2023-02-18T13:40:16-06:00 2022-06-30 420714325 RSM US LLP 30 S Wacker Drive Ste 3300 Chicago IL 60606 990 2021-07-01 362670036 Gateway Foundation Inc GATE 3126631130 55 E Jackson Blvd 1500 Chicago IL 60604 Tomas Del Rio CFO 3126631130 2023-02-08 1 Tomas Del Rio XXX-XX-XXXX Rebekuh Eley P01247672 3126343400 2023-02-08 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z Jeremy Klemanski 55 E Jackson Blvd 1500 Chicago IL 60604 103697933 0 X www.recovergateway.org X 1964 IL Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 14 14 1814 15 79741 69601 3640316 11951247 87778302 91248908 72873 -11202 360763 424026 91852254 103612979 0 0 0 0 64079979 64109461 0 0 0 29117846 27007131 93197825 91116592 -1345571 12496387 60111192 58664428 63094622 35410563 -2983430 23253865 X Gateway Foundation, Inc. is a national, non-profit organization committed to reducing substance abuse and co-occurring mental health problems through effective and efficient treatment programs. 0 0 71268125 91169167 See Schedule OEstablished in 1968, Gateway Foundation, Inc. is a 501(c)(3) not-for-profit corporation incorporated in the State of Illinois, celebrating its 54th year of service in 2022. Gateway Foundation is one of the largest and most trusted providers of substance use disorder treatment and treatment of co-occurring disorders through its two divisions: Community Services and Gateway Corrections.Our mission is the provision of substance use disorder and co-occurring disorders treatments which are accessible, effective and cost efficient. Our vision is to be a national leader, helping to create access through affordable high quality services. Gateway Foundation employs a variety of clinical models which are constantly evolving to incorporate best practice, science driven interventions including the use of psychiatry and addiction medicine. Gateway Foundation treatment sites span eight states, including Illinois, Texas, Delaware, Missouri, New Jersey, Michigan, Florida and Wyoming. In total, Gateway Foundation maintains over 80 site locations, all dedicated to providing a range of substance use disorder treatment services. Programs are provided in both community and correctional settings and serve a diverse clientele. Gateway Foundation has a long history of providing evidence-based, licensed and accredited services in these programs. We demonstrate expertise in best practices, possess financial stability and have extensive administrative support services.In the past year, our Community Service Division worked diligently to rebuild key in-person service delivery in the wake of the COVID-19 pandemic, through reinvestment in facilities and workforce initiatives. Once again, our facilities have been named by Newsweek magazine on the list of America's Best Addiction Treatment Centers. 71268125 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 153 0 1 1814 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X Courtney White 3126631130 55 E Jackson Blvd No 1500 Chicago IL 60604 Andy Smith Chair 1.00 1.00 X X 0 0 0 Arla Lach Vice-Chair 1.00 1.00 X X 0 0 0 Amalesh Sanku Treasurer 1.00 1.00 X X 0 0 0 France Pitera Secretary 1.00 1.00 X X 0 0 0 Sidney Bradley Director 1.00 1.00 X 0 0 0 Julie Brady Director 1.00 1.00 X 0 0 0 Mary Cesare-Murphy PhD Director 1.00 1.00 X 0 0 0 John Drevs Director 1.00 1.00 X 0 0 0 Richard L Eichholz PhD Director 1.00 1.00 X 0 0 0 Matthew Griffin Director 1.00 1.00 X 0 0 0 Glenn Baer Huebner Director (until 05/22) 1.00 1.00 X 0 0 0 Dr Kaleem Malik Director 1.00 1.00 X 0 0 0 Elio Montenegro Director 1.00 1.00 X 0 0 0 Jean Range Director (until 05/22) 1.00 1.00 X 0 0 0 Lawrence E Singer Director 1.00 1.00 X 0 0 0 Ivy Walker Director 1.00 1.00 X 0 0 0 Dr Thomas P Britton PHD President & CEO (Until 02/22) 33.00 5.00 X 669548 0 44967 Marc C Turner Interim Pres. & CEO (As of 02/22) 34.00 4.00 X 291047 0 18332 Tomas Del Rio CFO 34.00 4.00 X 321899 0 32011 Patricia Aitken CHRO 34.00 4.00 X 280556 0 19547 Gregory Dockins Interim President of Operations 34.00 4.00 X 288596 0 34472 Daniel Molitor CIO 34.00 4.00 X 246913 0 43532 Roueen Rafeyan CMO 34.00 4.00 X 343318 0 31627 Teresa Garate PhD Sr. VP Strategic Partnership 34.00 4.00 X 233087 0 35236 Keith Sarpolis Medical Director 38.00 0.00 X 246104 0 34101 Clayton Parks Physician - PT 38.00 0.00 X 203932 0 13076 Kerry Henry Interim Sr. Director 38.00 0.00 X 184519 0 4753 David Woods Interim Sr. Director 38.00 0.00 X 178209 0 20796 Julie Alexander Sr. Dir. Fin-Plan & Analysis 38.00 0.00 X 174399 0 16323 3662127 0 348773 55 0 1 0 Perkins Coie LLP 1201 Third Avenue Suite 4900 Seattle WA 98101 Legal Services 468405 Patrick David Randolph 5147 69th Street Lubbock TX 79424 Therapractic Services 250755 RSM US LLP 30 S Wacker Drive Ste 3300 Chicago IL 60606 Audit & Tax Services 213791 Rakesh Chandra 396 Lake Indian Hills Carbondale IL 62902 Psychiatrist Services 201456 Conventions Psychiatry & Counseling 1560 Wall Street Ste 304 Naperville IL 60563 Psychiatrist Services 171100 9 244755 11705767 725 11951247 Substance Abuse & Mental Health 624100 91248908 91169167 79741 91248908 73752 73752 84954 -84954 -84954 -84954 Other Revenue 900099 367040 367040 Interest of Acct Receivable 900099 56986 56986 424026 103612979 91169167 79741 412824 2674965 2674965 48662621 42333823 6328798 598252 434628 163624 8468239 7072481 1395758 3705384 3081689 623695 850304 107982 742322 447223 447223 210720 210720 192579 192579 922883 782657 140226 2816548 151119 2665429 5244847 4843898 400949 2568745 653327 1915418 9581337 8799345 781992 785248 608514 176734 197233 37219 160014 43610 43610 917563 753894 163669 580238 479585 100653 Bad Debts 634629 634629 Staff Dev/Recognition 401383 39040 362343 Operating Fees 83293 83293 UBIT Expense 8782 8782 519966 371002 148964 91116592 71268125 19848467 0 28526652 40054718 166763 195854 14993442 9610226 2528637 1102327 20363658 17062901 8699251 3300757 5196447 4400546 60111192 58664428 13485618 10575360 69666 3000 11465000 1465000 38074338 23367203 63094622 35410563 X -3008430 23253865 25000 0 -2983430 23253865 60111192 58664428 X 12496387 11589639 2151269 X 0 1 X 1 1 1 X 242713 206596 174031 3640316 11951247 16214903 77994098 84517497 90215078 87706218 91169167 431602058 78236811 84724093 90389109 91346534 103120414 447816961 0 0 0 447816961 27000 33277 48673 73752 182702 27000 33277 48673 73752 182702 99038 63978 70835 233851 282880 184047 136425 360763 424026 1388141 78546691 84941417 90624572 91819948 103689027 449621655 0.99600 0.99490 0.00040 0.00030 X Schedule A, Part III, Line 12, Explanation of Other Income: Other Income - 2017 Amount: $ 106,318. 2018 Amount: $ 139,561. 2019 Amount: $ 109,733. 2020 Amount: $ 232,833. 2021 Amount: $ 424,026. Insurance Proceeds - 2017 Amount: $ 20,613. Interest on Acct Receivable - 2017 Amount: $ 155,949. 2018 Amount: $ 44,486. 2019 Amount: $ 26,692. 2020 Amount: $ 127,930. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 192579 192579 90913656 91106235 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 132440 149899 186023 192579 660941 250000 250000 250000 250000 1000000 1500000 1577135 83414 -387846 250702 1022001 1203196 79598 538041 243700 1577135 1001210 80975 273731 152720 1203196 981340 74292 113153 167575 1001210 823216 99869 228225 169970 981340 0.00000 0.00000 1.00000 0 1 1 718525 165412 553113 1921595 1482553 439042 9932437 8947776 984661 7791101 6467160 1323941 3300757 Operating Leases 3579270 Other Assets 40000 Due from Related Organizations 781276 4400546 Due to Related Organizations 13154026 Due to Third Party Contractors 753413 Overpayment on Services 4326299 Self-Insured Employee Health Claims 1006111 Other Liabilities 30042 Operating Lease Liabilities 4097312 23367203 X Part V, Line 4: Endowment funds are used to provide underwriting to clients for treatment and educational scholarships. Part X, Line 2: The Organization is exempt from income taxes under Section 501(c)(3) of the Internal Revenue Code and applicable state law, except for taxes pertaining to unrelated business income, if any. The accounting standard on uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, the continued tax-exempt status of bonds issued by the Organization, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50% likelihood of being realized upon ultimate settlement. There were no unrecognized tax benefits identified or recorded as liabilities during the periods covered by these financial statements. The Organization files Forms 990 in the U.S. federal jurisdiction and the State of Illinois. Forms 990 filed by the Organization are subject to examination by the Internal Revenue Service (IRS) up to three years from extended due to date of each return. The Organization is generally no longer subject to examination by the IRS for years before 2018. X X X X 0 0 0 0 0 0 0 0 0 Dr Thomas P Britton PHD President & CEO (Until 02/22) 505056 0 163600 0 892 0 8700 0 39223 0 717471 0 0 0 Roueen Rafeyan CMO 300430 0 42888 0 0 0 8700 0 22927 0 374945 0 0 0 Tomas Del Rio CFO 262727 0 55808 0 3364 0 8065 0 25130 0 355094 0 0 0 Gregory Dockins Interim President of Operations 236600 0 51104 0 892 0 7376 0 28552 0 324524 0 0 0 Marc C Turner Interim Pres. & CEO (As of 02/22) 238466 0 50022 0 2559 0 7217 0 12570 0 310834 0 0 0 Patricia Aitken CHRO 225930 0 52067 0 2559 0 6376 0 14807 0 301739 0 0 0 Daniel Molitor CIO 200702 0 44544 0 1667 0 6415 0 40253 0 293581 0 0 0 Keith Sarpolis Medical Director 242385 0 765 0 2954 0 7533 0 27663 0 281300 0 0 0 Teresa Garate PhD Sr. VP Strategic Partnership 190639 0 41564 0 884 0 3985 0 32699 0 269771 0 0 0 Clayton Parks Physician - PT 203178 0 754 0 0 0 3186 0 14890 0 222008 0 0 0 David Woods Interim Sr. Director 156113 0 20793 0 1303 0 661 0 21392 0 200262 0 0 0 Julie Alexander Sr. Dir. Fin-Plan & Analysis 149659 0 24459 0 281 0 4572 0 12960 0 191931 0 0 0 Kerry Henry Interim Sr. Director 158440 0 25399 0 680 0 4753 0 1240 0 190512 0 0 0 Part I, Line 3 The Gateway Foundation, Inc. Board of Directors, through the Compensation Committee, develops the compensation plan for the executive staff and establishes appropriate salary ranges and other features of the compensation plan. The Chief Executive Officer's compensation is determined by the Compensation Committee. Salaries for the other members of the executive staff are developed by the CEO, within approved parameters, and are approved by the Compensation Committee. All Compensation Committee members are free of conflict, and are required to disclose any potential conflicts at each meeting prior to taking action on any item. Committee meeting minutes include the Committee members conflict of interest responses; should a Committee member disclose a potential conflict, the Committee member is recused, if deemed appropriate by the remainder of the Committee members, and abstains from voting. Form 990, Part VI, Section B, line 11b Form 990 is reviewed by the Management team and Audit Committee before being presented to the Board of Directors prior to filing with the IRS. Form 990, Part VI, Section B, line 12c Our directors are selected for many reasons, among which are their integrity and honesty. Each year our directors provide a "Conflict of Interest" statement certifying that he/she is not engaged in any activities that would constitute a conflict of interest. For our part, the Corporate Compliance officer monitors the companies with which each of our directors is employed and/or owns to determine if those companies have procured or are seeking to procure business with Gateway or with the business of any other director. Per our conflict of interest policy, if it is determined that a conflict exists, the Supply Management Director or designee will investigate alternatives to the proposed vendor. Form 990, Part VI, Section B, line 15 The Board of Directors has a compensation committee made up of independent board members that determine and approve the executive compensation. All compensation committee meetings have a record of actions and decisions that were made. Gateway Foundation, Inc. has used compensation surveys and independent consultants in 2008, 2012, 2013, and 2019. Form 990, Part VI, Section C, line 19 Form 990, governing documents, the conflict of interest policy, and financial statements are available upon request for the same period of disclosure as set forth in the IRC Section 6104(d). Form 990, Part XI, line 9: Administrative Overhead Allocation to Gateway Foundation-Texas 2,151,269. Gateway Youth Care Inc 55 East Jackson Blvd Ste 1500 Chicago IL 60604 363820903 Treatment of mental/substance abuse IL 501(c)(3) Line 10 Gateway Foundation Inc 1 Gateway Foundation - Texas 800 Town and Country Blvd Houston TX 77024 760431133 Substance abuse TX 501(c)(3) Line 10 Gateway Foundation Inc 1 GW Foundation Inc 55 East Jackson Blvd Ste 1500 Chicago IL 60604 237128924 Holds titles of property & investments IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Gateway Charitable Foundation Inc 55 East Jackson Blvd Ste 1500 Chicago IL 60604 364063660 Collects donations IL 501(c)(3) Line 12a, I Gateway Foundation Inc 1 Beacon House 55 East Jackson Blvd Ste 1500 Chicago IL 60604 941572781 Treatment of mental/substance abuse CA 501(c)(3) Line 10 Gateway Foundation Inc 1 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 Gateway Charitable Foundation Inc C 244755 Cash GW Foundation Inc K 5812392 FMV Gateway Foundation - Texas P 17945793 Cash GW Foundation Inc Q 1466545 Cash Gateway Charitable Foundation Inc Q 140765 Cash Gateway Charitable Foundation Inc S 83414 Cash