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TO DEPLOY NATURAL CLIMATE SOLUTIONS TO REDUCE GREENHOUSE GAS EMISSIONS FROM THE LAND SECTOR, INCREASE CARBON SEQUESTRATION, AND ENHANCE CLIMATE RESILIENCE 700000 UNITED SOUTH & EASTERN TRIBES INC 711 STEWARTS FERRY PIKE STE 100 NASHVILLE TN 37214 N/A PC TO SUPPORT THE TRIBAL INFRASTRUCTURE DEVELOPMENT PROGRAM, WHICH PROVIDES INFORMATION AND TECHNICAL ASSISTANCE TO TRIBAL NATIONS IN ACCESSING FEDERAL FUNDING 496000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF BOX 0815 SUITE 425 SAN FRANCISCO CA 941430000 N/A PC SUMMER TRAINING FOR UNDERREPRESENTED AND DIVERSE YOUTH IN STEM (STUDY STEM) 286000 UNIVERSITY OF CALIFORNIA SAN FRANCISCO UCSF BOX 0815 SUITE 425 SAN FRANCISCO CA 941430000 N/A PC DECIPHERING DELIRIUM CHARACTERISTICS, IMPACT, AND PATHOPHYSIOLOGY TO OPTIMIZE RECOVERY FOLLOWING GERIATRIC TRAUMA (DECIPHER) 247500 UNIVERSITY OF CALIFORNIA LOS ANGELES 10920 WILSHIRE BLVD STE 620 LOS ANGELES CA 900246505 N/A PC CD4+ T FOLLICULAR AND PERIPHERAL HELPER CELLS AS DRIVERS OF CHECKPOINT INHIBITOR-RELATED AUTOIMMUNITY 247500 UNIVERSITY OF CALIFORNIA SANTA CRUZ 1156 HIGH ST SANTA CRUZ CA 950641077 N/A PC TO SUPPORT THE DORIS DUKE CONSERVATION SCHOLARS PROGRAM 139000 UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104 AIRPORT DR CB 1270 CHAPEL HILL NC 275995023 N/A PC TEACHERS DELIVERING TASK-SHIFTED MENTAL HEALTH CARE TO ADOLESCENTS IN INDIA 247500 UNIVERSITY OF PITTSBURGH 3518 FIFTH AVENUE PITTSBURGH PA PA 15261 N/A PC UPMC HILLMAN CANCER CENTER ACADEMY 286000 UNIVERSITY OF SOUTHERN CALIFORNIA UNIVERSITY PARK LOS ANGELES CA 900890001 N/A PC TO SUPPORT THE CENTER FOR HEALTH JOURNALISMS DATA FELLOWSHIP PROGRAM, WHICH PROMOTES IMPACT REPORTING JOURNALISM THAT CHANGES THE NARRATIVE AROUND CHILD WELL-BEING, CHILD PROTECTIVE SERVICES, AND FAMILY NEEDS 160400 UNIVERSITY OF TEXAS FOUNDATION 9011 MOUNTAIN RIDGE DR SUITE 150 AUSTIN TX 787597396 N/A PC TO SUPPORT THE PROJECT "RESTORING JUSTICE AND REIMAGING RESEARCH: BUILDING COMMUNITY TO DISRUPT THE CYCLE OF VIOLENCE AND ENHANCE RESEARCH-PRACTICE PARTNERSHIPS" 125000 UNIVERSITY OF TEXAS FOUNDATION 9011 MOUNTAIN RIDGE DR SUITE 150 AUSTIN TX 787597396 N/A PC DEFINING PLACENTAL MECHANISMS OF PREECLAMPSIA 247500 UNIVERSITY OF VIRGINIA FOUNDATION OFFICE OF SPONSORED PROJECTS PO BOX 400195 CHARLOTTESVILLE VA 229044195 N/A PC TO SUPPORT THE PROJECT "BRIDGING INSTITUTIONS TO CLOSE YOUTH OPPORTUNITY GAPS" 62489 UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE SEATTLE WA 98105 N/A PC INVESTIGATION OF METABOLIC FACTORS ON INNATE LYMPHOID CELL FUNCTION IN PREECLAMPSIA 247500 VANDERBILT UNIVERSITY 2201 WEST END AVE NASHVILLE TN 37240 N/A PC TO SUPPORT THE PROJECT "DISRUPTING INEQUALITIES ALONG THE PATH TO COLLEGE AND CAREER: A PARTNERSHIP BETWEEN METRO NASHVILLE PUBLIC SCHOOLS AND VANDERBILT UNIVERSITY" 62500 WAKE FOREST UNIVERSITY HEALTH SCIENCES MEDICAL CENTER BOULEVARD WINSTONSALEM NC 27157 N/A PC DEVELOPMENT OF A VISION SCREENING AND CARE PATHWAY IN FRAIL OLDER ADULTS AT RISK OF FALLS 247500 WASHINGTON UNIVERSITY 550 16TH STREET SAINT LOUIS MO 631121408 N/A PC THE ROLE OF DNA DAMAGE RESPONSE CLONAL HEMATOPOIESIS IN IMMUNE AGING AND RISK OF CMV ACTIVATION AMONG LUNG TRANSPLANT RECIPIENTS 247500 35569414 14 19521 14 8623744 525990 1325797 18 141719516 PROGRAM-RELATED INVESTMENT INCOME 01 265483 PORTFOLIO INCOME FROM LPS 900000 -1470205 0 0 -144408 150628264 0 150483856 0 0 0 0 0 0 0 0 0 0 NONE 0 SEE STATEMENT 26 DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2014-12-19 5225000 DORIS DUKE ARTIST AWARDS 2015 77717 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2015-12-23 5500000 DORIS DUKE ARTIST AWARDS 2016 3733 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT NO FUNDS WERE EXPENDED IN 2023. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2022-09-30 1650000 DORIS DUKE ARTIST AWARDS 2020 758610 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2022-09-30 1650000 DORIS DUKE ARTIST AWARDS 2019 370000 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2022-09-30 1650000 DORIS DUKE ARTIST AWARDS 2018 49758 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2022-09-30 2200000 DORIS DUKE ARTIST AWARDS 2021, AND FUNDING FOR TWO ADDITIONAL 2020 ARTISTS. 973065 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2022-09-30 1925000 DORIS DUKE ARTIST AWARDS 2022, AND FUNDING FOR ONE ADDITIONAL 2021 ARTIST. 358750 NONE 8/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. LANDBERRY FOUNDATION 5612 VANTAGE POINT ROAD COLUMBIA MD 21044 2022-11-29 100000 TO SUPPORT DEVELOPING THE EAST COAST INDIGENOUS LANDSCAPES PARTNERSHIP 91515 NONE 3/18/2024, 1/19/2023 2024-03-18 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2023-08-02 4170000 TO INCREASE SUPPORT FOR EACH DORIS DUKE ARTIST IN THE 10TH ANNIVERSARY CLASS AND PROVIDE 10TH ANNIVERSARY SUPPLEMENTS TO 126 PREVIOUS DORIS DUKE ARTIST AWARD RECIPIENTS. 2825000 NONE 08/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. DORIS DUKE FOUNDATION INC 444 MADISON AVENUE 10TH FLOOR NEW YORK NY 10022 2023-04-04 1780000 DORIS DUKE ARTIST AWARDS 2023, AND FUNDING FOR ONE ADDITIONAL 2021 ARTIST. 300000 NONE 08/12/2024 2024-08-13 THE GRANTEE HAS CERTIFIED THAT IT HAS EXPENDED, FOR CHARITABLE AND EDUCATIONAL PURPOSES, AN AMOUNT EQUAL TO THE VALUE OF THE GRANT, IN ACCORDANCE WITH THE OUT-OF-CORPUS RULES OF SECTION 4942(G)(3) OF THE CODE. FORM 990-PF, PART II, LINE 21 ON JULY 28, 2020, DDCF ISSUED A $100 MILLION TAXABLE BOND (SERIES 2020) TO ENABLE GRANT-MAKING TO STABILIZE AND SUSTAIN A NONPROFIT SECTOR FACING DEVASTATING ECONOMIC IMPACTS DUE TO COVID-19 AND AN UNPRECEDENTED DEMAND FOR ITS SERVICES MAGNIFIED BY RACIAL INJUSTICE. THE SERIES 2020 BONDS, UNDERWRITTEN BY MORGAN STANLEY, BEAR AN INTEREST RATE OF 2.345% WITH A MATURITY DATE OF JULY 1, 2050. THE SERIES 2020 BONDS WERE ISSUED AT A DISCOUNT OF $225,000. THE BOND DISCOUNT IS BEING AMORTIZED USING THE STRAIGHT LINE METHOD OVER THE TERM OF THE BONDS.IN JULY 2020, IN THE MIDST OF A GLOBAL PANDEMIC WITH DEVASTATING ECONOMIC AND SOCIAL CONSEQUENCES, THE DORIS DUKE CHARITABLE FOUNDATION ANNOUNCED A SOCIAL BOND OFFERING TO APPLY $100 MILLION TO STRENGTHEN THE SECTORS THAT DDCF FUNDS. THE FOUNDATION BELIEVES THAT THE NONPROFIT SECTOR HAS BEEN SEVERELY HARMED BY THE COVID-19 PANDEMIC AND ITS ECONOMIC FALLOUT, AND THAT NONPROFIT ORGANIZATIONS WILL REQUIRE SUBSTANTIAL ADDITIONAL FINANCIAL RESOURCES TO CONTINUE TO CARRY OUT THEIR CHARITABLE MISSIONS. IN RESPONSE, THE FOUNDATION SEEKS TO SUBSTANTIALLY INCREASE ITS GRANTMAKING IN THE COMING YEARS TO MAKE GRANTS DIRECTED AT BUILDING RESILIENCE IN THE NONPROFIT SECTOR AND STABILIZING AND STRENGTHENING KEY NONPROFIT ORGANIZATIONS (THE "SPECIAL ALLOCATION GRANTS"). THE SPECIAL ALLOCATION GRANTS WILL BE MADE IN ADDITION TO THE FOUNDATION'S NORMAL GRANTMAKING. THE NET PROCEEDS OF THE BONDS ARE EXPECTED TO BE USED TO PROVIDE GRANT FUNDING FOR SPECIAL ALLOCATION GRANTS. THESE WILL BE GRANTS OVER AND ABOVE THE FOUNDATION'S NORMAL GRANTMAKING TO ORGANIZATIONS, PROJECTS, AND PROGRAMS MEETING THE FOUNDATION'S GRANTMAKING EVALUATION CRITERIA OR AS INVESTMENTS CONSISTENT WITH ITS PROGRAM-RELATED INVESTMENT ("PRI") PROCESS.THE FOUNDATION'S TARGET POPULATION OF EXISTING AND PROSPECTIVE GRANTEE AND PRI PARTNERS ARE LARGELY DEPENDENT ON PHILANTHROPIC FUNDING AND THUS ARE PARTICULARLY VULNERABLE TO OPERATIONAL, EMPLOYMENT, AND MISSION DISRUPTION AS A RESULT OF THE WIDER ECONOMIC SLOWDOWN CAUSED BY COVID-19 CONTROL MEASURES. THE FOUNDATION WILL HAVE BROAD DISCRETION AS TO ITS USE OF THE PROCEEDS OF THE BONDS, PROVIDED THAT SUCH USE IS IN COMPLIANCE WITH THE FOUNDATION'S TAX-EXEMPT STATUS UNDER SECTION 501(C)(3) OF THE CODE AND THE FOUNDATION'S CLASSIFICATION AS A PRIVATE FOUNDATION. SPECIAL ALLOCATION GRANT CANDIDATES ARE TO BE SCREENED AS PART OF THE FOUNDATION'S APPLICATION PROCESS TO ENSURE CONSISTENCY WITH THE FOUNDATION'S PROGRAM AREAS THAT SUPPORT THE PERFORMING ARTS, ENVIRONMENTAL CONSERVATION, MEDICAL RESEARCH AND CHILD WELL-BEING, AND THE PRESERVATION OF THE CULTURAL AND ENVIRONMENTAL LEGACY OF DORIS DUKE'S PROPERTIES WITH A FOCUS ON TARGET POPULATIONS IMPACTED BY INEQUALITY. THE FOUNDATION HAS FOUR PRIMARY PURPOSES FOR THESE SPECIAL ALLOCATION GRANTS:1. TO PROVIDE IN-YEAR AND MULTI-YEAR COMMITMENTS, PRIMARILY TO EXISTING GRANTEES WORKING IN THE FOUNDATION PROGRAM AREAS2. TO PROVIDE IN-YEAR AND MULTI-YEAR GRANTS TO ORGANIZATIONS CAPABLE OF IMPLEMENTING STRATEGIES APPROVED BY THE FOUNDATION, INCLUDING THE ABILITY TO RE-GRANT;3. TO ADDRESS THE INEQUALITY IN THE NONPROFIT ECOSYSTEM THAT DISADVANTAGES ORGANIZATIONS LED BY, AND SERVING, UNDERREPRESENTED COMMUNITIES; AND4. TO AMPLIFY THE RESOURCES AND IMPACT OF FUNDER COLLABORATIVES. FORM 990-PF, PART VIII-A ALL EXPENDITURES ASSOCIATED WITH THE FOUNDATION'S DIRECT CHARITABLE ACTIVITIES ARE PAID BY THE FOUNDATION'S RELATED PARTY, DORIS DUKE MANAGEMENT FOUNDATION. THESE EXPENSES ARE REIMBURSED BY THE FOUNDATION AND ARE INCLUDED AS PART OF PROGRAMMATIC AND ADMINISTRATIVE EXPENSES ON PART I, LINE 23.THE $3,820,177 IN DIRECT CHARITABLE EXPENDITURES FROM THE FOUR LARGEST DIRECT CHARITABLE ACTIVITIES LISTED IN PART VIII-A REPRESENT AMOUNTS PAID BY THE DORIS DUKE CHARITABLE FOUNDATION TO SUPPORT VARIOUS MEETINGS, CONFERENCES, SEMINARS AND OTHER CLIMATE, CONSERVATION AND/OR MEDICAL RESEARCH ENDEAVORS. TOTAL DIRECT CHARITABLE EXPENDITURES DURING 2023 TAX YEAR WERE $4,445,488. FURTHER INFORMATION ABOUT EACH INDIVIDUAL PROGRAM LISTED IN THE ATTACHED SCHEDULE IS AVAILABLE UPON REQUEST. FORM 990-PF, PART VIII-A-ACTIVITY DESCRIPTION: MEDICAL RESEARCH ACTIVITIES ACTIVITY DESCRIPTION: MEDICAL RESEARCH ACTIVITIESTHROUGH THE MEDICAL RESEARCH PROGRAM, THE DORIS DUKE CHARITABLE FOUNDATION STRIVES TO ADVANCE THE PREVENTION, DIAGNOSIS AND TREATMENT OF HUMAN DISEASE BY STRENGTHENING AND SUPPORTING CLINICAL RESEARCH. DORIS DUKE WAS A SIGNIFICANT SUPPORTER OF MEDICAL RESEARCH, MAKING CONTRIBUTIONS TO HOSPITALS AND RESEARCH CENTERS THROUGHOUT HER LIFE. IN HER WILL, WHICH GUIDES OUR FOCUS AREAS, SHE EXPRESSED HER INTEREST IN SUPPORTING "MEDICAL RESEARCH DESIGNED TO EFFECTUATE CURES OF MAJOR DISEASES." THE FOUNDATION SUPPORTS TIMELY INITIATIVES THAT ACCELERATE THE TRANSLATION OF BIOMEDICAL DISCOVERIES, TECHNOLOGY AND MEDICAL INSIGHT INTO CLINICAL APPLICATIONS THAT EQUITABLY IMPROVE HUMAN HEALTH THROUGH TWO MAIN APPROACHES: 1. INCENTIVIZING EARLY-CAREER CREATIVITY FOR TRANSFORMATIVE HEALTH SOLUTIONS2. BUILDING A MORE EQUITABLE MEDICAL RESEARCH ENTERPRISE FORM 990-PF, PART VIII-A-ACTIVITY DESCRIPTION: PERFORMING ARTS ACTIVITIES ACTIVITY DESCRIPTION: PERFORMING ARTS ACTIVITIESTHROUGH THE ARTS PROGRAM, THE DORIS DUKE CHARITABLE FOUNDATION SUPPORTS PERFORMING ARTISTS WITH THE CREATION AND PUBLIC PERFORMANCE OF THEIR WORK.IN HER WILL, WHICH GUIDES OUR FOCUS AREAS, DORIS DUKE EXPRESSED AN INTEREST IN ASSISTING "ACTORS, DANCERS, SINGERS, MUSICIANS AND OTHER ARTISTS OF THE ENTERTAINMENT WORLD IN FULFILLING THEIR AMBITIONS AND PROVIDING OPPORTUNITIES FOR THE PUBLIC PRESENTATION OF THEIR ARTS AND TALENTS." GIVEN THIS DIRECTION AND DORIS DUKE'S INTERESTS DURING HER LIFE, THE FOUNDATION FOCUSES ITS SUPPORT ON CONTEMPORARY DANCE, JAZZ AND THEATER ARTISTS, AND THE ORGANIZATIONS THAT NURTURE, PRESENT AND PRODUCE THEM. FORM 990-PF, PART VIII-A-ACTIVITY DESCRIPTION: CHILD WELL-BEING ACTIVITIES ACTIVITY DESCRIPTION: CHILD WELL-BEING ACTIVITIES THROUGH THE CHILD WELL-BEING PROGRAM, THE DORIS DUKE CHARITABLE FOUNDATION AIMS TO PROMOTE CHILDREN'S HEALTHY DEVELOPMENT AND PROTECT THEM FROM ABUSE AND NEGLECT. DORIS DUKE TOOK A SPECIAL INTEREST IN THE WELL-BEING OF CHILDREN AND FAMILIES, SUPPORTING COMMUNITIES, EARLY FAMILY PLANNING EFFORTS AND NEARLY 85 CHILD WELFARE ORGANIZATIONS DURING HER LIFE. IN HER WILL, WHICH GUIDES OUR FOCUS AREAS, SHE EXPRESSED HER INTEREST IN "THE PREVENTION OF CRUELTY TO CHILDREN."THE CHILD WELL-BEING PROGRAM FOCUSES ON BUILDING A PREVENTION-ORIENTED CHILD WELL-BEING SYSTEM BY UTILIZING THE FOLLOWING STRATEGIES IN A COORDINATED APPROACH: 1. BUILDING A MORE ROBUST REPERTOIRE OF PREVENTION STRATEGIES2. DEVELOPING AND DISSEMINATING KNOWLEDGE3. CREATING AN ALTERNATIVE PREVENTION SYSTEM FORM 990-PF, PART VIII-A - ACTIVITY DESCRIPTION: ENVIRONMENT ACTIVITIES ACTIVITY DESCRIPTION: ENVIRONMENT ACTIVITIESTHROUGH THE ENVIRONMENT PROGRAM, THE DORIS DUKE CHARITABLE FOUNDATION SEEKS TO ENSURE A THRIVING, RESILIENT ENVIRONMENT FOR WILDLIFE AND PEOPLE, AND FOSTER AN INCLUSIVE, EFFECTIVE CONSERVATION MOVEMENT. DORIS DUKE WAS A LIFELONG ENVIRONMENTALIST WITH A KEEN INTEREST IN CONSERVATION. IN HER WILL, SHE EXPRESSED HER INTEREST IN "THE PRESERVATION OF WILDLIFE, BOTH FLORA AND FAUNA AND IN SUPPORTING "ECOLOGICAL ENDEAVORS."THE FOUNDATION SEEKS TO DEMONSTRATE HOW EFFECTIVE CONSERVATION CAN PROTECT AND RESTORE NATURE, HELP ADDRESS CLIMATE CHANGE AND PROMOTE A MORE EQUITABLE SOCIETY. WE SUPPORT INITIATIVES THAT INCREASE THE PACE AND SCALE OF LAND CONSERVATION AND STEWARDSHIP ACROSS THE UNITED STATES TO PROTECT BIODIVERSITY, BOLSTER THE RESILIENCE OF NATURAL AREAS AND ADVANCE CLIMATE CHANGE MITIGATION. WE ALSO FOCUS ON CONSERVATION EFFORTS THAT ADVANCE EQUITY, IN PARTICULAR FOR COMMUNITIES THAT IDENTIFY AS BLACK, INDIGENOUS AND PEOPLE OF COLOR. TO ACHIEVE THESE GOALS, THE FOUNDATION CONCENTRATES ON THREE COMPLEMENTARY AND INTERSECTING AREAS OF FOCUS.1. NATURE: LAND CONSERVATION IN AN ERA OF CLIMATE CHANGE2. CLIMATE: NATURAL CLIMATE SOLUTIONS3. EQUITY: INCLUSIVE CONSERVATION FORM 990-PF, PART VIII-A - ACTIVITY DESCRIPTION: AFRICAN HEALTH ACTIVITIES ACTIVITY DESCRIPTION: AFRICAN HEALTH ACTIVITIESTHE AFRICAN HEALTH INITIATIVE (AHI) IS A SPECIAL INITIATIVE LAUNCHED IN 2007 BY THE DORIS DUKE CHARITABLE FOUNDATION TO STRENGTHEN HEALTH SYSTEMS IN SUB-SAHARAN AFRICA BY SUPPORTING PARTNERSHIPS AND LARGE-SCALE MODELS OF CARE THAT LINK IMPLEMENTATION RESEARCH AND WORKFORCE TRAINING DIRECTLY TO THE DELIVERY OF INTEGRATED PRIMARY HEALTHCARE. IN THE AFRICAN HEALTH INITIATIVE'S FIRST PHASE, THE FOUNDATION AWARDED FOUR GRANTS TO PILOT A VARIETY OF HEALTH SYSTEMS STRENGTHENING INTERVENTIONS IN GHANA, MOZAMBIQUE, RWANDA, TANZANIA, AND ZAMBIA. THOUGH NOT ALL ACTIVITIES HAD THE DESIRED IMPACT, SEVERAL RESULTED IN MEASURABLE IMPROVEMENTS TO HEALTH SYSTEM PERFORMANCE. THE ENCOURAGING RESULTS PROMPTED A FOLLOW-UP PHASE, WITH THE DORIS DUKE CHARITABLE FOUNDATION SUPPORTING PARTNERSHIPS IN ETHIOPIA, GHANA, AND MOZAMBIQUE TO REPLICATE AND SCALE UP MEASURES THAT HAD PROVEN SUCCESSFUL IN THE EARLIER PHASE. MOST OF THE WORK FUNDED THROUGH THE AFRICAN HEALTH INITIATIVE ENDED IN 2023, AND THE LAST PROJECT IS SET TO CONCLUDE IN 2024. THOUGH THE FUNDING HAS COME TO AN END, THE WORK AND PARTNERSHIPS ESTABLISHED IN EACH COUNTRY WILL CONTINUE. PART XII, LINE 4(C) CONDUIT ELECTION STATEMENT STATEMENT REGARDING DORIS DUKE CHARITABLE FOUNDATION INC ELECTION TO BE TREATED AS A CONDUIT PRIVATE FOUNDATION PURSUANT TO INTERNAL REVENUE CODE SECTION 4942(H)(2) PURSUANT TO INTERNAL REVENUE CODE SECTION 4942(H)(2) AND TREASURY REGULATION SECTION 53.4942(A)-3(D)(2), DORIS DUKE CHARITABLE FOUNDATION INC HEREBY ELECTS TO TREAT CERTAIN QUALIFYING DISTRIBUTIONS MADE DURING THE 2023 TAX YEAR AS DISTRIBUTIONS MADE OUT OF CORPUS. ELECTION AMOUNT TREATED AS MADE OUT OF CORPUS:TOTAL QUALIFYING DISTRIBUTIONS FOR 2023: $91,445,103 CURRENT YEAR DISBURSEMENTS APPLIED AGAINST 2023 DISTRIBUTABLE AMOUNT: ($88,145,103)GRANT TO AFFILIATED FOUNDATION, DORIS DUKE FOUNDATION, TREATED AS DISTRIBUTION OUT-OF-CORPUS: $3,300,000 TOTAL QUALIFYING DISTRIBUTIONS ATTRIBUTABLE TO DORIS DUKE CHARITABLE FOUNDATION INC'S GIVING TREATED AS MADE OUT OF CORPUS TO SATISFY REQUIREMENTS IMPOSED BY SECTION 170(B)(1)(F) OR 4942(G)(3): ($3,300,000)EXCESS DISTRIBUTIONS CARRYOVER FROM 2023: $0THE FOUNDATION MEETS THE REQUIREMENTS OF INTERNAL REVENUE CODE SECTIONS 170(B)(1)(A)(VII), 170(B)(1)(F)(II) AND 4942(H)(2). THE FOUNDATION NOTES THAT:- DORIS DUKE FOUNDATION AND DORIS DUKE CHARITABLE FOUNDATION INC ARE RELATED ORGANIZATIONS. THE ELECTION REPRESENTS CONDUIT GRANTS DORIS DUKE CHARITABLE FOUNDATION INC GAVE TO DORIS DUKE FOUNDATION, WHICH DORIS DUKE FOUNDATION WILL BE RECOGNIZING AS QUALIFYING DISTRIBUTIONS ON ITS OWN TAX RETURN.- NOT LATER THAN ONE YEAR AFTER THE END OF THE TAX YEAR IN WHICH DORIS DUKE FOUNDATION RECEIVED FUNDING FROM DORIS DUKE CHARITABLE FOUNDATION INC, IT MADE A DISTRIBUTION EQUAL TO THE FULL AMOUNT OF THE CONTRIBUTION.- THE FOUNDATION HAS NO REMAINING UNDISTRIBUTABLE INCOME FOR THE 2022 AND 2023 TAX YEARS THAT WOULD PREVENT THE FOUNDATION FROM UTILIZING THE ELECTION.- THE FOUNDATION HAS MET ITS MINIMUM DISTRIBUTION REQUIREMENTS WITHOUT TAKING INTO ACCOUNT ANY OF THE AMOUNTS INTENDED TO BE USED AS A CONDUIT GRANT. FORM 990-PF, PART XIV, GRANTS PROCESS THE MISSION OF THE DORIS DUKE CHARITABLE FOUNDATION IS TO BUILD A MORE CREATIVE, EQUITABLE AND SUSTAINABLE FUTURE BY INVESTING IN ARTISTS AND THE PERFORMING ARTS, ENVIRONMENTAL CONSERVATION, MEDICAL RESEARCH, CHILD WELL-BEING AND GREATER MUTUAL UNDERSTANDING AMONG DIVERSE COMMUNITIES.A. NAME, ADDRESS, AND PHONE OR EMAIL ADDRESS FOR GRANT INQUIRIES:DORIS DUKE CHARITABLE FOUNDATIONWEBSITE: HTTPS://WWW.DORISDUKE.ORG/LETTERS OF INQUIRY: HTTPS://WWW.DORISDUKE.ORG/GRANTS/OUR-FUNDING-PROCESS/LOI/ OPEN COMPETITIONS: HTTPS://WWW.DORISDUKE.ORG/GRANTS/OPEN-GRANT-COMPETITIONS/ THE FOUNDATION'S PROGRAM STAFF CONDUCTS EXTENSIVE RESEARCH TO IDENTIFY GAPS OR NEEDS THAT THE FOUNDATION CAN ADDRESS IN THE FIELDS IT SUPPORTS. TYPICALLY, THIS RESEARCH LEADS TO THE DEVELOPMENT OF A GRANT INITIATIVE, WHICH SUPPORTS A SET OF RELATED GRANTS THAT ADVANCE A SPECIFIC GOAL OR OBJECTIVE. ONCE AN INITIATIVE IS DEVELOPED, GRANTS ARE AWARDED IN A VARIETY OF WAYS, INCLUDING FOUNDATION-INITIATED INVITATIONS TO APPLY, REGRANTING COMPETITIONS THAT ARE ADMINISTERED BY SERVICE ORGANIZATIONS AND COMPETITIONS THAT ARE RUN USING REQUEST-FOR-PROPOSAL PROCESSES. OCCASIONALLY, THE FOUNDATION ALSO SUPPORTS OPPORTUNISTIC GRANTS THAT ARE MORE BROADLY RELATED TO THE PROGRAMS' MISSIONS. WHILE THERE ARE SOME OVERARCHING SIMILARITIES, EACH PROGRAM APPROACHES GRANTMAKING IN A UNIQUE WAY. THE MAJORITY OF GRANTS ARE AWARDED THROUGH COMPETITIVE (REQUEST-FOR-PROPOSAL) PROCESSES OR BY INVITATION. WHILE VERY FEW GRANTS RESULT FROM UNSOLICITED LETTERS OF INQUIRY, FOUNDATION STAFF REVIEW UNSOLICITED LETTERS FROM NONPROFIT ORGANIZATIONS TO SEE IF THERE IS A POSSIBLE FIT WITH FOUNDATION PROGRAM GOALS AND STRATEGIES AND TO IDENTIFY POTENTIAL FUNDING OPPORTUNITIES. PRIOR TO SUBMITTING A LETTER OF INQUIRY, INTERESTED APPLICANTS ARE STRONGLY ENCOURAGED TO REVIEW THE FOUNDATION'S WEBSITE AND THE GRANTMAKING PROCESSES FOR THE APPROPRIATE PROGRAM TO DETERMINE THE POTENTIAL FIT OF THEIR PROJECT WITH THE PROGRAM'S STRATEGIES: PERFORMING ARTS, MEDICAL RESEARCH, ENVIRONMENT, CHILD WELL-BEING. B. FORM AND CONTENT OF APPLICATIONSUNSOLICITED LETTERS OF INQUIRY SHOULD BE SUBMITTED ELECTRONICALLY AT HTTPS://WWW.DORISDUKE.ORG/GRANTS/OUR-FUNDING-PROCESS/LOI/. THE FORM REQUESTS THE FOLLOWING INFORMATION:-NONPROFIT TAX ID (THIS IS REQUIRED TO ACCESS THE FORM)-TITLE OF THE PROPOSED PROJECT-BRIEF DESCRIPTION OF THE SPECIFIC PROJECT FOR WHICH FUNDING IS SOUGHT-REQUESTED FUNDING AMOUNT-DESCRIPTION OF HOW THE OBJECTIVES OF THE PROPOSED PROJECT RELATE TO THOSE OF THE FOUNDATION-ORGANIZATION MISSION AND STRATEGIES-A PRIMARY CONTACT FOR THE ORGANIZATION (THIS PERSON WILL RECEIVE THE FOUNDATION'S REPLY VIA EMAIL)SUPPLEMENTAL MATERIALS CANNOT BE SUBMITTED AT THIS STAGE OF THE INQUIRY PROCESS.STAFF REVIEWS OF APPLICATIONS CONSIDER THE FOLLOWING CRITERIA:-DOES THE PROJECT ADDRESS A SIGNIFICANT FUNDING GAP OR SUPPORT A CRITICAL OPPORTUNITY RELATED TO THE FOUNDATION'S MISSION?-IS THE PROJECT DESIGNED TO ACHIEVE BOTH THE OBJECTIVES OF THE APPLICANT ORGANIZATION AND THE PROGRAM GOALS OF THE FOUNDATION?-WHAT IS THE PROJECT'S POTENTIAL FOR LONG-TERM IMPACT IN TERMS OF REPLICATION, REACH, VISIBILITY OR CHANGES IN THE FIELD?-DOES THE APPLICANT ORGANIZATION HAVE THE CAPACITY TO EFFECTIVELY EXECUTE THE PROJECT?-WHAT OPPORTUNITY EXISTS TO LEVERAGE ADDITIONAL RESOURCES AS A RESULT OF DDCF FUNDING?REQUESTS FOR PROPOSALS FOR COMPETITIVE FUNDING AND RE-GRANTING PROGRAMS CAN BE FOUND ON THE FOUNDATION'S WEBSITE: HTTPS://WWW.DORISDUKE.ORG/GRANTS/OPEN-GRANT-COMPETITIONS/. THE CONTENT OR FORMAT OF APPLICATION VARIES ACCORDING TO THE FUNDING PROGRAM.C. SUBMISSION DEADLINES: UNSOLICITED LETTERS OF INQUIRY ARE ACCEPTED AT ANY TIME DURING THE YEAR. DEADLINES FOR OPEN COMPETITIONS VARY BY PROGRAM. D. RESTRICTIONS OR LIMITATIONS ON AWARDS, SUCH AS BY GEOGRAPHIC AREAS, CHARITABLE FIELDS, KINDS OF INSTITUTIONS, OR OTHER FACTORSONLY LETTERS OF INQUIRY SUBMITTED BY U.S. NONPROFIT ORGANIZATIONS WILL BE REVIEWED, AS THE FOUNDATION CANNOT AWARD GRANTS DIRECTLY TO INDIVIDUALS. INDIVIDUAL PERFORMING ARTISTS SEEKING FUNDING FOR THE CREATION OR DISTRIBUTION OF ARTISTIC WORK SHOULD REVIEW THE PERFORMING ARTS PROGRAM SECTION OF THE FOUNDATION'S WEBSITE TO DETERMINE ELIGIBILITY FOR FUNDING THROUGH ONE OF THE REGRANTING PROGRAMS SUPPORTED BY THE FOUNDATION. CLINICAL SCIENTISTS SEEKING FUNDING FOR CLINICAL RESEARCH SHOULD REVIEW THE MEDICAL RESEARCH PROGRAM SECTION TO DETERMINE ELIGIBILITY FOR ONE OF THE FOUNDATION'S COMPETITIVE AWARD PROGRAMS. FIXED INCOME INVESTMENTS LESS FIXED INCOME ALLOCATED TO DDF 104959646 104959646 PUBLICLY TRADED SECURITIES 331379 331379 VENTURE CAPITAL FMV 693656448 693656448 PRIVATE EQUITY INVESTMENTS FMV 526271670 526271670 CREDIT OPPORTUNITY FMV 201193874 201193874 US EQUITY FMV 155250712 155250712 BUYOUTS FMV 154171722 154171722 MULTI-STRATEGY FMV 108013499 108013499 REAL ASSETS FMV 52949850 52949850 PRIVATE MARKETS FMV 44955660 44955660 EMERGING MARKETS FMV 20257819 20257819 POMEROY LAW GROUP PLLC 7474 0 0 7474 MOORE & VAN ALLEN, PLLC 5750 0 0 5750 SIMPSON THATCHER 5282 0 0 5282 EPSTEIN BECKER & GREEN, P.C. 4851 0 0 4851 129394974 LINE OF CREDIT 30000000 ON DEMAND TO FUND OPERATIONS NONE SERIES 2020 TAXABLE BOND 99394974 ON DEMAND TO FUND OPERATIONS NONE PENDING INVESTMENT PURCHASE 25000000 DUE FROM BROKER 22529234 41521862 41521862 PROGRAM RELATED INVESTMENTS - ENVIRONMENTAL 19366000 PROGRAM RELATED INVESTMENTS - SOCIAL FINANCE/ARTSPACE 2500000 2500000 2500000 INVESTMENT RECEIVABLES 1010419 1180678 1180678 COLLECTIBLES 354950 354950 354950 PROGRAMMATIC & ADMINISTRATIVE EXPENSES INCURRED BY DDCF 17094985 0 0 16942667 INSURANCE 134559 0 0 135478 WIRE TRANSFER FEES (GRANTS) 62561 0 0 62561 COPY EDITING/PROOFREADING EXPENSE 34935 0 0 35835 MISCELLANEOUS OFFICE EXPENSES 2465 0 0 2465 FLOW-THROUGH EXPENSES FROM INVESTMENTS IN LPS 0 17414105 0 0 ORDINARY INCOME FROM INVESTMENTS IN PASSIVE INVESTMENT COMPANIES 0 26954969 0 ADD BACK: UNRELATED BUSINESS INCOME TAXABLE LOSS FROM INVESTMENTS 0 1470205 0 PROGRAM-RELATED INVESTMENT INCOME 265483 265483 0 PORTFOLIO INCOME FROM LPS 0 43491489 0 NET UNREALIZED GAIN ON SECURITIES 31941988 CHANGE IN VALUE OF BENEFICIAL INTEREST IN TRUSTS HELD BY OTHERS 948195 GRANTS REFUNDED/RESCINDED 819023 DEFERRED FEDERAL & STATE EXCISE TAXES 8752864 9203967 DUE TO DORIS DUKE MANAGEMENT FOUNDATION 4768280 4424849 OTHER INVESTMENT EXP. NET OF FEES ALLOCATED TO DDF & FEES REPORTED ON 990-T 4590712 4518344 0 0 CUSTODY FEES 834002 834002 0 0 MANAGERS BASE FEES 444911 444911 0 0 INVESTMENT ADVISORY FEES 258463 258463 0 0 SECURITIES LENDING EXPENSE 7805 7805 0 0 CURRENT & DEFERRED FEDERAL EXCISE TAX AND INCOME TAX PROVISION 4407848 0 0 0 AG PRINCESS LP 245 PARK AVENUE 26TH FLOOR NEW YORK NY 10167 134013877 THE INVESTMENT MADE A CASH DISTRIBUTION TO THE FOUNDATION IN CALENDAR YEAR 2023. 0 NINETY ONE GLOBAL SELECT LLC - NINETY ONE 65 EAST 55TH STREET 30TH FLOOR NEW YORK NY 10022 870834340 THE INVESTMENT MADE A CASH DISTRIBUTION TO THE FOUNDATION IN CALENDAR YEAR 2023. 30000000 AACP PAN ASIA BUYOUT V LP ONE EMBARCADERO 16TH FLOOR SAN FRANCISCO CA 94111 981081213 THE INVESTMENT MADE NO TRANSFERS TO THE FOUNDATION IN CALENDAR YEAR 2023. 0 299177 AG PRINCESS LP 245 PARK AVENUE 26TH FLOOR NEW YORK NY 10167 134013877 THE FOUNDATION MADE NO TRANSFERS TO THIS INVESTMENT IN CALENDAR YEAR 2023. 0 NINETY ONE GLOBAL SELECT LLC - NINETY ONE 65 EAST 55TH STREET 30TH FLOOR NEW YORK NY 10022 870834340 THE FOUNDATION MADE A CASH DISTRIBUTION TO THE INVESTMENT IN CALENDAR YEAR 2023. 30000000 AACP PAN ASIA BUYOUT V LP ONE EMBARCADERO 16TH FLOOR SAN FRANCISCO CA 94111 981081213 THE FOUNDATION MADE NO TRANSFERS TO THIS INVESTMENT IN CALENDAR YEAR 2023. 0 30000000