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UNIVERSITY OF PENNSYLVANIA 3451 WALNUT ST PHILADELPHIA PA 19104 N/A PC NEUROSCIENCE & SOCIETY 149906 UNIVERSITY OF PENNSYLVANIA THE PERELMAN SCHOOL OF MEDICINE ARC 516G 3615 CIVIC CENTER BOULEVARD PHILADELPHIA PA 19104 N/A PC IMAGING 100000 UNIVERSITY OF WASHINGTON 750 REPUBLICAN STREET BLDG E RM 213 SEATTLE WA 98109 N/A PC NEUROSCIENCE & SOCIETY 123170 7999916 BOOK ROYALTIES 3742 14 644 525990 11018 14 615342 01 22946 525990 41287 18 4550935 GRANT RECOVERY 01 21794 OTHER K-1 UBIT INCOME 525990 -103651 103651 -51346 5315312 3742 5267708 1A IN ACCORDANCE WITH THE FOUNDATION'S MISSION, THE FOUNDATION ENTERED INTO VARIOUS CONTRACTS WITH CONTENT PROVIDERS, WHEREBY THE FOUNDATION MADE SOURCE MATERIAL ACCESSIBLE AND EARNED ROYALITIES BASED ON THE TERMS AS OUTLINED IN THE CONTRACTS 0 0 0 0 0 0 0 0 0 0 FINANCIAL STATEMENT AUDIT AND TAX COMPLIANCE 59768 0 59768 THE DANA FOUNDATION HEREBY ELECTS UNDER REG SEC 53-4942(A)-3(D)(20) TO APPLY THE UNDISTRIBUTED INCOME OF $ FROM 2017 AND 2018 CHADWICK FOUNDATION PO BOX 3046 PALM BEACH FL 33480 2022-05-17 10000 GENERAL OPERATING SUPPORT TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. PENDING FINAL REPORT THE FOUNDATION HAS NOT UNDERTAKEN AN INVESTIGATION OF THE GRANTEE'S REPORTS BECAUSE THE FOUNDATION HAS NO REASON TO BELIEVE THAT ANY UPDATES ARE OF DUBIOUS ACCURACY OR RELIABILITY. FORM 990-PF, PART VI-A, LINE 11 - SCHEDULE OF CONTROLLED ENTITIES NAME OF CONTROLLED ENTITY - THE DANA ALLIANCE FOR BRAIN INITIATIVES, INC.EMPLOYER ID NO - 06-1360140ADDRESS - 1270 AVENUE OF THE AMERICANS, 12TH FLOOR, NEW YORK, NY 10020-1725EXCESS BUSINESS HOLDINGS [ ] YES [X] NOTRANSFERS TO CONTROLLED ENTITY:AMOUNT OF TRANSFER - NONEDESCRIPTION OF TRANSFER - N/ATRANSFERS FROM CONTROLLED ENTITY:AMOUNT OF TRANSFER - NONEDESCRIPTION OF TRANSFER - N/A 16348672 16348672 0 0 1315 CAPITAL EMERGING GROWTH & BUYOUT PARALLEL, LP FMV 50690 50690 1315 CAPITAL III PARALLEL, LP FMV 104038 104038 1607 CAPITAL INTERNATIONAL EQUITE FUND, LP FMV 9211222 9211222 ABBOTT CAPITAL PRIVATE EQUITY FUND VI, L.P. FMV 1613901 1613901 ABERDEEN REAL ASSETS PARTNERS, LP FMV 20818 20818 ACCOLADE PARTNERS BLOCKCHAIN II FEEDER, L.P. FMV 677948 677948 ACCOLADE PARTNERS BLOCKCHAIN III SEED FEEDER, L.P. FMV 17869 17869 ACCOLADE PARTNERS BLOCKCHAIN III VENTURE FEEDER, L.P. FMV 96314 96314 ADAGE CAPITAL PARTNERS, L.P. FMV 50660209 50660209 ARROWSTREET CAPITAL GLOBAL ALL COUNTRY ALPHA EXTENSION FUND (CAYMAN) LIMITED FMV 7278407 7278407 ASPEX GLOBAL FUND-CLASS B-CLASS B FMV 6671651 6671651 BLACK LIGHT POWER 7.44 SHARES FMV 17844 17844 CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P.-SERIES K FMV 2100432 2100432 COMMONFUND CAPITAL NATURAL RESOURCES PARTNERS IX LP FMV 1818768 1818768 COMMONFUND CAPITAL PRIVATE EQUITY PARTNERS VI, LP FMV 29005 29005 COMMONFUND CAPITAL VENTURE PARTNERS VIII, L.P. FMV 1848532 1848532 COMMONFUND INTERNATIONAL PARTNERS VI, LP FMV 560819 560819 COMMONFUND PRIVATE EQUITY PARTNERS VII, LP FMV 1075559 1075559 DAVIDSON KEMPNER INSTITUTIONAL PARTNERS L.P. FMV 9124546 9124546 DIAMETER OFFSHORE FUND LP FMV 6969051 6969051 DODDINGTON EMERGING MARKETS FUND, LLC FMV 4811930 4811930 DOVER STREET IX CAYMAN FUND L.P. FMV 1211905 1211905 DOVER STREET X FEEDER FUND L.P. FMV 1684741 1684741 DURABLE CAPITAL OFFSHORE FUND LTD. FMV 4574674 4574674 ELLIOTT INTERNATIONAL LIMITED FMV 9317693 9317693 ENCAP FLATROCK MIDSTREAM FUND IV, L.P. FMV 584431 584431 FINE TROY OUNCES OF ALLOCATED GOLD 6,388.430 QUANTITY FMV 13277713 13277713 HIGHLAND EUROPE TECHNOLOGY GROWTH V LIMITED PARTNERSHIP FMV 277268 277268 HIMALAYA CAPITAL INVESTORS (OFFSHORE), L.P. FMV 4812420 4812420 ITE RAIL FUND, LP FMV 7480077 7480077 KHC PARTNERS FUND LP FMV 930250 930250 KING STREET CAPITAL, LTD. FMV 810431 810431 KLINE HILL PARTNERS FUND II LP FMV 638386 638386 KLINE HILL PARTNERS FUND III, LP FMV 919514 919514 KLINE HILL PARTNERS OFFSHORE FUND IV LP FMV 1755970 1755970 KLINE HILL PARTNERS OPPORTUNITY FUND III, LP FMV 338757 338757 KLINE HILL PARTNERS OPPORTUNITY OFFSHORE FUND IV LP FMV 583082 583082 KNIGHTSBRIDGE VENTURE CAPITAL VI LP SERIES VC FMV 1342473 1342473 LEAD EDGE CAPITAL V, LP FMV 1451275 1451275 LEAD EDGE CAPITALI VI, LP FMV 770630 770630 LUMINATE CAPITAL PARTNERS III-A, LP FMV 1296719 1296719 MOONRISE CHINA PARTNERS II LP FMV 1063865 1063865 ONE RIVER BITCOIN FEEDER FUND, LTD. FMV 1433735 1433735 QIMING VENTURE PARTNERS VII, LP FMV 2340640 2340640 QIMING VENTURE PARTNERS VIII, LP FMV 530697 530697 RENAISSANCE INSTITUTIONAL DIVERSIFIED GLOBAL EQUITIES ONSHORE FUND LP FMV 5550090 5550090 ROCK SPRINGS CAPITAL OFFSHORE FUND LP FMV 5588714 5588714 RUBICON TECHNOLOGY PARTNERS III L.P. FMV 3070513 3070513 SERIES THIRD ROCK VENTURES VI - CA RESOURCES FUND (U.S. TAX-EXEMPT), L.P. FMV 612484 612484 THE MANGROVE PARTNERS FUND (CAYMAN DRAWDOWN), L.P. FMV 3000000 3000000 THE OVERLOOK PARTNERS FUND LP FMV 4678764 4678764 THE SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TRUST FMV 8145071 8145071 TRUEBRIDGE CAPITAL PARTNERS FUND V, L.P. FMV 5304362 5304362 TRUEBRIDGE CAPITAL PARTNERS FUND VI, L.P. FMV 3384544 3384544 TRUEBRIDGE CAPITAL PARTNERS FUND VII, L.P. FMV 1199621 1199621 TRUEBRIDGE CAPITAL PARTNERS FUND VIII (CAYMAN FEEDER), L.P. FMV 20116 20116 TRUEBRIDGE GLOBAL PREMIER I, L.P. FMV 94674 94674 VANGUARD TOTAL WORLD STOCK INDEX FUND (VT) 10,772.974 SHARES FMV 1108324 1108324 VIKING GLOBAL OPPORTUNITIES III LP FMV 11967680 11967680 WARBURG PINCUS GLOBAL GROWTH (E&P)-2, L.P. FMV 233329 233329 WARBURG PINCUS GLOBAL GROWTH, L.P. FMV 4502289 4502289 WARBURG PINCUS-WP GG EUROPA (CAYMAN-B), L.P. FMV 3839503 3839503 WHALE ROCK LONG OPPORTUNITIES FUND LTD. FMV 707268 707268 GENERAL AND ADMINISTRATIVE LEGAL COUNSEL 83519 0 75427 PREPAID EXPENSES 457 491 491 PREPAID FEDERAL EXCISE TAX AND FEDERAL AND STATE UBIT 393587 393587 393587 RIGHT OF USE ASSETS - OPERATING LEASE, NET 1226058 975996 975996 SECURITY DEPOSITS 66660 31471 31471 CHANGE IN DEFERRED EXCISE TAXES 330000 INFORMATION TECHNOLOGY 421537 0 498530 INSURANCE 106744 0 106744 OFFICE AND OTHER EXPENSES 189617 0 125489 OTHER K-1 EXPENSES, NET OF UBI 0 1689503 0 OTHER K-1 INCOME, NET OF UBI 0 71991 0 SECURITIES LITIGATION PROCEEDS 22946 22946 22946 BOOK ROYALTIES 3742 3742 3742 GRANT RECOVERY 21794 21794 UNREALIZED LOSS ON INVESTMENTS 27338904 POSTRETIREMENT BENEFIT OBLIGATION ADJUSTMENT 131000 DEFERRED FEDERAL EXCISE TAX 400000 730000 POSTRETIREMENT BENEFIT OBLIGATION 2538815 2481316 LEASE PAYABLE 1348152 1238498 BANK AND INVESTMENT 473144 473144 0 OTHER PROFESSIONAL SERVICES 256271 0 139435 PERSONNEL SEARCH 208095 0 208095 FEDERAL EXCISE AND UNRELATED BUSINESS TAX PROVISION 102395 0 0 FOREIGN TAXES THRU K-1S, NET OF UBI 0 124511 0