2024-11-13T16:38:32-06:00 2023-12-31 331197384 ANDERSEN TAX LLC 350 SOUTH GRAND AVE STE 2000 LOS ANGELES CA 90071 990PF 2023-01-01 854224393 TORREY COAST FOUNDATION TORR 5930 CORNERSTONE COURT WEST 300 SAN DIEGO CA 92121 ALAN BRAYNIN PRESIDENT 2024-11-13 1 0 DONGWHAN KIM P02052783 2135932300 2023 2024-10-15 13:58:12Z X 312148367 X X 6484007 6484007 5546115 4620468 827596 73316975 0 12857718 11104475 0 0 0 101802 11394 90333 20139 27202 27202 292918 208080 0 157304 0 0 6585 0 6585 747536 6658 740878 1326284 253334 864998 4376685 6486061 5702969 253334 7351059 7154749 10851141 302381605 101524489 101524489 971289 210623878 210623878 303352894 312148367 312148367 35150 84943 9342375 7235000 9377525 7319943 X 0 0 0 0 293975369 304828424 293975369 304828424 303352894 312148367 293975369 7154749 3698306 304828424 0 304828424 PUBLICLY TRADED SECURITIES 2023-01-01 2023-12-31 72489379 72604766 -115387 -115387 -115387 150831 0 150831 0 150831 155000 0 175000 0 330000 0 179169 179169 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 N/A TORREY COAST FOUNDATION 8587548156 5930 CORNERSTONE COURT WEST SUITE 300 SAN DIEGO CA 92121 0 0 0 1 0 0 0 0 X 0 0 0 0 0 0 0 0 1 0 0 X 1 0 0 0 0 ALAN BRAYNIN 5930 CORNERSTONE COURT WEST STE 300 SAN DIEGO CA 92121 PRESIDENT 15.00 0 0 0 NONE 0 GOLDMAN SACHS 10100 SANTA MONICA BOULEVARD SUITE 2600 LOS ANGELES CA 90067 MANAGEMENT FEES 292918 MCDERMOTT WILL & EMERY LLP PO BOX 1675 CAROL STREAM IL 601321675 LEGAL FEES 101802 0 0 132140615 173892651 0 306033266 0 0 306033266 4590499 301442767 15072138 15072138 150831 150831 14921307 0 14921307 0 14921307 7351059 0 7351059 14921307 0 0 2826723 1142008 6014290 9983021 7351059 0 0 0 7351059 0 7570248 7570248 2412773 0 0 0 0 0 0 0 2412773 2412773 ALAN BRAYNIN ALAN BRAYNIN 5390 CORNERSTONE COURT WEST SUITE 300 SAN DIEGO CA 92121 8587548156 HTTPS://WWW.TEAMGEMINI.ORG/GRANTS-AND-FUNDING APPLICATIONS ARE TO BE SUBMITTED ON THE TEAM GEMINI WEBSITE. 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BROAD INSTITUTE GEMINI 415 MAIN ST CAMBRIDGE MA 02142 PC SCIENTIFIC RESEARCH 604951 BROAD INSTITUTE 415 MAIN ST CAMBRIDGE MA 02142 PC SCIENTIFIC RESEARCH 127644 BROAD INSTITUTE 415 MAIN ST CAMBRIDGE MA 02142 PC SCIENTIFIC RESEARCH 158771 CANCER RESEARACH INSTITUTE 29 BROADWAY FLOOR 4 NEW YORK NY 10006 PC MEDICAL RESEARCH 100000 COLUMBIA UNIVERSITY 630 WEST 168TH STREET 2-401 NEW YORK NY 10032 PC MEDICAL RESEARCH 2000 COLUMBIA UNIVERSITY 630 WEST 168TH STREET 2-401 NEW YORK NY 10032 PC SCIENTIFIC RESEARCH 152000 COLUMBIA UNIVERSITY 630 WEST 168TH STREET 2-401 NEW YORK NY 10032 PC SCIENTIFIC RESEARCH 500000 CORNELL UNIVERSITY THE JOAN & SANDFORD WEIL MEDICAL COLLEGE 1300 YORK AVENUE ROOM F113 NEW YORK NY 10065 PC SCIENTIFIC RESEARCH 150695 DANA - FARBER CANCER GEMINI INSTITUTE 450 BROOKLINE AVE BOSTON MA 02215 PC SCIENTIFIC RESEARCH 187500 FIREWORK FOUNDATIONEPIC ENTERTAINMENT 14511 OLINDA BOULEVARD NORTH STILLWATER MN 55082 PC EDUCATIONAL SUPPORT 100000 HIAS 1300 SPRING STREET SUITE 500 SILVER SPRING MD 20910 PC MEDICAL SUPPORT 100000 INT COMMITTEE OF THE RED CROSS 19 AVENUE DE LA PAIX 1202 GENEVA GENEVA SZ 1202 PC MEDICAL SUPPORT 25000 LA JOLLA INSTITUTE IMMUNOLOGY 9420 ATHENA CIR LA JOLLA CA 92037 PC SCIENTIFIC RESEARCH 175000 MEDICINS SANS FRONTIERES 40 RECTOR ST 16TH FLOOR NEW YORK NY 10006 PC MEDICAL RESEARCH 25000 MIT GEMINI 77 MASSACHUSETTS NE49-31 CAMBRIDGE MA 02139 PC SCIENTIFIC RESEARCH 85000 STAND UP TO CANCER 10880 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024 PC SCIENTIFIC RESEARCH 200000 THE DEGREGORIO FAMILY FOUNDATION PO BOX 236 PLEASANTVILLE NY 10570 PC MEDICAL RESEARCH 437500 THE ENTERTAINMENT INDUSTRY FOUNDATION 10880 WILSHIRE BOULEVARD SUITE 1400 LOS ANGELES CA 90024 PC SCIENTIFIC RESEARCH 2550000 THE UNIVERSITY OF TEXAS MD ANDERSON CANCER CENTER 1515 HOLCOMBE BLVD HOUSTON TX 77030 PC SCIENTIFIC RESEARCH 150000 UCSD FOUNDATION 9500 GILMAN DRIVE 0940 LA JOLLA CA 92093 PC MEDICAL RESEARCH 600000 UNIVERSITY OF PENNSYLVANIA SCHOOL OF MEDICINE 3451 WALNUT STREET PHILADELPHIA PA 19104 PC SCIENTIFIC RESEARCH 55000 6486061 BROAD INSTITUTE GEMINI 415 MAIN ST CAMBRIDGE MA 02142 PC SCIENTIFIC RESEARCH 586466 DANA - FARBER CANCER GEMINI INSTITUTE 450 BROOKLINE AVE BOSTON MA 02215 PC SCIENTIFIC RESEARCH 187500 GATEWAY CANCER RESEARCH 20 N MARTINGALE ROAD SUITE 180 SCHAUMBURG IL 60173 PC SCIENTIFIC RESEARCH 500000 LA JOLLA INSTITUTE IMMUNOLOGY 9420 ATHENA CIR LA JOLLA CA 92037 PC SCIENTIFIC RESEARCH 175000 1448966 14 6484007 14 5546115 18 827596 0 12857718 0 12857718 1 N/A 0 0 0 0 0 0 0 0 0 0 TAX PREPARATION FEES 20139 27202 27202 IMMPACT BIO USA INC 8501 FALLBROOK AVE STE 200 WEST HILLS CA 91304 2023-12-31 740878 TO CONDUCT SCIENTIFIC RESEARCH. 740878 THERE IS NO KNOWN DIVERSION OF FUNDS BY THE GRANTEE 04/30/24 N/A NET GAIN OR (LOSS) FROM SALE OF ASSETS PURCHASED 827596 COST 0 827596 CANADIAN IMPERIAL BANK OF COMM 1.0% 10/18/2024 USD 25182 25182 EASTMAN CHEMICAL COMPANY 3.8% 03/15/2025 USD SR 10926 10926 MARATHON PETROLEUM CORP 4.7% 05/01/2025 USD SR LIEN 19023 19023 INTERCONTINENTAL EXCHANGE, INC 3.65% 05/23/2025 USD 13781 13781 VODAFONE GROUP PUBLIC LIMITED 4.125% 05/30/2025 USD 3960 3960 KINDER MORGAN, INC. 4.3% 06/01/2025 USD SR LIEN NEXT 17839 17839 NETAPP, INC. 1.875% 06/22/2025 USD SR LIEN NEXT CALL DT. 05 19029 19029 BIOGEN INC. 4.05% 09/15/2025 USD SR LIEN NEXT CALL DT. 06 18921 18921 ENBRIDGE ENERGY PARTNERS 5.875% 10/15/2025 USD SR 5115 5115 THE BANK OF NOVA SCOTIA 4.5% 12/16/2025 USD SUB LIEN 1680542 1680542 SIMON PROPERTY GROUP, L.P. 3.3% 01/15/2026 USD SR LIEN 593489 593489 ZIMMER BIOMET HOLDINGS 3.05% 01/15/2026 USD SR LIEN 850800 850800 ROYAL BANK OF CANADA MTN 4.65% 01/27/2026 USD SUB 1350702 1350702 BOEING COMPANY (THE) 2.196% 02/04/2026 USD SR LIEN 15267 15267 ALTRIA GROUP, INC. 4.4% 02/14/2026 USD SR LIEN NEXT CALL 5039 5039 SUMITOMO MITSUI FINANCIAL GROU 3.784% 03/09/2026 21708 21708 WELLS FARGO & COMPANY HYBRID MTN 04/25/2026 USD SR 888655 888655 SRS CCD 26745899 MTN 3.75% 06/01/2026 USD SR LIEN NEXT 19366 19366 FISERV INC 3.2% 07/01/2026 USD SR LIEN NEXT CALL DT. 05 01 19579 19579 THE SOUTHERN COMPANY 3.25% 07/01/2026 USD SR LIEN 652573 652573 SYNCHRONY FINANCIAL 3.7% 08/04/2026 USD SR LIEN NEXT 336631 336631 DELL INT LLC / EMC CORP 4.9% 10/01/2026 USD SR LIEN NEXT 389437 389437 GENERAL MOTORS FINANCIAL COMPA 4.35% 01/17/2027 USD 14005 14005 TRUIST FINANCIAL CORPORATION HYBRID MTN 03/02/2027 22080 22080 B.A.T. CAPITAL CORPORATION 4.7% 04/02/2027 USD SR LIEN 449947 449947 NXP B.V. 4.4% 06/01/2027 USD SR LIEN NXP FUNDING LLC / 531227 531227 CITIGROUP INC. HYBRID 06/09/2027 USD SR LIEN CPN 21994 21994 DIGITAL REALTY TRUST LP 3.7% 08/15/2027 USD SR LIEN NEXT 19571 19571 ORACLE CORPORATION 3.25% 11/15/2027 USD SR LIEN NEXT 14317 14317 STATE STREET CORPORATION HYBRID 11/18/2027 USD SR 24827 24827 MPLX LP 4.25% 12/01/2027 USD SER WI SR LIEN NEXT CALL DT. 18657 18657 AMERICAN TOWER CORPORATION 3.6% 01/15/2028 USD SR 14550 14550 MITSUBISHI UFJ FINANCIAL GROUP 3.961% 03/02/2028 USD 21732 21732 CVS HEALTH CORPORATION 4.3% 03/25/2028 USD SR LIEN 18918 18918 AXA EQUITABLE HOLDINGS, INC. 4.35% 04/20/2028 USD SER 2925 2925 CAPITAL ONE FINANCIAL CORPORA HYBRID 05/10/2028 USD 1183480 1183480 KELLOGG CO 4.3% 05/15/2028 USD SR LIEN NEXT CALL DT. 02 15 18906 18906 VERIZON COMMUNICATIONS, INC. 4.329% 09/21/2028 USD 17040 17040 FOX CORPORATION 4.709% 01/25/2029 USD SER WI SR LIEN 997148 997148 AMGEN INC. 3.0% 02/22/2029 USD SR LIEN NEXT CALL DT. 12 7618 7618 NEXTERA ENERGY CAPITAL HOLDING 3.5% 04/01/2029 USD 10524 10524 BROADCOM INC. 4.75% 04/15/2029 USD SER WI SR LIEN NEXT 344487 344487 KEURIG DR PEPPER INC. 3.95% 04/15/2029 USD SR LIEN NEXT 457657 457657 PRINCIPAL FINANCIAL GROUP, INC 3.7% 05/15/2029 USD SR 4741 4741 U.S. BANCORP MTN 3.0% 07/30/2029 USD SUB LIEN NEXT CALL 15590 15590 SKYWORKS SOLUTIONS, INC. 1.8% 06/01/2026 USD SR LIEN 11147 11147 EVERGY INC 2.45% 09/15/2024 USD SR LIEN NEXT CALL DT. 08 902744 902744 AETNA INC. 3.5% 11/15/2024 USD SR LIEN NEXT CALL DT. 08 15 443429 443429 MORGAN STANLEY HYBRID MTN 01/22/2025 USD SR LIEN 898497 898497 REPUBLIC SERVICES INC 3.2% 03/15/2025 USD SR LIEN NEXT 446768 446768 SPECTRA ENERGY PARTNERS, L.P. 3.5% 03/15/2025 USD SR 1027339 1027339 GENERAL MILLS, INC. 4.0% 04/17/2025 USD SR LIEN NEXT CALL 442505 442505 BANK OF AMERICA CORPORATION HYBRID 04/22/2025 USD 896166 896166 AMGEN INC. 3.125% 05/01/2025 USD SR LIEN NEXT CALL DT. 02 551531 551531 ALTRIA GROUP, INC. 2.35% 05/06/2025 USD SR LIEN NEXT CALL 509247 509247 ABBVIE INC. 3.6% 05/14/2025 USD SR LIEN NEXT CALL DT. 02 14 1187288 1187288 HUNTINGTON BANCSHARES INCORPOR 4.0% 05/15/2025 USD 386567 386567 ORACLE CORPORATION 2.95% 05/15/2025 USD SR LIEN NEXT 321694 321694 FISERV, INC. 3.85% 06/01/2025 USD SR LIEN NEXT CALL DT. 03 928344 928344 ROYALTY PHARMA PLC 1.2% 09/02/2025 USD SER WI SR LIEN 343116 343116 TORONTO-DOMINION BANK (THE) MTN 0.75% 09/11/2025 915925 915925 AMERICAN TOWER CORP 1.3% 09/15/2025 USD SR LIEN NEXT 327015 327015 THE WILLIAMS COMPANIES, INC. 4.0% 09/15/2025 USD SR 947768 947768 WALT DISNEY COMPANY/THE 3.7% 10/15/2025 USD SR LIEN 668271 668271 DOLLAR GENERAL CORPORATION 4.15% 11/01/2025 USD SR 943010 943010 CONSTELLATION BRANDS, INC. 4.4% 11/15/2025 USD SR LIEN 331063 331063 DOWDUPONT INC. 4.493% 11/15/2025 USD SR LIEN NEXT CALL 555194 555194 INTERCONTINENTAL EXCHANGE, INC 3.75% 12/01/2025 USD 849280 849280 MCKESSON CORP 0.9% 12/03/2025 USD SR LIEN NEXT CALL DT. 571679 571679 AON PLC 3.875% 12/15/2025 USD SR LIEN NEXT CALL DT. 09 15 630887 630887 ROYAL BANK OF CANADA MTN 4.875% 01/12/2026 USD SR 580221 580221 CITIGROUP INC. HYBRID 01/25/2026 USD SR LIEN CPN 661375 661375 AERCAP IRELAND CAP/GLOBA 1.75% 01/30/2026 USD SR LIEN 741488 741488 KROGER CO/THE 3.5% 02/01/2026 USD SR LIEN NEXT CALL DT. 528032 528032 PHILIP MORRIS INTERNATIONAL IN 4.875% 02/13/2026 USD 787331 787331 MCCORMICK & CO 0.9% 02/15/2026 USD SR LIEN NEXT CALL 985314 985314 CIGNA CORPORATION 4.5% 02/25/2026 USD SER WI SR LIEN 666843 666843 GILEAD SCIENCES INC. 3.65% 03/01/2026 USD SER SR LIEN 1194067 1194067 MPLX LP 1.75% 03/01/2026 USD SR LIEN NEXT CALL DT. 02 01 515101 515101 JPMORGAN CHASE & CO. HYBRID 03/13/2026 USD SR LIEN 882775 882775 CIGNA CORP 1.25% 03/15/2026 USD SR LIEN NEXT CALL DT. 02 529850 529850 VERIZON COMMUNICATIONS, INC. 1.45% 03/20/2026 USD SR 650484 650484 TOTAL SYSTEM SERVICES IN 4.8% 04/01/2026 USD SR LIEN 334169 334169 OMNICOM GROUP INC. 3.6% 04/15/2026 USD SR LIEN NEXT 713994 713994 EBAY INC. 1.4% 05/10/2026 USD SR LIEN NEXT CALL DT. 04 10 1217698 1217698 THOMSON REUTERS CORPORATION 3.35% 05/15/2026 USD 502232 502232 CVS HEALTH CORPORATION 2.875% 06/01/2026 USD SR LIEN 519109 519109 TORONTO-DOMINION BANK (THE) MTN 1.2% 06/03/2026 USD 712499 712499 HSBC HOLDINGS PLC HYBRID 06/04/2026 USD SR LIEN CPN 399610 399610 CROWN CASTLE INTERNATIONAL COR 3.7% 06/15/2026 USD 444845 444845 EMERA US FINANCE LP 3.55% 06/15/2026 USD SER WI SR 1438502 1438502 FORTIVE CORPORATION 3.15% 06/15/2026 USD SER WI SR 955074 955074 CANADIAN IMPERIAL BANK 1.25% 06/22/2026 USD SR LIEN 890390 890390 NASDAQ INC 3.85% 06/30/2026 USD SR LIEN NEXT CALL DT. 03 874641 874641 SUMITOMO MITSUI FINANCIAL GROU 2.632% 07/14/2026 659417 659417 AIR LEASE CORP 1.875% 08/15/2026 USD SR LIEN NEXT CALL 442309 442309 BUNGE LIMITED FINANCE CORP. 3.25% 08/15/2026 USD SR 450354 450354 CVS HEALTH CORPORATION 3.0% 08/15/2026 USD SR LIEN 429594 429594 ALTRIA GROUP, INC. 2.625% 09/16/2026 USD SR LIEN NEXT CALL 446372 446372 SIMON PROPERTY GROUP, L.P. 3.25% 11/30/2026 USD SR LIEN 489020 489020 MORGAN STANLEY HYBRID 12/10/2026 USD SR LIEN CPN 1035063 1035063 ARCH CAPITAL FINANCE LLC 4.011% 12/15/2026 USD SR LIEN 552996 552996 L3HARRIS TECHNOLOGIES, INC. 3.85% 12/15/2026 USD SER 449321 449321 CITIGROUP INC. HYBRID 01/28/2027 USD SR LIEN CPN 748333 748333 BAXTER INTERNATIONAL INC 1.915% 02/01/2027 USD SR 537989 537989 BOEING CO 2.7% 02/01/2027 USD SR LIEN NEXT CALL DT. 12 01 326552 326552 AT&T INC. 3.8% 02/15/2027 USD SR LIEN NEXT CALL DT. 11 15 447862 447862 CARRIER GLOBAL CORPORATION 2.493% 02/15/2027 USD SER 341125 341125 MPLX LP 4.125% 03/01/2027 USD SR LIEN NEXT CALL DT. 12 01 433963 433963 TELEFONICA EMISIONES SA 4.103% 03/08/2027 USD SR LIEN 335596 335596 BANK OF AMERICA CORPORATION HYBRID 03/11/2027 USD 1025341 1025341 SABINE PASS LIQUEFACTION, LLC 5.0% 03/15/2027 USD SER 957247 957247 JPMORGAN CHASE & CO. HYBRID 04/22/2027 USD SR LIEN 1029862 1029862 FIFTH THIRD BANCORP 2.55% 05/05/2027 USD SR LIEN NEXT 560131 560131 LLOYDS BANKING GROUP PLC HYBRID 05/11/2027 USD SR 732371 732371 KRAFT HEINZ FOODS COMPANY 3.875% 05/15/2027 USD SER 963704 963704 AON CORP/AON GLOBAL HOLD 2.85% 05/28/2027 USD SR 564258 564258 ENERGY TRANSFER OPERATNG 5.5% 06/01/2027 USD SER 704119 704119 BECTON DICKINSON AND CO 3.7% 06/06/2027 USD SR LIEN 447212 447212 WELLS FARGO & COMPANY HYBRID MTN 06/17/2027 USD SR 1012689 1012689 MITSUBISHI UFJ FINANCIAL GROUP HYBRID 07/20/2027 USD 787488 787488 B.A.T. CAPITAL CORPORATION 3.557% 08/15/2027 USD SR 526787 526787 CROWN CASTLE INTL CORP 3.65% 09/01/2027 USD SR LIEN 506752 506752 AMERICAN ELECTRIC POWER 3.2% 11/13/2027 USD SR LIEN 1402576 1402576 KELLOGG CO 3.4% 11/15/2027 USD SR LIEN NEXT CALL DT. 08 15 380117 380117 AIR LEASE CORPORATION 5.85% 12/15/2027 USD SR LIEN 512571 512571 BARCLAYS PLC 4.337% 01/10/2028 USD SR LIEN NEXT CALL DT. 989822 989822 SANTANDER UK GROUP HOLDINGS PL HYBRID 01/11/2028 261305 261305 BROADCOM CORPORATION 3.5% 01/15/2028 USD SER WI SR 295634 295634 REALTY INCOME CORP 3.4% 01/15/2028 USD SR LIEN NEXT 675666 675666 STATE STREET CORPORATION HYBRID 02/07/2028 USD SR 879912 879912 INTEL CORPORATION 4.875% 02/10/2028 USD SR LIEN NEXT 1971183 1971183 NEXTERA ENERGY CAPITAL HOLDING 4.9% 02/28/2028 USD 930729 930729 ERP OPERATING LIMITED PARTNERS 3.5% 03/01/2028 USD SR 678383 678383 HUMANA INC. 5.75% 03/01/2028 USD SR LIEN NEXT CALL DT. 450108 450108 AMGEN INC. 5.15% 03/02/2028 USD SR LIEN NEXT CALL DT. 02 651092 651092 BANCO SANTANDER, S.A. HYBRID 03/24/2028 USD SR LIEN 1363879 1363879 ING GROEP N.V. HYBRID 03/28/2028 USD SR LIEN CPN 1443969 1443969 TELEDYNE TECHNOLOGIES IN 2.25% 04/01/2028 USD SR LIEN 735375 735375 TRANSCANADA PIPELINES LIMITED 4.25% 05/15/2028 USD 1040410 1040410 KEURIG DR PEPPER INC. 4.597% 05/25/2028 USD SER WI SR 514085 514085 L3HARRIS TECHNOLOGIES, INC. 4.4% 06/15/2028 USD SR LIEN 506480 506480 U.S. BANCORP HYBRID MTN 07/22/2028 USD SR LIEN CPN 868219 868219 M&T BANK CORPORATION HYBRID 08/16/2028 USD SR LIEN 264372 264372 MITSUBISHI UFJ FINANCIAL GROUP 4.05% 09/11/2028 USD 660302 660302 SANTANDER UK GROUP HOLDINGS PL HYBRID 11/03/2028 1188381 1188381 BAXTER INTERNATIONAL INC 2.272% 12/01/2028 USD SR 456447 456447 KROGER CO 4.5% 01/15/2029 USD SR LIEN NEXT CALL DT. 10 15 449742 449742 COMERICA INC 4.0% 02/01/2029 USD SR LIEN NEXT CALL DT. 11 321604 321604 3M COMPANY MTN 3.375% 03/01/2029 USD SR LIEN NEXT 1941960 1941960 AT&T INC. 4.35% 03/01/2029 USD SER 10YR SR LIEN NEXT CALL 526213 526213 HUMANA INC. 3.7% 03/23/2029 USD SR LIEN NEXT CALL DT. 02 523791 523791 GENERAL MOTORS FINL CO 4.3% 04/06/2029 USD SR LIEN 989009 989009 T-MOBILE USA, INC. 3.375% 04/15/2029 USD SR LIEN NEXT 344523 344523 PIEDMONT NATURAL GAS CO 3.5% 06/01/2029 USD SR LIEN 442911 442911 NXP BV/NXP FDG/NXP USA 4.3% 06/18/2029 USD SR LIEN 438293 438293 ENTERPRISE PRODUCTS OPERATING 3.125% 07/31/2029 USD 574381 574381 GLOBAL PAYMENTS INC. 3.2% 08/15/2029 USD SR LIEN NEXT 313498 313498 BRANCH BANKING AND TRUST COMPA HYBRID 09/17/2029 745125 745125 PHILIP MORRIS INTL INC 5.625% 11/17/2029 USD SR LIEN 240908 240908 VERIZON COMMUNICATIONS, INC. 4.016% 12/03/2029 USD 548702 548702 CLOROX COMPANY (THE) 1.8% 05/15/2030 USD SR LIEN NEXT 1130017 1130017 AUTONATION INC 4.75% 06/01/2030 USD SR LIEN NEXT CALL 687871 687871 MERCK & CO INC 1.45% 06/24/2030 USD SR LIEN NEXT CALL DT. 954387 954387 AUTOMATIC DATA PROCESSING, INC 1.25% 09/01/2030 USD 325053 325053 SERVICENOW, INC. 1.4% 09/01/2030 USD SR LIEN NEXT CALL 1007318 1007318 CHUBB INA HOLDINGS INC 1.375% 09/15/2030 USD SR LIEN 1771025 1771025 BRISTOL-MYERS SQUIBB CO 1.45% 11/13/2030 USD SR LIEN 1416565 1416565 BERRY GLOBAL INC 1.57% 01/15/2026 USD SR LIEN NEXT CALL 341822 341822 MARATHON PETROLEUM CORPORATION 5.125% 12/15/2026 425715 425715 LIBERTY STREET FUNDING (R) CP ISS 01/04/24 MAT 01/05/24 539439 539439 INTESA SANPAOLO SPA 5.25% 01/12/2024 SR LIEN MOODY'S 1033625 1033625 ORIX CORPORATION 4.05% 01/16/2024 SR LIEN S&P A- 1246955 1246955 VODAFONE GROUP PUBLIC LIMITED 3.75% 01/16/2024 SR LIEN 782588 782588 ALBION CAPITAL LLC S&P A-1 /MOODY'S P-1 250094 250094 CITIBANK NA 3.65% 01/23/2024 SER BKNT SR LIEN S&P A+ 260829 260829 PNC FINANCIAL SERVICES GROUP, 3.5% 01/23/2024 SR LIEN 1248112 1248112 WELLS FARGO & COMPANY MTN 3.75% 01/24/2024 SR LIEN 1128685 1128685 FOX CORPORATION 4.03% 01/25/2024 SER WI SR LIEN S&P 830279 830279 CAISSE D'AMORTISSEMENT DE LA D S&P A-1+ /MOODY'S P-1 1176117 1176117 INVESCO FINANCE PLC 4.0% 01/30/2024 SR LIEN S&P BBB+ 1660059 1660059 JACKSON NATL LIFE GLOBAL MTN 3.25% 01/30/2024 PVT 182094 182094 U.S. BANCORP MTN 3.7% 01/30/2024 SER T SR LIEN S&P A 1422823 1422823 ALIMENTATION COUCHE-TARD INC. S&P A-2 /MOODY'S P-2 883238 883238 CHARLES SCHWAB CORP 3.55% 02/01/2024 SR LIEN NEXT CALL 1245734 1245734 JPMORGAN CHASE & CO. 3.875% 02/01/2024 SR LIEN S&P A- 2078456 2078456 KINDER MORGAN ENRGY PART, LP 4.15% 02/01/2024 SR LIEN 830885 830885 SIMON PROPERTY GROUP, L.P. 3.75% 02/01/2024 SR LIEN S&P 834452 834452 THE KROGER CO. 4.0% 02/01/2024 SR LIEN S&P BBB /MOODY'S 1260452 1260452 AUSTRALIA AND NEW ZEALAND BANK S&P A-1+ /MOODY'S 1130104 1130104 BANK OF NEW YORK MELLON MTN 3.65% 02/04/2024 SER G 1661032 1661032 MITSUBISHI UFJ TRUST AND BANKI S&P A-1 /MOODY'S A1 1193209 1193209 U.S. BANCORP 3.375% 02/05/2024 SR LIEN NEXT CALL DT. 01 05 182037 182037 VERSAILLES COMMERCIAL PAPER LL S&P A-1 /MOODY'S P-1 594511 594511 NATIONAL RURAL UTIL COOP 0.35% 02/08/2024 SR LIEN S&P 1267896 1267896 VW CREDIT, INC. S&P BBB+ /MOODY'S A3 846552 846552 UBS AG-LONDON BRANCH FRN MTN 02/09/2024 PVT 144A PV 1525002 1525002 VICTORY RECEIVABLES CORPORATIO S&P A-1 /MOODY'S P-1 1206349 1206349 7-ELEVEN, INC. 0.8% 02/10/2024 PVT 144A PVT SR LIEN S&P A 637373 637373 BANK OF NOVA SCOTIA (THE) 3.4% 02/11/2024 SR LIEN S&P 1110146 1110146 IBM CORPORATION 3.625% 02/12/2024 SR LIEN S&P A- 1248261 1248261 LMA-AMERICAS LLC S&P A-1 /MOODY'S P-1 588858 588858 AIR LEASE CORP MTN 0.7% 02/15/2024 SR LIEN NEXT CALL DT. 996414 996414 GENERAL MILLS, INC. 3.65% 02/15/2024 SR LIEN S&P BBB 830893 830893 MICROCHIP TECHNOLOGY INCORPORA 0.972% 02/15/2024 SR 144665 144665 AMERICAN EXPRESS COMPANY 3.4% 02/22/2024 SR LIEN 1670260 1670260 AT&T INC. MOODY'S P-2 649022 649022 BANQUE FEDERATIVE DU CREDIT MU 0.65% 02/27/2024 PVT 1586277 1586277 ANZ BANKING GROUP LTD FRCP FRN 02/28/2024 USD 537107 537107 CMS ENERGY CORP 3.875% 03/01/2024 SR LIEN S&P BBB 73698 73698 HSBC USA INC. S&P A- /MOODY'S A1 907150 907150 TORONTO-DOMINION BANK FRN MTN 03/04/2024 SOFRRATE 539849 539849 BANK OF MONTREAL MTN 2.15% 03/08/2024 SR LIEN S&P A- 216036 216036 SIEMENS FINANCIERINGSMAATSCHAP FRN 03/11/2024 PVT 610153 610153 LLOYDS BANKING GROUP PLC 3.9% 03/12/2024 SR LIEN S&P 1665758 1665758 RIDGEFIELD FUNDING COMPANY, LL CP 0.000000 03/13/2024 385000 385000 SANTANDER UK PLC 4.0% 03/13/2024 SR LIEN S&P A 755292 755292 MONDELEZ INTERNATIONAL 2.125% 03/17/2024 SR LIEN S&P 834544 834544 LIBERTY STREET FUNDING (R) CP ISS 12/21/23 MAT 03/20/24 390092 390092 ING (U.S.) FUNDING LLC CP 0.000000 04/01/2024 S&P A-1 337165 337165 STANDARD CHARTERED BANK-NEW YO S&P A-1 /MOODY'S P-1 817318 817318 MASSMUTUAL GLOBAL FUNDING II, FRN 04/12/2024 PVT 921814 921814 BANK OF NOVA SCOTIA 0.7% 04/15/2024 SER FXD SR LIEN 170906 170906 BPCE SA 4.0% 04/15/2024 SER 3 SR LIEN S&P A /MOODY'S A1 1419408 1419408 LYONDELLBASELL INDUSTRIES N.V. 5.75% 04/15/2024 SER B 560764 560764 NATIONAL AUSTRALIA BANK LIMITE S&P A-1+ /MOODY'S AA3 1095773 1095773 SMBC AVIATION CAPITAL FINANCE 3.55% 04/15/2024 PVT 800421 800421 GLENCORE FUNDING LLC 4.625% 04/29/2024 PVT 144A PVT SR 74269 74269 TORONTO-DOMINION BANK (THE) CP 08/09/2023 05/09/2024 551529 551529 CENTERPOINT ENERGY, INC FRN 05/13/2024 USD SOFRRATE 13000 13000 AUSTRALIA AND NEW ZEALAND BANK S&P A-1+ /MOODY'S 763151 763151 SABINE PASS LIQUEFACTION, LLC 5.75% 05/15/2024 SER B SR 78528 78528 HSBC USA INC. CP 0.000000 05/24/2024 S&P A- /MOODY'S A1 502564 502564 DEUTSCHE BANK AG-NEW YORK BRAN 0.898% 05/28/2024 SR 166117 166117 VW CREDIT, INC. S&P BBB+ /MOODY'S A3 1127616 1127616 PFIZER INC. CP ISS 12/08/23 MAT 06/05/24 PFIZER R 0.0% 934099 934099 CARDINAL HEALTH, INC. 3.079% 06/15/2024 SR LIEN NEXT CALL 836879 836879 PUBLIC SERVICE ENTERPRISE GROU 2.875% 06/15/2024 SR 836210 836210 SPRINT CORPORATION 7.125% 06/15/2024 SER B SR LIEN S&P 1092116 1092116 THE WILLIAMS COMPANIES, INC. 4.55% 06/24/2024 SR LIEN 934629 934629 BANCO SANTANDER SA 2.706% 06/27/2024 SR LIEN S&P A+ 197372 197372 HSBC USA INC. S&P A- /MOODY'S A1 357864 357864 JACKSON NATL LIFE GLOBAL FRN 06/28/2024 USD PVT 144A 423842 423842 COLLATERALIZED COMMERCIAL PAPE CP 6.030000 07/01/2024 255542 255542 WESTPAC BANKING CORPORATION S&P BBB+ /MOODY'S AA3 612240 612240 BAYER US FINANCE II LLC 3.375% 07/15/2024 USD PVT 144A 120174 120174 COLLATERALIZED COMMERCIAL PAPE CP 12/27/2023 824018 824018 IMPERIAL BRANDS FIN PLC 3.125% 07/26/2024 USD PVT 144A 299039 299039 UBS AG LONDON FRN 08/09/2024 USD PVT 144A PV 200334 200334 NEXTERA ENERGY CAPITAL HOLDING 4.255% 09/01/2024 USD 569485 569485 BANK OF MONTREAL S&P A-1 /MOODY'S AA2 881494 881494 ANGLO AMERICAN CAPITAL 3.625% 09/11/2024 USD PVT 1061436 1061436 CATERPILLAR FINL SERVICE FRN MTN 09/13/2024 USD 8998 8998 TORONTO-DOMINION BANK MTN 4.285% 09/13/2024 USD SR 573589 573589 MARATHON PETROLEUM CORP 3.625% 09/15/2024 USD SR 235802 235802 CITIGROUP GLOBAL MARKETS INC. CP 0.000000 09/16/2024 598790 598790 SUMITOMO MITSUI TRUST BANK, LI FRN MTN 09/16/2024 207896 207896 PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN NEXT 246178 246178 GENERAL MOTORS FINL CO 1.2% 10/15/2024 USD SR LIEN 1061340 1061340 SOCIETE GENERALE 2.625% 10/16/2024 USD PVT 144A PVT SR 263068 263068 TOYOTA MOTOR CREDIT CORP FRN MTN 10/16/2024 USD 264965 264965 CANADIAN IMPERIAL BANK OF COMM 1.0% 10/18/2024 USD 163685 163685 THERMO FISHER SCIENTIFIC 1.215% 10/18/2024 USD SR LIEN 36881 36881 AERCAP IRELAND CAPITAL DESIGNA 1.65% 10/29/2024 USD 850733 850733 MACQUARIE BANK LIMITED CP 11/10/2023 11/07/2024 1456412 1456412 PEPSICO INC FRN 11/12/2024 SOFRINDX O/N +40.00BP SR 740147 740147 MPLX LP 4.875% 12/01/2024 USD SER WI SR LIEN NEXT CALL 286516 286516 UBS AG - LONDON BRANCH CP 0.000000 12/04/2024 S&P A+ 456584 456584 SOCIETE GENERALE CP 0.000000 12/09/2024 S&P A-1 1291077 1291077 TOYOTA MOTOR CREDIT CORPORATIO FRN MTN 12/09/2024 332540 332540 BPCE CP 0.000000 12/11/2024 S&P A /MOODY'S A1 439718 439718 SOCIETE GENERALE MTN 2.625% 01/22/2025 USD PVT 144A 263771 263771 U.S. TREASURY BILL DUE 01/18/2024 OFF THE RUN S&P AA+ 2030816 2030816 FANNIE MAE 2.5% 02/05/2024 S&P AA+ /MOODY'S AAA 605501 605501 U.S. TREASURY BILL DUE 02/06/2024 OFF THE RUN S&P AA+ 69641 69641 U.S. TREASURY BILL DUE 04/02/2024 OFF THE RUN S&P AA+ 22598 22598 U.S. TREASURY BILL DUE 04/04/2024 OFF THE RUN S&P AA+ 1129031 1129031 U.S. TREASURY BILL DUE 04/18/2024 OFF THE RUN S&P AA+ 1129105 1129105 FHLB 5.34% 04/23/2024 NEXT CALL DT. 03 28 24 S&P AA+ 942643 942643 FEDERAL HOME LOAN BANK 5.54% 04/24/2024 NEXT CALL DT. 546875 546875 FEDERAL HOME LOAN BANK 5.33% 04/26/2024 NEXT CALL DT. 25312 25312 U.S. TREASURY NOTE 1.750000% 06/30/2024 JD ON THE RUN 288692 288692 FHLB 5.5% 07/19/2024 NEXT CALL DT. 01 21 24 S&P AA+ 385457 385457 U.S. TREASURY NOTE 1.750000% 07/31/2024 JJ ON THE RUN 344374 344374 U.S. TREASURY NOTE 3.000000% 07/31/2024 JJ ON THE RUN 1030563 1030563 U.S. TREASURY NOTE 0.375000% 08/15/2024 FA ON THE RUN 2740025 2740025 U.S. TREASURY NOTE 1.250000% 08/31/2024 FA ON THE RUN 579283 579283 U.S. TREASURY NOTE 1.875000% 08/31/2024 FA ON THE RUN 189368 189368 U.S. TREASURY BILL DUE 10/03/2024 OFF THE RUN S&P AA+ 537447 537447 GOLDMAN SACHS ETF TRUST - ACCE ULTRA SHORT BOND ETF 4348569 4348569 MIZUHO BANK LTD/NY FRN 01/31/2024 SER YCD SOFRRATE 341097 341097 BANK OF NOVA SCOTIA (THE) FRN 02/05/2024 SER YCD 100909 100909 SUMITOMO MITSUI BANKING CORPOR CD 5.740000 361985 361985 SVENSKA HANDELSBANKEN AB FRN 02/23/2024 USD SER 1623310 1623310 BANCO SANTANDER, S.A.-NEW YORK CD 5.880000 564980 564980 CREDIT AGRICOLE CORPORATE AND CD 5.800000 03/28/2024 1104376 1104376 COMMONWEALTH BANK OF AUSTRALIA FRN 04/26/2024 USD 545933 545933 COOEPERATIEVE RABOBANK U.A.-NE NOT RATED 929322 929322 LLOYDS BANK CORPORATE MARKETS NOT RATED 591721 591721 SWEDBANK AB -NEW YORK BRANCH NOT RATED 565752 565752 BANK OF AMERICA, NATIONAL ASSO CD 10/24/2023 573721 573721 WELLS FARGO BANK, NATIONAL ASS CD 07/19/2023 561023 561023 CANADIAN IMPERIAL BANK OF COMM NOT RATED 1135452 1135452 BAYERISCHE LANDESBANK - NEW YO NOT RATED 612538 612538 LANDESBANK BADEN-WUERTTEMBERG NOT RATED 612305 612305 CITIBANK, NATIONAL ASSOCIATION CD 10/31/2023 614173 614173 WELLS FARGO BANK, NATIONAL ASS FRN 11/06/2024 USD 833576 833576 WELLS FARGO BANK, NATIONAL ASS CD 11/13/2023 105455 105455 DEUTSCHE BANK AKTIENGESELLSCHA NOT RATED 1039877 1039877 JOHN DEERE CAPITAL CORP MTN 0.9% 01/10/2024 SR LIEN 2105144 2105144 COOPERAT RABOBANK UA/NY FRN 01/12/2024 SOFRRATE 336014 336014 FLORIDA POWER & LIGHT COMPANY FRN 01/12/2024 818307 818307 GTA FUNDING LLC CP 0.000000 01/19/2024 NOT RATED 249219 249219 THE STATE OF THE NETHERLANDS CP 0.000000 01/19/2024 532342 532342 GTA FUNDING LLC NOT RATED 590702 590702 NORDEA BANK ABP FRN 03/01/2024 SOFRRATE1DY +25.00BP 1621286 1621286 BAY SQUARE FUNDING LLC NOT RATED 564802 564802 SALISBURY RECEIVABLES COMPANY NOT RATED 254178 254178 BAY SQUARE FUNDING LLC NOT RATED 641772 641772 FREEPORT-MCMORAN INC. 4.55% 11/14/2024 USD SR LIEN 176145 176145 LEGAL FEES 101802 11394 90333 BANK FEES AND SERVICE CHARGES 6658 6658 0 CHARITABLE SCIENTIFIC RESEARCH 740878 0 740878 UNREALIZED GAIN 3698306 INVESTMENT MANAGEMENT FEES 292918 208080 0 2022 FEDERAL TAX PAYMENTS 157304 0 0