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PART X, LINE 2: U.S. GAAP PRESCRIBES RECOGNITION THRESHOLDS AND MEASUREMENT ATTRIBUTES FOR THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. TAX BENEFITS WILL BE RECOGNIZED ONLY IF A TAX POSITION IS MORE-LIKELY-THAN-NOT SUSTAINED IN A TAX EXAMINATION, WITH A TAX EXAMINATION BEING PRESUMED TO OCCUR. THE AMOUNT RECOGNIZED WILL BE THE LARGEST AMOUNT OF TAX BENEFIT THAT IS GREATER THAN 50% LIKELY BEING REALIZED ON EXAMINATION. FOR TAX POSITIONS NOT MEETING THE MORE-LIKELY-THAN-NOT TEST, NO TAX BENEFIT WILL BE RECORDED. MANAGEMENT HAS CONCLUDED THAT THERE ARE NO TAX BENEFITS OR LIABILITIES TO BE RECOGNIZED AT DECEMBER 31, 2021 AND 2020. RSF WOULD RECOGNIZE INTEREST AND PENALTIES RELATED TO UNRECOGNIZED TAX BENEFITS IN INTEREST AND INCOME TAX EXPENSE, RESPECTIVELY. RSF HAS NO AMOUNTS ACCRUED FOR INTEREST OR PENALTIES FOR THE YEARS ENDED DECEMBER 31, 2021 AND 2020. 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FOR FARMER TRAINING AND FARMER OPERATIONS; AND TEACHER SUPPORT HEALTH IN HARMONY INC 3804 SE BELMONT STREET PORTLAND OR 97214 203741107 501(C)(3) 75000 0 FOR GENERAL OPERATING SUPPORT HEALTH RESEARCH INSTITUTE LABS PO BOX 370 FAIRFIELD IA 52556 475550533 501(C)(3) 30000 0 FOR GENERAL OPERATING SUPPORT HEALY LAKE VILLAGE 600 UNIVERSITY AVENUE SUITE 100 FAIRBANKS AK 99709 TRIBAL 25269 0 FOR YOUTH CULTURE CAMP TO "BRING TOGETHER 20 YOUNG PEOPLE, AGES 9 TO 20. 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FOR THE 4-NEIGHBORHOOD NYC PUBLIC ARTS PROJECTS WORLD CENTRAL KITCHEN INCORPORATED 1342 FLORIDA AVE NW WASHINGTON DC 20009 273521132 501(C)(3) 8500 0 FOR GENERAL OPERATING SUPPORT WORLD WILDLIFE FUND INC 1250 24TH ST NW WASHINGTON DC 20037 521693387 501(C)(3) 15000 0 FOR GENERAL OPERATING SUPPORT XERCES SOCIETY INC 628 NE BROADWAY SUITE 200 PORTLAND OR 97232 510175253 501(C)(3) 50000 0 FOR RESTORING HABITAT FOR WESTERN MONARCH BUTTERFLIES YGGDRASIL LAND FOUNDATION INC PO BOX 358 BURLINGTON WI 53105 943372213 501(C)(3) 200000 0 FOR CAPACITY BUILDING YOUTH EMPOWERMENT PROJECT 1600 ORETHA CASTLE HALEY BLVD NEW ORLEANS LA 70113 421633060 501(C)(3) 30000 0 FOR GENERAL OPERATING SUPPORT YOUTH FOR ENVIRONMENTAL SANITY 3240 KING ST BERKELEY CA 94703 770467495 501(C)(3) 8175 0 FOR THE BENEFIT OF TIMBY YOUTH SENTENCING & REENTRY PROJECT INC 1528 WALNUT STREET SUITE 515 PHILADELPHIA PA 19102 471153595 501(C)(3) 25000 0 FOR GENERAL OPERATING SUPPORT ZEN PEACEMAKERS 1732 1ST AVE BOX 20162 NEW YORK NY 10128 133030252 501(C)(3) 8888 0 FOR GENERAL OPERATING SUPPORT ZERO FOODPRINT 2370 MARKET STREET SUITE 103 BOX 332 SAN FRANCISCO CA 95114 473642630 501(C)(3) 10000 0 FOR GENERAL OPERATING SUPPORT 436 0 GRANTS TO SUPPORT VISIONARY SOCIAL MOVEMENTS AND INNOVATIVE POLICY FOR FOOD SYSTEM TRANSFORMATION 2 20000 PART I, LINE 2: EACH GRANT RECIPIENT RECEIVING MORE THAN $25,000 IS REQUIRED TO SUBMIT A REPORT WITHIN ONE YEAR FROM WHEN THE GRANT WAS DISBURSED. EACH GRANT REQUIRES THE VERIFICATION OF ELIGIBILITY AND DUE DILIGENCE. THE ORGANIZATION OBTAINS A COPY OF THE GRANTEE'S 501(C)(3) DETERMINATION LETTER OR EQUIVALENT INFORMATION (IF APPLICABLE). X X X X X 0 0 0 0 0 0 0 0 0 JASPER J VAN BRAKEL CEO/TRUSTEE 361895 0 0 0 1500 0 2500 0 29421 0 395316 0 0 0 APRIL HINES CFO AND TREASURER 253500 0 25000 0 1500 0 2500 0 16562 0 299062 0 0 0 TIM GREEN SECR., GENERAL COUNSEL THRU 12/2021 184583 0 0 0 16572 0 2396 0 24017 0 227568 0 0 0 SYLVIA LEE SENIOR DIRECTOR, CONTROLLER 184600 0 0 0 1500 0 1040 0 38677 0 225817 0 0 0 MINDY CHRISTENSEN VP, LENDING 191192 0 15000 0 1500 0 2500 0 7527 0 217719 0 0 0 CARRIE STALLINGS DIRECTOR, INFO SYSTEMS THRU 12/2021 134590 0 0 0 19399 0 2290 0 31061 0 187340 0 0 0 MELINDA CHEEL SENIOR DIRECTOR, MARKETING 151090 0 0 0 1500 0 2500 0 31221 0 186311 0 0 0 X 202 7815021 FAIR MARKET VALUE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS RECEIVED (DEFINED AS EACH SEPARATE GIFT) IN SCHEDULE M, PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 4 ON MARCH 3, 2022, THE ORGANIZATION AMENDED ITS ARTICLES OF INCORPORATION WITH THE STATE OF NEW YORK TO CHANGE ITS NAME FROM "RUDOLF STEINER FOUNDATION, INC." TO "RSF SOCIAL FINANCE, INC.". PLEASE SEE ATTACHED THE AMENDED ARTICLES OF INCORPORATION. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY AN INDEPENDENT TAX PREPARER IN CONJUNCTION WITH THE ORGANIZATION'S FINANCE AND ACCOUNTING STAFF. THE VP, FINANCE AND CEO THEN REVIEW A DRAFT OF THE FORM 990; ADJUSTMENTS OR REVISIONS ARE MADE, AS NECESSARY. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C ALL TRUSTEES AND SENIOR STAFF (INCLUDING OFFICERS AND KEY EMPLOYEES) ARE REQUIRED TO COMPLETE AND SIGN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENTS WHICH: (I) DISCLOSE ANY RELATIONSHIPS, POSITIONS, OR OTHER CIRCUMSTANCES THAT COULD POTENTIALLY CONSTITUTE A CONFLICT OF INTEREST; (II) ACKNOWLEDGE RECEIPT AND UNDERSTANDING OF THE FULL CONFLICT OF INTEREST POLICY; AND (III) AFFIRM THAT THEY WILL COMPLY WITH THE CONFLICT OF INTEREST POLICY. ANY ALLEGED BREACHES OF THE CONFLICT OF INTEREST POLICY ARE REPORTED TO THE AUDIT COMMITTEE, WHO DETERMINE WHETHER THERE IS A CONFLICT OF INTEREST, REVIEW AND INVESTIGATE, AND RECOMMEND COURSE OF ACTION. THE PERSON WITH WHICH A CONFLICT MIGHT EXIST IS NOT ALLOWED TO VOTE ON THE TRANSACTION OR OTHERWISE TRY TO INFLUENCE THE DECISION-MAKERS. THE AUDIT COMMITTEE'S DECISION IN REGARDS TO THE MATTER IS DOCUMENTED IN THE MINUTES OF COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION UTILIZES A BOARD COMPENSATION COMMITTEE; COMMITTEE MEMBERS DISCUSS THE COMPENSATION FOR THE CEO, OFFICERS, AND KEY EMPLOYEES IN THE COMMITTEE MEETING. THE COMMITTEE UTILIZES COMPARABILITY DATA FROM OTHER EXEMPT ORGANIZATIONS AND AN OUTSIDE CONSULTANT IN DETERMINING COMPENSATION. ALL MEETINGS OF THE COMPENSATION COMMITTEE ARE DOCUMENTED CONTEMPORANEOUSLY. THIS PROCESS IS PERFORMED ANNUALLY. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE GENERAL PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: UBI FROM PASSTHROUGHS 5. RSF SOCIAL INVESTMENT FUND PO BOX 2007 SAN FRANCISCO CA 94126 364385559 MISSION-RELATED LOANS ON BEHALF OF RSF CA 501(C)(3) LINE 12A, I RSF SOCIAL FINANCE INC 1 RSF GLOBAL COMMUNITY FUND PO BOX 2007 SAN FRANCISCO CA 94126 943396165 GRANTMAKING ON BEHALF OF RSF CA 501(C)(3) LINE 12A, I RSF SOCIAL FINANCE INC 1 YGGDRASIL LAND FOUNDATION INC PO BOX 2007 SAN FRANCISCO CA 94126 943372213 PROTECT FARMLAND, CREATE LAND ACCESS CA 501(C)(3) LINE 12A, I N/A 0 GINUNGAGAP FOUNDATION 235 MONTGOMERY STREET 17TH FLOOR SAN FRANCISCO CA 94104 201402909 SUPPORT AND OPERATE PROGRAMS OF RSF CA 501(C)(3) LINE 12A, I RSF SOCIAL FINANCE INC 1 RSF CAPITAL MANAGEMENT PBC PO BOX 2007 SAN FRANCISCO CA 94126 263080292 MANAGING FOR-PROFIT ACTIVITIES ON BEHALF OF RSF DE RSF SOCIAL FINANCE INC C 3820697 1.00000 1 0 1 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 0 RSF CAPITAL MANAGEMENT PBC D 3195787 "DUE FROM..." BOOK VALUE RSF SOCIAL INVESTMENT FUND D 32888536 "DUE FROM..." BOOK VALUE RSF SOCIAL INVESTMENT FUND D 2985484 NOTE RECEIVABLE BOOK VALUE RSF SOCIAL INVESTMENT FUND E 46868961 "DUE TO..." BOOK VALUE RSF SOCIAL INVESTMENT FUND O 4437833 BOOK VALUE GINUNGAGAP FOUNDATION B 63000 BOOK VALUE