757 3326382 17399960 17604568 X 27851473 31849225 27851473 31849225 45251433 49453793 3306548 691204 0 X 0 1 X 1 0 0 0 1 9839244 220000 30729 250729 290258 -39529 215931 213690 2241 470803 435409 35394 425117 376075 49042 86677 RIGHT-OF-USE ASSET 2923695 2923695 OPERATING LEASE PAYABLE, NET 3326382 3326382 X 1 1 X X X X 0 0 0 LEE SHAIMAN EXECUTIVE DIRECTOR 417356 0 580000 0 0 0 39950 0 54440 0 1091746 0 0 0 ELLIOT GANZ HEAD OF ADVOCACY 368909 0 405000 0 0 0 39950 0 53950 0 867809 0 0 0 BRIDGET MARSH EXECUTIVE VP AND GENERAL COUNSEL 321223 0 330000 0 0 0 39950 0 54175 0 745348 0 0 0 MEREDITH COFFEY EXECUTIVE VP OF RESEARCH 268304 0 410000 0 0 0 39950 0 19664 0 737918 0 0 0 TESS VIRMANI DEPUTY GENERAL COUNSEL AND EVP 269916 0 310000 0 0 0 33450 0 60270 0 673636 0 0 0 THEODORE BASTA EXECUTIVE VP OF MARKET ANALYTICS 298988 0 305000 0 0 0 33450 0 16814 0 654252 0 0 0 ELLEN HEFFERAN EXECUTIVE VP OF OPERATIONS 296981 0 235000 0 0 0 39950 0 36490 0 608421 0 0 0 LISA SCHNEIDER EXECUTIVE VP OF MEMBERSHIP 267932 0 175000 0 0 0 33450 0 52450 0 528832 0 0 0 LORENA DELUCA ASSOCIATE 102852 0 45000 0 0 0 35155 0 17414 0 200421 0 0 0 HUGO PEREIRA VICE PRESIDENT, MARKET ANALYTICS 126166 0 0 0 0 0 16361 0 49213 0 191740 0 0 0 CHRISTINE RAMOS ASSOCIATE 96435 0 25000 0 0 0 12155 0 16814 0 150404 0 0 0 PART I, LINE 1A ELLIOT GANZ - HEALTH CLUB $1,000 ELLEN HEFFERAN - HEALTH CLUB $1,292 LISA SCHNEIDER - HEALTH CLUB $1,037 MEREDITH COFFEY -HEALTH CLUB $1,000 BRIDGET MARSH - HEALTH CLUB $405 TESS VIRMANI - HEALTH CLUB $362 CLARA COLON - HEALTH CLUB $1,246 LORENA DELUCA - HEALTH CLUB $1,000 PART III - LINE 1 THE LOAN SYNDICATIONS AND TRADING ASSOCIATION, INC. ("LSTA") PROMOTES A FAIR, ORDERLY, EFFICIENT, AND GROWING CORPORATE LOAN MARKET AND PROVIDES LEADERSHIP IN ADVANCING AND BALANCING THE INTERESTS OF ALL MARKET PARTICIPANTS. THE LSTA CARRIES OUT A WIDE VARIETY OF ACTIVITIES TO: ADVOCATE FOR THE SHARED INTERESTS OF ALL LOAN MARKET PARTICIPANTS, INCREASE MARKET TRANSPARENCY AND EFFICIENCY, FACILITATE AND IMPROVE THE SETTLEMENT PROCESS, EDUCATE MARKET PARTICIPANTS AND PROMOTE THE GROWTH OF THE LOAN ASSET CLASS. ACTIVITIES INCLUDE THE DEVELOPMENT OF STANDARD FORMS AND DOCUMENTATION AND THE DISSEMINATION OF MARKET-PRICING INFORMATION. FORM 990, PART VI, SECTION A, LINE 6 THE LOAN SYNDICATIONS AND TRADING ASSOCIATION, INC. WAS INCORPORATED AS A MEMBERSHIP ORGANIZATION. FORM 990, PART VI, SECTION A, LINE 7A IN NOVEMBER, THE EXECUTIVE DIRECTOR SENDS A NOTICE OUT TO ALL THE FULL MEMBERS TO INQUIRE IF ANYONE WOULD LIKE TO BE CONSIDERED FOR THE BOARD. THE NOMINATING COMMITTEE OF THE BOARD OF DIRECTORS THEN SENDS OUT QUESTIONNAIRES TO THOSE MEMBERS WISHING TO BE CONSIDERED, AND THEY INTERVIEW EACH CANDIDATE. THE NOMINATING COMMITTEE THEN PICKS THE CANDIDATES THEY FEEL ARE THE BEST QUALIFIED AND BEST REPRESENT THE MARKET. THE SELECTED CANDIDATES ARE PROPOSED UP AT THE ANNUAL MEETING (HELD IN JANUARY) WHERE THE FULL LSTA MEMBERSHIP VOTES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO ALL VOTING BOARD MEMBERS VIA EMAIL. AN EXECUTIVE COMMITTEE MEETING IS HELD FOR REVIEW AND DISCUSSION REGARDING THE FORM 990 FOR APPROVAL AND FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS AND KEY EMPLOYEES ARE REQUIRED TO READ OUR CONFLICT OF INTEREST AND CONFIDENTIALITY POLICY AND ARE REQUIRED AFTERWARDS TO SIGN THE ANNUAL ACKNOWLEDGEMENT AND DISCLOSURE STATEMENT. THE BOARD AND KEY STAFF MUST SIGN A NEW FORM EVERY YEAR. FORM 990, PART VI, SECTION B, LINE 15 POLICY INCLUDES THAT ALL COMPENSATION BE REVIEWED ANNUALLY BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS (7 MEMBERS OF THE BOARD). COMPARABILITY DOCUMENTATION IS PROVIDED AND DISCUSSIONS TAKE PLACE REGARDING EACH EMPLOYEE OF THE ORGANIZATION. DETERMINATIONS OF THE EXECUTIVE COMMITTEE IS THE FINAL DETERMINING FACTOR. FORM 990, PART VI, SECTION C, LINE 19 AVAILABLE TO ALL MEMBERS IN GOOD STANDING UPON REQUEST AT THE OFFICES OF THE LSTA. THE BUSINESS LOAN COALITION INC 366 MADISON AVENUE 15TH FLOOR NEW YORK NY 10017 GRASSROOTS ADVOCACY AFFILIATE DE 125035 THE ASSOCIATION LOAN SYNDICATIONS AND TRADING ASSOCIATION POLITICAL ACTION COMMITTEE 366 MADISON AVE FL 15 NEW YORK NY 10017 831754979 PAC DE 527 N/A THE ASSOCIATION 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0