2024-11-07T12:55:42-06:00 2023-12-31 Foundation Source 3333 New Hyde Park Rd Ste 406 New Hyde Park NY 11042 990PF 2023-01-01 396125329 Theda and Tamblin Clark Smith Family foundation Inc % Foundation Source THED 3034194714 PO BOX 372 NEENAH WI 54957 oliver pierce smith treasurer 8008391754 2024-11-02 true true Jeffrey D Haskell P01345770 8008391754 2023 2024-10-15 13:58:12Z X 56092538 X 0 X 126103 126103 1136129 1136129 1331564 42316179 1326398 105755 119088 2699551 2707718 55000 55000 155729 155729 11722 11722 717 0 0 717 203690 196190 7500 268 268 32926 3673 4616 4616 350 350 370917 256782 93893 835935 456913 0 329527 2498675 2498675 3334610 456913 0 2828202 -635059 2250805 2755765 813700 813700 25368 25368 25368 7148238 4280946 4145247 27183393 27687909 33512366 4228106 7446091 7426087 7183373 7602470 10169770 48498875 47856484 56092538 7332 7332 0 X 48491543 47856484 48491543 47856484 48498875 47856484 48491543 -635059 47856484 47856484 Publicly-traded Securities 39483502 38147769 1335733 1335733 Passthrough K1 Capital Gain/(Loss) 157988 GEMSSTOCK CAV OFFSHORE, LP P 2022-09-02 2023-06-02 1258350 1500000 -241650 -241650 MILLENIUM INTERNATIONAL HEDGEFOCUS FUND LTD P 2023-01-03 2023-08-14 1060379 1000000 60379 60379 NORTH ROCK FUND, LTD P 2022-11-28 2023-08-01 513948 500000 13948 13948 1326398 31286 31286 31286 20957 0 16700 37657 X 149 6222 6222 0 false false false false false true true false true true WI true false false false false true Foundation Source 8008391754 55 WALLS DRIVE FL 3 Fairfield CT 06824 false false false false true false false false false false false false false false false false false false false false false false David W Radford PO BOX 372 NEENAH WI 54957 Dir, Sec 3.0 11000 0 0 Carlton Smith PO BOX 372 NEENAH WI 54957 Dir, Pres 3.0 11000 0 0 Oliver Pierce Smith PO BOX 372 NEENAH WI 54957 Dir, Treas 3.0 11000 0 0 Kristina M Vaccaro PO BOX 372 NEENAH WI 54957 Dir 3.0 11000 0 0 Marc B Vaccaro PO BOX 372 NEENAH WI 54957 Dir, chair 3.0 11000 0 0 JOY RADFORD PO BOX 372 NEENAH WI 54957 EXECUTIVE DIRECTOR 40.0 153229 BNY Mellon Bank 200 park avenue 54th floor NEW YORK NY 10166 Investment Mgmt 86018 Foundation Source 55 Walls Drive 3rd Fl Fairfield CT 06824 Administrative 84253 Goldman Sachs 10100 santa monica blvd STE 2600 LOS ANGELES CA 90067 Investment Mgmt 63395 42074455 3240965 10009356 55324776 0 55324776 829872 54494904 2724745 2724745 31286 31286 2693459 2693459 2693459 2828202 0 0 0 0 2828202 2693459 146222 146222 2828202 2693459 134743 280965 0 280965 146222 134743 NONE X 1000 GENERATIONS INC PO BOX 213 ELKHORN WI 53121 N/A PC NE Wisconsin fund 2500 1000 GENERATIONS INC PO BOX 213 ELKHORN WI 53121 N/A PC General & Unrestricted 20000 A Kaveggia Homeless Shelter Madison WI 53704 NONE I Hardship Assistance Grant 6500 ALANO SOCIETY INC 511 N CARROLL ST MADISON WI 53703 N/A PC General & Unrestricted 2500 ALI FORNEY CENTER 307 W 38TH ST FL 2 NEW YORK NY 10018 N/A PC General & Unrestricted 5000 BIG BROTHERS BIG SISTERS OF EAST CENTRAL WISCONSIN 1331 AMERICAN DR NEENAH WI 54956 N/A PC General & Unrestricted 37500 BOYS & GIRLS BRIGADE ASSOCIATION INC 109 W COLUMBIAN AVE NEENAH WI 54956 N/A PC General & Unrestricted 1250 BOYS & GIRLS CLUB FOX VALLEY INC 160 S BADGER AVE APPLETON WI 54914 N/A PC General & Unrestricted 50000 BOYS & GIRLS CLUBS OF ELKHART COUNTY INC PO BOX 614 GOSHEN IN 46527 N/A PC Refresh, Renew, Re-engage: Upping our Game to Support Teens 54000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 5215 VERONA RD FITCHBURG WI 53711 N/A PC General & Unrestricted 10000 BOYS AND GIRLS CLUB OF DANE COUNTY INC 5215 VERONA RD FITCHBURG WI 53711 N/A PC AVID/TOPS Programs 92000 BRIDGE PROJECT INC 515 CANAL ST 1C NEW YORK NY 10013 N/A PC General & Unrestricted 26750 CASA OF THE FOX CITIES INC 1500 N CASALOMA DR STE 401 APPLETON WI 54913 N/A PC General & Unrestricted 15000 CHANGE IS SIMPLE INCORPORATED 100 CUMMINGS CTR STE 227Q BEVERLY MA 01915 N/A PC classroom support fund 8375 CHILDRENS HOSPITAL OF WISCONSIN FOUNDATION INC PO BOX 1997 FINANCE DEPT MILWAUKEE WI 53201 N/A PC Child Advocacy Center 15000 CHRISTINE ANN DOMESTIC ABUSE SERVICES INC 206 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 2500 CHRISTINE ANN DOMESTIC ABUSE SERVICES INC 206 ALGOMA BLVD OSHKOSH WI 54901 N/A PC Next Step Capital Campaign FUND 100000 COMING HOME PROJECT 11650 COUNTY RD 536 ROCKWALL TX 75087 N/A PC General & Unrestricted 8500 COMMUNITY CLOTHES CLOSET INC 1465-B OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 52500 COMMUNITY FOR HOPE OF GREATER OSHKOSH INC 2700 W 9TH AVE STE 100 OSHKOSH WI 54904 N/A PC General & Unrestricted 23750 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC Non-profit Leadership Initiative 2500 COMMUNITY FOUNDATION FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A PC Non-Profit Leadership Initiative 15000 COMPASSION INTERNATIONAL INCORPORATED 12290 VOYAGER PKWY COLORADO SPRINGS CO 80921 N/A PC General & Unrestricted 6500 COTS INC 819 S W AVE APPLETON WI 54915 N/A PC General & Unrestricted 30000 COTS INC 819 S W AVE APPLETON WI 54915 N/A PC Removing Barriers from Homelessness to Independent Living program 30000 CROSSROADS AT BIG CREEK INC 2041 MICHIGAN ST STURGEON BAY WI 54235 N/A PC General & Unrestricted 1250 D Davidson 3158 Vista Grande Carlsbad CA 92009 NONE I Hardship Assistance Grant 6500 D O'Conner 183 Spruce Street Eastsound WA 98245 NONE I Hardship Assistance Grant 6500 DEEP LIVING LAB 49 N SAN MATEO DR SAN MATEO CA 94401 N/A PC General & Unrestricted 2500 ELISHA D SMITH PUBLIC LIBRARY 440 FIRST ST MENASHA WI 54952 N/A GOV General & Unrestricted 2500 EXCEPTIONAL EQUESTRIANS COMPANY 1130 ORLANDO DR DE PERE WI 54115 N/A PC General & Unrestricted 30000 FATHER CARRS PL 2B 1062 N KOELLER ST OSHKOSH WI 54902 N/A PC General & Unrestricted 1000 FIRST AID ARTS PO BOX 31325 SEATTLE WA 98103 N/A PC General & Unrestricted 84500 FOX CITIES PERFORMING ARTS CENTER INC 400 W COLLEGE AVE APPLETON WI 54911 N/A PC General & Unrestricted 5000 FOX VALLEY LUTHERAN HIGH SCHOOL FEDERATION INC 5300 N MEADE ST APPLETON WI 54913 N/A PC Help Families in Need: Tuition Assistance FUND 20000 FOX VALLEY SYMPHONY ORCHESTRA ASSOCIATION INC 54 PARK PL STE 200 APPLETON WI 54914 N/A PC Fox Valley Symphony Orchestra Beers, Brats and Beethoven FUND 5000 FRIENDS OF MORAN STATE PARK PO BOX 1961 EASTSOUND WA 98245 N/A PC General & Unrestricted 2500 FRIENDS OF PLUM & PILOT ISLANDS INC PO BOX 61 WASHINGTON IS WI 54246 N/A PC General & Unrestricted 5000 FRIENDS OF THE NEENAH PUBLIC LIBRARY PO BOX 569 NEENAH WI 54957 N/A PC General & Unrestricted 2500 FUTURE NEENAH INC 135 W WISCONSIN AVE NEENAH WI 54956 N/A PC General & Unrestricted 1250 FUTURE STARS THEATRE COMPANY 1130 JONATHON LN NEENAH WI 54956 N/A PC General & Unrestricted 3000 GIFT OF ADOPTION FUND INC 1200 SHERMER RD STE 111 NORTHBROOK IL 60062 N/A PC Adoption Assistance FUND - Forever Families in Wisconsin 25000 GLOUCESTER EDUCATION FOUNDATION INC 185 MAIN ST GLOUCESTER MA 01930 N/A PC Gloucester public schools PROGRAMS 8375 GORDON BUBOLZ NATURE PRESERVE INC 4815 N LYNNDALE DR APPLETON WI 54913 N/A PC General & Unrestricted 1250 GREEN BAY BOTANICAL GARDEN INC 2600 LARSEN RD GREEN BAY WI 54303 N/A PC General & Unrestricted 1250 GROTON SCHOOL 282 FARMERS ROW GROTON MA 01450 N/A PC General & Unrestricted 7500 HABITAT FOR HUMANITY INTERNATIONAL INC 921 MIDWAY RD MENASHA WI 54952 N/A PC Rock the Block PROGRAM 70000 HABITAT FOR HUMANITY OF OSHKOSH INC 2559 BADGER AVE OSHKOSH WI 54904 N/A PC Rock the Block Oshkosh PROGRAM 30000 HABITAT FOR HUMANITY OF OSHKOSH INC 2559 BADGER AVE OSHKOSH WI 54904 N/A PC Charitable Event 5000 HEADSUP FOX CITIES CORP PO BOX 41 GREENVILLE WI 54942 N/A PC General & Unrestricted 10000 HEALING ABUSE WORKING FOR CHANGE INC 27 CONGRESS ST SALEM MA 01970 N/A PC the Gloucester Office of HAWC - Healing Abuse Working for Change 8375 HEALING ARTS CENTER PO BOX 304 EASTSOUND WA 98245 N/A PC General & Unrestricted 1250 HECKRODT WETLAND RESERVE INC 1305 PLANK RD MENASHA WI 54952 N/A PC General & Unrestricted 5500 HECKRODT WETLAND RESERVE INC 1305 PLANK RD MENASHA WI 54952 N/A PC General Support/Underserved Population Programming 25000 HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH 952 BETHANY TPKE HONESDALE PA 18431 N/A PC Cameroon Youth Literacy and Library Program 60000 HIMALAYAN INTERNATIONAL INSTITUTE OF YOGA SCI & PH 952 BETHANY TPKE HONESDALE PA 18431 N/A PC General & Unrestricted 2500 HOPE CLINIC AND CARE CENTER INC 1814 APPLETON RD MENASHA WI 54952 N/A PC Children Thrive FUND 20000 HOPE CLINIC AND CARE CENTER INC 1814 APPLETON RD MENASHA WI 54952 N/A PC General & Unrestricted 2500 INLAND COUNTIES LEGAL SERVICES INC 1040 IOWA AVE STE 106 RIVERSIDE CA 92507 N/A PC General & Unrestricted 15000 INTERNATIONAL BIRD RESCUE 4369 CORDELIA RD FAIRFIELD CA 94534 N/A PC General & Unrestricted 1500 J Crowder 382 N Wilson Street Kimberly WI 54136 NONE I Hardship Assistance Grant 6500 K Watford 10210 US HWY 14 Mazomanie WI 53560 NONE I Hardship Assistance Grant 6500 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 2500 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC LEAVEN Eat Drink Sing Fundraiser 2000 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC Needy Children's Fund 40000 LEAVEN INC 1475 OPPORTUNITY WAY MENASHA WI 54952 N/A PC Charitable Event 750 LIFE ELEMENTAL INCORPORATED 47726 ASPEN RD SOLDIER GROVE WI 54655 N/A PC General & Unrestricted 32500 LIFECAMPUSA INC PO BOX 180382 DELAFIELD WI 53018 N/A PC General & Unrestricted 5000 LIGHTHOUSE YOUTH CENTER INC 5641 N 68TH ST MILWAUKEE WI 53218 N/A PC General & Unrestricted 5000 MADISON ICE INC 725 FORWARD DR MADISON WI 53711 N/A PC Skating & Hockey Programs for Underprivileged Youth and Disabled Youth 13000 MADTOWN BMX INC PO BOX 557 DEFOREST WI 53532 N/A PC fund to support Building a Strider track 6000 MARTHAS VINEYARD BOYS AND GIRLS CLUB INCORPORATED PO BOX 654 EDGARTOWN MA 02539 N/A PC General & Unrestricted 51750 MCMSA FOUNDATION 5335 FAR HILLS AVE STE 217 DAYTON OH 45429 N/A PC General & Unrestricted 2500 MERCY IN DEED 608 E FOREST AVE NEENAH WI 54956 N/A PC General & Unrestricted 5000 MOZAYIK 1934 MELROSE ST MADISON WI 53704 N/A PC General & Unrestricted 80000 MOZAYIK 1934 MELROSE ST MADISON WI 53704 N/A PC General & Unrestricted 17500 NEIGHBORHOOD HOUSING SERVICES OF GREEN BAY INC 437 S JACKSON ST GREEN BAY WI 54301 N/A PC Thriving Neighbors, Thriving Kids 10000 NORTHERN SKY THEATER INC 9058 COUNTY RD A FISH CREEK WI 54212 N/A PC General & Unrestricted 5000 NOVA COUNSELING SERVICES INC 3240 JACKSON ST OSHKOSH WI 54901 N/A PC General & Unrestricted 41250 OHIO SUICIDE PREVENTION FOUNDATION 175 S 3RD ST STE 700 COLUMBUS OH 43215 N/A PC General & Unrestricted 5000 OPAL COMMUNITY LAND TRUST PO BOX 1133 EASTSOUND WA 98245 N/A PC General & Unrestricted 7500 ORCAS FAMILY CONNECTIONS 374 N BEACH RD EASTSOUND WA 98245 N/A PC General & Unrestricted 25000 ORCAS ISLAND COMMUNITY FOUNDATION PO BOX 1496 EASTSOUND WA 98245 N/A PC Cornerstone and Partners in Philanthropy 10000 OSHKOSH AREA COMMUNITY PANTRY INC 2551 JACKSON ST OSHKOSH WI 54901 N/A PC General & Unrestricted 5000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC General & Unrestricted 19000 PAINE ART CENTER & GARDENS INC 1410 ALGOMA BLVD OSHKOSH WI 54901 N/A PC Historic Preservation/Capital Maintenance Plan 50000 PATHWAYS TO CITIZENSHIP 120 STEVENS AVE SOLANA BEACH CA 92075 N/A PC General & Unrestricted 2500 PERUVIAN HEARTS 24918 GENESEE TRAIL RD GOLDEN CO 80401 N/A PC The Theda and Tamblin Clark Smith International Scholars Program within Peruvian Hearts 36000 PILLARS INC 605 E HANCOCK ST APPLETON WI 54911 N/A PC General & Unrestricted 42500 PLAYING FIELD INC 3910 MINERAL POINT RD MADISON WI 53705 N/A PC The World We Imagine Campaign 40000 PREVENTION ACTION ALLIANCE 6171 HUNTLEY RD STE G COLUMBUS OH 43229 N/A PC General & Unrestricted 5000 PROVIDENCE MINISTRIES INC 3435 SHAWANO AVE GREEN BAY WI 54313 N/A PC Financial aid fund for students 5000 REACH COUNSELING SERVICES INC 1509 S COMMERCIAL ST NEENAH WI 54956 N/A PC Therapy Program for Survivors of Sexual Violence 20000 RIDGES SANCTUARY INC 8166 HWY 57 BAILEYS HARBOR WI 54202 N/A PC General & Unrestricted 1250 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC ServiceWorks - For Workplace Development and Food Security 20000 RIVERVIEW GARDENS INC 1101 S ONEIDA ST APPLETON WI 54915 N/A PC General & Unrestricted 6000 ROCKY NECK ART COLONY INC 6 WONSON ST GLOUCESTER MA 01930 N/A PC workshop fund and art education of all ages 8375 ROOM TO GROW NATIONAL INC 424 E 147TH ST FL 5 BRONX NY 10455 N/A PC General Support of Room to Grow (RtG) 80000 SAFE COMMUNITY COALITION OF MADISON AND DANE COUNT 2352 S PARK ST STE 302 MADISON WI 53713 N/A PC General & Unrestricted 75000 SAMUEL AND ALTHEA STROUM JEWISH COMMUNITY CENTER O 3801 E MERCER WAY MERCER ISLAND WA 98040 N/A PC General & Unrestricted 5175 SAN JUAN PRESERVATION TRUST 468 ARGYLE AVE STE B FRIDAY HARBOR WA 98250 N/A PC General & Unrestricted 1250 SOLUTIONS RECOVERY INC 621 EVANS ST OSHKOSH WI 54901 N/A PC General Operations 25000 SOLUTIONS RECOVERY INC 621 EVANS ST OSHKOSH WI 54901 N/A PC General & Unrestricted 5000 SOUTHERN WISCONSIN BIRD ALLIANCE INC 211 S PATERSON ST STE 340 MADISON WI 53703 N/A PC Empowering Kids through Nature Discovery! The Madison Audubon Education Program 10000 ST JOSEPH FOOD PROGRAM INC 1465A OPPORTUNITY WAY MENASHA WI 54952 N/A PC General & Unrestricted 2500 ST JOSEPH FOOD PROGRAM INC 1465A OPPORTUNITY WAY MENASHA WI 54952 N/A PC Backpack Food Assistance Program 30000 ST MARY CENTRAL HIGH SCHOOL 1050 ZEPHYR DR NEENAH WI 54956 N/A PC Tuition Assistance Support fund 15000 SUN VALLEY COMMUNITY CENTER 1260 DECATUR ST DENVER CO 80204 N/A PC General & Unrestricted 30000 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC General & Unrestricted 3500 THE OSHKOSH BOYS AND GIRLS CLUB PO BOX 411 OSHKOSH WI 54903 N/A PC Be Great Graduate Mentoring Program 50000 THE TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC Women's Literacy, Leadership, and Enterprise in Bandiagara District, Mali 25000 THE TANDANA FOUNDATION INC 2933 LOWER BELLBROOK RD SPRING VALLEY OH 45370 N/A PC General & Unrestricted 5000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC Neenah, WI programs 5000 THEDACARE FAMILY OF FOUNDATIONS INC PO BOX 8025 APPLETON WI 54912 N/A PC "It's Our Time Now" Campaign 150000 THREADS OF HOPE INC 8020 PLEASANT VALLEY RD LARSEN WI 54947 N/A PC General & Unrestricted 20000 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC Robert Glass Focus on the Children fund 30000 TRI-COUNTY COMMUNITY DENTAL CLINIC INC 9 TRI PARK WAY APPLETON WI 54914 N/A PC General & Unrestricted 2500 UNIVERSITY OF DENVER 2201 E ASBURY AVE RM 4674 DENVER CO 80208 N/A PC General & Unrestricted 10000 UNIVERSITY OF WISCONSIN FOUNDATION US BANK LOCKBOX 78807 MILWAUKEE WI 53278 N/A PC Center for Healthy Minds 5000 VALOR CLASSICAL CHRISTIAN ACADEMY INC PO BOX 323 NEENAH WI 54957 N/A PC General & Unrestricted 18000 VILLAGE HEALTH PARTNERSHIP 1601 E 19TH AVE STE 4450 DENVER CO 80218 N/A PC General & Unrestricted 2000 VILLAGE OF SISTER BAY PO BOX 769 SISTER BAY WI 54234 N/A GOV Christmas Light Display fund 5000 W Jung 1102 Gallagher Street Green Bay WI 54303 NONE I Hardship Assistance Grant 6500 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC General & Unrestricted 22000 WAYLAND ACADEMY 101 N UNIVERSITY AVE BEAVER DAM WI 53916 N/A PC Carla Radford Scholarship Fund and Karlie A. Fund 1000 WEGERZYN GARDENS FOUNDATION 1301 E SIEBENTHALER AVE DAYTON OH 45414 N/A PC New Building Fund 20000 WHEELCHAIRS FOR NIGERIA 1542 PALM AVE SW SEATTLE WA 98116 N/A PC General & Unrestricted 2500 WINNEBAGO AREA LITERACY COUNCIL 106 WASHINGTON AVE OSHKOSH WI 54901 N/A PC General & Unrestricted 45500 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC 3450 VINLAND ST OSHKOSH WI 54901 N/A PC General & Unrestricted 5000 WISCONSIN INDEPENDENT CHRISTIAN SCHOOLS INC 3450 VINLAND ST OSHKOSH WI 54901 N/A PC Academic Assistance FUND for Those Who Struggle Most 20000 WISCONSIN LAW ENFORCEMENT DEATH RESPONSE -LEDR- TE 4519 FIELD AVE MCFARLAND WI 53558 N/A PC General & Unrestricted 7000 WOMENS FUND FOR THE FOX VALLEY REGION INC 4455 W LAWRENCE ST APPLETON WI 54914 N/A SO I Charitable Event 750 YOUTH GO INC 213 NICOLET BLVD NEENAH WI 54956 N/A PC General & Unrestricted 20000 YWCA MADISON INC 101 E MIFFLIN ST STE 100 MADISON WI 53703 N/A PC General & Unrestricted 1000 2498675 14 126103 14 1136129 525990 4726 18 1326838 K-1 Inc/Loss 525990 -13585 14 118416 Federal Tax Refund 01 36 CLASS ACTION LAWSUIT PROCEEDS 01 719 ROYALTY INCOME 01 169 -8859 2708410 2699551 false false false false false false false false false false PART I LINE 6A PART I LINE 6A (990-PF) RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $1,326,838 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $4,726 TOTAL PART I, LINE 6A: $1,331,564 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $39,483,502 BOOK BASIS: $38,147,329 NET GAIN/(LOSS): $1,336,173 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $157,988 GEMSSTOCK CAV OFFSHORE, LP GROSS SALES PRICE: $1,258,350 BOOK BASIS: $1,500,000 NET GAIN/(LOSS): $(241,650) MILLENIUM INTERNATIONAL HEDGEFOCUS FUND GROSS SALES PRICE: $1,060,379 BOOK BASIS: $1,000,000 NET GAIN/(LOSS): $60,379 NORTH ROCK FUND, LTD GROSS SALES PRICE: $513,948 BOOK BASIS: $500,000 NET GAIN/(LOSS): $13,948 ABBVIE INC - 3.200% - 11/21/20 97028 88915 ABBVIE INC - 4.500% - 05/14/20 66424 68619 ADOBE SYSTEMS INC - 3.250% - 0 44087 44217 AIR PRODUCTS AND CHEMICALS INC 245026 246278 ALEXANDRIA REAL ESTATE E BOND 41985 39373 ALEXANDRIA REAL ESTATE EQ - 4. 61006 63184 AMAZON COM - 4.800% - 12/05/20 74474 75486 AMAZON INC - 1.650% - 05/12/20 101369 94600 AMERICAN WTR CAPE CORP - 2.800 154567 156820 AON CORP - 2.800% - 05/15/2030 135462 137684 APPLE - 3.000% - 11/01/2027 244565 244952 AT&T INC - 4.500% - 05/15/2035 107716 111054 BANK AMERICA CORP - 0.976% - 0 129014 132842 BANK OF AMERICA - 3.950% - 04/ 118549 118010 BANK OF MONTREAL - 0.949% - 01 246099 251769 BERKSHIRE HATHAWAY - 1.850% - 162383 164672 BLACKROCK INC - 2.400% - 04/30 96215 98393 BNY MELLONC ORP SER J - 4.410% 243211 244423 BOEING CO - 2.750% - 02/01/202 99325 100520 BP CAP MKTS - 2.721% - 01/12/2 149539 144036 BROADCOM INC - 3.500% - 01/15/ 82510 76764 CARRIER GLOBAL CORP - 2.242% - 42006 42644 CHUBB INA HOLDINGS INC - 1.375 61437 63442 CITIGROUP BOND - 4.450% - 09/2 95576 92786 CITIGROUP INC NOTE CALL MAKE W 90663 92259 COMCAST CORP - 4.400% - 08/15/ 60771 61847 COMCAST CORP NEW NOTE - 5.350% 55604 56892 COSTCO - 1.600% - 04/20/2030 80306 72920 DOW CHEMICAL CO SER B - 4.800% 108615 109113 DOWDUPONT INC - 4.725% - 11/15 61247 61935 EBAY INC - 1.900% - 03/11/2025 86012 81699 EOG RES INC - 3.900% - 04/01/2 136175 138368 FISERV INC - 4.200% - 10/01/20 54370 54763 FISERV INC NOTE CALL MAKE WHOL 93908 84750 FORTIVE CORP SER B NOTE - 3.15 61121 61281 GILEAD SCIENCES - 4.600% - 09/ 128638 131700 HOME DEPOT - 1.375% - 03/15/20 60843 53192 INGERSOLL-RAND INC - 3.550% - 138883 139586 INTERCONTINENTAL EXCHANGE INC 60623 62321 JPMORGAN CHASE - 4.565% - 06/1 80029 78368 JPMORGAN CHASE NOTE CALL - 1.5 165759 169450 KLA CORP - 4.650% - 07/15/2032 55341 56288 KRAFT HEINZ FOOD - 5.000% - 07 108936 110817 KROGER CO - 1.700% - 01/15/203 69888 60719 L3HARRIS TECHNOLOGIES INC - 3. 138087 138484 LAM RESEARCH - 4.000% - 03/15/ 70111 69114 MICROSOFT CORP - 4.200% - 11/0 135111 135669 MITSUBISHI - 1.640% - 10/13/20 184350 188543 MORGAN STANLEY MTN - 1.164% - 160172 164585 MORGAN STANLEY SER I MTN CALL 93592 87569 NORTHERN TR CORP NOTE - 3.150% 232038 234712 ORACLE CORP - 3.900% - 05/15/2 79579 67027 ORACLE CORP NOTE CALL MAKE WHO 54974 51330 OTIS WORLDWIDE SER B - 2.056% 61823 62491 PHILIP MORRIS INTERNATIONAL IN 134259 135516 PROLOGIS LP - 2.250% - 04/15/2 60599 62154 PRUDENTIAL FINL INC S BOOK SER 61456 63178 ROPER TECHNOLOGIES INC - 2.350 134009 135576 SANTANDER UK GROUP HOLDINGS NO 182501 190065 SHERWIN-WILLIAMS CO - 3.450% - 135742 137143 SIMON PPTY GROUP LP NT - 2.650 47557 42782 SOUTHERN CO GAS CAP - 5.150% - 60977 61966 T MOBILE - 3.875% - 04/15/2030 73693 66437 T MOBILE USA INC - 3.500% - 04 73124 74911 TOTAL SYSTEMS SERVICES - 4.800 66914 64448 TOYOTA - 1.800% - 02/13/2025 78427 77386 UNION PAC CORP - 2.375% - 05/0 81182 82714 UNION PACIFIC - 3.150% - 03/01 39979 39820 UNITEDHEALTH GROUP INC - 1.150 58723 55567 US BANCORP MTN - 4.548% - 07/2 68924 70989 XCEL ENERGY INC - 3.400% - 06/ 220883 226160 BLACKROCK INDEX FDS INTL FD K 2226432 2281349 EATON VANCE INCOME FD OF BOSTO 1964697 2031520 FEDERATED INSTI HIGH YIELD BD 1950197 2043928 GOLDMAN SACHS TACTICAL TILT OV 2284875 2248421 ISHARES S&P 500 INDEX FUND CL 9927364 11389412 MULTI MANAGER U.S. SMALL CAP E 1761721 1983584 MULTI-MANAGER INTERNATIONAL EQ 2191970 2290687 STATE STREET EMERGING MARKETS 628881 644240 VANGUARD TOTAL STOCK MARKET ET 4751772 8599225 4280946 4145247 ALISO CANYON LP 1636 188 APTITUDE PARTNERS LTD 1000000 1011624 CONCORD LODGING LTD 9695 3397 FUGIO FUND XI PE LP 1725134 2508754 FUGIO FUND XII PE LP 450061 518820 FUGIO FUND XII VC LP 219124 233289 FUGIO PRIVATE EQUITY FUND VIII 474682 1393419 FUGIO PRIVATE EQUITY FUND X, L 1635104 2409081 ICAPITAL-ARES PCS II ACCESS FU 1087034 1094959 PRINCETON FUND LTD 1000000 996239 General Consultations 717 717 Administrative Fees 84253 84253 Bank Charges 681 681 Digital Subscriptions 651 651 Foundation Dues & Memberships 2500 2500 Indemnification Insurance 5148 5148 K-1 Exp FUGIO FUND XI PE LP 80917 73472 K-1 Exp FUGIO FUND XII PE LP 44488 43491 K-1 Exp FUGIO FUND XII VC LP 20696 20696 K-1 EXP FUGIO PRIVATE EQ VIII 35653 25715 K-1 EXP FUGIO PRIVATE EQ X 61291 60047 K-1 Exp ICAPITAL-ARES PCS II A 33254 32636 ANNUAL REGISTRATION FEES 44 44 Office Supplies 848 848 Postage/Delivery Service 307 307 Website Hosting/Support 186 186 K-1 Inc/Loss ALISO CANYON LP 1038 1038 K-1 Inc/Loss CONCORD LODGING LTD 758 758 K-1 Inc/Loss FUGIO FUND XI PE LP -15754 11609 K-1 Inc/Loss FUGIO FUND XII PE LP 1671 6835 K-1 Inc/Loss FUGIO FUND XII VC LP 1060 1060 K-1 Inc/Loss FUGIO PRIVATE EQ FUND VIII, LP 15775 3762 K-1 Inc/Loss FUGIO PRIVATE EQ FUND X, LP 8097 3809 K-1 Inc/Loss ICAPITAL-ARES PCS II ACCESS FUND, L. 92186 89329 Class Action Lawsuit Proceeds 719 719 Federal Tax Refund 36 royalty income 169 169 Investment Management Services 196190 196190 PAYROLL CONSULTING SERVICES 7500 7500 990-PF Estimated Tax for 2023 10900 990-PF Extension for 2022 11600 990-T Extension for 2022 300 990-T Income Tax for 2022 4746 Foreign Tax Paid 3673 3673 STATE INCOME TAX 2022 1707