2024-11-15T10:29:44-06:00 2023-12-31 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FLOOR NEW YORK NY 10018 990PF 2023-01-01 133383348 THE HAROLD & MIMI STEINBERG CHARITABLE TRUST C/O SCHULTE ROTH & ZABEL LLP % SCHULTE ROTH & ZABEL LLP HARO 2127562000 919 THIRD AVENUE NEW YORK NY 10022 WILLIAM ZABEL TRUSTEE 2127562000 2024-11-15 true true P00103808 2127519100 2023 2024-10-15 13:58:12Z X 70972027 X 0 X 20050 20050 1717440 1717440 2727229 10155906 2727229 309160 295389 4773879 4760108 0 154854 154854 17408 17408 278851 92950 0 185901 57795 28898 0 28898 365867 358367 7500 9596 9596 867666 600190 232049 1752037 1090001 0 626610 3308000 3308000 5060037 1090001 0 3934610 -286158 3670107 2409096 3425811 3425811 58810643 57507770 67546216 61219739 60933581 70972027 0 0 X 62000 62000 61157739 60871581 61219739 60933581 61219739 60933581 61219739 -286158 60933581 60933581 CHARLES SCHWAB #0051 ST COVERED 2023-12-31 541681 524407 17274 17274 CHARLES SCHWAB #0051 ST NONCOVERED 2023-12-31 260972 249795 11177 11177 CHARLES SCHWAB #0051 LT COVERED 2023-12-31 667713 625098 42615 42615 CHARLES SCHWAB #9186 ST COVERED 2023-12-31 50909 49027 1882 1882 CHARLES SCHWAB #9186 ST NONCOVERED 2023-12-31 56321 55381 940 940 CHARLES SCHWAB #9186 LT COVERED 2023-12-31 106416 100173 6243 6243 CHARLES SCHWAB #7287 LT COVERED 2023-12-31 552159 551678 488 481 CHARLES SCHWAB #6929 ST COVERED 2023-12-31 556995 543210 13881 13785 CHARLES SCHWAB #6929 LT COVERED 2023-12-31 1995057 1702648 318292 292409 CHARLES SCHWAB #6929 CAPITAL GAIN DISTRIBUTION 2023-12-31 32804 32804 32804 CNR #0372 ST COVERED 2023-12-31 99230 105137 -5907 -5907 CNR #0372 LT COVERED 2023-12-31 1216395 1020791 199432 195604 CNR #0372 CAPITAL GAIN DISTRIBUTION 2023-12-31 2555 2555 2555 PERSHING #1630 ST COVERED 2023-12-31 1840127 1386644 453483 453483 PERSHING #1630 LT COVERED 2023-12-31 710892 312626 398266 398266 SQN INVESTORS OFFSHORE LTD. REDEMPTION 2023-12-31 91178 -91178 -91178 LONG POND OFFSHORE LTD. REDEMPTION 2023-10-01 241517 241517 241517 STEINBERG PARTNERS FUND LT CAPITAL GAIN 2023-12-31 468093 468093 468093 STEINBERG PARTNERS FUND LOSS ON DISPOSITION 2023-09-30 140698 -140698 -140698 SPRUCE PRIVATE INVEST FUND II (OFFSHORE) LT CAPITAL GAIN 2023-12-31 528792 528792 528792 2727229 51014 51014 51014 77859 0 110000 187859 136845 136845 false false false false false true true false true true NY true false false false false true N/A SCHULTE ROTH & ZABEL LLP 2127562000 919 THIRD AVENUE NEW YORK NY 10022 false false false false true false false false false false false false false false false false true false false false false false false false JAMES D STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 WILLIAM D ZABEL C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 SETH WEINGARTEN C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 MICHAEL A STEINBERG C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 CAROLE A KRUMLAND C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 DIRECTOR 3.0 0 0 0 SUSAN C FRUNZI C/O SCHULTE ROTH ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 TRUSTEE 3.0 0 0 0 DEBORAH E MARTIN 163 RUMFORD AVENUE MANSFIELD MA 02048 ADMIN ASSISTANT 40.0 154854 SCHULTE ROTH & ZABEL LLP 919 THIRD AVE NEW YORK NY 10022 LEGAL 278851 CNR SECURITIES 400 PARK AVENUE NEW YORK NY 10022 INVESTMENT ADVISORY 68889 WITHUMSMITHBROWN PC 1411 BROADWAY 9TH FL NEW YORK NY 10018 ACCOUNTING 57795 CHARLES SCHWAB 211 MAIN STREET SAN FRANCISCO CA 94105 INVESTMENT ADVISORY 240701 STEINBERG DISTINGUISHED PLAYWRIGHT AWARD (THE MIMI) FOR ARTISTIC ACHIEVEMENT IN THE THEATER. 221000 62839131 3029303 0 65868434 0 65868434 988027 64880407 3244020 3244020 51014 51014 3193006 3193006 3193006 3934610 0 0 0 0 3934610 3193006 0 2021 2020 2019 0 4944660 3153616 2640500 437417 11176193 3934610 0 3193006 741604 11917797 0 0 0 0 4944660 6973137 3153616 2640500 437417 741604 X SEE ATTACHED SCHEDULE 919 THIRD AVENUE NEW YORK NY 10018 N/A PC UNRESTRICTED GRANTS 3308000 3308000 14 20050 14 1717440 18 2727229 CASH LIQUIDATION DISTRIBUTION CS#9186 900099 14 56356 CASH LIQUIDATION DISTRIBUTION CS#0051 900099 14 86272 SPRUCE PRIVATE INVESTMENT FUND - UBTI 900099 13497 14 CONTINGENCY CAPITAL FUND I LP - UBTI 900099 274 14 INVEST INCOME - SOUND POINT DISCOVERY FD 900099 14 21816 INVEST INCOME - CONTINGENCY CAPITAL FUND 900099 14 41586 PFIC INCOME - ELLINGTON PRIVATE OPP II 900099 14 13417 PFIC INCOME - ELLINGTON PRIVATE OPP III 900099 14 73342 WELLS FARGO SECURITIES SETTLEMENT INCOME 900099 14 2600 13771 4760108 4773879 false false false false false false false false false false ACCOUNTING FEES 57795 28898 28898 SPRUCE PRIVATE INVESTMENTS FD AT COST 3114159 1018951 SPRUCE PRIVATE INVEST. FUND II AT COST 6292037 7055008 STEINBERG PARTNERS FUND LP AT COST 0 0 LONG POND CAPITAL AT COST 0 0 SQN INVESTORS OFFSHORE LTD AT COST 835813 385024 THE CHILDRENS INVESTMENT FUND AT COST 946113 1994840 DE SHAW COMPOSITE INTL FUND AT COST 891885 2061986 AIDENLAIR FARMSTED 1 LLC AT COST 633685 633685 INV IN SECURITIES-CNR #0372 AT COST 10563682 12783200 ELLINGTON EPO II OFFSHORE AT COST 384623 384623 ECHO STREET GOODCO SELECT AT COST 700000 807145 HANACO II LP AT COST 244262 367138 ECV IL OPP AT COST 393943 393943 SOUND POINT DISCOVERY FUND LLC AT COST 1930567 1930567 HAWK RIDGE PARTNERS OFFSHORE AT COST 1000000 1288229 ITE RAIL FUND, LP AT COST 387879 387879 SECURITIES - CS #7287 AT COST 180533 161553 SECURITIES - CS #9186 AT COST 0 0 SECURITIES - CS #6929 AT COST 9170386 9840468 SECURITIES - CS #0051 AT COST 4555100 4491418 SQN AIDENLAIR RELATIVITY LLC AT COST 454111 454111 AIDENLAIR RIPCORD I AT COST 406996 406996 INFINITY VC FUND I LP AT COST 313975 313975 CERBERUS LEVERED LOAN FUND IV AT COST 399199 582265 ELLINGTON PRIVATE OPP FUND III AT COST 753230 753230 FORTRESS IP OPP II B AT COST 164968 164968 CONTINGENCY CAPITAL FUND I LP AT COST 423945 423945 PARABELLUM PARTNERS III LP AT COST 237012 226022 SECURITIES - PERSHING #1630 12129667 18235047 LEGAL FEES 278851 92950 185901 AWARD RELATED EXPENSES 221000 221000 ADVISORY COMMITTEE EXPENSES 8049 8049 INVEST EXP - EPO FUND III LP 11219 11219 INVEST EXP - FORTRESS IP OPP 4571 4571 INVEST EXP - HANACO II LP 8890 8890 INVEST EXP - ECV I OPP 2187 2187 INVEST EXP - INFINITY VC FUND 14189 14189 INVEST EXP - SQN AIDENLAIR REL 10050 10050 INVEST EXP - AIDENLAIR RIPCORD 4715 4715 INVEST EXP - AIDENLAIR FARMSTE 5364 5364 INVEST EXP - SPIF II 294626 294626 INVEST EXP - STEINBERG PART 83594 83594 INVEST EXP - SPIF 157012 157012 INVEST EXP - ITE RAIL FUND LP 3166 3166 FILING FEE 3000 3000 NONDEDUCTIBLE EXPENSES 26 26 UBTI - SOUND POINT DISC 1739 UBTI - ITE RAIL FUND 33408 UBTI - FORTRESS IP OPPORT 280 MISC EXPENSE 581 581 CASH LIQUIDATION DISTRIBUTION CS#9186 56356 56356 CASH LIQUIDATION DISTRIBUTION CS#0051 86272 86272 SPRUCE PRIVATE INVESTMENT FUND - UBTI 13497 CONTINGENCY CAPITAL FUND I LP - UBTI 274 INVEST INCOME - SOUND POINT DISCOVERY FUND 21816 21816 INVEST INCOME - CONTINGENCY CAPITAL FUND 41586 41586 PFIC INCOME - ELLINGTON PRIVATE OPP II 13417 13417 PFIC INCOME - ELLINGTON PRIVATE OPP III 73342 73342 WELLS FARGO SECURITIES SETTLEMENT INCOME 2600 2600 BANK CUST.&INVEST. ADVIS. FEE 350867 350867 OTHER PROFESSIONAL FEES 15000 7500 7500 FOREIGN TAXES PAID 1879 1879 NYS TAXES 7717 7717