2023-02-15T20:20:40-06:00 2022-03-31 871353108 EISNER ADVISORY GROUP LLC 733 THIRD AVENUE NEW YORK NY 100172703 990 2021-04-01 833947490 ROIVANT SOCIAL VENTURES INC ROIV 9146349551 151 WEST 42ND STREET 15TH FLOOR NEW YORK NY 10036 LINDSAY ANDROSKI PRESIDENT AND CEO 9146349551 2023-02-15 1 LINDSAY ANDROSKI 999009999 CANDICE METH P01306891 2129498700 0 AAL1 IAL1 2021 2023-03-07 01:45:13Z LINDSAY ANDROSKI 151 WEST 42ND STREET 15TH FLOOR NEW YORK NY 10036 693792 0 X WWW.ROIVANTSV.ORG X 2018 DE PROMOTE SYSTEMIC, SUSTAINED IMPROVEMENTS TO THE WAY HEALTHCARE IS ACCESSED AND DELIVERED 5 5 0 15 0 0 23041 684276 0 0 0 9516 0 0 23041 693792 0 0 0 0 0 0 0 0 24977 0 132277 0 132277 23041 561515 243 838064 0 276306 243 561758 X IMPROVE EQUITY IN HEALTH CARE ACCESS AND OUTCOMES ACROSS GEOGRAPHIES, SOCIOECONOMICS, AND DEMOGRAPHICS USING INNOVATIONS IN SCIENCE AND TECHNOLOGY TO CHALLENGE AND ADVANCE THE NORMS OF BIOPHARMA AND HEALTH CARE DELIVERY. 0 0 64895 SEE SCHEDULE O. 64895 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 1 0 0 0 1 5 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 5 5 1 0 0 0 1 1 0 1 0 0 0 1 1 1 1 1 1 0 0 0 AK AR CA CT HI KY KS MI MN MS ND NM NY OK OH OR PA RI TN UT VA WA WI X AMANDA WALDHAUSER 2128476204 151 WEST 42ND STREET 15TH FLOOR NEW YORK NY 10036 DANIEL PATTERSON DIRECTOR 0.20 49.80 X X 0 499719 1009655 RAKHI KUMAR DIRECTOR AND TREASURER 0.20 49.80 X X 0 1714451 1537625 LINDSAY ANDROSKI DIRECTOR, PRESIDENT AND CEO 25.00 25.00 X X 0 1116856 271365 ERIC VENKER DIRECTOR AND CHAIR 0.20 49.80 X X 0 3178901 23346834 MATTHEW GLINE DIRECTOR AND SECRETARY 0.20 49.80 X X 0 6971426 27301494 0 13481353 53466973 0 0 1 0 0 87777 596499 87777 684276 9516 9516 693792 0 0 9516 X 31720 31720 19285 19285 76169 33175 22848 20146 SUBSCRIPTIONS 4611 4611 FILING FEES 272 272 BANK CHARGES 220 220 132277 64895 42405 24977 243 578548 250000 0 9516 243 838064 26306 250000 0 276306 X 243 561758 243 561758 243 838064 561515 0 X 1 X 1 X 1 0 X 23041 684276 707317 23041 684276 707317 127826 579491 9516 9516 716833 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X 2877711 2183919 2183919 693792 0 693792 2316196 2183919 2183919 132277 0 132277 PART X, LINE 2: THE ORGANIZATION DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY MATERIAL, UNCERTAIN TAX POSITIONS. TAX FILINGS FOR PERIODS ENDING MARCH 31, 2019, THE ORGANIZATION'S INITIAL FILING AND LATER ARE SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. 0 1 1 0 0 0 0 0 0 MATTHEW GLINE DIRECTOR AND SECRETARY 0 628141 0 455000 0 5888285 0 27276449 0 25045 0 34272920 0 0 ERIC VENKER DIRECTOR AND CHAIR 0 554069 0 353438 0 2271394 0 23326136 0 20698 0 26525735 0 0 RAKHI KUMAR DIRECTOR AND TREASURER 0 343925 0 515000 0 855526 0 1500935 0 36690 0 3252076 0 0 DANIEL PATTERSON DIRECTOR 0 228698 0 100000 0 171021 0 999552 0 10103 0 1509374 0 0 LINDSAY ANDROSKI DIRECTOR, PRESIDENT AND CEO 0 292809 0 322917 0 501130 0 250027 0 21338 0 1388221 0 0 PART I, LINE 3 NO OFFICER IS COMPENSATED BY THE FOUNDATION. PART I, LINES 4B-C WHILE NO OFFICER IS COMPENSATED BY THE FILING ENTITY, OFFICERS HAVE BEEN COMPENSATED FOR THEIR WORK FOR A RELATED ENTITY THAT IS CONSIDERED A BROTHER/SISTER TO THE FILING ENTITY. THE RELATED ENTITY HAS BOTH A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN AND EQUITY BASED COMPENSATION FOR ITS EMPLOYEES, AS HAS BEEN DISCLOSED IN PART II. ROIVANT SCIENCES LTD CREATOR TO ENABLE RSV TO FUND A LOAN TO UNRELATED ENTITY TO SUPPORT ITS PROGRAM X 250000 250000 0 1 1 250000 X FORGIVENESS OF LOAN 1 87777 FMV 0 0 0 PART I, COLUMN (B): THERE WAS ONE CONTRIBUTOR. FORM 990, PART III, LINE 3A THE ORGANIZATION HAS THE FOLLOWING INITIATIVES FOR THE FISCAL-YEAR ENDING MARCH 31, 2022: (I) SEED INVESTMENT AND ADVISORY ASSISTANCE PROVIDED TO SUNFLOWER THERAPEUTICS, AN MIT SPINOUT WITH TECHNOLOGY THAT WILL ENABLE FLEXIBLE MANUFACTURING OF VACCINES, ANTIBODIES, AND BIOLOGICS (INCLUDING INSULIN) IN ROUGHLY THE SIZE OF A GALLEY KITCHEN. THIS PROJECT HAS THE POTENTIAL TO REVOLUTIONIZE ACCESS TO MEDICINES BY ENABLING LOW- AND MIDDLE-INCOME COUNTRIES, OR EVEN HEALTH DESERTS IN THE UNITED STATES, TO MEET A LOCAL POPULATION'S NEED FOR MEDICINES WITHOUT RELIANCE ON A GLOBAL SUPPLY CHAIN. (II) FOUNDING MEMBER OF GLOBAL GENE THERAPY INITIATIVE (GGTI), A GROUP OF DIVERSE STAKEHOLDERS INCLUDING CHARITABLE ORGANIZATIONS, ACADEMIA, INDUSTRY, AND GOVERNMENT WHOSE MISSION IS TO GET ACCESS FOR CELL AND GENE THERAPIES TO PEOPLE IN LOW- AND MIDDLE-INCOME COUNTRIES (LMIC), BRIDGING THE GAP TOWARDS HEALTH EQUITY. (III) PARTNERSHIP WITH THE DAVOS ALZHEIMER'S COLLABORATIVE TO DESIGN AND RUN THE FIRST ALZHEIMER'S CLINICAL TRIAL IN AFRICA. RSV WILL PROVIDE SHELVED DRUG MATERIAL TO BE USED IN THE CLINICAL TRIAL, ASSISTANCE IN DESIGNING THE CLINICAL TRIAL, AND DIGITAL HEALTH EXPERTISE TO IDENTIFY AND ENGAGE PARTNERS THAT CAN EXPAND THE TRIAL TO AFRICANS WITH SMARTPHONE ACCESS, BUT LIMITED ACCESS TO HOSPITALS. (IV) UNVEILED HANDS-ON DRUG DEVELOPMENT PROGRAM MODELED ON THE ROIVANT SCIENCES METHOD OF RAPIDLY IDENTIFYING AND TESTING PROMISING NEW DRUG CANDIDATES, TO BE HOUSED AT MULTIPLE ACADEMIC AND RESEARCH INSTITUTIONS. ANNOUNCEMENT OF SANFORD BURNHAM PREBYS AS FIRST INSTITUTIONAL PARTNER. THE PROGRAM SEEKS TO PROVIDE TALENTED STUDENTS WITH UNPARALLELED REAL-WORLD EXPERIENCE USING "SHELVED" DRUGS AS TEACHING TOOLS, WITH DUAL GOALS OF INCREASING DRUG DEVELOPMENT FOR UNMET NEEDS/UNDERSERVED PATIENT POPULATIONS AND INCREASING THE NUMBER OF DIVERSE EXECUTIVES IN THE BIOPHARMA INDUSTRY. (V) INCUBATION ASSISTANCE PROVIDED TO ENCORA THERAPEUTICS, AN MIT SPINOUT WITH A WEARABLE MECHANICAL DEVICE TO COUNTERACT ESSENTIAL TREMORS AND OTHER TYPES OF TREMORS (E.G. PARKINSON'S- INDUCED). CURRENT DEVICES ARE ELECTRONIC AND THEREFORE HAVE LENGTH OF USE LIMITATIONS (BURN RISK) AND CANNOT BE USED BY PATIENTS WITH PACEMAKERS OR OTHER ELECTRONIC EQUIPMENT. FORM 990, PART VI, SECTION A, LINE 2 EACH OF THE OFFICERS AND DIRECTORS ARE EMPLOYED BY ROIVANT SCIENCES INC. A WHOLLY CONTROLLED ENTITY OF ROIVANT SCIENCES LTD., THE FOUNDATION'S SOLE MEMBER. FORM 990, PART VI, SECTION A, LINE 6 ROIVANT FOUNDATION, INC. HAS A SOLE MEMBER ROIVANT SCIENCES LTD. FORM 990, PART VI, SECTION A, LINE 7A AS THE SOLE MEMBER, ROIVANT SCIENCES LTD. HAS THE RIGHT TO (I) APPROVE THE ELECTION OF DIRECTORS; (II) APPROVE THE NUMBER OF DIRECTORS COMPRISING THE BOARD OF DIRECTORS; (III) REMOVE DIRECTORS WITH OR WITHOUT CAUSE; (IV) APPROVE ANY AMENDMENT TO THE CERTIFICATE OF INCORPORATION OR BYLAWS OF THE CORPORATION ADOPTED BY THE BOARD OF DIRECTORS; (V)) APPROVE THE MERGER, SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS, DOMESTICATION, CONVERSION OR DISSOLUTION OF THE CORPORATION, IN EACH CASE AS ADOPTED BY THE BOARD OF DIRECTORS; AND (VI) VOTE FOR SUCH OTHER MATTERS AS MAY BE PROVIDED IN THESE BYLAWS OR THE PROVISIONS OF THE DELAWARE GENERAL CORPORATION LAW. FORM 990, PART VI, SECTION A, LINE 8B GIVEN THE SIZE OF THE FOUNDATION'S BOARD OF DIRECTORS, THERE ARE NO FORMAL COMMITEES. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED AND APPROVED BY MANAGEMENT, AS WELL AS THE FOUNDATION'S PRESIDENT AND CEO PRIOR TO FILING. THE BOARD OF DIRECTORS ARE PROVIDED A COPY OF THE 990 PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBERS ARE REQUIRED TO REVIEW AND SIGN A CONFLICT-OF-INTEREST DOCUMENT AND CONFORM WITH THE FOUNDATION'S POLICY WHICH IS REGULARLY MONITORED AND ENFORCED FOR COMPLIANCE. FORM 990, PART VI, SECTION B, LINE 15 THE FOUNDATION HAS NO EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 THE FOUNDATION'S FINANCIAL STATEMENTS AND FORM 990 ARE AVAILABLE UPON REQUEST. THE FOUNDATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POOLICY ARE NOT OPEN FOR PUBLIC INSPECTION. FORM 990, PART IX, LINE 11G CONSULTING: PROGRAM SERVICE EXPENSES 33,175. MANAGEMENT AND GENERAL EXPENSES 6,648. FUNDRAISING EXPENSES 20,146. TOTAL EXPENSES 59,969. PUBLIC RELATIONS: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 16,200. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,200. 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