2023-02-24T19:00:10+00:00 2022-05-31 990 2021-06-01 240795495 University of Scranton UNIV 5709417411 800 Linden Street Scranton PA 18510 EDWARD J STEINMETZ CPA SENIOR VP FINANCE & TREASURER 5709417413 2023-02-24 EDWARD J STEINMETZ CPA 999009999 2021 2023-04-26 12:10:37Z JOSEPH G MARINA SJ 800 Linden Street Scranton PA 18510 450632755 false X WWW.SCRANTON.EDU X 1888 PA THE UNIVERSITY OF SCRANTON IS A CATHOLIC AND JESUIT UNIVERSITY DEDICATED TO EDUCATION. 30 29 2469 435 1307319 0 15402542 22091317 221670382 218985275 14348147 11013605 1536334 2995615 252957405 255085812 83365217 88012421 0 107212322 105537320 5500 5000 2908778 52743602 55396374 243326641 248951115 9630764 6134697 664344561 640906842 195304074 186390057 469040487 454516785 X THE UNIVERSITY OF SCRANTON IS A CATHOLIC AND JESUIT UNIVERSITY. IT IS A COMMUNITY DEDICATED TO THE FREEDOM OF INQUIRY AND PERSONAL DEVELOPMENT FUNDAMENTAL TO GROWTH IN WISDOM AND INTEGRITY OF ALL WHO SHARE ITS LIFE. IT OFFERS DEGREE PROGRAMS AT THE UNDERGRADUATE, GRADUATE, PRE-PROFESSIONAL, AND PROFESSIONAL LEVELS. false false 150229996 88012421 185085807 HIGHER EDUCATION; STUDENT FINANCIAL AID TOTAL INSTITUTIONAL FINANCIAL AID AWARDS PROCESSED AND DISBURSED BY THE FINANCIAL AID OFFICE AMOUNTED TO $83,938,709 TO RECIPIENTS. ADDITIONALLY, THE FINANCIAL AID OFFICE PROCESSED $47,452,849 OF FINANCIAL AID IN THE FORM OF LOANS TO STUDENTS. DURING THE 2021-2022 ACADEMIC YEAR 3,543 UNDUPLICATED RECIPIENTS RECEIVED SOME FORM OF FINANCIAL AID. LOANS PROVIDED TO STUDENTS AND THEIR PARENTS INCLUDE FEDERAL STAFFORD, PLUS, AND ALTERNATIVE LOANS. HIGHER EDUCATION; INSTRUCTION PROVIDES UNDERGRADUATE AND GRADUATE INSTRUCTION TO 3,487 UNDERGRADUATE AND 1,205 GRADUATE STUDENTS. THERE ARE 70 UNDERGRADUATE MAJOR PROGRAMS, 34 GRADUATE (MASTERS) LEVEL PROGRAMS, FOUR DOCTORAL PROGRAMS, AND OVER 100 CONTINUING AND PROFESSIONAL EDUCATION PROGRAMS TAUGHT AT THE UNIVERSITY. 30981568 0 33899469 HIGHER EDUCATION; AUXILIARY SERVICES: PROVIDES DORMITORY AND FOOD SERVICES TO APPROXIMATELY 2,070 RESIDENT STUDENTS AND FOOD SERVICES TO COMMUTER STUDENTS, FACULTY, STAFF AND ADMINISTRATION. 22766479 0 0 HIGHER EDUCATION; STUDENT SERVICES AND ACTIVITIES: EXPENDITURES OR ACTIVITIES WHOSE PURPOSE IS TO CONTRIBUTE TO STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND DEVELOPMENT OUTSIDE THE CLASSROOM. 7321392 0 837174 HIGHER EDUCATION; ACADEMIC SUPPORT: INCLUDES EXPENSES APPLICABLE TO AN INTEGRAL PART OF THE UNIVERSITY'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, OR PUBLIC SERVICE THAT ARE NOT CHARGED DIRECTLY TO THESE PROGRAMS. 5901399 0 0 HIGHER EDUCATION; LIBRARY: EXPENSES INCURRED IN OPERATING AN 80,000 SQ. FT. UNIVERSITY LIBRARY. THE LIBRARY CONTAINS OVER 633,035 VOLUMES, 203,507 FULL-TEXT ONLINE BOOKS, AND A MEDIA COLLECTION HOLING 22,544 NON-PRINT ITEMS AND 9,085 STREAMING MEDIA PROGRAMS FOR STUDENT AND GENERAL PUBLIC STUDY AND RESEARCH. 1688657 0 0 HIGHER EDUCATION, PUBLIC SERVICE: FUNDS EXPENDED FOR ACTIVITIES ESTABLISHED PRIMARILY TO PROVIDE NON-INSTITUTIONAL SERVICES BENEFICIAL TO INDIVIDUALS AND GROUPS EXTERNAL TO THE UNIVERSITY. THESE EXPENSES DO NOT INCLUDE OVER 175,000 COMMUNITY SERVICE HOURS PROVIDED BY UNIVERSITY STUDENTS. 1141036 0 642288 HIGHER EDUCATION, RESEARCH: INCLUDES THE COST ASSOCIATED WITH GRANTS/AWARDS TO PRODUCE RESEARCH EITHER FUNDED INTERNALLY OR COMMISSIONED BY AN AGENCY EXTERNAL TO THE UNIVERSITY. 16052484 1479462 220030527 true true false true false false true false true true true false false true true true false true true true false false false true false false true true true true false false false false false true false false false false true true false false false false false false false true 6547 0 true 2469 true true true false false false false true true false false false false false false X 30 29 true false false false false false false true true false false true true true true true true true true true false CO AK MA NH PA WA X X ADRIAN J MIHALKO CPA 5709414897 800 LINDEN STREET SCRANTON PA 18510 James M Slattery Board Chair 2.0 X X 0 0 0 Joseph G Marina SJ Board President 45.0 X X 20183 0 19848 Liz Murphy Board Co-Vice Chair 2.0 X X 0 0 0 Vincent F Reilly Esq Board Co-Vice Chair 2.0 X X 0 0 0 Angelo Joseph Rizzo SJ Trustee 1.0 X 0 0 0 Anne Drucker Trustee 1.0 X 0 0 0 Anthony G Simone Trustee 1.0 X 0 0 0 Anthony J Yanni MD Trustee 1.0 X 0 0 0 Col James F Cummings MD Trustee 1.0 X 0 0 0 Crystal E Newby EdD Trustee 1.0 X 0 0 0 Frank Dubas Jr CPA Trustee 1.0 X 0 0 0 Jacquelyn Dionne RN Trustee 1.0 X 0 0 0 John Boken Trustee 1.0 X 0 0 0 John P Sweeney Trustee 1.0 X 0 0 0 John R Mariotti DMD Trustee 1.0 X 0 0 0 Joseph L Sorbera Trustee 1.0 X 0 0 0 Kathleen Sprows Cummings PhD Trustee 1.0 X 0 0 0 Keith F Muccino SJ Trustee 1.0 X 0 0 0 Kevin J O'Brien Esq Trustee 1.0 X 0 0 0 Linda D Barrasse MD Trustee 1.0 X 0 0 0 Mary R Haveron CPA Trustee 1.0 X 0 0 0 Matthew Haggerty Trustee 1.0 X 0 0 0 Nicole E Young Trustee 1.0 X 0 0 0 Rachel Mackin Browning Trustee 1.0 X 0 0 0 Richard Malloy SJ Trustee 1.0 X 0 0 0 Ryan Maher SJ Trustee 1.0 X 0 0 0 Stephen E Sandherr Esq Trustee 1.0 X 0 0 0 Thomas Neitzke Trustee 1.0 X 0 0 0 Timothy J Kacani Trustee 1.0 X 0 0 0 William J Kelley SJ Trustee 1.0 X 0 0 0 Edward J Steinmetz CPA Senior VP for Finance/Treasurer 45.0 X 382812 0 41266 Gerald C Zaboski VP, Enrollment Management & External Affairs (until 5/22) 45.0 X 220084 0 62972 Herbert B Keller SJ VP for Mission & Ministry (until 5/22) 45.0 X 0 0 326 Jeffrey P Gingerich PhD Provost and Senior VP for Academic Affairs and Interim President 45.0 X 331721 0 136030 Patricia L Tetreault VP for Human Resources 45.0 X 175488 0 46945 Robert B Farrell Esq General Counsel 45.0 X 303490 0 17999 Robert W Davis Jr EdD Vice President for Student Life 45.0 X 210169 0 45848 Thomas S MacKinnon VP for University Advancement 45.0 X 246050 0 28757 Debra A Pellegrino EdD Dean, PCPS (until 12/21) 45.0 X 206165 0 40788 Michael O Mensah PhD Interim Dean, KSOM (as of 7/21) 45.0 X 230002 0 46255 Michelle Maldonado PhD Dean, CAS (until 5/22) 45.0 X 201084 0 39286 Sam Beldona PhD Dean, KSOM (until 7/21) 45.0 X 203128 0 46362 Victoria Castellanos PhD Interim Dean, PCPS (as of 1/22) 45.0 X 157927 0 85998 Douglas M Boyle DBA CPA CMA Professor 40.0 X 450266 0 46961 Iordanis Petsas PhD Professor 40.0 X 256172 0 43147 James F Boyle DBA CPA Associate Professor 40.0 X 327074 0 29105 Nabil A Tamimi PhD Professor 40.0 X 263283 0 27078 S Kingsley Gnanendran PhD Professor 40.0 X 243069 0 45944 Anitra M McShea Former Vice Provost, Student Formation & Campus Life 45.0 X 119389 0 28425 Brian P Conniff PhD Former Dean, CAS 45.0 X 141419 0 37085 Murli Rajan PhD CFA Former Interim Dean, KSOM 45.0 X 205617 0 88863 4894592 0 1005288 200 true true false ARAMARK C/O UNIVERSITY OF SCRANTON SCRANTON PA 18510 FOOD SERVICE PROVIDER 9115735 AJ GUZZI GENERAL CONTR INC 9 SKYLINE DRIVE CLARKS SUMMIT PA 18411 CONSTRUCTION CONTRACTOR 1809741 SCRANTON ELECTRIC HEATING & COOLING SERVICES INC 800 SANDERSTON ST THROOP PA 18512 CONSTRUCTION CONTRACTOR 998299 CAMBRIDGE INCUBATOR INC 1 BROADWAY FL 14 CAMBRIDGE MA 021421187 COVID TESTING 770140 DOUGHERTY CLIFFORD & WADSWORTH CORPORATION 895 MARCONI AVENUE RONKONKOMA NY 117797228 ADVERTISING 457455 25 768083 13422141 7901093 361395 22091317 TUITION AND FEES 611310 185085807 185085807 AUXILIARY ENTERPRISES 721310 33899468 33899468 0 0 0 0 218985275 5420918 34572 5386346 65965 86255 -20290 0 -20290 -20290 200817075 143287 195064484 303191 5752591 -159904 5592687 5592687 73187 768083 93013 -19826 -19826 EDUCATIONAL SUPPORT SERVICES 611710 1479463 1479463 EARLY LEARNING CENTER 624410 1304341 1020820 283521 CONFERENCES AND SUMMER CAMPS 721214 251927 251927 0 0 0 0 3035731 255085812 220464738 1307319 11222438 200000 200000 87812421 87812421 4144668 2150121 1717446 277101 70709494 62657074 6840910 1211510 4750687 4130324 527778 92585 21158939 16436720 4424097 298122 4773532 3928234 744486 100812 454176 454176 294094 294094 73360 73360 5000 5000 1570399 1570399 2925707 1526800 1060787 338120 1002707 274347 727747 613 2220488 1748048 411897 60543 2044086 1044109 964954 35023 4091845 3898150 193695 864226 797845 43031 23350 581013 509547 60227 11239 5399489 5366826 32663 12758915 11391364 1316259 51292 1359895 1013306 333735 12854 DIRECT FOOD COSTS 7963763 7963763 REPAIRS AND MAINTENANCE 4426861 2395374 2018503 12984 BOOKS AND PUBLICATIONS 2605399 2554614 5420 45365 OTHER FOOD SERVICE EXP. 1448169 1072865 210793 164511 3311782 1158675 2058713 94394 248951115 220030527 26011810 2908778 15742702 14652746 4832969 6927738 7665844 7583662 83479 52472 0 0 1639121 1202593 4612005 5010764 504908619 239783129 272023465 265125490 213184947 195870618 140781388 140660222 0 3778641 3820537 664344561 640906842 31294822 28342037 742875 597541 9951281 9439417 138765000 134245000 0 0 14550096 13766062 195304074 186390057 X 275160587 265838128 193879900 188678657 469040487 454516785 664344561 640906842 X 6134697 -20546686 -111713 X false true X true true true X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false false false true 73360 73360 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE UNIVERSITY CONTRACTED WITH A CONSULTING FIRM TO REPRESENT ITS INTERESTS IN LEGISLATIVE AND OTHER GOVERNMENTAL MATTERS AT BOTH THE STATE AND FEDERAL LEVELS. 48500 354725 X X X X USED REGULARLY FOR TEACHING false 275733702 4537824 -7407766 4487046 4047702 1570399 262758613 208589164 11173653 64985579 4181004 3474757 1358933 275733702 205532801 3870216 8410376 4521153 3493141 1209935 208589164 198909079 12960401 2373612 4277294 3374059 1058938 205532801 182731251 8559152 15992476 4243866 3100191 1029743 198909079 0.354 0.303 0.343 true false 24255378 24255378 395898116 179099101 216799015 50428125 43131703 7296422 34327000 17552325 16774675 265125490 SILCHESTER INTERNATIONAL INVESTORS MFS INTERNATIONAL GROWTH, LLC IR&M CORE BOND FUND, LLC MERCER PIP IV, LP ABBOTT CAPITAL PRIVATE EQUITY FUND VII, LP SILCHESTER INTERNATIONAL INVESTORS 15567961 F MFS INTERNATIONAL GROWTH, LLC 17975672 F IR&M SOCIALLY RESPONSIBLE CORE BOND FUND, LLC 7766011 F MERCER PIP IV, LP 6284944 F ABBOTT CAPITAL PRIVATE EQUITY FUND VII, L.P. 4515136 F PARK STREET CAPITAL PRIVATE EQUITY FUND XI, L.P. 3135450 F APOLLO TOTAL RETURN FUND 8283584 F MERCER PIP V LP 2699098 F HARBOURVEST 2017 GLOBAL FUND, L.P. 6782936 F MERCER PIP VI LP 1389150 F HARBOURVEST GLOBAL FEEDER FUND 6678362 F ATALAN OFFSHORE FUND, LTD. 2366092 F HG VORA SPECIAL OPPORTUNITIES FUND 3008731 F THE TUDOR BVI GLOBAL FUND LTD. 2688596 F TUDOR RIVERBEND CROSSING PARTNERS 4239888 F AURELIUS CAPITAL INTERNATIONAL II, LTD. 5019423 F ANCHORAGE CAPITAL OFFSHORE 3067498 F BREVAN HOWARD MACRO FUND LIMITED 2609718 F DAVIDSON KEMPNER INSTITUTIONAL 4646377 F PHARO GAIA FUND, LTD. 2192365 F SILVER POINT CAPITAL OFFSHORE FUND, LTD. 4972172 F HARBOR SPRING CAPITAL PARTNERS OFFSHORE 1764199 F CANYON VALUE REALIZATION FUND 2740828 F MERCER GLOBAL OPPORTUNITIES LTD. 9397039 F WASHINGTON HARBOUR CAPITAL OFFSHORE 404117 F ARKKAN OPPORTUNITIES FUND LTD. 2177041 F ELLIOTT INTERNATIONAL LIMITED 589500 F SONA CREDIT FUND LIMITED 5090515 F SHELLBACK OFFSHORE FUND, LTD. 2607819 F 140660222 SPLIT INTEREST AGREEMENTS PREMIUMS ON UNIVERSITY BONDS CAPITAL LEASE OBLIGATIONS SPLIT INTEREST AGREEMENTS 1678054 PREMIUMS ON UNIVERSITY BONDS 8032504 CAPITAL LEASE OBLIGATIONS 4055504 13766062 X 148836761 -20546686 -84398024 -104944710 253781471 1304341 1304341 255085812 163360463 0 0 163360463 85590652 85590652 248951115 Schedule D, Part III, Line 4 Collections of art - description of collections THE SPECIAL COLLECTIONS DEPARTMENT OF THE WEINBERG MEMORIAL LIBRARY PROVIDES EXHIBITS, PROGRAMMING, AND INSTRUCTION THAT REACH OUT TO BOTH THE UNIVERSITY COMMUNITY AND THE GENERAL PUBLIC. SPECIAL COLLECTIONS CONTAIN HISTORICAL COLLECTIONS AND A RARE BOOK COLLECTION THAT RANGES FROM MEDIEVAL MANUSCRIPTS AND EARLY PRINTED BOOKS THROUGH 20TH CENTURY FIRST EDITION AND FINE PRESS WORK. MUCH OF THE COLLECTION WAS DONATED OR ACQUIRED OVER MANY DECADES. INCLUDED IN THE COLLECTION IS A COMPONENT FOCUSING ON RARE BOOKS PRODUCED BY THE JESUIT COMMUNITY. Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY'S ENDOWMENT IS USED TO PROVIDE SCHOLARSHIPS TO STUDENTS AND TO OFFSET FACULTY SALARIES AND OTHER OPERATING EXPENSES. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote TAX POSITIONS ARE RECOGNIZED OR REVERSED BY THE UNIVERSITY BASED ON A "MORE LIKELY THAN NOT" THRESHOLD. THIS APPLIES TO POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. THE UNIVERSITY DOES NOT BELIEVE ITS FINANCIAL STATEMENTS INCLUDE ANY UNCERTAIN TAX POSITIONS. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 RENTAL EXPENSES DEDUCTED FROM GROSS RENT REVENUE - 86255 FUNDRAISING EXPENSES DEDUCTED FROM GROSS FUNDRAISING INCOME - 93013 RECLASSIFICATION OF BOND PREMIUM AMORTIZATION AS A CONTRA-EXPENSE - 459142 TUITION AND FEE REVENUE OFFSET BY INSTITUTIONALLY FUNDED STUDENT AID - -83938709 CHANGE IN VALUE OF SPLIT-INTEREST LIABILITY - -111713 INVESTMENT MANAGEMENT FEES - -1570399 EARLY LEARNING CENTER NET PROFIT - 584387 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements EARLY LEARNING CENTER GROSS REVENUE - 1304341 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements RENTAL EXPENSES DEDUCTED FROM GROSS RENT REVENUE - -86255 FUNDRAISING DIRECT EXPENSES DEDUCTED FROM GROSS FUNDRAISING INCOME - -93013 RECLASSIFICATION OF BOND PREMIUM AMORTIZATION AS A CONTRA-EXPENSE - -459142 TUITION AND FEE REVENUE OFFSET BY INSTITUTIONALLY FUNDED STUDENT AID - 83938709 INVESTMENT MANAGEMENT FEES - 1570399 EARLY LEARNING CENTER EXPENSES - 719954 true true true true true true true false false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY'S NOTICE OF NON-DISCRIMINATION IS WIDELY POSTED ON UNIVERSITY WEB PAGES, AT VARIOUS LOCATIONS ON CAMPUS, AND CONTAINED IN ELECTRONIC AND PRINTED PUBLICATIONS FOR GENERAL DISTRIBUTION, APPLICABLE BULLETINS, ANNOUNCEMENTS, PUBLICATIONS, CATALOGS, APPLICATION FORMS, AND RECRUITMENT MATERIALS. THE UNIVERSITY IS GOVERNED BY AN INDEPENDENT BOARD OF TRUSTEES AND WELCOMES PERSONS OF ALL RACES AND RELIGIOUS PERSUASIONS AS MEMBERS OF ITS STUDENT BODY, FACULTY, STAFF, AND ADMINISTRATION. THE UNIVERSITY IS COMMITTED TO PROVIDING AN EDUCATIONAL, RESIDENTIAL, AND WORKING ENVIRONMENT THAT IS FREE FROM HARASSMENT AND DISCRIMINATION. MEMBERS OF THE UNIVERSITY COMMUNITY, APPLICANTS FOR EMPLOYMENT OR ADMISSIONS, GUESTS AND VISITORS HAVE THE RIGHT TO BE FREE FROM HARASSMENT OR DISCRIMINATION BASED ON RACE, COLOR, RELIGION, ANCESTRY, GENDER, SEX, PREGNANCY, SEXUAL ORIENTATION, GENDER IDENTITY OR EXPRESSION, AGE, DISABILITY, GENETIC INFORMATION, NATIONAL ORIGIN, VETERAN STATUS, OR ANY OTHER STATUS PROTECTED BY APPLICABLE LAW. SEXUAL HARASSMENT, INCLUDING SEXUAL VIOLENCE, IS A FORM OF SEX DISCRIMINATION PROHIBITED BY TITLE IX OF THE EDUCATION AMENDMENTS OF 1972. THE UNIVERSITY DOES NOT DISCRIMINATE ON THE BASIS OF SEX IN ITS EDUCATIONAL, EXTRACURRICULAR, ATHLETIC, OR OTHER PROGRAMS OR IN THE CONTEXT OF EMPLOYMENT. THE UNIVERSITY VALUES THE BENEFITS OF DIVERSITY. IT IS COMMITTED TO CREATING A COMMUNITY WHICH RECOGNIZES THE INHERENT VALUE AND DIGNITY OF EACH PERSON. AS SUCH, THE UNIVERSITY PROMOTES AND AWARENESS OF AND SENSITIVITY TOWARDS DIFFERENCES OF RACE, GENDER, ETHNICITY, NATIONAL ORIGIN, CULTURE, SEXUAL ORIENTATION, RELIGION, AGE, AND DISABILITIES, AMONG STUDENTS, FACULTY, STAFF AND ADMINISTRATORS. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY RECEIVES OPERATING FUNDS DESIGNATED BY BOTH FEDERAL AND STATE GOVERNMENT FUNDING AGENCIES FOR SPECIFIC OPERATING PURPOSES. THE UNIVERSITY ALSO RECEIVES FINANCIAL AID FUNDS FOR ITS STUDENTS FROM BOTH FEDERAL AND STATE FUNDING AGENCIES AND ACTS AS THE CUSTODIAN AND DISBURSING AGENT FOR THESE FUNDS. Central America and the Caribbean 0 0 Program Services STUDENT SERVICE LEARNING EXPENSES; STUDENT TRAVEL COURSE 4000 East Asia and the Pacific 0 2 Program Services STUDENT RECRUITMENT EXPENSES 43490 Europe (Including Iceland and Greenland) 0 0 Program Services SPEAKER HONORARIUM; STUDENT TRAVEL COURSE; STUDENT STUDY ABROAD 69507 Middle East and North Africa 0 3 Program Services STUDENT RECRUITMENT EXPENSES 14923 North America (Canada & Mexico only) 0 1 Program Services FACULTY SALARY AND BENEFITS FOR REMOTE TEACHING; PAYROLL PROCESSING FEES 85350 South America 0 0 Program Services STUDENT TRAVEL COURSE 62830 South Asia 0 4 Program Services STUDENT RECRUITMENT EXPENSES 45724 0 10 0 0 0 10 325824 0 325824 true false true true false false Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual DINNER 660390 659538 852 449 24648 GOLF TOURNEY 180880 108545 72335 8725 51568 7623 0 0 841270 768083 73187 8725 51568 449 32271 93013 -19826 true CITY OF SCRANTON CITY HALL 340 NORTH WASHINGTON AVE SCRANTON PA 18503 246000704 115 200000 0 N/A N/A GENERAL SUPPORT 1 0 UNIVERSITY FUNDED GRANTS/ASSISTANCE 3543 83938709 0 N/A N/A CARES EMERGENCY ACT GRANTS 1749 3873712 0 N/A N/A Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ALL UNIVERSITY STUDENTS ARE CONSIDERED FOR GRANTS AND/OR ASSISTANCE. THE UNIVERSITY'S FINANCIAL AID OFFICE EVALUATES EACH STUDENT'S FINANCIAL NEED BASED UPON INFORMATION PROVIDED ON THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). FINANCIAL AID OFFICE MANAGEMENT AWARDS MERIT SCHOLARSHIPS TO STUDENTS WHO QUALIFY BASED UPON DONOR STIPULATIONS AND AWARD FEDERAL, STATE, AND PRIVATE NEED-BASED AWARDS BASED ON FEDERAL OR OTHER GUIDELINES. STUDENTS RECEIVING AWARDS PROVIDE INFORMATION AND PARTICIPATE IN INTERVIEWS TO ENSURE THAT GUIDELINES AND RESIDENCY RULES AND REGULATIONS ARE MET. X X X true true X X X X true false false false false false false false false Edward J Steinmetz CPA Senior VP for Finance/Treasurer 382812 0 0 0 0 0 20858 0 20408 0 424078 0 0 0 Jeffrey P Gingerich PhD Provost and Senior VP for Academic Affairs and Interim President 331721 0 0 0 0 0 20876 0 115154 0 467751 0 0 0 Robert B Farrell Esq General Counsel 303490 0 0 0 0 0 17355 0 644 0 321489 0 0 0 Thomas S MacKinnon VP for University Advancement 246050 0 0 0 0 0 17266 0 11491 0 274807 0 0 0 Gerald C Zaboski VP, Enrollment Management & External Affairs (until 5/22) 220084 0 0 0 0 0 15575 0 47397 0 283056 0 0 0 Robert W Davis Jr EdD Vice President for Student Life 210169 0 0 0 0 0 15001 0 30847 0 256017 0 0 0 Patricia L Tetreault VP for Human Resources 175488 0 0 0 0 0 13043 0 33902 0 222433 0 0 0 Michael O Mensah PhD Interim Dean, KSOM (as of 7/21) 230002 0 0 0 0 0 19770 0 26485 0 276257 0 0 0 Debra A Pellegrino EdD Dean, PCPS (until 12/21) 206165 0 0 0 0 0 14631 0 26157 0 246953 0 0 0 Sam Beldona PhD Dean, KSOM (until 7/21) 153030 0 0 0 50098 0 14979 0 31383 0 249490 0 0 0 Michelle Maldonado PhD Dean, CAS (until 5/22) 201084 0 0 0 0 0 8461 0 30825 0 240370 0 0 0 Victoria Castellanos PhD Interim Dean, PCPS (as of 1/22) 157927 0 0 0 0 0 10923 0 75075 0 243925 0 0 0 Douglas M Boyle DBA CPA CMA Professor 450266 0 0 0 0 0 16184 0 30777 0 497227 0 0 0 James F Boyle DBA CPA Associate Professor 327074 0 0 0 0 0 14312 0 14793 0 356179 0 0 0 Nabil A Tamimi PhD Professor 263283 0 0 0 0 0 13655 0 13423 0 290361 0 0 0 Iordanis Petsas PhD Professor 256172 0 0 0 0 0 11310 0 31837 0 299319 0 0 0 S Kingsley Gnanendran PhD Professor 243069 0 0 0 0 0 15037 0 30907 0 289013 0 0 0 Murli Rajan PhD CFA Former Interim Dean, KSOM 205617 0 0 0 0 0 13823 0 75040 0 294480 0 0 0 Brian P Conniff PhD Former Dean, CAS 141419 0 0 0 0 0 11257 0 25828 0 178504 0 0 0 Anitra M McShea Former Vice Provost, Student Formation & Campus Life 0 0 0 0 119389 0 8634 0 19791 0 147814 0 0 0 Schedule J, Part I, Line 1a First-class or charter travel THE UNIVERSITY'S TRAVEL AND EXPENSE POLICY ALLOWS FOR FIRST- AND BUSINESS-CLASS AIR TRAVEL IN CERTAIN CIRCUMSTANCES FOR UNIVERSITY OFFICERS. Schedule J, Part I, Line 1a Housing allowance or residence for personal use THE UNIVERSITY PROVIDES ON-CAMPUS HOUSING FOR THE PRESIDENT. THE ESTIMATED VALUE OF THIS HOUSING IS $18,928. THE HOUSING VALUES ARE BASED UPON RESIDENCE HALL RATES CHARGED TO UNIVERSITY STUDENTS. THE HOUSING VALUE IS INCLUDED IN THE PRESIDENT'S COMPENSATION DISCLOSED IN PART VII OF THE FORM 990. Schedule J, Part I, Line 1a Health or social club dues or initiation fees THE UNIVERSITY PAYS FOR INITIATION FEES AND MONTHLY DUES FOR A MEMBERSHIP FOR THE PRESIDENT TO THE SCRANTON COUNTRY CLUB. THE UNIVERSITY ALSO PAYS FOR THE ANNUAL MEMBERSHIP FEES FOR THE VICE PRESIDENT FOR UNIVERSITY ADVANCEMENT IN HIS/HER ROLE AT THE FOLLOWING SOCIAL CLUBS: HAMILTON FARM GOLF CLUB OF GLADSTONE, NJ AND GLENMAURA NATIONAL GOLF CLUB OF MOOSIC, PA. THESE MEMBERSHIPS ARE USED BY SENIOR ADMINISTRATORS TO HOST MEETINGS WITH BUSINESS PARTNERS OF THE UNIVERSITY, BOARD OF TRUSTEES MEMBERS, POTENTIAL DONORS, AND FACULTY AND STAFF. MEMBERSHIP IN THESE CLUBS ALLOWS FOR RECIPROCAL USE OF OTHER RELATED VENUES WITHIN THE UNITED STATES. THESE RECIPROCAL AGREEMENTS ALLOW SENIOR ADMINISTRATION TO HOST QUALITY BUSINESS AND FUNDRAISING EVENTS OUTSIDE THE COMMONWEALTH OF PENNSYLVANIA. Schedule J, Part I, Line 4a Severance or change-of-control payment THE UNIVERSITY'S FORMER VICE PROVOST FOR STUDENT FORMATION & CAMPUS LIFE, ANITRA MCSHEA, WAS PAID $123,347 UNDER A SEPARATION AGREEMENT FOR THE PERIOD JANUARY 1, 2021 THROUGH AUGUST 10, 2021. THE UNIVERSITY'S DEAN OF THE KANIA SCHOOL OF MANAGEMENT, SAM BELDONA, WAS PAID $50,098 UNDER A SEPARATION AGREEMENT FOR THE PERIOD AUGUST 2, 2021 THROUGH DECEMBER 31, 2021. Schedule J, Part I, Line 3 THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE HUMAN RESOURCES OFFICE OR EXTERNAL SOURCES TO AID IN EVALUATING COMPENSATION AND BENEFITS AND STRATEGIES TO ATTRACT AND RETAIN QUALIFIED PERSONNEL FOR SENIOR EXECUTIVE ADMINISTRATIVE POSITIONS. THE COMMITTEE ANNUALLY REVIEWS AND APPROVES COMPENSATION AND BENEFITS FOR SENIOR ADMINISTRATORS AND OFFICERS OF THE UNIVERSITY. THIS REVIEW INCLUDES COMPARABLE MARKET DATA FOR POSITIONS AT OTHER HIGHER EDUCATION INSTITUTIONS. THE COMMITTEE REPORTS TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES THE TOTAL COMPENSATION PAID TO THE UNIVERSITY'S PRESIDENT AND VICE PRESIDENTS. THE COMMITTEE REVIEWS THE RECOMMENDATIONS OF, AND ADVISES, THE PRESIDENT AS TO THE INDIVIDUAL EMPLOYMENT CONTRACTS THAT ARE ABOVE AND BEYOND THE SCOPE OF THE UNIVERSITY'S BASE COMPENSATION AND BENEFITS STRUCTURE. A NE PA HOSPITAL & EDUCATION AUTHORITY 237394107 000000000 2014-09-11 20000000 PARTIAL FINANCING FOR CONSTRUCTION OF A NEW REHABILITATION EDUCATION CENTER false false false B CITY OF WILKES-BARRE FINANCING AUTHORITY 205684698 968254BT8 2015-08-04 39134183 REFUNDING OF 2006 BONDS, WHICH WERE ISSUED 03/02/06 false false false C SCR-LACKAWANNA HEALTHWELFARE AUTHORITY 232205980 810694K73 2016-07-07 29240908 REFUNDING OF SERIES 2007 BONDS, WHICH WERE ISSUED 10/12/07 false false false D LACKAWANNA CNTY INDUSTRIAL DEV AUTHORIT 232058328 505493AY2 2017-11-01 70539319 PARTIAL REFUNDING OF SERIES 2010 BONDS - ISSUED 09/09/10, AND REFUNDING SERIES 2002 K1 BONDS false false false A 3120000 20000000 101773 19898227 2015 false false true true B 3015000 39134183 288533 38845650 2015 true true true true C 29240908 308557 28932351 2016 false true true true D 3980000 70539319 478216 70061103 true true true true A false false true true 0.0 false false false B false false true true false 0.0 false false false C false false true true false 0.0 false false false D false false true true false 0.0 false false false A false true false false true false false false true B false false false true false false false false true C false false false true false false false false true D false true false false false false false false true A true B true C true D true Schedule K, Part III, Line 9 THE UNIVERSTIY HAS PROCEDURES IN PLACE BUT NO WRITTEN POLICY TO ENSURE COMPLIANCE WITH THESE REQUIREMENTS. THE UNIVERSITY IS WORKING TO FINALIZE A FORMAL WRITTEN POLICY. Schedule K, Part II, Line 10 COLUMN A ISSUER NAME: NE PA HOSPITAL & EDUCATION AUTHORITY THE ISSUE PRICE OF $20,000,000 IS ALLOCATED BETWEEN CAPITAL EXPENDITURES OF $19,898,227 AND ISSUANCE COSTS FROM PROCEEDS OF $101,773 Schedule K, Part IV, Line 2c COLUMN B Issuer name: CITY OF WILKES-BARRE FINANCING AUTHORITY The calculation for computing no rebate due was performed on 01/06/2020 Schedule K, Part IV, Line 2c COLUMN C Issuer name: SCR-LACKAWANNA HEALTH/WELFARE AUTHORITY The calculation for computing no rebate due was performed on 11/06/2020 ROBERT B FARRELL ESQ GENERAL COUNSEL EDUCATIONAL ASSISTANCE X 157416 52472 false true true 52472 X 1 3500 Other - Appraisal X 16 312895 Other - Mid Point Value Date of Transaction X Piano Steinway M Number 327175 1 45000 Other - Appraisal false true false Schedule M, Part I THE NUMBER REPORTED IN COLUMN B REPRESENTS THE NUMBER OF DONORS. Schedule M, Part I, Line 32b THE UNIVERSITY OF SCRANTON UTILIZES OUR PRIMARY BANKING PARTNER, PNC BANK, TO SELL ALL STOCK GIFTS AT MARKET VALUE AS THEY ARE RECEIVED. Schedule M, Part I Explanations of reporting method for number of contributions Securities - Publicly traded - Number of Contributions Art - Works of art - Number of Contributions Other - Piano Steinway M Number 327175 Number of Contributions Form 990, Part III, Line 4d Description of other program services (Expenses $ 7,321,392 including grants of $ 0)(Revenue $ 837,174) HIGHER EDUCATION; ACADEMIC SUPPORT: INCLUDES EXPENSES APPLICABLE TO AN INTEGRAL PART OF THE UNIVERSITY'S PRIMARY MISSION OF INSTRUCTION, RESEARCH, OR PUBLIC SERVICE THAT ARE NOT CHARGED DIRECTLY TO THESE PROGRAMS. Form 990, Part III, Line 4d Description of other program services (Expenses $ 5,901,399 including grants of $ 0)(Revenue $ 0) HIGHER EDUCATION; LIBRARY: EXPENSES INCURRED IN OPERATING AN 80,000 SQ. FT. UNIVERSITY LIBRARY. THE LIBRARY CONTAINS OVER 633,035 VOLUMES, 203,507 FULL-TEXT ONLINE BOOKS, AND A MEDIA COLLECTION HOLING 22,544 NON-PRINT ITEMS AND 9,085 STREAMING MEDIA PROGRAMS FOR STUDENT AND GENERAL PUBLIC STUDY AND RESEARCH. Form 990, Part III, Line 4d Description of other program services (Expenses $ 1,688,657 including grants of $ 0)(Revenue $ 0) HIGHER EDUCATION, PUBLIC SERVICE: FUNDS EXPENDED FOR ACTIVITIES ESTABLISHED PRIMARILY TO PROVIDE NON-INSTITUTIONAL SERVICES BENEFICIAL TO INDIVIDUALS AND GROUPS EXTERNAL TO THE UNIVERSITY. THESE EXPENSES DO NOT INCLUDE OVER 175,000 COMMUNITY SERVICE HOURS PROVIDED BY UNIVERSITY STUDENTS. Form 990, Part III, Line 4d Description of other program services (Expenses $ 1,141,036 including grants of $ 0)(Revenue $ 642,288) HIGHER EDUCATION, RESEARCH: INCLUDES THE COST ASSOCIATED WITH GRANTS/AWARDS TO PRODUCE RESEARCH EITHER FUNDED INTERNALLY OR COMMISSIONED BY AN AGENCY EXTERNAL TO THE UNIVERSITY. Form 990, Part VI, Line 2 THE PRESIDENT OF THE UNIVERSITY, REV. JOSEPH G. MARINA, S.J., AND THE VICE PRESIDENT FOR MISSION AND MINISTRY, REV. HERBERT B. KELLER, S.J., ARE MEMBERS OF THE SCRANTON JESUIT COMMUNITY AND THE USA EAST PROVINCE OF THE SOCIETY OF JESUS. OTHER CLERGY THAT ARE MEMBERS OF THE BOARD OF TRUSTEES MAY ALSO BE MEMBERS OF THE USA EAST PROVINCE OF THE SOCIETY OF JESUS. Form 990, Part VI, Line 16a THE UNIVERSITY MONITORS ITS RELATIONSHIPS WITH WITH FOR-PROFIT VENDORS TO ENSURE ITS TAX-EXEMPT STATUS IS NOT COMPROMISED AND IS IN THE PROCESS OF DEVELOPING A FORMAL WRITTEN POLICY TO DOCUMENT THESE PROCEDURES. THE UNIVERSITY HAS ENTERED INTO JOINT VENTURE ARRANGEMENTS WITH TWO PRIVATE ON-LINE EDUCATION PARTNERS TO PROVIDE TECHNICAL, RECRUITMENT, AND MARKETING SUPPORT FOR ITS ONLINE MBA AND ONLINE GRADUATE EDUCATION DEGREE PROGRAMS. THE UNIVERSITY EVALUATES ALL POTENTIAL JOINT VENTURES TO DETERMINE WHETHER THE ACTIVITIES WILL GENERATE UNRELATED BUSINESS INCOME. THE TREASURER'S OFFICE IS INVOLVED IN DISCUSSIONS WITH POTENTIAL BUSINESS PARTNERS AND ADVISES AS TO WHETHER OR NOT JOINT VENTURE RELATIONSHIPS COULD BE DETRIMENTAL TO THE UNIVERSITY'S TAX-EXEMPT STATUS. THE CURRENT JOINT VENTURES WITH ONLINE EDUCATION PROVIDERS CONSTITUTE ACTIVITIES CENTRAL TO THE UNIVERSITY'S MISSION. Form 990, Part VI, Line 11b Review of form 990 by governing body THE FORM 990 IS PREPARED IN-HOUSE BASED UPON THE AMOUNTS REPORTED IN THE AUDITED FINANCIAL STATEMENTS. THE DRAFT FORM 990 IS COMPLETED BY TREASURER'S OFFICE PERSONNEL AND IS REVIEWED BY INDEPENDENT TAX ADVISORS AND BY THE UNIVERSITY'S SENIOR VICE PRESIDENT (SVP) FOR FINANCE AND ADMINISTRATION BEFORE BEING SENT TO THE AUDIT COMMITTEE FOR REVIEW. THE AUDIT COMMITTEE HAS APPROXIMATELY A ONE-WEEK PERIOD PRIOR TO THE REGULARLY SCHEDULED BOARD MEETING TO COMMENT ON THE DRAFT AND APPROPRIATE REVISIONS ARE MADE BASED UPON THOSE COMMENTS. THE REVISED DRAFT IS THEN MADE AVAILABLE TO THE FULL BOARD OF TRUSTEES ON A SECURE UNIVERSITY WEBSITE. AT THE REGULAR BOARD MEETING THE BOARD FORMALLY ADOPTS THE FORM 990 AS FINAL AND AUTHORIZES THE UNIVERSITY'S SVP FOR FINANCE AND ADMINISTRATION TO FILE THE FORM 990 WITH THE IRS. AN IDENTICAL AND SIMULTANEOUS PROCESS IS FOLLOWED TO FILE THE UNIVERSITY'S ANNUAL FORM 990-T. Form 990, Part VI, Line 12c Conflict of interest policy THE UNIVERSITY'S SECRETARY TO THE BOARD OF TRUSTEES EXPLAINS AND COLLECTS COMPLETED CONFLICT OF INTEREST STATEMENTS. THE STATEMENTS ARE DISSEMINATED TO MEMBERS OF THE BOARD OF TRUSTEES, OFFICERS, THOSE INVOLVED IN MANAGING FACILITIES AND PROCUREMENT, AND INDIVIDUALS MANAGING GRANT-FUNDED PROJECTS. THESE STATEMENTS ARE REVIEWED BY THE SECRETARY. THE SECRETARY ATTENDS ALL BOARD MEETINGS WHERE ACTIONS ARE VOTED UPON TO ENSURE THAT INDIVIDUALS WITH POTENTIAL OR ACTUAL CONFLICTS REFRAIN FROM 1) PARTICIPATING IN DISCUSSION, 2) BEING PRESENT DURING A VOTE, OR 3) VOTING UPON THE MATTER INVOLVING THE POTENTIAL OR ACTUAL CONFLICT OF INTEREST. Form 990, Part VI, Line 15a Process to establish compensation of top management official THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES REVIEWS APPROPRIATE ANALYSES AND STUDIES PREPARED BY THE HUMAN RESOURCES OFFICE OR EXTERNAL SOURCES TO AID IN EVALUATING COMPENSATION AND BENEFITS AND STRATEGIES TO ASSURE THEY ARE APPROPRIATE TO ATTRACT AND RETAIN QUALIFIED PERSONNEL FOR SENIOR EXECUTIVE ADMINISTRATIVE POSITIONS. THE COMMITTEE ANNUALLY REVIEWS AND APPROVES COMPENSATION AND BENEFITS FOR SENIOR ADMINISTRATORS AND OFFICERS OF THE UNIVERSITY. THIS REVIEW INCLUDES COMPARABLE MARKET DATA FOR POSITIONS AT OTHER HIGHER EDUCATION INSTITUTIONS. THE COMMITTEE REPORTS TO THE EXECUTIVE COMMITTEE THE TOTAL COMPENSATION PAID THE UNIVERSITY'S PRESIDENT AND VICE PRESIDENTS. THE COMMITTEE REVIEWS THE RECOMMENDATIONS OF, AND ADVISES THE PRESIDENT AS TO INDIVIDUAL CONTRACTS THAT ARE ABOVE AND BEYOND THE SCOPE OF THE UNIVERSITY'S BASE COMPENSATION AND BENEFITS STRUCTURE. Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY MAKES ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC. MUCH OF THIS INFORMATION IS ALSO AVAILABLE IN THE UNIVERSITY'S ANNUAL INFORMATION RETURN ON FORM 990 FILED WITH THE INTERNAL REVENUE SERVICE. THE FORM 990 AND THE OTHER DOCUMENTS NOTED ABOVE ARE AVAILABLE TO THE PUBLIC AT THE UNIVERSITY'S TREASURER'S OFFICE. THE FORM 990 IS ALSO AVAILABLE TO THE PUBLIC ONLINE AT "WWW.GUIDESTAR.ORG." Form 990, Part VII, Section A THE UNIVERSITY'S PRESIDENT AND VICE PRESIDENT FOR MISSION & MINISTRY ARE MEMBERS OF THE SOCIETY OF JESUS. MEMBERS OF THE SOCIETY OF JESUS TAKE A VOW OF POVERTY. COMPENSATION FOR THIS UNIVERSITY OFFICER POSITION IS PAID DIRECTLY TO THE RELIGIOUS ORDER WHICH IS EXEMPT UNDER SECTION 501(C)(3). UNDER REV. RUL. 77-290, MEMBERS OF A RELIGIOUS ORDER PROVIDING SERVICES TO A CATHOLIC ORGANIZATION WILL BE CONSIDERED FOR TAX PURPOSES TO BE AN AGENT OF THE ORDER PROVIDED: 1) THE RELIGIOUS IS SUBJECT TO A VOW OF POVERTY, 2) THE RELIGIOUS IS PROVIDING SERVICES FOR A CATHOLIC ORGANIZATION LISTED IN THE OFFICIAL CATHOLIC DIRECTORY AT THE DIRECTION OF HIS SUPERIOR AND 3) THE FULL AMOUNT OF COMPENSATION IS REMITTED TO THE TAX EXEMPT ORDER BY THE ORGANIZATION. Form 990, Part XI, Line 9 Other changes in net assets or fund balances CHANGE IN VALUE OF SPLIT INTEREST LIABILITY - -111713; Form 990, Part XII, Line 2c THE AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IS APPOINTED BY THE BOARD TO ASSIST THE BOARD IN THE DISCHARGE OF ITS OVERSIGHT RESPONSIBILITIES. THE AUDIT COMMITTEE OVERSEES THE FINANCIAL REPORTING PROCESS TO ENSURE THE BALANCE, TRANSPARENCY, AND INTEGRITY OF PUBLISHED FINANCIAL INFORMATION. THE AUDIT COMMITTEE ALSO REVIEWS THE INDEPENDENT AUDIT PROCESS, INCLUDING RECOMMENDING THE APPOINTMENT AND ASSESSING THE PERFORMANCE OF THE EXTERNAL AUDITORS. Schedule F, Part IV THE UNIVERSITY DID NOT MEET THE THRESHOLD FILING REQUIREMENTS FOR FORMS 5471, 8621, OR 8865.