2023-01-27T09:45:44-06:00 2022-03-31 420714325 RSM US LLP 1250 H STREET SUITE 700 WASHINGTON DC 20005 990 2021-04-01 521974904 TOBACCO-FREE KIDS ACTION FUND TOBA 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 MATTHEW L MYERS PRESIDENT 2022965469 2023-01-24 1 MATTHEW MYERS XXX-XX-XXXX MEREDITH BELL P01696827 2022932200 2023-01-24 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z MATTHEW L MYERS 1400 I STREET NW 1200 WASHINGTON DC 20005 48507509 0 X WWW.TOBACCOFREEACTION.ORG X 1996 DC PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 16 15 137 18 0 0 26954034 46988981 0 0 116360 83447 0 0 27070394 47072428 9523235 12337359 0 0 7017462 7712271 0 0 138843 21919800 28831909 38460497 48881539 -11390103 -1809111 68961851 65428376 52605200 50964212 16356651 14464164 PROMOTE SOCIAL WELFARE BY EDUCATING THE PUBLIC AND CONDUCTING ADVOCACY CONCERNING THE NEED FOR PUBLIC POLICIES TO PROTECT CHILDREN FROM TOBACCO PRODUCTS. 0 0 27127847 1391241 (DOMESTIC) ADVOCACY/ COMMUNICATIONS/ RESEARCH/ YOUTH SERVICES:SUPPORTED THE U.S. DEPARTMENT OF JUSTICE'S CIVIL LAWSUIT AGAINST THE MAJOR TOBACCO COMPANIES; ADVOCATED FOR FUNDING FOR TOBACCO PREVENTION AND TOBACCO CESSATION PROGRAMS AS WELL AS EXPANDED INSURANCE COVERAGE FOR CESSATION SERVICES; CONTINUED TO SUPPORT IMPLEMENTATION OF THE FOOD AND DRUG ADMINISTRATION'S AUTHORITY OVER TOBACCO PRODUCTS; PLANNED AND IMPLEMENTED STATE-WIDE ADVOCACY CAMPAIGNS THAT HOLD ELECTED OFFICIALS ACCOUNTABLE FOR TOBACCO ISSUES, PROMOTE THE PROVEN SOLUTIONS THAT REDUCE TOBACCO USE AND GENERATE VOTER SUPPORT FOR INITIATIVES THAT ADVANCE TOBACCO-CONTROL. 19708208 10518771 INTERNATIONAL PROGRAMS:MANAGED AN INTERNATIONAL PROGRAM TO SUPPORT THE ADOPTION OF STRATEGIES TO REDUCE THE CONSUMPTION OF TOBACCO GLOBALLY; STAFF MANAGE AN INTERNATIONAL GRANT PROGRAM THAT PROVIDES FUNDS TO ORGANIZATIONS IN LOW AND MIDDLE-INCOME COUNTRIES TO ADOPT AND IMPLEMENT TOBACCO CONTROL LAWS, REGULATIONS, POLICIES AND PROGRAMS, INCLUDING TAX AND PRICE MEASURES, ADVERTISING BANS, CONSUMER WARNINGS AND SMOKE-FREE WORKPLACES AND PUBLIC PLACES LAWS; AND PROVIDED ASSISTANCE TO GRANTEE AND PARTNER ORGANIZATIONS IN STRATEGY DEVELOPMENT, CAMPAIGN IMPLEMENTATION, COMMUNICATIONS AND MEDIA OUTREACH, POLICY RESEARCH AND LEGAL DRAFTING AND ANALYSIS. 1287060 427347 GLOBAL ADVOCACY INCUBATOR:AN INTERNATIONAL PROGRAM THAT MANAGES A UNIT THAT TRAINS AND ADVISES OTHER ORGANIZATIONS ON THE CONDUCT OF HEALTH POLICY CAMPAIGNS IN LOW AND MIDDLE INCOME COUNTRIES. 48123115 0 1 0 1 0 0 0 0 0 1 0 0 0 1 0 1 0 0 1 1 1 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 X 113 0 1 137 1 0 1 CH 0 0 1 1 0 0 0 X 16 15 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 1 0 AL AR CA CT FL GA IL KS KY MA MD MS MN NC NJ NH NM NY OK OR PA RI SC TN UT VA WI WV HI MO ND X JACQUELINE M BOLT 2022965469 1400 I STREET NW 1200 WASHINGTON DC 20005 MILTON NGUYEN DIRECTOR 1.00 1.00 X 0 0 0 CHRISTOPHER CONLEY FINANCE COMMITTEE CHAIR 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KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 4.00 36.00 X 18401 165712 56238 DARWIN SHERWIN VP, STATE ISSUES 19.00 21.00 X 88406 99897 48227 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 17.00 23.00 X 113275 160539 44691 PATRICIA SOSA DIR, LATIN AFFAIRS 9.00 31.00 X 48480 167335 52592 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 23.00 17.00 X 116887 89183 51630 HOLLY WONG DIR, BP OBESITY 12.00 28.00 X 62421 145649 48873 VANDANA AGARWAL REGIONAL DIRECTOR 16.00 24.00 X 81888 123039 50809 1132468 1990165 681534 5 0 1 0 BULLY PULPIT INTERACTIVE LLC 1445 NEW YORK AVE NW 5TH FL WASHINGTON DC 20005 ADVOCACY SERVICES 7768431 SKDKNICKERBOCKER LLC 1150 18TH ST NW SUITE 800 WASHINGTON DC 20036 ADVOCACY SERVIVES 3372983 NVG LLC 36 MULLIGAN DRIVE PALMYRA VA 22963 ADVOCACY SERVICES 240000 FIERCE GOVERNMENT RELATIONS 1155 F ST NW SUITE 950 WASHINGTON DC 20004 ADVOCACY SERVICES 215000 CLYBURN CONSULTING 7819 12TH STREET NW WASHINGTON DC 20012 ADVOCACY SERICES 210000 11 46988981 46988981 88528 88528 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46977684 -83376 -83376 47061060 11368 11368 47072428 48870171 0 48870171 11368 11368 48881539 1 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 479007 EAST ASIA AND THE PACIFIC 1 6 GRANTS TO RECIPIENTS LOCATED IN REGION 3229876 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 GRANTS TO RECIPIENTS LOACTED IN REGION 34767 NORTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 415878 RUSSIA AND NEIGHBORING STATES 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 489109 SOUTH AMERICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 3697100 SOUTH ASIA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 1880156 SUB-SAHARAN AFRICA 0 0 GRANTS TO RECIPIENTS LOCATED IN REGION 720225 1 6 0 0 1 6 10946118 0 10946118 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 63742 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 143964 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN TOBACCO CONTROL GRANT 72656 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 145674 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 15386 WIRE 0 CENTRAL AMERICA AND THE CARIBBEAN GLOBAL HEALTH GRANT 37585 WIRE 0 EUROPE (INCLUDING ICELAND & GREENLAND) TOBACCO CONTROL GRANT 34767 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 119586 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 90371 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 130921 WIRE 0 NORTH AMERICA TOBACCO CONTROL GRANT 75000 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 37821 WIRE 0 RUSSIA AND NEIGHBORING STATES GLOBAL HEALTH GRANT 10000 WIRE 0 RUSSIA AND NEIGHBORING STATES GLOBAL HEAKTH GRANT 40914 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 42495 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCIO CONTROL GRANT 212350 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 73071 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 37334 WIRE 0 RUSSIA AND NEIGHBORING STATES TOBACCO CONTROL GRANT 35124 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 81617 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 40000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 19350 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 94110 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 43243 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 108333 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 81000 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 114908 WIRE 0 SUB-SAHARAN AFRICA GLOBAL HEALTH GRANT 137664 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 94757 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 92682 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 126454 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 16667 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 35000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 33334 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 203332 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 58333 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 33654 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 40376 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 46667 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 160878 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 73530 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 74991 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 68761 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 29242 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRAANT 39781 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTOL GRANT 95693 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 15135 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 94997 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 23222 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 62842 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60734 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 138556 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 49416 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 23335 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 60000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 118682 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 42880 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 100000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 120700 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 83359 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 117095 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 97464 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 7000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 120500 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 84705 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 59814 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 46670 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 56287 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 85234 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 72500 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 95000 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 9616 WIRE 0 EAST ASIA AND THE PACIFIC TOBACCO CONTROL GRANT 33334 WIRE 0 EAST ASIA AND THE PACIFIC GLOBAL HEALTH GRANT 26667 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 49168 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 88814 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 206826 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 74477 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 20000 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 76402 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 83872 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 336037 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 255836 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 404111 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 64524 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 30502 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 680924 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 270093 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 10892 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 869295 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 76086 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 46757 WIRE 0 SOUTH AMERICA TOBACCO CONTROL GRANT 20263 WIRE 0 SOUTH AMERICA GLOBAL HEALTH GRANT 32221 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 50000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 92209 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 63983 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 36753 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 44018 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 38202 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 60424 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 61761 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 48084 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 49206 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 14523 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 30000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 21000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANTQ 41000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 38059 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 25000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANTQ 32525 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANTQ 250000 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 40000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 57000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 50498 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 28000 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 60445 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 82500 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 68550 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 51200 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 64139 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 38130 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 72247 WIRE 0 SOUTH ASIA GLOBAL HEALTH GRANT 48393 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 6892 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 53333 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 33902 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 74019 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 29161 WIRE 0 SOUTH ASIA TOBACCO CONTROL GRANT 25000 WIRE 0 130 0 0 0 0 0 0 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) INTERNATIONAL GRANTS SUPPORT NON-LOBBYING AND LOBBYING ACTIVITIES OF NON-GOVERNMENTAL AND CIVIL SOCIETY ORGANIZATIONS WORKING TO HELP PASS, IMPLEMENT AND ENFORCE TOBACCO CONTROL POLICIES IN LOW- AND MIDDLE-INCOME FOREIGN COUNTRIES. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND MAINTAINS THE FOLLOWING POLICIES & PROCEDURES: - THE ACTION FUND DOES A CAREFUL PROGRAMMATIC AND FINANCIAL REVIEW OF ALL GRANT APPLICANTS AND PROPOSALS TO ENSURE THAT PROJECT OBJECTIVES AND ACTIVITIES ARE IN LINE WITH TFKAF GOALS AND FIT WITHIN THE APPLICANT ORGANIZATION'S CAPACITY AND EXPERIENCE. - THE ACTION FUND DOES NOT FUND ANY GRANT ACTIVITIES THAT MIGHT INCLUDE SUPPORTING OR OPPOSING CANDIDATES FOR ELECTED OFFICE. - THE ACTION FUND REQUIRES DETAILED INFORMATION FROM EACH GRANT APPLICANT SO THAT IT CAN FOLLOW THE U.S. DEPARTMENT OF THE TREASURY ANTI-TERRORIST FUNDING GUIDELINES REGARDING CHARITABLE GRANTS TO FOREIGN ENTITIES OR INDIVIDUALS. AMONG OTHER THINGS, THE ACTION FUND ENSURES, PRIOR TO ISSUING ANY GRANT, THAT NEITHER THE RECIPIENT ORGANIZATION NOR ANY OF ITS DIRECTORS, TOP EXECUTIVE STAFF, MAJOR FUNDERS OR MAJOR RECIPIENTS OF ORGANIZATION GRANTS ARE LISTED ON ANY OF THE MAJOR DATABASES OF PERSONS AND ORGANIZATIONS LINKED WITH TERRORISM. - THE INTERNATIONAL GRANT AGREEMENTS, THEMSELVES, CONTAIN SPECIFIC PROVISIONS TO PROTECT AGAINST GRANT FUNDS BEING USED TO SUPPORT TERRORIST ORGANIZATIONS OR ACTIVITIES, TO SUPPORT OR OPPOSE ANY CANDIDATES FOR POLITICAL OFFICE, OR IN VIOLATION OF ANY APPLICABLE LAWS. - EXCEPT FOR SOME RELATIVELY SMALL GRANTS WITH SHORT TIME FRAMES, THE ACTION FUND BREAKS UP ITS PAYMENT OF THE TOTAL GRANT AMOUNTS INTO INSTALLMENT PAYMENTS TO HELP ENSURE COMPLIANCE WITH THE GRANT AGREEMENTS AND SO THAT THE ENTIRE GRANT AMOUNTS ARE NEVER AT RISK OF IMPROPER USE OR DIVERSION. THE ACTION FUND ALSO REQUIRES INTERIM REPORTS, INCLUDING FINANCIAL REPORTING, THAT MUST BE RECEIVED AND APPROVED TO ENSURE PROPER USE OF RECEIVED GRANT FUNDS BEFORE ADDITIONAL INSTALLMENT PAYMENTS ARE MADE. AS PART OF THE FINANCIAL REPORTING, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT ANNUAL FINANCIAL STATEMENTS AND/OR AUDIT DOCUMENTS. - FOR LARGER GRANTS, THE ACTION FUND UNDERTAKES SITE VISITS, AS WELL, TO ENSURE THE PROPER USE OF GRANT FUNDS, TO CHECK THE INTERNAL FINANCIAL CONTROL SYSTEMS OF THE RECIPIENT ORGANIZATIONS, AND TO ENGAGE IN OTHER OVERSIGHT AND SUPPORT ACTIVITIES. - AT THE CONCLUSION OF ALL GRANTS, GRANTEE ORGANIZATIONS ARE REQUIRED TO SUBMIT FINAL NARRATIVE AND FINANCIAL REPORTS, WHICH ARE ANALYZED TO ENSURE THAT ALL GRANT ACTIVITIES HAVE BEEN COMPLETED, ALL FUNDS HAVE BEEN EXPENDED AND EXPENDED IN ACCORDANCE WITH U.S. GOVERNMENT AND LOCAL GOVERNMENT REGULATIONS AND RESTRICTIONS, AND ALL OTHER REQUIREMENTS HAVE BEEN FULFILLED UNDER THE TERMS OF THE GRANT. PART III ACCOUNTING METHOD: 1 PARENTS AGAINST VAPING E-CIGARETTES INC 105 W 86TH STREET 360 NEW YORK NY 10025 832367563 501(C)(4) 350869 0 TOBACCO CONTROL GRANT UNITED STATES FUND FOR UNICEF 125 MAIDEN LANE NEW YORK NY 10038 131760110 501(C)(3) 12000 0 GLOBAL HEALTH GRANT COMMITTEE TO PROTECT CA KIDS CO OLSEN HAGEL 555 CAPITOL MALL SUITE 400 STUDIO CA 95814 942402687 803971 0 TOBACCO CONTROL GRANT FLAVORS HOOK OREGON KIDS PO BOX 42307 PORTLANND OR 97242 880993090 501(C)(3) 100000 0 TOBACCO CONTROL GRANT AMERICAN CIVIL LIBERTIES UNION OF PENNSYLANIA INC PO BOX 60173 PHILADELPHIA PA 19102 231742013 501(C)(4) 124401 0 GLOBAL HEALTH GRANT 2 3 PART I, LINE 2: THE TOBACCO-FREE KIDS ACTION FUND (TFKAF) PROVIDES GRANTS TO 501(C)(3) AND 501(C)(4) NONPROFITS IN THE UNITED STATES THROUGH BOTH GENERAL-PURPOSE AND PROJECT-SPECIFIC GRANTS, AND ALSO SOMETIMES MAKES CONTRIBUTIONS TO STATE OR LOCAL BALLOT MEASURE COMMITTEES. EXCEPT FOR THE CONTRIBUTIONS TO BALLOT MEASURE COMMITTEES, GRANTS ARE GIVEN ONLY TO ORGANIZATIONS THAT TFKAF HAS WORKED WITH IN THE PAST AND WILL CONTINUE TO BE WORKING WITH ON AN ONGOING BASIS. THIS FAMILIARITY WITH GRANT RECIPIENTS, AND THE CONTINUING WORKING RELATIONSHIPS, MAKES GRANT OVERSIGHT MUCH EASIER AND MORE DIRECT. TO EFFECTIVELY CONTROL AND MONITOR THE RECIPIENT'S USE OF THE GRANT FUNDS, THE ACTION FUND ALSO MAINTAINS THE FOLLOWING POLICIES & PROCEDURES. TFKAF GENERALLY MAKES GRANTS TO SECTION 501(C)(3) AND 501(C)(4) NONPROFITS THAT ITS REGIONAL ADVOCACY DIRECTORS HAVE WORKED WITH IN THE PAST AND ANTICIPATE WORKING WITH IN THE FUTURE. MOST OF THE GRANTS DISTRIBUTED TO U.S. SECTION 501(C)(4) ENTITIES HAVE A CLAW-BACK PROCEDURE. EACH FORMAL GRANT PROPOSAL IS SUBMITTED ON FORMS PROVIDED BY TFKAF THAT REQUIRE DETAILED INFORMATION TO ALLOW FOR A CAREFUL EVALUATION OF THE GRANT PROPOSAL AND THE RECIPIENTS ABILITY TO USE THE GRANT FUNDS EFFECTIVELY, AS WELL AS FORMAL CONFIRMATION OF THE APPLICANT'S 501(C)(3) OR 501(C)(4) STATUS. GRANT REQUESTS ARE EVALUATED BY THE REGIONAL ADVOCACY DIRECTORS, THE VICE-PRESIDENT FOR STATE ISSUES AND OTHER RELEVANT TFKAF STAFF, SOMETIMES IN CONSULTATION WITH OTHERS FAMILIAR WITH THE APPLICANT OR THE PROPOSAL'S SUBJECT. AFTER CLARIFYING ANY ISSUES RAISED RELATING TO A PROPOSAL, INCLUDING POSSIBLE REVISIONS TO THE PROPOSAL, THOSE REVIEWING THE PROPOSALS RECOMMEND WHETHER OR NOT THE GRANT SHOULD BE MADE. THE PROPOSALS AND RELATED GRANT DOCUMENTS FOR RECOMMENDED GRANTS ARE REVIEWED BY THE TFKAF VICE PRESIDENT FOR STATE ISSUES, GENERAL COUNSEL, AND VICE PRESIDENT FOR FINANCE & ADMINISTRATION. UPON THEIR APPROVAL, THE GRANT AGREEMENT DOCUMENT IS SUBMITTED TO TFKAF'S PRESIDENT FOR FINAL APPROVAL AND SIGNATURE. AFTER THE CHECK IS DISBURSED, THE RELEVANT ACTION FUND REGIONAL ADVOCACY DIRECTOR WORKS WITH THE GRANTEE ON AN ONGOING BASIS TO CONFIRM THAT THE GRANT FUNDS ARE USED CONSISTENTLY WITH THE GRANT AGREEMENT. THE GENERAL PURPOSE GRANT LETTERS PROVIDE THAT THE FUNDS MAY BE USED ONLY FOR ACTIVITIES 501(C)(4) NONPROFITS MAY LEGALLY ENGAGE IN AND MUST BE USED EITHER FOR GENERAL PURPOSE OF PREVENTING AND REDUCING TOBACCO USE OR ITS HARMS OR FOR ONLY FOR THE SPECIFIED PROJECT. X X X 0 0 0 0 0 0 0 0 0 YOLONDA RICHARDSON SECRETARY 63448 244035 0 0 572 2200 5386 20714 11181 43003 80587 309952 0 0 MATTHEW MYERS PRESIDENT 124102 185636 0 0 3467 5186 10457 15643 16188 24215 154214 230680 0 0 PATRICIA LAMBERT DIR, INTERNATIONAL LEGAL 111825 158484 0 0 1450 2055 10166 14407 8999 12753 132440 187699 0 0 JACQUELINE BOLT TREASURER 110828 145544 0 0 513 674 10212 13410 15193 19947 136746 179575 0 0 LAURIE RUBINER EXECUTIVE PRESIDENT 97552 179969 0 0 635 1171 8864 16354 1890 3487 108941 200981 0 0 ANNE FORD VP, FEDERAL RELATIONS 102634 125925 0 0 811 995 9489 11642 18248 22392 131182 160954 0 0 VINCENT WILLMORE VP, COMMUNICATIONS 97674 146764 0 0 474 712 8824 13259 7977 11985 114949 172720 0 0 PATRICIA SOSA DIR, LATIN AFFAIRS 48074 165935 0 0 406 1400 4453 15370 7979 27543 60912 210248 0 0 PAMELA COFFEY DIR, INTERNATIONAL GRANTS 116339 88765 0 0 548 418 10759 8209 19671 15007 147317 112399 0 0 HOLLY WONG DIR, BP OBESITY 61693 143951 0 0 728 1698 5685 13265 9426 21995 77532 180909 0 0 VANDANA AGARWAL REGIONAL DIRECTOR 81502 122459 0 0 386 580 7484 11246 13472 20241 102844 154526 0 0 KIMBERLY AMAZEEN VP, DEVEL. & STRATEGIC ALLIANCES 18310 164894 0 0 91 818 1708 15377 4068 36639 24177 217728 0 0 DARWIN SHERWIN VP, STATE ISSUES 87979 99317 0 0 427 580 8072 9121 15296 17285 111774 126303 0 0 PART I, LINE 3 EXECUTIVE COMPENSATION: THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART V, LINE 2B: PURSUANT TO A WRITTEN COST-SHARING AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND SHARES EMPLOYEES WITH THE CAMPAIGN FOR TOBACCO-FREE KIDS ("CFTFK," EIN: 52-1969967), AN IRC SECTION 501(C)(3) ORGANIZATION. UNDER THE AGREEMENT, THE TOBACCO-FREE KIDS ACTION FUND REIMBURSES CFTFK FOR ALL COSTS RELATED TO THE EMPLOYEE'S WORK ON ITS BEHALF, INCLUDING RELATED TAXES. CFTFK, AS THE COMMON PAYMASTER, SUBMITS ALL TAX FILINGS FOR THE SHARED EMPLOYEES. FORM 990, PART VI, SECTION A, LINE 8B NO COMMITTEES ARE AUTHORIZED TO ACT ON BEHALF OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FINANCE & ADMINISTRATION STAFF, IN CONSULTATION WITH OUR OUTSIDE ACCOUNTING FIRM, PREPARES THE 990 FORM EACH YEAR. ONCE IT IS COMPLETED AND APPROVED BY THE VICE-PRESIDENT FOR FINANCE & ADMINISTRATION AND THE PRESIDENT, IT IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS (WHICH INCLUDES THE TREASURER) AND TO THE FULL BOARD OF DIRECTORS ALONG WITH KEY UNDERLYING DATA AND RECORDS. THE FINANCE COMMITTEE AND BOARD ARE GIVEN READY ACCESS TO RELEVANT STAFF AS WELL AS THE ACCOUNTING FIRM IN THE EVENT THAT THE COMMITTEE HAS QUESTIONS OR WANTS TO REVIEW ANY DATA OR RECORDS THAT WERE NOT INITIALLY PROVIDED. FORM 990, PART VI, SECTION B, LINE 12C TOBACCO-FREE KIDS ACTION FUND HAS A FORMAL, WRITTEN CONFLICT OF INTEREST POLICY FOR STAFF AND BOARD THAT IS PERIODICALLY REVIEWED AND, AS NEEDED, UPDATED AND REVISED. THE WRITTEN POLICY IS PERIODICALLY DISTRIBUTED TO ALL STAFF AND BOARD MEMBERS, AND ALWAYS DISTRIBUTED WHEN ANY SIGNIFICANT CHANGES ARE MADE. ALL NEW STAFF MEMBERS AND NEW BOARD MEMBERS ARE GIVEN A COPY OF THE WRITTEN CONFLICTS OF INTEREST POLICY, AND IT IS AVAILABLE ON THE CAMPAIGN'S INTERNAL COMPUTER NETWORK. THE CONFLICT OF INTEREST POLICY CLEARLY STATES THAT STAFF AND BOARD MUST DISCLOSE ANY OF THEIR EXISTING OR PLANNED ACTIVITIES THAT MIGHT CONSTITUTE A CONFLICT OF INTEREST AND THAT THE CAMPAIGN RESERVES THE RIGHT TO TAKE ANY REASONABLE ACTION TO RESOLVE A CONFLICT SITUATION, INCLUDING THE POSSIBLE TERMINATION OF AN EMPLOYEE AND/OR BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S COMPENSATION IS REVIEWED AND APPROVED ANNUALLY BY THE COMPENSATION COMMITTEE THAT IS COMPRISED OF FOUR BOARD MEMBERS WHO WORK AT SIMILAR ORGANIZATIONS AND ARE FAMILIAR WITH COMPARABLE COMPENSATION FOR SIMILARLY QUALIFIED INDIVIDUALS. THE COMPENSATION COMMITTEE EVALUATES THE PERFORMANCE OF THE PRESIDENT ANNUALLY AND MAKES RECOMMENDATIONS TO THE BOARD ON SALARY INCREASES BASED ON PERFORMANCE AND THE AVERAGE RATE OF INFLATION. COMPENSATION IS CONSIDERED AND APPROVED IN AN EXECUTIVE SESSION BY THE FULL BOARD OF DIRECTORS. THE BOARD ALSO REVIEWS THE SALARIES OF THE EXECUTIVE MANAGEMENT TEAM. THE PRESIDENT REVIEWS THE EXECUTIVE MANAGEMENT TEAM'S PERFORMANCE AND COMPENSATION AND MAKES RECOMMENDATIONS TO THE BOARD OF DIRECTORS ON THEIR SALARY INCREASES BASED ON THE AVERAGE RATE OF INFLATION. PERIODICALLY, THE COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM IS REVIEWED TO ENSURE THAT COMPENSATIONS ARE IN LINE WITH SIMILARLY QUALIFIED INDIVIDUALS IN COMPARABLE POSITIONS AT OTHER NON-PROFIT ORGANIZATIONS. WE ALSO USE COMPENSATION SURVEYS TO REVIEW STAFF SALARIES. FORM 990, PART VI, SECTION C, LINE 19 UPON REQUEST, THE ORGANIZATION MAKES AVAILABLE THE DOCUMENTS REQUIRED TO BE MADE PUBLICLY AVAILABLE BY SECTION 6104. FORM 990, PART IX, LINE 11G PROGRAM CONSULTANTS: PROGRAM SERVICE EXPENSES 5,586,599. MANAGEMENT AND GENERAL EXPENSES 27,282. FUNDRAISING EXPENSES 80. TOTAL EXPENSES 5,613,961. CAMPAIGN FOR TOBACCO FREE KIDS 1400 I STREET NW STE 1200 WASHINGTON DC 20005 521969967 PUBLIC HEALTH SERVICES DC 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 0 0 0 CAMPAIGN FOR TOBACCO FREE KIDS L 766675 FMV CAMPAIGN FOR TOBACCO FREE KIDS O 7789887 FMV CAMPAIGN FOR TOBACCO FREE KIDS P 4677712 FMV