2023-02-14T09:00:22-06:00 2022-06-30 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2021-07-01 911027785 SOLID WASTE ASSOCIATION OF NORTH AMERICA SOLI 8004679262 1100 WAYNE AVENUE 650 SILVER SPRING MD 20910 DAVID BIDERMAN EXECUTIVE DIRECTOR/CEO 8004679262 2023-02-13 1 DAVID BIDERMAN 999009999 FRANK H SMITH P00639053 2022274000 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z DAVID BIDERMAN 1100 WAYNE AVENUE 650 SILVER SPRING MD 20910 7389142 0 X WWW.SWANA.ORG X 1966 CA ADVANCING THE RESPONSIBLE MANAGEMENT OF SOLID WASTE AS A RESOURCE. 21 21 22 105 0 0 921466 724990 3789905 5100568 152854 161709 157470 125186 5021695 6112453 28650 0 0 0 2388324 2768442 0 0 913984 1860874 3045552 4277848 5813994 743847 298459 4974340 4535874 2570075 2238784 2404265 2297090 SWANA'S CORE PURPOSE/MISSION IS TO ADVANCE THE RESPONSIBLE MANAGEMENT OF SOLID WASTE AS A RESOURCE THROUGH MEMBERS' SHARED EMPHASIS ON EDUCATION, ADVOCACY, SAFETY, AND RESEARCH. 0 0 2822684 0 4563031 TECHNICAL PROGRAMS, TRAINING AND EDUCATION - SWANA HELD IN-PERSON CONFERENCES FOR WASTECON (FALL 2021) AND SOAR (SPRING 2022) AND THREE IN-PERSON REGIONAL TRAINING CENTERS DURING THE YEAR. IT ALSO SUPPORTED CHAPTER AND EMPLOYER IN-PERSON TRAINING PROGRAMS. SWANA ALSO CONTINUED TO OFFER VIRTUAL TRAINING PROGRAMS DURING THE YEAR, WHICH PROVIDED A SIGNIFICANT SOURCE OF REVENUE. WORK TO UPDATE THE US-VERSION OF THE MANAGER OF LANDFILL OPERATIONS (MOLO) CERTIFICATION COURSE WAS COMPLETED, WHILE WORK ON THE CANADIAN VERSION OF THE MOLO COURSE BEGAN. 197415 0 POLICY DEVELOPMENT AND ADVOCACY - SWANA CONTINUED TO HAVE A HIGH LEVEL OF VISIBILITY ON POLICY TOPICS SUCH AS INDUSTRY RESPONSES TO INTERNATIONAL MARKET RESTRICTIONS, RECYCLING PROGRAM CHALLENGES, AND WORKPLACE SAFETY. 134298 206187 RESEARCH AND DEVELOPMENT - SWANA DEVELOPED AND RELEASED SEVERAL RESEARCH REPORTS AND WHITE PAPERS ON INDUSTRY TOPICS THROUGHOUT FY2022. 3154397 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 37 0 1 22 1 0 0 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 1 1 1 1 1 0 0 1 1 0 0 1 1 1 0 0 CA MD X DAVID BIDERMAN 8004679262 1100 WAYNE AVENUE SUITE 650 SILVER SPRING MD 20910 BRENDA A HANEY PE PRESIDENT 5.00 X X 0 0 0 MICHAEL L GREENBERG PAST PRESIDENT 4.00 X X 0 0 0 TIMOTHY S FLANAGAN SC VICE PRESIDENT 4.00 X X 0 0 0 ART MERCER TREASURER 4.00 X X 0 0 0 TAMMY HAYES SECRETARY 4.00 X X 0 0 0 JAMES D MOORE SC REGION 1 DIRECTOR 2.00 X 0 0 0 PAT L TAPIA REGION 2 DIRECTOR 2.00 X 0 0 0 DAVID MCCARY REGION 3 DIRECTOR 2.00 X 0 0 0 YOLUNDA RIGHTEOUS REGION 4 DIRECTOR 2.00 X 0 0 0 MITCH KESSLER REGION 5 DIRECTOR 2.00 X 0 0 0 W MICHAEL BRINCHEK PE BCEE REGION 6 DIRECTOR 2.00 X 0 0 0 ROBERT WATTS REGION 7 DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 DANA BLUMBERG REGION 7 DIRECTOR 2.00 X 0 0 0 BARRY VANLAARHOVEN PE REGION 8 DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 KEVIN ROCHE REGION 8 DIRECTOR 2.00 X 0 0 0 KAREN ROZMUS SC REGION 9 DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 JAMES SKORA REGION 9 DIRECTOR 2.00 X 0 0 0 MARY WITTRY REGION 10 DIRECTOR 2.00 X 0 0 0 MATTHEW ZYBAS REGION 11 DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 MARY SHANKS REGION 11 DIRECTOR 2.00 X 0 0 0 SHERI PRASKI REGION 12 DIRECTOR 2.00 X 0 0 0 RICHARD SCHOFIELD REGION 13 DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 GENEVIEVE M ALDERSON REGION 13 DIRECTOR 2.00 X 0 0 0 KARAMJIT SINGH YOUNG PROFESSIONAL DIRECTOR - UNTIL 06/2021 2.00 X 0 0 0 SONIA SAMIR YOUNG PROFESSIONAL DIRECTOR 4.00 X 0 0 0 AMY BANISTER TECHNICAL DIVISION DIRECTOR 2.00 X 0 0 0 VITA QUINN PRIVATE SECTOR DIRECTOR 2.00 X 0 0 0 DAVID BIDERMAN EXECUTIVE DIRECTOR/CEO 40.00 X 235771 0 31375 SARA BIXBY DEPUTY EXECUTIVE DIRECTOR 40.00 X 188332 0 28085 MERIBETH WOJTASZEK DEPUTY EXECUTIVE DIRECTOR 40.00 X 194763 0 4804 JEREMY O'BRIEN APPLIED RESEARCH DIRECTOR 40.00 X 138480 0 24677 GUY RISO DIRECTOR OF IT 40.00 X 126815 0 4682 DARRYL WALTER DIRECTOR OF MEMBERSHIP 40.00 X 126752 0 29110 ARMINDA VALLES-HALL DIRECTOR, MEMBER LEARNING & EDUCATION 40.00 X 103119 0 31531 1114032 0 154264 7 0 1 0 GAYLORD PALMS 6000 WEST OSCEOLA PARKWAY KISSIMMEE FL 34746 HOTEL ( WC CONFERENCE) 492821 LEADING AUTHORITY 1725 I ST NW SUITE 200 WASHINGTON DC 20006 EVENTS VIDEO PRODUCTION 135820 SPARGO INC 11208 WAPLES MILL ROAD SUITE 112 FAIRFAX VA 22030 EXHIBIT REGISTRATIONS 130085 BARRY SHANOFF 8100 CUSTER ROAD SUITE B BETHESDA MD 20814 LEGAL SERVICES 113708 4 412411 312579 724990 MEMBERSHIP DUES 900099 2227887 2227887 CONFERENCES & MEETINGS 900099 1892780 1561430 331350 TRAININGS 900099 515823 515823 CERTIFICATION FEES 900099 226996 226996 APPLIED RESEARCH FEES 900099 206187 206187 30895 30895 5100568 52973 52973 123094 123094 1385425 1276689 108736 108736 108736 SHIPPING FEES 900099 2092 2092 2092 6112453 4769218 0 618245 680715 276041 404674 1566892 683648 559645 323599 60931 26309 23809 10813 302488 139211 110582 52695 157416 67838 66240 23338 189974 74844 74270 40860 25911 10208 10130 5573 17377 17377 235708 92861 92150 50697 96426 65108 625 30693 314919 172956 41576 100387 104185 8543 56984 38658 362166 221710 46395 94061 722088 664332 46333 11423 496123 470551 20514 5058 294 294 151192 37246 106582 7364 104066 31830 39853 32383 MISCELLANEOUS 131190 39681 22541 68968 DUES & SUBSCRIPTIONS 47428 32384 2316 12728 CHAPTER SERVICES 29684 29644 40 TRAINING & EDUCATION 16821 9452 2723 4646 5813994 3154397 1745613 913984 1952775 1472371 223983 267120 8753 19354 11572 126836 68045 799164 674420 186939 124744 2414750 2389948 49703 193321 4974340 4535874 322775 466204 1638907 1622069 31888 39647 412411 164094 110864 2570075 2238784 X 2058795 1994374 345470 302716 2404265 2297090 4974340 4535874 298459 -405634 0 X 0 1 X 1 0 X 245589 200768 327706 921466 724990 2420519 6206510 6013109 4965603 3789905 5100568 26075695 6452099 6213877 5293309 4711371 5825558 28496214 26993 37767 64760 0 26993 37767 64760 28431454 51812 116404 154341 182387 176067 681011 51812 116404 154341 182387 176067 681011 33489 40339 -2313 11635 2092 85242 6537400 6370620 5445337 4905393 6003717 29262467 0.97160 0.97530 0.02330 0.01990 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS - 2017 AMOUNT: $ 6,278. 2018 AMOUNT: $ 19,598. 2019 AMOUNT: $ -7,007. 2020 AMOUNT: $ 10,000. SHIPPING - 2017 AMOUNT: $ 3,796. 2018 AMOUNT: $ 3,261. 2019 AMOUNT: $ 1,198. 2020 AMOUNT: $ 1,635. 2021 AMOUNT: $ 2,092. CHAPTER SERVICE/REIMB - 2017 AMOUNT: $ 23,415. 2018 AMOUNT: $ 17,480. 2019 AMOUNT: $ 3,496. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 17596 41880 59476 5754518 5813994 440700 110175 0 0 467485 441966 363892 440700 1714043 2571065 54100 65166 53870 59476 232612 116871 110492 90973 110175 428511 642767 24050 17750 16324 17596 75720 1 25000 25000 0 1 X 27743 26676 1067 675532 551855 123677 95889 95889 0 124744 CAPITALIZED LEASE OBLIGATIONS 11341 DEFERRED RENT 99523 110864 X 5689442 -405634 -405634 6095076 17377 17377 6112453 5796617 0 5796617 17377 17377 5813994 PART IV, LINE 2B: SWANA COLLECTS MEMBERSHIP DUES ON BEHALF OF ITS INDEPENDENT, AFFILIATED CHAPTERS. AT JUNE 30, 2022, SWANA HELD DUES PAYABLE TO THE CHAPTERS OF $39,647. PART X, LINE 2: SWANA EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEARS ENDED JUNE 30, 2022 AND 2021, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X X X 0 0 0 1 0 1 0 1 0 DAVID BIDERMAN EXECUTIVE DIRECTOR/CEO 223215 0 12556 0 0 0 3000 0 28375 0 267146 0 0 0 SARA BIXBY DEPUTY EXECUTIVE DIRECTOR 169428 0 18904 0 0 0 3000 0 25085 0 216417 0 0 0 MERIBETH WOJTASZEK DEPUTY EXECUTIVE DIRECTOR 177859 0 16904 0 0 0 3000 0 1804 0 199567 0 0 0 JEREMY O'BRIEN APPLIED RESEARCH DIRECTOR 136359 0 2121 0 0 0 2875 0 21802 0 163157 0 0 0 DARRYL WALTER DIRECTOR OF MEMBERSHIP 116981 0 9771 0 0 0 3000 0 26110 0 155862 0 0 0 PART I, LINE 5 TOTAL COMPENSATION PAID TO THE EXECUTIVE DIRECTOR/CEO WAS CONTINGENT UPON THE REVENUES OF SWANA. PART I, LINE 6 TOTAL COMPENSATION PAID TO THE EXECUTIVE DIRECTOR/CEO, THE TWO DEPUTY EXECUTIVE DIRECTORS, AND THE DIRECTOR OF MEMBERSHIP WAS CONTINGENT UPON NET EARNINGS OF SWANA. PART I, LINE 7 THE YEAR-END BONUS, WHICH IS PART OF TOTAL ED/CEO COMPENSATION, WAS CALCULATED BY THE COMPENSATION COMMITTEE USING A FORMULA IDENTIFIED IN THE EMPLOYMENT AGREEMENT AND TIED TO MANAGEMENT, OPERATIONS, AND FINANCIAL GOALS. ALL OTHER EMPLOYEE BONUSES, INCLUDING THOSE AWARDED TO HIGHEST COMPENSATED EMPLOYEES, WERE ISSUED AS NON-FIXED PAYMENTS DETERMINED AT THE DISCRETION OF THE ED/CEO. MERIBETH WOJTASZEK DEP. EXEC. DIRECTOR SALARY ADVANCE WITH TRANSITION TO PAY IN ARREARS X 4300 4300 0 0 1 DAVID BIDERMAN EXECUTIVE DIR & CEO SALARY ADVANCE WITH TRANSITION TO PAY IN ARREARS X 4453 4453 0 0 1 8753 FORM 990, PART VI, SECTION A, LINE 6 SWANA HAS 6 TYPES OF MEMBERSHIPS INCLUDING, PUBLIC SECTOR INDIVIDUAL MEMBER, PRIVATE SECTOR INDIVIDUAL MEMBER, STUDENT MEMBER, LIFE MEMBER, HONORARY MEMBER, AND RETIRED MEMBER. FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF SWANA ELECT THE OFFICERS. BOARD MEMBERS ARE APPROVED TO THEIR POSITIONS. BOARD OF DIRECTORS MEMBERS ARE ELECTED BY REGIONS, REPRESENTING CHAPTERS IN 13 DEFINED GEOGRAPHIC AREAS; AND BY CONSTITUENCIES IN TECHNICAL DIVISIONS, PRIVATE SECTORS, AND YOUNG PROFESSIONALS. FORM 990, PART VI, SECTION A, LINE 7B BYLAW CHANGES ARE SUBJECT TO APPROVAL OF THE BOARD OF DIRECTORS AND BY THE FULL MEMBERSHIP, THEREAFTER. FORM 990, PART VI, SECTION B, LINE 11B THE DRAFT 990 IS REVIEWED BY STAFF, THEN DISTRIBUTED TO THE FINANCE COMMITTEE AND BOARD OF DIRECTORS FOR REVIEW AND COMMENT. A COPY OF THE FILED 990 IS STORED IN SWANA'S GOVERNANCE SOFTWARE - ONBOARD - AS A LIBRARY ITEM FOR FUTURE REFERENCE BY THE BOARD AND FINANCE COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12 BOARD TRAINING ANNUALLY REFERENCES CONFLICT OF INTEREST GUIDELINES. FORM 990, PART VI, SECTION B, LINE 15A AFTER REVIEW OF COST OF LIVING DATA FROM BUREAU OF LABOR STATISTICS, COMPENSATION SURVEYS, AND OTHER INFORMATION, THE COMPENSATION COMMITTEE PRESENTS THE BOARD OF DIRECTORS WITH RECOMMENDED CHANGES TO THE BASE SALARY FOR THE EXECUTIVE DIRECTOR/CEO. THE TIMING OF THESE DECISIONS IS IDENTIFIED IN THE ED/CEO EMPLOYMENT CONTRACT. THE COMPENSATION COMMITTEE (A SUBSET OF THE BOARD OF DIRECTORS) ALSO RECOMMENDS A PERFORMANCE BONUS FOR THE EXECUTIVE DIRECTOR/CEO BASED ON A REVIEW OF MANAGEMENT, OPERATIONS, AND FINANCIAL GOALS, ACCORDING TO CRITERIA WRITTEN INTO AN ATTACHMENT TO THE EMPLOYMENT CONTRACT. AFTER REVIEW OF SIMILAR INFORMATION AND INDIVIDUAL PERFORMANCE, THE EXECUTIVE DIRECTOR/CEO DETERMINES THE BASE SALARY AND A PERFORMANCE BONUS FOR THE DEPUTY EXECUTIVE DIRECTORS (DEDS) AND THE DIRECTOR OF MEMBERSHIP. PAY CHANGES FOR OTHER KEY EMPLOYEES AND/OR HCE ARE DETERMINED BY THE EXECUTIVE TEAM CONSISTING OF THE ED/CEO AND THE TWO DEDS. PERFORMANCE BONUSES FOR ALL EMPLOYEES OTHER THAN THE ED/CEO ARE AWARDED AT THE DISCRETION OF THE ED/CEO. FORM 990, PART VI, SECTION C, LINE 19 SWANA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FEDERAL FORMS 990 AND FORM 1023, AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST BY PROVIDING COPIES AT THE OFFICE. THE BYLAWS, MANAGEMENT & ADMINISTRATIVE POLICIES, AND ANNUAL FINANCIAL AUDIT ARE AVAILABLE TO ALL MEMBERS BEHIND A FIREWALL ON SWANA'S WEBSITE.