2023-02-11T13:33:36-06:00 2022-06-30 135565207 KPMG LLP 1021 EAST CARY STREET SUITE 2000 RICHMOND VA 23219 990PF 2021-07-01 460459671 HARVEY W PETERS RESEARCH FOUNDATION C /O FIRST PREMIER BANK TRUST DEPT HARV 5407748800 500 S MINNESOTA AVENUE SIOUX FALLS SD 57104 JOHN G ROCOVICH JR CHAIRMAN OF DIRECTORS 5407748800 2023-02-10 1 JOHN ROCOVICH JR 999009999 LAUREN E BOWMAN P02256673 8047824200 2023-02-06 3 AAL1 IAL1 2021 2023-03-07 01:45:13Z X 130706719 X 414000 7688 7688 108222 108222 6281794 6281794 592092 436609 3337332 436609 179853 179853 0 7428166 7014166 0 0 0 0 0 492366 454947 0 0 348990 190220 0 158770 2371291 927133 0 0 24740 118 0 0 2963563 0 0 485761 485761 0 0 384996 383705 0 0 7071707 2441884 0 158770 6500 6500 7078207 2441884 0 165270 349959 4572282 0 2 2 3100626 3998394 3998394 4208390 7756115 7756115 5540636 6250201 6250201 115371903 15656800 102678666 99715103 99715103 12956789 12986904 12986904 128485107 130706719 130706719 607888 620375 51578278 49538278 30452241 36718959 82638407 86877612 X 26324361 24619809 19522339 19209298 45846700 43829107 128485107 130706719 45846700 349959 0 46196659 2367552 43829107 ST CAPITAL GAIN - VIA GROUP 2022-06-30 28837 28837 28837 LT CAPITAL GAIN - TMI TRUST CO 9009 2022-06-30 2014699 1623169 391530 391530 ST CAPITAL GAIN - TMI TRUST CO 9009 2022-06-30 1293796 1277554 16242 16242 436609 45079 63555 0 63555 0 63555 25500 0 40000 0 65500 1360 585 585 0 0 0 0 0 0 0 0 0 0 0 1 1 SC SD 1 0 0 1 0 1 N/A THE FOUNDATION CO FPB 6053351786 500 S MINNESOTA AVE SIOUX FALLS SD 57104 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 ELIZABETH R CLINE PO BOX 797 FINCASTLE VA 24090 DIRECTOR 1.00 0 0 0 DAVID G HOTTMANN 708 EAST ST ANDREWS DRIVE SIOUX FALLS SD 571084669 DIRECTOR 1.00 0 0 0 FREDERICK P STRATTON JR 9608 N JUNIPER CIRCLE MEQUON WI 50392 DIRECTOR 1.00 0 0 0 JOHN G ROCOVICH 5264 FALCON RIDGE ROAD ROANOKE VA 24014 CHAIRMAN & DIRECTOR 1.00 0 0 0 WILLIAM F FOX 622 NORTH WATER STREET MILWAUKEE WI 53202 DIRECTOR 1.00 0 0 0 DON H DAVIS JR 777 EWISCONSIN AVENUE STE 3015 MILWAUKEE WI 53202 DIRECTOR 1.00 0 0 0 MICHAEL HOLLAND ONE GREENLEY RD NEW CANAAN CT 06840 DIRECTOR 1.00 0 0 0 SUE ELLEN ROCOVICH PHD DO 5264 FALCON RIDGE RD ROANOKE VA 24014 DIRECTOR 1.00 0 0 0 NONE 0 KPMG LLP 1021 EAST CARY STREET SUITE 2000 RICHMOND VA 23219 AUDIT & TAX SERVICES 468192 ROBERT C BEST CONSULTING LLC 9718 CRAGMONT DR RICHMOND VA 23238 FINANCIAL CONSULTING 107625 BROWN EDWARDS & COMPANY LLP 319 MCCLANAHAN STREET ROANOKE VA 24014 ACCOUNTING SERVICES 104464 0 0 8244981 7925408 109338 16279727 0 0 16279727 244196 16035531 801777 801777 63555 63555 738222 0 738222 0 738222 165270 0 165270 738222 0 0 106411 106411 165270 0 0 0 165270 0 106411 106411 0 0 0 0 0 466541 0 0 0 JOHN G ROCOVICH CO MOSS ROCOVICH 4415 ELECTRIC ROAD ROANOKE VA 24108 5407748800 THE SUBMISSIONS MUST BE SUBMITTED IN WRITTEN FORM BY MAIL OR EMAIL THERE IS NO SET DEADLINE FOR SUBMISSIONS THERE ARE NO RESTRICTIONS OR LIMITATIONS ON AWARDS APPALACHIAN COLLEGE OF PHARMACY 1060 DRAGON ROAD OAKWOOD VA 24631 PC FINANCIAL ASSISTANCE 6500 6500 0 14 7688 14 108222 592092 14 179853 18 436609 0 732372 592092 1324464 5A THE HARVEY W. PETERS RESEARCH FOUNDATION (THE FOUNDATION) IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL AND SCIENTIFIC PURPOSES WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED OR ANY CORRESPONDING SECTION OF ANY FUTURE FEDERAL TAX CODE. THE FOUNDATION'S PURPOSE IS TO SUPPORT EDWARD VIA VIRGINIA COLLEGE OF OSTEOPATHIC MEDICINE, BLUEFIELD UNIVERSITY, AND APPALACHIAN COLLEGE OF PHARMACY, ALL VIRGINIA NONSTOCK CORPORATIONS, BY PROVIDING FINANCIAL ASSISTANCE TO SUPPORT THEIR PROGRAMS, CONSISTING OF PROVIDING PROGRAMS OF INSTRUCTION FOR UNDERGRADUATE EDUCATION, CONDUCT OF MEDICAL AND SCIENTIFIC RESEARCH, AND TRAINING IN THE ART, SCIENCE AND PRACTICE OF OSTEOPATHIC MEDICINE AND PHARMACOLOGY. THE LEASE OF PROPERTY TO THE COLLEGE IS IN FURTHERANCE OF THE FOUNDATION'S EXEMPT MISSION. THE FOUNDATION ACQUIRED A PARCEL OF LAND IN AUBURN, AL, SPARTANBURG, SC AND MONROE, LA AND CONSTRUCTED BUILDINGS TO HOUSE THE CAMPUSES OF THE EDWARD VIA VA COLLEGE OF 0 0 0 0 0 0 1 0 0 1b(5) 13034655 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION A LOAN WAS GUARANTEED BY THE REPORTING ENTITY 1b(5) 10484848 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION LOAN GIVEN TO REPORTING ENTITY. 1b(5) 736421 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION LOAN GIVEN BY REPORTING ENTITY 1 HARVEY W PETERS (VIRGINIA) HOLDING CORPORATION 501(C)(2) THE REPORTING ENTITY IS THE SOLE MEMBER OF THE HARVEY W. PETERS (VIRGINIA) HOLDING CORPORATION. X X 1 EDWARD BECHER VIA 6541 TALLWOOD DRIVE ROANOKE VA 24018 245000 X 2 MARION BRADLEY VIA MEMORIAL FOUNDATION CO FIRST PREMIER BANK TRUST DEPT 500 S MINNESOTA SIOUX FALLS SD 57104 169000 X ACCOUNTING FEES - HWP 386911 349492 0 0 ACCOUNTING FEES - VCOME 53455 53455 0 0 ACCOUNTING FEES - SD 52000 52000 0 0 CASH DEEMED HELD FOR CHARITABLE ACTIVITIES (1.5%) OWNERSHIP OF CONTROLLED ENTITIES FORM 990-PF, PAGE 5, PART VI-A, LINE 11 NAME OF CONTROLLED: APPALACHIAN COLLEGE OF PHARMACY ENTITY EMPLOYER ID NO: 26-0069167ADDRESS EXCESS BUSINESS: 1060 DRAGON ROADOAKWOOD, VA 24631EXCESS BUSINESS HOLDING: [ ] YES [X ] NONAME OF CONTROLLED: BLUEFIELD UNIVERSITY ENTITY EMPLOYER ID NO: 54-0568200ADDRESS EXCESS BUSINESS: 3000 COLLEGE AVEBLUEFIELD, VA 24605EXCESS BUSINESS HOLDING: [ ] YES [X ] NONAME OF CONTROLLED: EDWARD VIA VIRGINIA COLLEGE OF OSTEOPATHIC MEDICINE ENTITY EMPLOYER ID NO: 54-2052107ADDRESS EXCESS BUSINESS: 2265 KRAFT DRIVEBLACKSBURG, VA 24060EXCESS BUSINESS HOLDING: [ ] YES [X ] NONAME OF CONTROLLED: VC MEDICAL ENDOWMENT TRUST ENTITY EMPLOYER ID NO: 47-6343397ADDRESS EXCESS BUSINESS: 500 S. MINNESOTA AVESIOUX FALLS , SD 57104EXCESS BUSINESS HOLDING: [ ] YES [X ] NONAME OF CONTROLLED: HARVEY W. PETERS (VA) HOLDING CORPORATIONENTITY EMPLOYER ID NO: 54-2052207ADDRESS EXCESS BUSINESS: 4415 ELECTRIC ROADROANOKE, VA 24018EXCESS BUSINESS HOLDING: [ ] YES [X ] NO COMMON AND OTHER STOCKS 7756115 7756115 INV - AXON CONNECTED LLC FMV 159338 159338 INV - NEW PEOPLE BANK CD FMV 1528234 1528234 INV - SUMMIT COMMUNITY BK CD FMV 2053153 2053153 INV - BMO WEALTH MGMT FMV 770788 770788 INV - IRIDIAN PRIVATE FMV 864811 864811 INV - OAKTREE GLOBAL FMV 873877 873877 TD BANK 10000000 5500000 2010-12 2027-12 MONTHLY INTEREST AND PRINCIPAL PAYMENTS 3.260000000000 CERTAIN ASSETS OF VCOM ENTERPRISES; GUARANTEED UNCONDITIONALLY FINANCE CONSTRUCTION OF CAMPUS IN SOUTH CAROLINA CASH 10000000 DAKOTAS XXVII LLC 10032500 10032500 2018-10 2050-10 QUATERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 4/31/26 3.750000000000 GUARANTEED UNCONDITIONALLY BY THE COLLEGE OF ENGINEERING FOUNDATION FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 10032500 DAKOTAS XXVII LLC 4367500 4367500 2018-10 2050-10 QUATERLY INTEREST AND PRINCIPAL PAYMENTS, PLUS ACCRUED INTEREST DUE 4/31/26 3.750000000000 GUARANTEED UNCONDITIONALLY BY THE COLLEGE OF ENGINEERING FOUNDATION FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 4367500 TMI BANK 15000000 9398308 2010-03 LINE OF CREDIT DUE ON DEMAND 4.070000000000 INVESTMENT ASSETS HELD BY THER MARION BRADLEY GLASS AND PARTITION TRUST FUND VARIOUS EXPENSES OF THE EDWARD VIA VIRGINIA COLLEGE OF OSTEOPATHIC CASH 15000000 VIA-BRADLEY COLLEGE OF ENGINEERING FOUNDATION RELATED PARTY THROUGH COMMON CONTROL 1000000 1000000 2018-10 2023-10 PRINCIPAL AND ACCRUED INTEREST DUE AND PAYABLE AT MATURITY 2.830000000000 NONE FINANCE CONSTRUCTION OF CAMPUS IN LOUISIANA CASH 1000000 LOUISIANA PUBLIC FACILITIES AUTHORITY 20800000 19239970 2018-10 2038-10 LINE OF CREDIT INTEREST DUE QUARTERLY 4.400000000000 GUARANTEED UNCONDITIONALLY BY THE VIA-BRADLEY COLLEGE OF ENGINEERING FINANCE CONSTRUCTION OF MONROE, LOUISIANA CAMPUS. 20800000 DUE FROM EDWARD VIA VA COLLEGE 4446880 4446880 4446880 OTHER CURRENT ASSETS 3841602 3669041 3669041 INTANGIBLES 1424800 1275500 1275500 DUE FROM BROKER 42272 DUE FROM HARVEY W. PETERS HOLD 736420 736420 736420 DIVIDENDS & INTEREST RECEIVABLE 2753 83992 83992 BOND CLOSING COSTS 1290510 1228909 1228909 CURRENT CAPITAL LEASE RECEIVABLE 657638 1074788 1074788 DEF. FINANCING COSTS - VCOME 161493 136648 136648 DEF. FINANCING COSTS - SD 352421 334726 334726 UNREALIZED LOSS - HWP 2367551 ROUNDING 1 INVESTMENT MANAGEMENT FEES 114270 114270 0 0 UTILITIES/RENT EXPENSE 319 319 0 0 CUSTODIAN FEES 4011 4011 0 0 AMORTIZATION EXPENSE 253441 253441 0 0 OTHER EXPENSES 2266 975 0 0 MISCELLANEOUS 10689 10689 0 0 INTEREST INCOME - COE 148757 148757 0 MISCELLANEOUS INCOME - OAKTREE GLOBAL 31096 31096 0 DUE TO HARVEY W. PETERS (VA) HOLDING CO 3284848 10484848 DEFERRED GROUND LEASE 1368195 1573304 UNEARNED RENTAL REVENUE 6799198 6373307 CAPITAL LEASE OBLIGATION - SOUTH DONAHUE PROPERTIES 19000000 18287500 PROFESSIONAL FEES - HWP 329750 170980 0 158770 PROFESSIONAL FEES - SD 19240 19240 0 0 FOREIGN TAX 57 57 0 0 FEDERAL INCOME TAX 24622 0 0 0 OTHER TAXES AND FEES 61 61 0 0 APPALACHIAN COLLEGE OF PHARMACY 1060 DRAGON ROAD OAKWOOD VA 24631 260069167 PER IRC SECTION 4942(G)(3)(A) QUALIFYING CONTRIBUTIONS TOTALING $6,500 6500 6500