2023-02-10T13:58:24-06:00 2021-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2021-01-01 300088843 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL MISSION FOUNDATION INC NATI 2023266000 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 THERESIA HELLER CHIEF FINANCIAL OFFICER 2023266000 2023-02-10 1 THERESIA HELLER 999009999 J CALVIN MARKS P01226973 9197196400 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z X THERESIA HELLER 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 13280458 0 X WWW.NAAG.ORG X 2002 DE TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS DESIGNED TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 7 7 0 8 64080 0 0 0 63989 346821 2584945 8385821 -838853 -765665 1810081 7966977 0 0 0 0 0 0 0 0 0 2737089 3381906 2737089 3381906 -927008 4585071 104113330 117463522 3847412 3737105 100265918 113726417 X THE FOUNDATION'S PURPOSE IS TO ENGAGE IN EDUCATION, RESEARCH, AND TRAINING PROGRAMS TO BENEFIT THE MEMBERS OF THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL, WHO SERVE 50 STATES AND 6 TERRITORIES IN THEIR CAPACITIES AS GOVERNMENT OFFICIALS. 0 0 1016172 289603 NATIONAL MEETINGS: 2 ANNUAL MEETINGS AND UP TO 3 REGIONAL MEETINGS PROVIDE AN OPPORTUNITY FOR AGS TO INTERACT WITH EACH OTHER AND WORK TOGETHER ON ISSUES AFFECTING THE STATES. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER A WIDE RANGE FROM STATE/FEDERAL COOPERATION, PREEMPTION, MULTISTATE PROCEEDINGS, CONSUMER PROTECTION AND OTHER ISSUES. A PRESIDENTIAL SUMMIT IS HELD AT THE DIRECTION OF THE NAAG PRESIDENT TO ADDRESS A SPECIFIC RELEVANT TOPIC. 728453 27445 NAAG TRAINING AND RESEARCH: THE NATIONAL ATTORNEYS GENERAL TRAINING AND RESEARCH INSTITUTE PROVIDES A VARIETY OF RESEARCH AND TRAINING PROGRAMS FOR ATTORNEYS GENERAL STAFF. COURSES ARE SCHOLARSHIP BASED AND ARE TAUGHT BY A DIVERSE AND EXPERIENCED FACULTY AND COVER A BROAD ARRAY OF TOPICS. ATTENDEES CAN EARN CLE CREDITS. TOPICS COVER CYBERCRIME ISSUES, CRIMINAL LAW, TRIAL, LITIGATION AND GENERAL ADVOCACY SKILLS, LEADERSHIP AND MANAGEMENT SKILLS, AND CONSUMER PROTECTION. 203186 27073 COMMUNICATIONS: IN 2020 AND 2021, NAAG FOCUSED EXTENSIVELY ON IMPROVING OUTREACH TO HEIGHTEN THE VISIBILITY OF THE AG COMMUNITY AND INCREASE AWARENESS OF LEGAL AND LAW ENFORCEMENT ISSUES ATTORNEYS GENERAL ADDRESS. THIS WAS ACCOMPLISHED THROUGH WEBSITE ENHANCEMENTS AND AN IMPROVED DATABASE FEATURES SUCH AS EVENT CALENDARS, EASY ACCESS TO ON DEMAND COURSES AND INSIGHTS ON ISSUES FACING THE ATTORNEY GENERAL COMMUNITY. 333802 SUPREME COURT ADVOCACY AND OTHER PROGRAMS 333802 2281613 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 30 0 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X THERESIA HELLER 2023266000 1850 M STREET NW 12TH FLOOR WASHINGTON DC 20036 CHRISTOPHER TOTH EXECUTIVE DIRECTOR 11.20 26.30 X 0 222739 24954 ALBERT LAMA DEPUTY DIRECTOR 22.50 15.00 X 0 200840 32599 THERESIA HELLER CHIEF FINANCIAL OFFICER 18.70 18.80 X 0 163885 29621 ERIN SCHECHTER CHIEF ADMIN OFFICER 18.70 18.80 X 0 147300 27258 LAWRENCE WASDEN CHAIR 2.00 2.00 X X 0 0 0 MAURA HEALEY VICE CHAIR/SECRETARY 1.00 1.00 X X 0 0 0 HERBERT H SLATERY III TREASURER 1.00 1.00 X X 0 0 0 TOM MILLER BOARD MEMBER 1.00 1.00 X 0 0 0 TIM FOX BOARD MEMBER (TO DEC '21) 1.00 1.00 X 0 0 0 JEFF LANDRY BOARD MEMBER 1.00 1.00 X 0 0 0 KARL RACINE BOARD MEMBER 1.00 1.00 X 0 0 0 JOSH STEIN BOARD MEMBER 1.00 1.00 X 0 0 0 0 734764 114432 0 0 1 0 MARRIOTT BUSINESS SERVICES 1965 HAWKS LNDG LOUISVILLE TN 37777 CONVENTION/HOTEL SERVICES 115668 1 REGISTRATIONS 900099 319748 319748 PUBLICATIONS 900099 27073 27073 346821 1063501 64080 999421 313488 1079153 -765665 -765665 -765665 11090667 465981 4234328 0 6856339 465981 7322320 7322320 7966977 346821 64080 7556076 X 40021 40021 22374 22374 235214 235214 430847 409225 21622 188207 56743 131464 579931 122725 457206 631970 631970 973181 972611 570 -14000 -14000 231843 231843 CLE 62318 62318 3381906 2281613 1100293 0 1634689 9222204 51802 16734019 232161 269698 2364788 963281 1633350 1401507 54992966 75305979 28886139 31212218 6 114 104113330 117463522 727422 802731 3119990 2934374 3847412 3737105 X 99932391 113359664 333527 366753 100265918 113726417 104113330 117463522 4585071 8875428 0 X X 0 1 X 1 0 X X X 1 NATIONAL ASSOCIATION OF ATTORNEYS GENERAL 521322260 6 1 0 2281613 1 0 2281613 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1757630 512642 1244988 607158 450639 156519 1401507 ALTERNATIVE INVESTMENTS 31212218 F 31212218 DEFERRED RENT 2934374 2934374 X PART X, LINE 2: THE ASSOCIATION FOLLOWS THE ACCOUNTING STANDARD REGARDING THE RECOGNITION AND MEASUREMENT OF UNCERTAIN TAX POSITIONS. THE ASSOCIATION EVALUATED ITS TAX POSITIONS AND DETERMINED THAT ITS TAX POSITIONS ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 11437000 0 0 0 0 0 0 11437000 0 11437000 0 0 0 1 1 0 PART III ACCOUNTING METHOD: 0 0 0 0 0 0 0 0 0 CHRISTOPHER TOTH EXECUTIVE DIRECTOR 0 221989 0 750 0 0 0 22067 0 2887 0 247693 0 0 ALBERT LAMA DEPUTY DIRECTOR 0 195840 0 5000 0 0 0 19584 0 13015 0 233439 0 0 THERESIA HELLER CHIEF FINANCIAL OFFICER 0 159385 0 4500 0 0 0 15912 0 13709 0 193506 0 0 ERIN SCHECHTER CHIEF ADMIN OFFICER 0 142800 0 4500 0 0 0 14280 0 12978 0 174558 0 0 PART I, LINE 3 COMPENSATION IS PAID BY THE RELATED ORGANIZATION, NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (NAAG). NAAG'S BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S CHIEF OF STAFF/CHIEF ADMINISTRATIVE OFFICER AND CHIEF FINANCIAL OFFICER, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRING NEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S CHIEF OF STAFF/CHIEF ADMINISTRATIVE OFFICER, CHIEF FINANCIAL OFFICER, AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. FORM 990, PART VI, SECTION A, LINE 6 THE FOUNDATION SHALL HAVE A SINGLE MEMBER, THE NATIONAL ASSOCIATION OF ATTORNEYS GENERAL (THE "ASSOCIATION"). THE RIGHTS AND DUTIES OF THE ASSOCIATION AS THE SOLE MEMBER SHALL BE EXERCISED BY THE EXECUTIVE COMMITTEE OF THE ASSOCIATION. FORM 990, PART VI, SECTION A, LINE 7A THE ASSOCIATION SHALL ANNUALLY ELECT DIRECTORS AND TRANSACT OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEMBERSHIP. FORM 990, PART VI, SECTION A, LINE 7B THE ASSOCIATION WILL ALSO FROM TIME TO TIME CONSIDER BUSINESS OF THE FOUNDATION WHEN SUCH BUSINESS IS RAISED BY THE PRESIDENT, OR ANY MEMBER OF THE EXECUTIVE COMMITTEE. THE ASSOCIATION MAY ALSO CONSIDER BUSINESS OF THE FOUNDATION WHEN IT HAS BEEN NOTIFIED BY THE FOUNDATION OF ITEMS NECESSARY FOR CONSIDERATION. WHEN THE BUSINESS OF THE FOUNDATION IS SCHEDULED FOR CONSIDERATION THE ASSOCIATION SHOULD NOTIFY THE VICE CHAIR/SECRETARY OF THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE CFO WILL CONDUCT A THOROUGH REVIEW OF FORM 990 AFTER PREPARATION BY A PROFESSIONAL ACCOUNTING FIRM. FORM 990 WILL THEN BE MADE AVAILABLE TO THE FINANCE COMMITTEE AND DISCUSSED AT THE REGULAR MEETING BEFORE BEING FILED WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EACH DIRECTOR SHALL: INFORM THE BOARD CHAIR AND THE EXECUTIVE DIRECTOR IMMEDIATELY UPON LEARNING THAT AN ENTITY IN WHICH THE DIRECTOR OR A RELATIVE HAS A FINANCIAL INTEREST IS APPLYING FOR FUNDS OR MAY RECEIVE FUNDS OR SOME OTHER BENEFIT FROM THE MISSION FOUNDATION; DISCLOSE CONFLICT SITUATIONS AT OR BEFORE THE TIME WHEN THE BOARD, BOARD COMMITTEE, OR STAFF IS DISCUSSING SUCH SITUATIONS, DELIBERATING THEIR MERITS, OR VOTING ON THEIR DISPOSITION; AND RECUSE HIMSELF OR HERSELF FROM THE PORTION OF ANY BOARD, BOARD COMMITTEE, OR OTHER FOUNDATION MEETING INVOLVING SUCH DISCUSSION, DELIBERATION, OR VOTING, MAKING HIMSELF OR HERSELF AVAILABLE TO THE BOARD, BOARD COMMITTEE, OR STAFF TO RESPOND TO QUESTIONS. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF DIRECTORS HIRES THE EXECUTIVE DIRECTOR. THE BOARD USES MARKET STATISTICS PROVIDED BY NAAG'S CHIEF OF STAFF AND CHIEF FINANCIAL OFFICER, AS WELL AS THEIR OWN SOURCES. THE BOARD'S RECOMMENDATION FOR THE EXECUTIVE DIRECTOR'S SALARY IS BASED ON MARKET STATISTICS. MARKET STATISTICS AND PUBLICATIONS ARE USED TO COMPARE SALARY LEVELS WHEN HIRINGNEW EMPLOYEES. REGULAR REVIEW OF MARKET DATA BY NAAG'S CHIEF OF STAFF, CHIEF FINANCIAL OFFICER, AND SENIOR LEVEL OFFICERS ON AN ONGOING BASIS HELPS DETERMINE SALARY ADJUSTMENTS. THE PROCESS WAS LAST COMPLETED IN 2017. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 409,225. MANAGEMENT AND GENERAL EXPENSES 21,622. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 430,847. FORM 990, PART XII: THE FORM 990 HAS BEEN AMENDED TO REFLECT THE COMPLETION OF THE AUDIT OF THE ORGANIZATION'S CONSOLIDATED FINANCIAL STATEMENTS. 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