2024-10-07T16:50:29-05:00 2021-12-31 ERNST & YOUNG US LLP 111 MONUMENT CIRCLE STE 4000 INDIANAPOLIS IN 46204 990PF 2021-01-01 561881015 The Leonard G Herring Family Foundation % A LEE HERRING II LEON 3368387181 PO Box 118 Wilkesboro NC 28697 A LEE HERRING II PRESIDENT 3368387181 2024-10-04 true JENNIFER RHODERICK P00395735 3176817000 2024-10-02 2021 2024-10-15 13:58:12Z X X 28541494 X 0 X 403063 387087 755155 2005123 755047 692670 695088 1850888 1837222 0 19713 9857 0 9856 188508 114806 73702 6528 6528 347 347 215096 131538 0 83558 1192500 1192500 1407596 131538 0 1276058 443292 1705684 1647727 2191963 2191963 694681 546219 560596 19399534 19723858 25788935 21741942 22462040 28541494 0 0 X 21741942 22462040 21741942 22462040 21741942 22462040 21741942 443292 276806 22462040 22462040 SCHWAB #1215 P 982024 764800 217224 217224 SCHWAB #1215 - CASH IN LIEU P 67 67 67 SCHWAB #1215 CAPITAL GAIN DISTRIBUTION P 38436 38436 38436 SCHWAB #8890 P 377777 366208 11569 11569 PASS-THRU: ALPINE HERITAGE OFFSHORE FUND P 29368 29368 29368 PASS-THRU: AG CS HOLDINGS FUND P 18797 18797 18797 PASS-THRU: CHAMBERS ENERGY CAPITAL II P 64803 -64803 -64803 PASS-THRU: ENERGY INNOVATION CAPITAL P 132 -132 -132 PASS-THRU: ENERGY INNOVATION CAPITAL P 27974 -27974 -27974 PASS-THRU: FULCRUM GROWTH FUND III QP, LLC P 244899 244899 244899 PASS-THRU: GSO SPECIAL SITUATIONS OVERSEAS FUND LTD P 7301 7301 7301 PASS-THRU: MORROCROFT SPECIAL OPP OFFSHORE FUND II, L.P. P 42341 42341 42341 PASS-THRU: OAK STREET REAL ESTATE CAPITAL FUND III, LP P 23961 23961 23961 PASS-THRU: OAK STREET REAL ESTATE CAPITAL FUND IV, LP P 115605 115605 115605 PASS-THRU: PB STRATEGIC PARTNERS OFFSHORE FEEDER VI LP P 38608 38608 38608 PASS-THRU: VECTOR CAPITAL CREDIT OPPORTUNITY OFFSHORE FUND, LTD. P 85669 85669 85669 PASS-THRU: WIC MANAGEMENT VOLATILITY AND INCOME FUND QP P 161 161 161 PASS-THRU: WIC MANAGEMENT VOLATILITY AND INCOME FUND QP P 10971 -10971 -10971 PASS-THRU: KCL CAPITAL OFFSHORE FUND, LTD. P 15079 -15079 -15079 755047 23709 23709 23709 26677 0 26677 2968 2968 false false false false false false false true true NC true false false false false true N/A A LEE HERRING II 3368387181 PO BOX 118 Wilkesboro NC 28697 false false false false true false false false false false false false false false false false false false false false false false Sandra G Herring PO Box 118 Wilkesboro NC 28697 Chair/Secretary 0.5 0 0 0 A Lee Herring II PO Box 118 Wilkesboro NC 28697 President/Treasurer 5.0 0 0 0 Carson G Lutchansky PO Box 118 Wilkesboro NC 28697 Vice Chair 0.5 0 0 0 Broward Grove 5970 Fairview Rd CHARLOTTE NC 28210 Management Fees 71051 Pathstone 1900 Avenue of the Stars 970 LOS ANGELES CA 90067 Investment Adv. Fees 80000 NONE N/A 18991562 1947468 8024300 28963330 0 28963330 434450 28528880 1426444 1426444 23709 23709 1402735 1402735 1402735 1276058 0 0 0 0 1276058 1402735 1187849 2019 2018 2017 0 0 1276058 1187849 88209 0 0 0 0 1314526 0 0 A LEE HERRING II NONE A Lee Herring II PO Box 118 Wilkesboro NC 28697 3368387181 WRITTEN COMMUNICATION N/A N/A Focusing Philanthropy Inc (Per Scholas) 1637 16th Street Santa Monica CA 90404 PC general support 200000 Wilkes Community College Foundation PO Box 120 Wilkesboro NC 28697 N/A SO III FI general support 130000 North Carolina Zoological Society Inc 4403 Zoo Parkway Asheboro NC 27205 N/A PC general support 110000 Town of Wilkesboro PO Box 1056 Wilkesboro NC 28697 N/A GOV general support 100000 NC Tech Paths PO Box 118 North Wilkesboro NC 28697 N/A PC general support 100000 Wilkes County Schools 1248 School Street Wilkesboro NC 28697 N/A GOV general support 50000 Blue Ridge Opportunity Commission Inc 710 Veterans Drive North Wilkesboro NC 28659 N/A PC general support 50000 First United Methodist Church PO Box 1145 North Wilkesboro NC 28659 N/A PC general support 40000 Wilkes Recovery Revolution Inc PO Box 893 North Wilkesboro NC 28659 N/A PC general support 30000 YMCA of Northwest North Carolina 301 N Main Street Winston Salem NC 27101 N/A PC general support 25000 United Way of Wilkes County Inc 910 C Street North Wilkesboro NC 28659 N/A PC general support 25000 The Educational Foundation Inc PO Box 2446 Chapel Hill NC 27515 N/A PC general support 25000 Wilkes Playmakers Inc 300 D Street PO Box 397 North Wilkesboro NC 28659 N/A PC general support 25000 Samaritan's Kitchen of Wilkes Inc PO Box 1072 Wilkesboro NC 28697 N/A PC general support 22000 Wilkes Art Gallery 913 C Street North Wilkesboro NC 28659 N/A PC general support 20000 Higher Ed Works PO Box 10463 Raleigh NC 27605 N/A PC general support 20000 Friends of East Bend Town Square 108 West Main Street East Bend NC 27018 N/A PC general support 20000 Hospitality House of Northwest NC PO Box 309 Boone NC 28607 N/A PC general support 20000 Duke University Box 90966 Durham NC 277080966 N/A PC general support 20000 Old Hicktory Council 6600 Silas Creek Parkway Winston Salem NC 27106 N/A PC general support 15000 Shriners Hosptial for Children 604 Doug Mayes Place Charlotte NC 28262 N/A PC general support 15000 Children's Hope Alliance PO Box 1 Barium Springs NC 28010 N/A PC general support 15000 Craig Church Ministries Inc PO Box 129 Purlear NC 28665 N/A PC general support 15000 Wilkes Ministry of Hope 514 Elkin Hwy North Wilkesboro NC 28659 N/A PC general support 15000 YMCA of Greater Charlotte 400 E Morehead Street Charlotte NC 28202 N/A PC general support 15000 Wilkes Circles of Care Inc PO Box 1621 North Wilkesboro NC 28659 N/A PC general support 10000 Wilkes Art Gallery 913 C Street North Wilkesboro NC 28659 N/A PC general support 10000 Winston Salem Foundation 751 West Forth Street Suite 200 Winston Salem NC 27101 N/A PC general support 10000 Wilkes Prision Ministry Inc PO Box 253 North Wilkesboro NC 28659 N/A PC general support 5000 The Ark- ECHO Ministry PO Box 102 Elkin NC 28621 N/A PC general support 5000 Wilkes County Hall of Fame 613 Cherry Street North Wilkesboro NC 28659 N/A PC general support 5000 Project Lazarus Wilkes Youth Coalition 5350 NC Hwy 16 S Moravian Falls NC 28654 N/A PC general support 5000 Wilkes County Health Department 306 College Street Wilkesboro NC 28697 N/A GOV general support 5000 Wilkes Literacy 910 C Street Box 3 Suite 204 N Wilkesboro NC 28659 N/A PC general support 3000 American Cancer Society 1901 Brunswick Ave 100 Charlotte NC 28207 N/A PC general support 3000 March of Dimes PO Box 673667 Marietta GA 30006 N/A PC general support 2000 North Wilkesboro Rotary Club Scholarship Foundatio 192 East Magnolia Road North Wilkesboro NC 28659 N/A PC general support 2000 Wilkes Heritage Museum Inc PO Box 935 Wilkesboro NC 28697 N/A PC general support 1500 Navy Seal Foundation Inc The Navy Seal Foundation c/o Hunt B Lenior NC 28645 N/A PC general support 1000 Whippoorwill Academy and Village PO Box 458 Ferguson NC 28624 N/A PC general support 1000 Reach Out and Read Inc PO Box 18058 Asheville NC 28814 N/A PC general support 1000 Waterlife Church Inc 1007 Morganton Blvd Lenoir NC 28645 N/A PC general support 1000 1192500 14 403063 901101 108 18 755047 INCOME FROM PASSTHROUGH K-1 14 693290 TAX REFUND 01 840 OTHER INCOME - MADOFF VICTIM FUND 01 1798 OTHER INVESTMENT INCOME 901101 -3258 -3150 1854038 1850888 false false false false false false false false false false ACCOUNTING FEES 19713 9857 9856 N/A Broward Grove Project MGMT and consulting fees - $63,703 Accounting Fees - $7,348 Pathstone Investment Advisory Fees PROMETHEUS BIOSCIENCES I 1181 6801 ABERDEEN ASIA PACIFIC IN 16597 15345 ALLIANCEBERNSTEIN GLBL H 12457 12918 ALLIANCEBERNSTEIN NTNL M 26189 27650 ALLSPRING INCOME OPPORTU 2009 2290 APOLLO TACTICAL INCOME C 10027 10739 ARES DYNAMIC CREDIT ALLO 4060 4687 BLACKOCK MUNIHOLDINGS IN 3466 3656 BLACKROCK CAP ALLOCATION 25302 24701 BLACKROCK MUNI INCOME FU 46421 47543 BLACKROCK MUNICIPAL INCO 633 671 BLACKROCK MUNIHOLDINGS C 201 201 BLACKROCK MUNIHOLDINGS Q 353 379 BLACKROCK MUNIVEST CF 4474 4498 BLACKROCK MUNIVEST II CF 180 190 BLACKROCK MUNIYIELD CF 865 867 BLACKROCK MUNIYIELD QUAL 39133 41081 BLACKSTONE STRATEGIC CRE 7666 7784 BNY MELLON MUN INCOME IN 403 394 BNY MELLON STRATEGIC MUN 945 949 BRANDYWINEGBL GBL INCM O 4749 4438 DELAWARE IVY HIGH INCOME 2199 2201 DOUBLELINE INCOME SOLUTI 6283 6045 DWS MUNICIPAL INCOME CF 12556 12907 EATON VANCE MUNICIPAL BN 6899 6953 INVESCO GRADE MUN CF 5596 5993 INVESCO QLTY MUN INCM TR 9892 10600 INVESCO SENIOR INCM TR 16870 18701 INVESCO VALUE MUNI INCM 12079 13359 MFS MUNICIPAL INCOME CF 1636 1666 MORGAN STANLEY EMERGING 9789 9623 MS EMERGING MARKTS DOMES 14245 12763 NUVEEN AMT FREE QUALITY 25971 27409 NUVEEN CREDIT STRATEGIES 29412 29030 NUVEEN ENHANCED MUNICIPA 338 345 NUVEEN GLOBAL HIGH INCOM 6568 6828 NUVEEN QUALITY MUNICIPAL 13480 14435 PGIM GLOBAL HIGH YIELD 52443 54173 PGIM HIGH YIELD BOND FUN 22663 24203 PGIM SHORT DURATION HIGH 8635 8367 PIONEER MUNICIPAL HIGH I 2106 2113 PIONEER MUNICIPAL HIGH I 5017 5014 TEMPLETON GLOBAL INCOME 17198 16188 WESTERN ASSET EMERGING M 48137 44979 WESTERN ASSET INTERMEDIA 1500 1562 WESTERN ASSET MUNICIPAL 1131 1183 WESTERN ASST MNGD MUNCPL 6265 6174 ENERGY INNOVATION CAPITAL I LP AT COST 332973 472872 POLYGON EUROPEAN EQUITY OPP FD AT COST 302753 450702 WIC MANAGEMENT VOLATILITY AT COST 0 0 CHAMBERS ENERGY CAPITAL II AT COST 716391 298202 MORROCROFT SPECIAL OPP AT COST 0 3695 GSO SPECIAL SITUATIONS AT COST 141546 120483 SCHWAB (1215) AT COST 15034788 19149426 PB STRATEGIC OFFSHORE AT COST 0 145238 GSO CDCG III FEEDER TRUST AT COST 4167 4442 VECTOR CAPITAL CREDIT OPP AT COST 93751 279172 VENBIO SELECT FUND LTD AT COST 0 1109119 BRIGHTWOOD CAPITAL FUND III AT COST 153234 136421 BROOKWOOD CP INVESTOR CO-INVST AT COST 0 30000 FULCRUM GROWTH FUND III QP LLC AT COST 214070 343487 OAK STREET RE CAP FUND III, LP AT COST 8192 8174 OAK STREET RE CAP FUND IV, LP AT COST 284122 354290 INFINITY Q VOLATILITY ALPHA FD AT COST 347213 496190 ALPINE HERITAGE OFFSHORE FUND AT COST 0 0 AG CS HOLDINGS FUND AT COST 585228 736813 COWEN HEALTHCARE INVESTMENTS I AT COST 385046 408454 HARBERT SENIORS HOUSING FUND AT COST 230630 274404 PONTIFAX GLOBAL FOOD & AG TECH AT COST 116162 129313 BRANDFORD CASTLE FUND II AT COST 0 2346 FULCRUM GROWTH FUND IV, LLC AT COST 129388 164025 SCHWAB (3005) AT COST 133973 130676 KAYNE ANDERSON RE DEBT IV AT COST 110099 109413 KCL CAPITAL OFFSHORE FUND AT COST 0 24201 RIVERSIDE MICRO CAP VI, LP AT COST 0 2237 SANDS CAP GBL INNOV FUND II AT COST 100132 102380 SUMMIT PARTNERS AT COST 300000 302760 RMCF VI AIV I, LP AT COST 0 0 OTHER EXPENSES 347 347 Other Income - Madoff Victim Fund 1798 1798 Income From Pass-Thru 690032 693290 Tax Refund 840 0 OTHER INCREASES(TIMING DIFFERENCES) 276806 MANAGEMENT FEES 188508 114806 73702 FOREIGN TAXES 6528 6528