2023-02-20T08:45:54-06:00 2022-05-31 410746749 CLIFTONLARSONALLEN LLP 8390 EAST CRESCENT PARKWAY SUITE 300 GREENWOOD VILLAGE CO 80111 990 2021-06-01 410695509 ST CATHERINE UNIVERSITY STCA 6516906566 2004 RANDOLPH AVENUE ST PAUL MN 551051794 TRACEY L GRAN SVP & CFO 6516906566 2023-02-16 1 TRACEY GRAN 999009999 SARAH HINTZ P00492291 3037795710 2023-02-16 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z REBECCA KOENIG ROLOFF 2004 RANDOLPH AVENUE ST PAUL MN 551051794 360534791 0 0928 X WWW.STKATE.EDU X 1913 MN WE EDUCATE WOMEN TO LEAD AND INFLUENCE. 28 27 2027 725 -21859 0 20187964 24640970 114666104 113511617 18339838 12852273 1317204 982186 154511110 151987046 38285385 39270893 0 0 59565701 60816668 148728 134718 2679507 38622129 38772127 136621943 138994406 17889167 12992640 366048829 347889355 98171353 94150671 267877476 253738684 X WE EDUCATE WOMEN TO LEAD AND INFLUENCE. WE EDUCATE AT ALL DEGREE LEVELS THROUGH VALUING AND INTEGRATING THE LIBERAL ARTS AND PROFESSIONAL EDUCATION WITHIN THE CATHOLIC INTELLECTUAL TRADITION, SEE SCHEDULE OEMPHASIZING SCHOLARLY INQUIRY AND SOCIAL JUSTICE TEACHING AS LIVED BY THE SISTERS OF ST. JOSEPH OF CARONDELET. WE WELCOME A RICH DIVERSITY OF STUDENTS, WITH A BACCALAUREATE COLLEGE FOR WOMEN AT THE HEART OF THE UNIVERSITY AND GRADUATE AND ADULT COLLEGES FOR WOMEN AND MEN. COMMITTED TO EXCELLENCE AND OPPORTUNITY, ST. CATHERINE UNIVERSITY DEVELOPS LEADERS WHO ACT WITH INTEGRITY. 0 0 83475497 39270893 107058800 ST. CATHERINE UNIVERSITY CONFERS DEGREES AT THE ASSOCIATE, BACCALAUREATE, MASTER'S AND DOCTORAL LEVELS. TOTAL 2021-2022 ENROLLMENT ON BOTH CAMPUSES, IN ST. PAUL AND MINNEAPOLIS, IS 3,915 STUDENTS: 93.4 PERCENT WOMEN AND 34.3 PERCENT MULTICULTURAL OR INTERNATIONAL.DURING THE 2021-2022 ACADEMIC YEAR, ST. CATHERINE UNIVERSITY AWARDED 22 POST SECONDARY CERTIFICATES, 245 ASSOCIATE DEGREES, 585 BACCALAUREATE DEGREES, 47 POST-BACCALAUREATE CERTIFICATES, 435 MASTER'S DEGREES AND 71 DOCTORATE DEGREES.SEE SCHEDULE OST. CATHERINE UNIVERSITY, ALSO KNOWN AS ST. KATE'S, IS THE LARGEST PRIVATE WOMEN'S UNIVERSITY IN THE NATION AND ONE OF THE MOST CULTURALLY DIVERSE CAMPUSES IN MINNESOTA. 100% OF ST. KATE'S STUDENTS INVOLVED IN COLLABORATIVE RESEARCH HAVE BEEN ACCEPTED TO PRESENT AT THE NATIONAL CONFERENCE ON UNDERGRADUATE RESEARCH (NCUR) IN THE PAST SEVEN YEARS. GRADREPORTS RANKS ST KATE'S #8 OUT OF 25 BEST COLLEGES FOR A BACHELOR'S DEGREE IN MINNESOTA, #14 NATIONALLY IN BEST CURRICULUM & INSTRUCTION MASTER'S DEGREES AND #3 NATIONALLY OUT OF 24 BEST SOCIAL WORK BACHELOR'S DEGREES. IN ADDITION, ST. CATHERINE UNIVERSITY IS THE HOME OF THE OLDEST HEALTHCARE PROGRAM IN THE STATE OF MINNESOTA. 11729275 0 186656 ST. CATHERINE UNIVERSITY HELPS STUDENTS ACHIEVE THEIR BEST BY OFFERING SMALL CLASSES, COMMITTED FACULTY MEMBERS, AND AN ARRAY OF ACADEMIC AND PERSONAL SUPPORT SERVICES. THESE SERVICES INCLUDE ACADEMIC ADVISING, FINANCIAL AID AND CAREER COUNSELING, A HEALTH AND WELLNESS CENTER, A CAMPUS MINISTRY PROGRAM AND ACCOMMODATIONS FOR STUDENTS WITH DISABILITIES. ALL OF OUR SERVICES COMBINE TO MAKE THE ST. KATE'S EXPERIENCE ONE THAT NURTURES STUDENTS IN MIND, BODY AND SPIRIT.IN ADDITION, ST. CATHERINE HAS PROGRAMS THAT CATER TO SPECIFIC STUDENT POPULATIONS. FOR EXAMPLE, THE OFFICE OF MULTICULTURAL AND INTERNATIONAL PROGRAMS AND SERVICES PROVIDES ADVISING, ADVOCACY AND REFERRALS FOR STUDENTS OF COLOR. SEE SCHEDULE OTHE ACCESS & SUCCESS PROGRAM HELPS STUDENT PARENTS BALANCE SCHOOL, FINANCES AND FAMILY LIFE, INCLUDING HELPING THEM TO FIND AFFORDABLE HOUSING AND REPUTABLE CHILDCARE. 10022515 0 6266161 ST. CATHERINE UNIVERSITY IS, AT HEART, A COMMUNITY - ONE THAT RECOGNIZES STUDENTS, FACULTY AND STAFF MEMBERS AS WHOLE HUMAN BEINGS WHO HAVE PRACTICAL AS WELL AS INTELLECTUAL NEEDS. OUR AUXILIARY SERVICES CONTRIBUTE TO THE OVERALL QUALITY OF LIFE ON THE 110-ACRE ST. PAUL CAMPUS.AUXILIARY SERVICES IS THE PARENT DEPARTMENT OF A DIVERSE GROUP OF INTERNAL UNITS, INCLUDING O'SHAUGHNESSY AUDITORIUM, PRINTING SERVICES, RESIDENCE HALLS AND APARTMENTS, CAMPUS MAIL, DINING AND CATERING, BOOKSTORES, AND MEETING AND EVENTS SERVICES. SEE SCHEDULE OOUR FACILITIES CREW ENSURES THAT CAMPUS BUILDINGS AND GROUNDS ARE WELL MAINTAINED AND AESTHETICALLY PLEASING. SODEXO, THE FOOD SERVICE PROVIDER, UNDERSCORES THE VALUES OF ST. CATHERINE UNIVERSITY WITH ITS EMPHASIS ON NUTRITION, SAFE AND FAIR WORKING CONDITIONS, RECYCLING AND PROTECTING THE ENVIRONMENT. 105227287 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 0 1 0 1 1 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 5942 0 1 2027 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 28 27 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 1 1 1 1 0 MN X TRACEY GRAN 6516906043 2004 RANDOLPH AVENUE ST PAUL MN 55105 REBECCA KOENIG ROLLOFF TRUSTEE & PRESIDENT 40.00 0.00 X X 538932 0 17029 JEAN WINCEK CSJ CHAIR OF BOARD 2.00 0.00 X X 0 0 0 KATHLEEN O'BRIEN SECRETARY OF BOARD 2.00 0.00 X X 0 0 0 KATHRYN CLUBB VICE CHAIR OF BOARD 2.00 0.00 X X 0 0 0 SUSAN HAMES CSJ VICE CHAIR OF BOARD 2.00 0.00 X X 0 0 0 ANDREA C LEE TRUSTEE 2.00 0.00 X 0 0 0 ANGELA HALL SLAUGHTER TRUSTEE 2.00 0.00 X 0 0 0 ANNE MCKEIG TRUSTEE 2.00 0.00 X 0 0 0 BRENDA WOODSON TRUSTEE 2.00 0.00 X 0 0 0 CHRISTINE MOORE TRUSTEE 2.00 0.00 X 0 0 0 COLLEEN OMALLEY CSJ TRUSTEE 2.00 0.00 X 0 0 0 DIANE HUSTON TRUSTEE 2.00 0.00 X 0 0 0 DONNA MCNAMARA TRUSTEE 2.00 0.00 X 0 0 0 JENNIFER ORTALE TRUSTEE 2.00 0.00 X 0 0 0 JILL UNDERDAHL CSJ TRUSTEE 2.00 0.00 X 0 0 0 JOAN MITCHELL CSJ TRUSTEE 2.00 0.00 X 0 0 0 JOY MILOS CSJ TRUSTEE 2.00 0.00 X 0 0 0 KENNETH CHARLES TRUSTEE 2.00 0.00 X 0 0 0 KRISTEN WOMACK TRUSTEE 2.00 0.00 X 0 0 0 MARY JO ABLER TRUSTEE 2.00 0.00 X 0 0 0 MICHAEL OBOYLE TRUSTEE 2.00 0.00 X 0 0 0 MINDA SUCHAN TRUSTEE 2.00 0.00 X 0 0 0 PAMELA JOHNSON TRUSTEE 2.00 0.00 X 0 0 0 ROBERT WOLLAN TRUSTEE 2.00 0.00 X 0 0 0 SAMANTHA HANSON TRUSTEE 2.00 0.00 X 0 0 0 TERESA RADZINSKI TRUSTEE 2.00 0.00 X 0 0 0 THERESE SHERLOCK CSJ TRUSTEE 2.00 0.00 X 0 0 0 TRACEY BURTON TRUSTEE 2.00 0.00 X 0 0 0 VALERIE YOUNG TRUSTEE 2.00 0.00 X 0 0 0 TRACEY GRAN CFO 40.00 0.00 X 143916 0 15577 ELIZABETH HALLORAN EVP & CAO 40.00 0.00 X 251455 0 7103 ANITA THOMAS EVP & PROVOST 40.00 0.00 X 189221 0 22238 PATRICIA PRATT-COOK EVP HR EQUITY & INCLUSION 40.00 0.00 X 154031 0 6745 LISA DUTTON DEAN OF HEALTH SCIENCES 40.00 0.00 X 145458 0 744 JEAN HOVIK SVP IT & CIO 40.00 0.00 X 151139 0 6721 AMY KELLY DIR H/W CLINIC & MED DIR 40.00 0.00 X 162030 0 21352 LAURA FERO DEAN OF NURSING 40.00 0.00 X 150496 0 15513 JOHN PYLE SVP ENROLL MGMT & ATH 40.00 0.00 X 140352 0 16841 2027030 0 129863 48 0 1 0 ORBIS EDUCATION SVCS LLC 11595 N MERIDIAN ST 400 CARMEL IN 46032 ONLINE EDUC SVCS 4343627 SODEXO INC & AFFILIATES PO BOX 360170 PITTSBURGH PA 15251 FOOD SERVICES 2262766 KRAFT CONTRACTING LLC 2415 VENTURY DR 100 WOODBURY MN 55125 CONSTRUCTION CONTRACTOR 1329652 OCULUS IT LLC 125 S CLARK ST 17TH FLOOR CHICAGO IL 60603 IT CONSULTING, EXTERNAL HOSTED SOFTWARE 614560 LOFFLER COMPANIES 3745 LOUISIANA AV S ST LOUIS PARK MN 55426 PRINTER/COPIER SERVICES 497622 38 58784 156875 7422363 17002948 4164444 24640970 TUITION 611600 107058800 107058800 AUXILIARY SERVICES 532000 6266161 6266161 FEES & DEPOSITS 611600 84201 84201 FINANCE FEES 611600 81448 81448 FITNESS CENTER 713940 21007 21007 113511617 4840564 4840564 112656 38274 74382 74382 -21859 96241 216504274 208492565 8011709 8011709 8011709 15631 58784 16906 -1275 -1275 MISCELLANEOUS REVENUE 611600 644362 644362 OTA CONTRACT 611600 175256 175256 MEDICAL FEES 611600 89461 89461 909079 151987046 113511617 -21859 13856318 39056196 39056196 214697 214697 1330845 476940 800911 52994 49078961 39788706 7555177 1735078 674373 674373 6159966 5756342 403624 3572523 3572523 6977807 6590446 351252 36109 180985 180985 117083 117083 155852 155852 134718 134718 548771 548771 5853731 3187683 2587121 78927 2171388 151543 1941458 78387 4826258 2580275 2147768 98215 2358733 585540 1773193 2032964 1245 2031519 200 248086 216534 8730 22822 190617 53808 110691 26118 3195464 2108 3193356 4865055 4590691 274364 779038 1518 777456 64 REPAIRS & MAINTENANCE 1868598 134342 1731606 2650 MISCELLANEOUS EXPENSES 1714409 1581661 123873 8875 MEMBERSHIPS/DUES 360210 257012 102472 726 BAD DEBT EXPENSE 327078 327078 138994406 105227287 31087612 2679507 9680152 9242144 2323660 2849438 5632126 7722972 170726 119248 905278 994853 166495097 86873587 82408535 79621510 253602427 237072644 4893810 4701925 6079467 5367766 352648 196855 366048829 347889355 10678074 9220983 6216608 4939774 4735442 3774402 75419283 75172221 782454 768521 339492 274770 98171353 94150671 X 102227101 93992842 165650375 159745842 267877476 253738684 366048829 347889355 X 12992640 -26947326 -184106 X X 0 1 X 1 1 1 X 13424675 13537690 16664661 20187964 24640970 88455960 13424675 13537690 16664661 20187964 24640970 88455960 13528709 74927251 2814271 4058630 4273536 3752091 4936805 19835333 1359839 1961660 1679384 1249844 924710 7175437 115466730 591204956 0.64890 0.61780 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 1,359,839. 2018 AMOUNT: $ 1,961,660. 2019 AMOUNT: $ 1,679,384. 2020 AMOUNT: $ 1,249,844. 2021 AMOUNT: $ 924,710. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 0 0 0 0 1 155852 155852 0 PART II-B, LINE 1: ST CATHERINE UNIVERSITY IS A MEMBER OF THE MINNESOTA PRIVATE COLLEGE COUNCIL (MPCC), AN ORGANIZATION DESCRIBED IN SECTION 501(C) (4) OF THE INTERNAL REVENUE CODE. MPCC IS AN ASSOCIATION OF PRIVATE NONPROFIT INSTITUTIONS OF HIGHER EDUCATION THAT SERVICES A VARIETY OF MEMBERS SHARED NEEDS, INCLUDING BUT NOT ONLY NONPARTISAN AND NON-ELECTORAL ADVOCACY FOR PUBLIC POLICY THAT MEETS STUDENTS' NEEDS AND ADVANCES THE INTERESTS OF PRIVATE HIGHER EDUCATION. ST CATHERINE UNIVERSITY PAID MEMBERSHIP DUES TO MPCC OF $161,577 DURING THE FISCAL YEAR. BASED ON FIGURES PROVIDED BY MPCC, $125,852 OF THE DUES WENT IN PART TOWARD LOBBYING. IN ADDITION, ST CATHERINE UNIVERSITY HIRED VECTIS DC LLC TO PROVIDE STRATEGY, SUPPORT AND COUNSEL ON THE FEDERAL APPROPRIATIONS PROCESS FOR A CONGRESSIONAL APPROPRIATIONS BILL TO SUPPORT ESSENTIAL EQUIPMENT AND TECHNOLOGY UPGRADES FOR MATH AND SCIENCE PROGRAMMING. FEES PAID FOR GOVERNMENT RELATIONS WERE $30,000 DURING THE FISCAL YEAR. 0 0 143896086 6323951 -12083195 3373421 1636225 133127196 97100006 3801836 47809749 3207176 1608329 143896086 93358622 2845810 5195457 2984534 1315349 97100006 93559626 2419770 1941043 2820255 1208485 533077 93358622 88372712 1844556 7434883 2161777 1690065 240683 93559626 0.08210 0.91790 0.00000 1 0 2438354 2438354 133935375 60593141 73342234 29830494 26280446 3550048 290874 290874 79621510 SPLIT INTEREST AGREEMENTS 83286 LEASE LIABILITY 191484 274770 X 85115027 -26947326 -167200 -27114526 112229553 448326 39309167 39757493 151987046 99253819 16906 16906 99236913 448326 39309167 39757493 138994406 PART V, LINE 4: ENDOWMENT FUNDS ARE USED FOR SCHOLARSHIPS, FACULTY DEVELOPMENT, AND OTHER APPROVED EXPENSES. HOWEVER, THERE WAS NO UNRELATED BUSINESS ACTIVITY IN 2022 AS A RESULT OF THE COVID-19 PANDEMIC AND RESULTING CAMPUS SHUTDOWN IN THE PRIOR YEAR, AND SUCH ACTIVITIES GENERATED A LOSS IN 2022. PART X, LINE 2: THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. HOWEVER, INCOME FROM CERTAIN ACTIVITIES NOT DIRECTLY RELATED TO THE UNIVERSITY'S TAX-EXEMPT PURPOSE IS SUBJECT TO TAXATION AS UNRELATED BUSINESS INCOME. THE UNIVERSITY UTILIZES THE PROVISIONS OF FASB ACCOUNTING STANDARDS CODIFICATION 7 40-10, ACCOUNTING FOR UNCERTAIN TAX POSITIONS. THE UNIVERSITY CONTINUALLY EVALUATES EXPIRING STATUTES OF LIMITATIONS, AUDITS, PROPOSED SETTLEMENTS, CHANGES IN TAX LAW, AND NEW AUTHORITATIVE RULINGS. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL, STATE, AND LOCAL AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -186,313. CHANGE IN FAIR VALUE OF SPLIT INTEREST AGREEMENTS 2,207. FUNDRAISING EXPENSES 16,906. PART XI, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 39,270,893. RENTAL EXP 38,274. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES 16,906. PART XII, LINE 4B - OTHER ADJUSTMENTS: STUDENT FINANCIAL AID 39,270,893. RENTAL EXPENSES 38,274. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE NON-DISCRIMINATION POLICY IS INCLUDED IN THE COURSE CATALOG, ON THE UNIVERSITY'S WEBSITE AND IN ALL STUDENT POLICY DOCUMENTS (LE GUIDE). SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FEDERAL AND STATE GRANTS FOR STUDENT FINANCIAL ASSISTANCE. 1 EUROPE (INCLUDING ICELAND & GREENLAND) 0 2 PROGRAM SERVICES EDUCATION RELATED PURCHASES & PROGRAM SERVICES 380 NORTH AMERICA (NON US) 0 4 PROGRAM SERVICES EDUCATION RELATED PURCHASES & PROGRAM SERVICES 7450 SUB-SAHARAN AFRICA 0 5 PROGRAM SERVICES EDUCATION RELATED PURCHASES & PROGRAM SERVICES 1790 EAST ASIA AND THE PACIFIC 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 61273 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 59855 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 750 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 29520 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 250 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS IN THE REGION SCHOLARSHIP ASSISTANCE 63049 0 11 0 0 0 11 161268 63049 224317 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 4 61273 FINANCIAL AID AWARDS N/A N/A SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 2 59855 FINANCIAL AID AWARDS N/A N/A SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 1 750 FINANCIAL AID AWARDS N/A N/A SCHOLARSHIPS SOUTH AMERICA 1 29520 FINANCIAL AID AWARDS N/A N/A SCHOLARSHIPS SOUTH ASIA 1 250 FINANCIAL AID AWARDS N/A N/A SCHOLARSHIPS SUB-SAHARAN AFRICA 5 63049 FINANCIAL AID AWARDS N/A N/A 0 0 0 0 0 0 PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDING TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA AND REGULATIONS. PART I, LINE 3: THE UNIVERSITY USES THE ACCRUAL METHOD OF ACCOUNTING TO REPORT EXPENDITURES ON SCHEDULE F. PART III ACCOUNTING METHOD: X X X X X X 1 RUFFALO NOEL LEVITZ LLC 1025 KIRKWOOD PARKWAY SW CEDAR RAPIDS IA 52404 FUNDRAISING MANAGEMENT- EXTERNAL HOSTED SOFTWARE 0 0 52035 0 BLACKBAUD INC 65 FAIRCHILD ST DANIEL ISLAND SC 29492 PERFORMANCE MANAGEMENT FUNDRAISING SUBSCRIPTION 0 0 82683 0 134718 AL AK AR AZ CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MI MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY GOLF TOURNAMENT 74415 58784 15631 1275 9750 5165 716 74415 58784 15631 1275 9750 5165 716 16906 -1275 1 SCHOLARSHIPS & OTHER FINANCIAL AID 2855 39056196 0 N/A N/A PART I, LINE 2: THE FINANCIAL AID OFFICE DETERMINES STUDENT ELIGIBILITY FOR ALL FINANCIAL AWARDS ACCORDIGN TO THE UNIVERSITY'S ESTABLISHED ELIGIBILITY CRITERIA, AND REGULATIONS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 REBECCA KOENIG ROLLOFF TRUSTEE & PRESIDENT 448932 0 80000 0 10000 0 1569 0 15460 0 555961 0 0 0 ELIZABETH HALLORAN EVP & CAO 251455 0 0 0 0 0 792 0 6311 0 258558 0 0 0 ANITA THOMAS EVP & PROVOST 189221 0 0 0 0 0 615 0 21623 0 211459 0 0 0 AMY KELLY DIR H/W CLINIC & MED DIR 162030 0 0 0 0 0 501 0 20851 0 183382 0 0 0 LAURA FERO DEAN OF NURSING 150496 0 0 0 0 0 477 0 15036 0 166009 0 0 0 PATRICIA PRATT-COOK EVP HR EQUITY & INCLUSION 154031 0 0 0 0 0 492 0 6253 0 160776 0 0 0 TRACEY GRAN CFO 143916 0 0 0 0 0 477 0 15100 0 159493 0 0 0 JEAN HOVIK SVP IT & CIO 151139 0 0 0 0 0 477 0 6244 0 157860 0 0 0 JOHN PYLE SVP ENROLL MGMT & ATH 140352 0 0 0 0 0 569 0 16272 0 157193 0 0 0 PART I, LINE 1A THE BOARD APPROVED A $10,000 SPOUSAL TRAVEL ALLOWANCE FOR THE PRESIDENT. IT WAS GIVEN TO HER IN AUGUST 2021. THE PAYMENT WAS INCLUDED IN THE PRESIDENT'S TAXABLE WAGES. A MINNESOTA HIGHER EDUCATION FACILITIES AUTHORITY 410988525 60416JBJ8 2018-09-13 55647685 RENOVATION AND CURRENT REFUNDING 0 0 0 A 55647685 420275 15000000 40227410 2020 1 0 1 1 A 0 0 1 1 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 X 1108 DONOR VALUED X 38 4160383 MARKET PRICES X GIFT CARDS/CERTIFICATES & EVENT TICKETS 13 2953 FACE VALUE 0 0 1 0 PART I, COLUMN (B): THE UNIVERSITY REPORTS THE NUMBER OF CONTRIBUTORS IN SCHEDULE M, PART I, COLUMN (B). FORM 990, PART VI, SECTION A, LINE 1A THE BOARD OF TRUSTEES DESIGNATES FOUR OR MORE TRUSTEES, INCLUDING THE CHAIRPERSON AND PRESIDENT TO CONSTITUTE AN EXECUTIVE COMMITTEE. TO THE EXTENT DETERMINED BY THE BOARD, THE EXECUTIVE COMMITTEE HAS THE AUTHORITY OF THE BOARD IN THE MANAGEMENT OF THE BUSINESS OF THE UNIVERSITY. THE EXECUTIVE COMMITTEE SHALL ACT ONLY IN THE INTERVAL BETWEEN MEETINGS, AND AT ALL TIMES IS SUBJECT TO THE CONTROL AND DIRECTION OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B AN AFFIRMATIVE VOTE OF AT LEAST FOUR OF THE SPONSORSHIP COUNCIL TRUSTEES SHALL BE REQUIRED FOR THE BOARD OF TRUSTEES TO ACT ON ANY MATTER WHICH SUBSTANTIALLY AFFECTS OR ALTERS THE MISSION OR CATHOLIC IDENTITY OF THE UNIVERSITY; SELECTION OF TRUSTEES; SELECTION OR TERMINATION OF THE PRESIDENT; SALE OR MORTGAGING OF PROPERTY; MAJOR CONSTRUCTION CONTRACTS OR DEBT IN EXCESS OF THE THRESHOLDS ESTABLISHED BY THE NATIONAL CONFERENCE OF CATHOLIC BISHOPS; CLOSING OR MERGING THE UNIVERSITY; AND AMENDMENTS TO THE UNIVERSITY ARTICLES OR BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B BEFORE FILING THE TAX RETURN, THE PRESIDENT AND CFO REVIEW IT. AFTER MANAGEMENT APPROVAL, THE AUDIT COMMITTEE THEN APPROVES THE TAX RETURN AS DELEGATED BY THE BOARD OF TRUSTEES. THE PUBLIC INSPECTION COPY OF THE TAX RETURN IS THEN PROVIDED ELECTRONICALLY TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 12C ST. CATHERINE UNIVERSITY'S CONFLICT OF INTEREST POLICY APPLIES TO ALL "INTERESTED PERSONS": OFFICERS, MEMBERS OF THE BOARD OF TRUSTEES, KEY EMPLOYEES, AND OTHER EMPLOYEES WHO MAY INFLUENCE THE ACTIONS OF THE INSTITUTION. INTERESTED PERSONS ARE REQUIRED TO COMPLETE AN ANNUAL CONFLICT OF INTEREST STATEMENT. PERIODIC REVIEWS ARE CONDUCTED TO ENSURE THE INSTITUTION OPERATES IN A MANNER CONSISTENT WITH ITS CHARITABLE PURPOSES AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX-EXEMPT STATUS. IF A CONFLICT OR POTENTIAL CONFLICT ARISES, THE INTERESTED PERSON ALERTS THE BOARD CHAIR TO SUCH CONFLICT BEFORE PARTICIPATING IN DELIBERATIONS OR DECISIONS ON THE MATTER. THE INTERESTED PERSON IS GIVEN AN OPPORTUNITY TO DISCLOSE MATERIAL FACTS TO THE BOARD. IF A CONFLICT IS FOUND TO EXIST, THE INTERESTED PERSON MAY NOT PARTICIPATE IN DELIBERATIONS OR VOTING ON THE TRANSACTION OR ARRANGEMENT, EXCEPT TO PRESENT INFORMATION TO THE BOARD. THE BOARD CHAIR MAY APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO AVOID PERCEIVED OR ACTUAL CONFLICTS. IF THE BOARD OF TRUSTEES, OR A COMMITTEE, BELIEVES AN INDIVIDUAL HAS FAILED TO DISCLOSE AN ACTUAL OR POSSIBLE CONFLICT OF INTEREST, IT INFORMS THE PERSON, AFFORDS THE PERSON AN OPPORTUNITY TO EXPLAIN THE ALLEGED FAILURE, MAKES FURTHER INVESTIGATION AS WARRANTED, AND TAKES APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION. ALL CONFLICT OF INTEREST DISCUSSIONS ARE DOCUMENTED IN THE MINUTES OF THE BOARD OR COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OR A COMMITTEE DESIGNATED BY THE BOARD CONDUCTS A REVIEW OF THE PRESIDENT'S PERFORMANCE ON AN ANNUAL BASIS. THIS PAST YEAR HUMAN RESOURCES DID A REVIEW OF PRESIDENT COMPENSATION FROM THE 990 REPORTS OF OTHER HIGHER EDUCATION INSTITUTIONS AND PROVIDED A SUMMARY TO THE EXECUTIVE COMMITTEE OF THE BOARD. THE BOARD REVIEWED THE INFORMATION PROVIDED AND DETERMINED THE APPROPRIATE COMPENSATION ADJUSTMENT FOR THE PRESIDENT. THIS ADJUSTMENT WAS INCORPORATED INTO THE PRESIDENT'S NEW SALARY AMOUNT. THE SALARIES OF OTHER OFFICERS AND KEY EMPLOYEES WERE DETERMINED UTILIZING THE SAME MANNER AS OTHER EXEMPT AND FACULTY EMPLOYEES. ALL ELIGIBLE EMPLOYEES RECEIVED A FLAT INCREASE AMOUNT TO THEIR BASE SALARY/HOURLY WAGE. THE AMOUNT AVAILABLE FOR ANNUAL INCREASES WAS APPROVED BY THE BOARD OF TRUSTEES. THIS PROCESS WAS LAST COMPLETED IN 2021. FORM 990, PART VI, SECTION C, LINE 19 ST. CATHERINE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BENEFICIAL INTEREST IN PERPETUAL TRUSTS -186,313. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS 2,207. FORM 990, PART XII, LINE 2C: THE PROCESS FOR OVERSIGHT AND SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED. SISTERS OF ST JOSEPH OF CARONDELET ST PAUL PROVINCE 1884 RANDOLPH AVENUE ST PAUL MN 55105 411765361 RELIGIOUS, CHARITABLE, SCIENTIFIC, AND EDUCATIONAL PURPOSES. MN 501(C)(3) LINE 1 N/A 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0