2023-01-27T09:45:53-06:00 2022-03-31 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2021-04-01 521969967 CAMPAIGN FOR TOBACCO-FREE KIDS CAMP 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 MATTHEW L MYERS PRESIDENT 2022965469 2023-01-24 1 MATTHEW MYERS XXX-XX-XXXX MEREDITH BELL P01696827 2022932200 2023-01-24 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z MATTHEW L MYERS 1400 I STREET NW 1200 WASHINGTON DC 20005 51332110 0 X WWW.TOBACCOFREEKIDS.ORG X 1996 DC THE CAMPAIGN FOR TOBACCO FREE KIDS IS A LEADING FORCE IN THE FIGHT TO REDUCE TOBACCO USE AND ITS DEADLY TOLL IN THE UNITED STATES AND AROUND THE WORLD. WE ADVOCATE FOR THE NEED FOR PUBLIC POLICIES PROVEN TO PREVENT KIDS FROM SMOKING, HELP SMOKERS QUIT AND PROTECT EVERYONE FROM SECONDHAND SMOKE. 16 15 181 18 0 0 37380242 40244980 0 0 249112 109331 842 652 37630196 40354963 8920240 13492702 0 0 14304105 14779772 0 0 1201768 14188046 17178278 37412391 45450752 217805 -5095789 89618825 77362594 56119419 49317692 33499406 28044902 X THE CAMPAIGN'S PRIMARY GOAL IS TO MINIMIZE TOBACCO USE AND EXPOSURE TO SECONDHAND SMOKE, ESPECIALLY AMONG CHILDREN, BY CREATING MORE CONDUCIVE LEGAL, MEDIA, ECONOMIC AND ETHICAL ENVIRONMENTS FOR ENACTING CONSTRUCTIVE PUBLIC AND PRIVATE POLICY CHANGES. TO ACCOMPLISH THIS GOAL, THE CAMPAIGN SEEKS DIVERSITY AMONG ITS STAFF AND ENCOURAGES AND SUPPORTS DIFFERENCES IN IDEAS, WORK STYLES AND PERSPECTIVES IN ORDER TO PRODUCE A MORE CREATIVE, EFFECTIVE AND COMMITTED TEAM THAT CAN WORK EFFECTIVELY WITH DIVERSE ORGANIZATIONS AND COMMUNITIES. 0 0 25935331 12087538 INTERNATIONAL PROGRAMS:EDUCATED THE AMERICAN PUBLIC, HEALTH OFFICIALS, POLICY MAKERS, AND A VARIETY OF DOMESTIC AND IN-COUNTRY NON-PROFITS ABOUT THE NEED FOR INTERNATIONAL TOBACCO CONTROL EFFORTS AND THE DOMESTIC AND GLOBAL SIGNIFICANCE OF THE WORLD HEALTH ORGANIZATION'S FRAMEWORK CONVENTION ON TOBACCO CONTROL; PROMOTED ADVOCACY EFFORTS IN SUPPORT OF TOBACCO CONTROL POLICIES THAT REDUCE TOBACCO USE IN LOW AND MIDDLE-INCOME COUNTRIES; PROVIDED A WIDE RANGE OF ASSISTANCE TO THOSE WORKING ON POLICY ADVOCACY CAMPAIGNS, INCLUDING STRATEGIC PLANNING, CAMPAIGN IMPLEMENTATION, COMMUNICATIONS AND MEDIA OUTREACH, POLICY RESEARCH AND LEGAL DRAFTING ANALYSIS; SPONSORED A "JUDY WILKENFELD AWARD FOR INTERNATIONAL TOBACCO CONTROL EXCELLENCE" TO SUPPORT UP-AND-COMING INTERNATIONAL ADVOCATES WHO HAVE MADE A MAJOR CONTRIBUTION TO REDUCING TOBACCO USE. 6130901 1216764 GLOBAL ADVOCACY INCUBATOR:AN INTERNATIONAL PROGRAM THAT MANAGES A UNIT THAT TRAINS AND ADVISES OTHER ORGANIZATIONS ON THE CONDUCT OF HEALTH POLICY CAMPAIGNS IN LOW- AND MIDDLE-INCOME COUNTRIES. 4476533 170900 PUBLIC INFORMATION AND COMMUNICATIONS:PLANNED AND EXECUTED A COMPREHENSIVE PUBLIC EDUCATION CAMPAIGN DISSEMINATING TIMELY, UP-TO-DATE INFORMATION TO THE MEDIA AND GENERAL PUBLIC REGARDING TOBACCO USE BY CHILDREN, PRIMARILY VIA MEDIA RELATIONS AND ADVERTISING; SPONSORED A GRANT PROGRAM FOR STATE AND LOCALLY-BASED CHARITIES TO CONDUCT EDUCATION ADVERTISING; SPONSORED A NATIONAL "KICK BUTTS DAY" PROGRAM TO INVOLVE SCHOOL-AGED CHILDREN IN EFFORTS TO PREVENT THE SALE AND MARKETING OF TOBACCO PRODUCTS TO KIDS; AND SPONSORED A NATIONAL "YOUTH ADVOCATES OF THE YEAR" AWARDS PROGRAM, INCLUDING A "YOUTH ADVOCACY SYMPOSIUM" WHERE CURRENT AND PAST AWARD WINNERS PARTICIPATE IN ADVOCACY EVENTS AND TRAINING. 1977716 17500 YOUTH SERVICES:MAINTAINED AND EXPANDED RELATIONSHIPS WITH 140 PARTNER ORGANIZATIONS; ENGAGED INDIVIDUAL ADVOCATES IN SUPPORT OF THE CAMPAIGN'S ACTIVITIES. 4459370 ADVOCACY AND TECHNICAL ASSISTANCE:PROVIDED EXTENSIVE TECHNICAL INFORMATION AND ASSISTANCE TO ORGANIZATIONS AT THE NATIONAL, STATE AND LOCAL LEVELS; SPONSORED A GRANT PROGRAM FOR STATE AND LOCALLY-BASED CHARITIES TO SUPPORT NEW EFFORTS TO REDUCE TOBACCO USE BY CHILDREN; MAINTAINED RELATIONSHIPS WITH POLICY-MAKERS AT THE FEDERAL LEVEL TO PROMOTE PUBLIC HEALTH-ORIENTED POLICIES. 6437086 17500 42979851 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 79 0 1 181 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 16 15 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CT FL GA IL KS KY MA MD MI MS MN NC NJ NH NM NY OK OR PA RI SC TN VA WV WI HI UT ND X JACQUELINE M BOLT 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 MATTHEW MYERS PRESIDENT 24.00 16.00 X X 190822 127569 65253 WILLIAM D NOVELLI BOARD CHAIR 1.00 1.00 X X 0 0 0 CHRISTOPHER CONLEY FINANCE COMMITTEE CHAIR 1.00 1.00 X 0 0 0 JONAH SHACKNAI DEVELOPMENT COMMITTEE 1.00 1.00 X 0 0 0 DOUG ULMAN DIRECTOR 1.00 1.00 X 0 0 0 EILEEN HOWARD BOONE DIRECTOR 1.00 1.00 X 0 0 0 NANCY BROWN DIRECTOR 1.00 1.00 X 0 0 0 MICHAEL MOORE DIRECTOR 1.00 1.00 X 0 0 0 BEVERLY J MAY DIRECTOR 1.00 1.00 X 0 0 0 TIM RIESTER DIRECTOR 1.00 1.00 X 0 0 0 PATRICE A HARRIS DIRECTOR 1.00 1.00 X 0 0 0 LISA A LACASSE DIRECTOR 1.00 1.00 X 0 0 0 DR BECHARA CHOUCAIR DIRECTOR 1.00 1.00 X 0 0 0 MELISSA SCHULMAN DIRECTOR 1.00 1.00 X 0 0 0 MILTON NGUYEN DIRECTOR 1.00 1.00 X 0 0 0 ALLYSSA WILLAMS DIRECTOR 1.00 1.00 X 0 0 0 JACQUELINE BOLT VP, FINANCE & ADMIN., TREASURER 23.00 17.00 X 146218 111341 56405 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS, SECRETARY 32.00 8.00 X 246235 64020 78650 DANIEL MCGOLDRICK VP, BI INCUBATOR/OBESITY 40.00 0.00 X 248933 0 61806 VINCENT WILLMORE VP, COMMUNICATIONS 24.00 16.00 X 147476 98148 40411 LAURIE RUBINER EXECUTIVE PRESIDENT 26.00 14.00 X 181140 98187 27618 ANNE FORD VP, FEDERAL RELATIONS 22.00 18.00 X 126920 103445 60137 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 36.00 4.00 X 165712 18401 56238 DARWIN SHERWIN VP, STATE ISSUES 21.00 19.00 X 99897 88406 48227 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 23.00 17.00 X 160539 113275 44691 PATRICIA SOSA DIR, LATIN AFFAIRS 31.00 9.00 X 167335 48480 52592 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 17.00 23.00 X 89183 116887 51630 HOLLY WONG DIR, BP OBESITY 28.00 12.00 X 145649 62421 48873 VANDANA AGARWAL REGIONAL DIRECTOR 24.00 16.00 X 123039 81888 50809 2239098 1132468 743340 67 0 1 0 BULLY PULPIT INTERACTIVE LLC 1445 NEW YORK AVENUE NW 5TH FL WASHINGTON DC 20005 CONSULTING 1682713 SUBJECT MATTER 1201 NEW YORK AVENUE STE 900 WASHINGTON DC 20005 CONSULTING 959843 GLOBAL WAVE DIGITAL COMPANY 6424 CAMINITO NORTHLAND LAJOLLA CA 92037 CONSULTING 921556 SKDKNICKERBOCKER LLC 1150 18TH STREET NW STE 800 WASHINGTON DC 20036 CONSULTING 538074 ROBERT HALF TECHNOLOGY 12400 COLLECTIONS CENTER DRIVE CHICAGO IL 60693 CONSULTING 180236 13 505609 39739371 2004282 40244980 178959 178959 10907519 10944800 32347 -37281 -32347 -69628 -69628 0 505609 0 0 402 0 402 402 OTHER REVENUE 900099 250 250 250 40354963 402 0 109581 X 732793 732793 17500 17500 12742409 12742409 1863024 1506240 102307 254477 9503385 8674332 494315 334738 842764 769312 43322 30130 1809105 1618968 101857 88280 761494 689627 43696 28171 90228 59450 30778 68567 68567 13000 13000 36908 36908 6089138 5747167 144152 197819 223601 184237 28290 11074 293404 235874 22886 34644 1111623 1035052 51112 25459 120765 112836 382 7547 1040818 860520 18010 162288 368 339 20 9 292743 249694 26090 16959 83065 77637 3820 1608 PUBLIC SVCS/MEDIA 6488392 6488392 RESEARCH 762704 762704 OTHER EXPENSES 462954 401768 52621 8565 45450752 42979851 1269133 1201768 200 200 57112994 46482032 12703402 7480389 114737 8956 2795937 2504592 5059230 1306480 4164110 3752750 12558903 15519879 168542 1613796 89618825 77362594 1577259 1246969 50225598 43937152 4316562 4133571 56119419 49317692 X 5753662 7417995 27745744 20626907 33499406 28044902 89618825 77362594 -5095789 -358715 0 X 0 1 X 1 0 X 49633774 33396531 10708879 37380243 40244980 171364407 49633774 33396531 10708879 37380243 40244980 171364407 100811282 70553125 160478 208206 287090 255391 178959 1090124 250 250 172454781 23120 0.40910 0.42480 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2021 AMOUNT: $ 250. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 85541 444283 529824 44884020 45413844 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 525450 583010 294125 529824 1932409 250000 250000 250000 250000 1000000 1500000 71247 61991 7840 85541 226619 2988650 356356 2632294 1968826 908024 1060802 101754 42100 59654 3752750 DEFERRED RENT & LEASE INCENTIVES 4127100 CAPITAL LEASE OBLIGATION 6471 4133571 39969340 -358715 10000 -348715 40318055 36908 36908 40354963 45423844 10000 10000 45413844 36908 36908 45450752 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 1396863 EAST ASIA AND THE PACIFIC 1 6 GRANTS TO RECIPIENTS IN LOCATED REGION 806222 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 25000 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 35311 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 7216680 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 198726 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS IN LOCATED REGION 3063607 1 6 0 0 1 6 12742409 0 12742409 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 71502 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 533333 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 53972 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 105747 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 21668 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 20000 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 15000 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 10000 WIRE 0 RUSSIA AND NEIGHBORING STATES GLOBAL HEALTH GRANT 27487 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 7824 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 314392 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 41666 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 700000 WIRE 0 SOUTH AMERICA GLOBAL HEATH GRANT 810273 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 1214909 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 494065 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 459709 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 814222 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 76998 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 359452 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 1208491 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 321578 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 151748 WITE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 10250 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 231426 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 7500 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 30279 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 31572 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 21542 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 52000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 8333 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 55000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 56480 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 72663 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 111157 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 25650 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 106241 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 98412 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 180001 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 106558 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 94000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 6474 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 233555 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 589877 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 111835 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 32636 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 112157 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 76009 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 10460 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 50000 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 123175 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 50000 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 35000 WORE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 87766 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 117115 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 93270 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 134008 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 30571 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 76406 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 109500 WIRE 0 SUB-SAHARAN AFRICA TOBACCO CONTROL GRANT 127630 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 229449 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 435486 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 594326 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 76279 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 61323 WIRE 0 0 66 0 0 0 0 0 0 PART I, LINE 2: CFTFK'S INTERNATIONAL GRANTS SUPPORT NON-LOBBYING ACTIVITIES OF NON-GOVERNMENTAL AND CIVIL SOCIETY ORGANIZATIONS WORKING TO IMPLEMENT AND ENFORCE TOBACCO CONTROL POLICIES IN LOW- AND MIDDLE-INCOME FOREIGN COUNTRIES. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE CAMPAIGN MAINTAINS THE FOLLOWING POLICIES & PROCEDURES:- THE CAMPAIGN DOES A CAREFUL PROGRAMMATIC AND FINANCIAL REVIEW OF ALL GRANT APPLICANTS AND PROPOSALS TO ENSURE THAT PROJECT OBJECTIVES AND ACTIVITIES ARE IN LINE WITH CTFK GOALS AND FIT WITHIN THE APPLICANT ORGANIZATION'S CAPACITY AND EXPERIENCE. - THE CAMPAIGN DOES NOT FUND ANY ACTIVITIES THAT MIGHT INCLUDE LOBBYING GOVERNMENT OFFICIALS, ADVOCATING FOR SPECIFIC LEGISLATIVE INITIATIVES, OR SUPPORTING OR OPPOSING CANDIDATES FOR ELECTED OFFICE. - THE CAMPAIGN REQUIRES DETAILED INFORMATION FROM EACH GRANT APPLICANT SO THAT IT CAN FOLLOW THE U.S. DEPARTMENT OF THE TREASURY ANTI-TERRORIST FUNDING GUIDELINES REGARDING CHARITABLE GRANTS TO FOREIGN ENTITIES OR INDIVIDUALS. AMONG OTHER THINGS, THE CAMPAIGN ENSURES, PRIOR TO ISSUING ANY GRANT, THAT NEITHER THE RECIPIENT ORGANIZATION NOR ANY OF ITS DIRECTORS, TOP EXECUTIVE STAFF, MAJOR FUNDERS OR MAJOR RECIPIENTS OF ORGANIZATION GRANTS ARE LISTED ON ANY OF THE MAJOR DATABASES OF PERSONS AND ORGANIZATIONS LINKED WITH TERRORISM. - THE INTERNATIONAL GRANT AGREEMENTS, THEMSELVES, CONTAIN SPECIFIC PROVISIONS TO PROTECT AGAINST GRANT FUNDS BEING USED TO SUPPORT TERRORIST ORGANIZATIONS OR ACTIVITIES, TO SUPPORT OR OPPOSE ANY CANDIDATES FOR POLITICAL OFFICE, FOR LOBBYING PURPOSES, OR IN VIOLATION OF ANY APPLICABLE LAWS. - EXCEPT FOR SOME RELATIVELY SMALL GRANTS WITH SHORT TIME FRAMES, CFTFK BREAKS UP ITS PAYMENT OF THE TOTAL GRANT AMOUNTS INTO INSTALLMENT PAYMENTS TO HELP ENSURE COMPLIANCE WITH THE GRANT AGREEMENTS AND SO THAT THE ENTIRE GRANT AMOUNTS ARE NEVER AT RISK OF IMPROPER USE OR DIVERSION. CFTFK ALSO REQUIRES INTERIM REPORTS, INCLUDING FINANCIAL REPORTING, THAT MUST BE RECEIVED AND APPROVED TO ENSURE PROPER USE OF RECEIVED GRANT FUNDS BEFORE ADDITIONAL INSTALLMENT PAYMENTS ARE MADE. AS PART OF THE FINANCIAL REPORTING, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT ANNUAL FINANCIAL STATEMENTS AND/OR AUDIT DOCUMENTS. - FOR LARGER GRANTS, CFTFK UNDERTAKES SITE VISITS, AS WELL, TO ENSURE THE PROPER USE OF GRANT FUNDS, TO CHECK THE INTERNAL FINANCIAL CONTROL SYSTEMS OF THE RECIPIENT ORGANIZATIONS, AND TO ENGAGE IN OTHER OVERSIGHT AND SUPPORT ACTIVITIES. - AT THE CONCLUSION OF ALL GRANTS, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS, WHICH ARE ANALYZED TO ENSURE THAT ALL GRANT ACTIVITIES HAVE BEEN COMPLETED, ALL FUNDS HAVE BEEN EXPENDED AND EXPENDED IN ACCORDANCE WITH U.S. GOVERNMENT AND LOCAL GOVERNMENT REGULATIONS AND RESTRICTIONS, AND ALL OTHER REQUIREMENTS HAVE BEEN FULFILLED UNDER THE TERMS OF THE GRANT. PART III ACCOUNTING METHOD: 2021 YOUTH ADVOCACY AWARDS 505608 505608 505608 505608 1 ASSOCIATION OF STATE AND STATE TERRITORIAL HEALTH OFFICIALS (ASTHO) 2331 CRYSTAL DRIVE STE 450 ARLINGTON VA 22202 351044487 501(C)(3) 38400 0 TOBACCO CONTROL GRANT BLACK WOMEN'S HEALTH IMPERATIVE (BWHI) 700 PENNSYLVANIA AVENUE SE WASHINGTON DC 20003 581557556 501(C)(3) 75000 0 TOBACCO CONTROL GRANT LULAC INSTITUTE INC 1133 19TH STREET NW SUITE 1000 WASHINGTON DC 20036 522072106 501(C)(3) 57500 0 TOBACCO CONTROL GRANT UNITED STATES FUND FOR UNICEF 125 MAIDEN LANE NEW YORK NY 10038 131760110 501(C)(3) 140571 0 GLOBAL HEALTH GRANT EARTHRIGHTS INTERNATIONAL INC 1612 K STREET NW SUITE 401 WASHINGTON DC 20006 043265555 501(C)(3) 421322 0 GLOBAL HEALTH GRANT 5 0 SCHOLARSHIPS/MINI GRANTS 6 17500 PART I, LINE 2: THE CAMPAIGN FOR TOBACCO-FREE KIDS (CFTFK) DOMESTIC GRANT PROGRAM SUPPORTS THE TOBACCO CONTROL EFFORTS OF 501(C)(3) NONPROFITS THROUGHOUT THE UNITED STATES THROUGH BOTH GENERAL-PURPOSE AND PROJECT-SPECIFIC GRANTS. IN BOTH CASES, GRANTS ARE GIVEN TO ORGANIZATIONS THAT CFTFK HAS WORKED WITH IN THE PAST AND WILL CONTINUE TO BE WORKING WITH ON AN ONGOING BASIS. THIS FAMILIARITY WITH GRANT RECIPIENTS, AND THE CONTINUING WORKING RELATIONSHIPS, MAKES GRANT OVERSIGHT MUCH EASIER AND MORE DIRECT. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE CAMPAIGN ALSO MAINTAINS THE FOLLOWING POLICIES & PROCEDURES. EACH GRANT PROPOSAL IS SUBMITTED ON FORMS PROVIDED BY CFTFK THAT REQUIRE DETAILED INFORMATION TO ALLOW FOR A CAREFUL EVALUATION OF THE GRANT PROPOSAL AND THE RECIPIENTS ABILITY TO USE THE GRANT FUNDS EFFECTIVELY, AS WELL AS FORMAL CONFIRMATION OF THE APPLICANT'S 501(C)(3) STATUS. GENERAL PURPOSE GRANT REQUESTS ARE EVALUATED BY THE REGIONAL ADVOCACY DIRECTORS, THE VICE-PRESIDENT FOR STATE ISSUES AND OTHER RELEVANT CFTFK STAFF, SOMETIMES IN CONSULTATION WITH OTHERS FAMILIAR WITH THE APPLICANT. THE PROJECT-SPECIFIC GRANTS ARE EVALUATED BY THE SAME CFTFK PERSONNEL IN MONTHLY TELECONFERENCE DISCUSSIONS THAT ALSO INCLUDE MANAGEMENT-LEVEL REPRESENTATIVES FROM THE AFOREMENTIONED ORGANIZATIONS. AFTER CLARIFYING ANY ISSUES RAISED RELATING TO A PROPOSAL, INCLUDING POSSIBLE REVISIONS TO THE PROPOSAL, THOSE REVIEWING THE PROPOSAL RECOMMEND WHETHER OR NOT THE GRANT SHOULD BE MADE. THE PROPOSALS AND RELATED GRANT DOCUMENTS FOR RECOMMENDED GRANTS ARE REVIEWED BY THE CFTFK VICE PRESIDENT FOR STATE ISSUES, GENERAL COUNSEL, AND VICE PRESIDENT FOR FINANCE & ADMINISTRATION. UPON THEIR APPROVAL, THE GRANT LETTER (FOR GENERAL PURPOSE GRANTS) OR GRANT AGREEMENT (FOR PROJECT-SPECIFIC GRANTS) IS SUBMITTED TO CFTFK'S PRESIDENT FOR FINAL APPROVAL AND SIGNATURE, WITH PROJECT GRANT AGREEMENTS ALSO SIGNED BY A LEGALLY AUTHORIZED REPRESENTATIVE OF THE GRANTEE. AFTER THE CHECK IS DISBURSED, THE RELEVANT CAMPAIGN REGIONAL ADVOCACY DIRECTOR WORKS WITH THE GRANTEE ON AN ONGOING BASIS TO CONFIRM THAT THE GRANT FUNDS ARE USED CONSISTENTLY WITH THE GRANT AGREEMENT. THE GENERAL PURPOSE GRANT LETTERS PROVIDE THAT THE FUNDS MAY BE USED ONLY FOR ACTIVITIES 501(C)(3) NONPROFITS MAY LEGALLY ENGAGE IN AND MUST BE USED FOR THE GENERAL PURPOSE OF PREVENTING AND REDUCING TOBACCO USE OR ITS HARMS. THE PROJECT-SPECIFIC GRANT AGREEMENTS ARE MUCH MORE DETAILED AND RESTRICTIVE, REQUIRING THAT THE FUNDS NOT ONLY BE USED SOLELY FOR ACTIVITIES 501(C)(3) NONPROFITS MAY LEGALLY ENGAGE BUT ALSO ONLY TO PROMOTE THE GRANT PROJECT, PURSUANT TO THE PROVIDED BUDGET. SOME GRANT LETTERS/AGREEMENTS MAY HAVE STIPULATIONS THAT A PERCENTAGE OF GRANT FUNDS MAY BE USED FOR GRASSROOTS LOBBYING, AND/OR DIRECT LOBBYING, IN WHICH CASE CFTFK COUNTS THAT PORTION OF THE GRANT TOWARD ITS OWN LOBBYING LIMITS. IN SOME CASES, CFTFK MAY PROVIDE A DOMESTIC GRANT EXPLICITLY FOR DIRECT OR GRASSROOTS LOBBYING PURPOSES EITHER TO 501(C)(3) OR 501(C)(4) NONPROFITS IN WHICH CASE CFTFK COUNTS THAT EXPENDITURE TOWARD ITS LOBBYING LIMITS. SIMILAR PROCEDURES AND OVERSIGHT AS THOSE DESCRIBED ABOVE APPLY TO ANY SUCH GRANTS, WITH ADDITIONAL ATTENTION TO ENSURING COMPLIANCE WITH ANY APPLICABLE LAWS RELATING TO LOBBYING ACTIVITIES. X X X 0 0 0 0 0 0 0 0 0 YOLONDA RICHARDSON EVP, GLOBAL PROGRAMS, SECRETARY 244035 63448 0 0 2200 572 20714 5386 43003 11181 309952 80587 0 0 MATTHEW MYERS PRESIDENT 185636 124102 0 0 5186 3467 15643 10457 24215 16188 230680 154214 0 0 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 158484 111825 0 0 2055 1450 14407 10166 12753 8999 187699 132440 0 0 JACQUELINE BOLT VP, FINANCE & ADMIN., TREASURER 145544 110828 0 0 674 513 13410 10212 19947 15193 179575 136746 0 0 DANIEL MCGOLDRICK VP, BI INCUBATOR/OBESITY 246161 0 0 0 2772 0 22722 0 40718 0 312373 0 0 0 LAURIE RUBINER EXECUTIVE PRESIDENT 179969 97552 0 0 1171 635 16354 8864 3487 1890 200981 108941 0 0 ANNE FORD VP, FEDERAL RELATIONS 125925 102634 0 0 995 811 11642 9489 22392 18248 160954 131182 0 0 VINCENT WILLMORE VP, COMMUNICATIONS 146764 97674 0 0 712 474 13259 8824 11985 7977 172720 114949 0 0 PATRICIA SOSA DIR, LATIN AFFAIRS 165935 48074 0 0 1400 406 15370 4453 27543 7979 210248 60912 0 0 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 88765 116339 0 0 418 548 8209 10759 15007 19671 112399 147317 0 0 HOLLY WONG DIR, BP OBESITY 143951 61693 0 0 1698 728 13265 5685 21995 9426 180909 77532 0 0 VANDANA AGARWAL REGIONAL DIRECTOR 122459 81502 0 0 580 386 11246 7484 20241 13472 154526 102844 0 0 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 164894 18310 0 0 818 91 15377 1708 36639 4068 217728 24177 0 0 DARWIN SHERWIN VP, STATE ISSUES 99317 87979 0 0 580 427 9121 8072 17285 15296 126303 111774 0 0 PART I, LINE 3 EXECUTIVE COMPENSATION: THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. X 2 2004282 FMV 0 0 0 0 PART I, COLUMN (B): REPORTING THE NUMBER OF ITEMS RECEIVED FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES ARE AUTHORIZED TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE & ADMINISTRATION STAFF, IN CONSULTATION WITH OUR OUTSIDE ACCOUNTING FIRM, PREPARES THE 990 FORM EACH YEAR. ONCE IT IS COMPLETED AND APPROVED BY THE VICE-PRESIDENT FOR FINANCE & ADMINISTRATION AND THE PRESIDENT, IT IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS (WHICH INCLUDES THE TREASURER) AND ALSO THE FULL BOARD OF DIRECTORS FOR THEIR FINAL REVIEW AND APPROVAL, ALONG WITH KEY UNDERLYING DATA AND RECORDS. THE FINANCE COMMITTEE AND BOARD ARE GIVEN READY ACCESS TO RELEVANT STAFF AS WELL AS THE ACCOUNTING FIRM IN THE EVENT THAT THE COMMITTEE HAS QUESTIONS OR WANTS TO REVIEW ANY DATA OR RECORDS THAT WERE NOT INITIALLY PROVIDED. ONCE THE FINANCE COMMITTEE APPROVES THE 990 FORM IT IS SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE CAMPAIGN FOR TOBACCO-FREE KIDS HAS A FORMAL, WRITTEN CONFLICT OF INTEREST POLICY FOR STAFF AND BOARD THAT IS PERIODICALLY REVIEWED AND, AS NEEDED, UPDATED AND REVISED. THE WRITTEN POLICY IS PERIODICALLY DISTRIBUTED TO ALL STAFF AND BOARD MEMBERS, AND ALWAYS DISTRIBUTED WHEN ANY SIGNIFICANT CHANGES ARE MADE. ALL NEW STAFF MEMBERS AND NEW BOARD MEMBERS ARE GIVEN A COPY OF THE WRITTEN CONFLICTS OF INTEREST POLICY, AND IT IS AVAILABLE ON THE CAMPAIGN'S INTERNAL COMPUTER NETWORK. THE CONFLICT OF INTEREST POLICY CLEARLY STATES THAT STAFF AND BOARD MUST DISCLOSE ANY OF THEIR EXISTING OR PLANNED ACTIVITIES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST AND THAT THE CAMPAIGN RESERVES THE RIGHT TO TAKE ANY REASONABLE ACTION TO RESOLVE A CONFLICT SITUATION, INCLUDING THE POSSIBLE TERMINATION OF AN EMPLOYEE AND/OR BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THE ORGANIZATION MAKES AVAILABLE THE DOCUMENTS REQUIRED TO BE MADE PUBLICLY AVAILABLE BY SECTION 6104. FORM 990, PART IX, LINE 11G CONSULTANTS: PROGRAM SERVICE EXPENSES 5,747,167. MANAGEMENT AND GENERAL EXPENSES 144,152. FUNDRAISING EXPENSES 197,819. TOTAL EXPENSES 6,089,138. TOBACCO-FREE KIDS ACTION FUND 1400 I STREET NW STE 1200 WASHINGTON DC 20005 521974904 ADVOCACY DC 501(C)(4) N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 0 0 TOBACCO-FREE KIDS ACTION FUND M 766675 FMV TOBACCO-FREE KIDS ACTION FUND O 7789887 FMV TOBACCO-FREE KIDS ACTION FUND Q 4677712 FMV