2023-03-14T16:19:39-05:00 2022-06-30 133628255 CONDON O'MEARA MCGINTY & DONNELLY LLP ONE BATTERY PARK PLAZA 7TH FL NEW YORK NY 10004 990 2021-07-01 132666432 LAWYERS ALLIANCE FOR NEW YORK LAWY 2122191800 171 MADISON AVENUE 9TH FLOOR NEW YORK NY 10016 ELIZABETH M GUGGENHEIMER EXECUTIVE DIRECTOR/CEO 2122191800 2023-03-13 1 ELIZABETH GUGGENHEIMER 999009999 ALEXANDER LAZZARUOLO P01775353 2126617777 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z ELIZABETH M GUGGENHEIMER 171 MADISON AVENUE 9TH FLOOR NEW YORK NY 10016 4274596 0 X WWW.LAWYERSALLIANCE.ORG X 1969 NY PROVIDE BUSINESS LAW & TRANSACTIONAL LEGAL SERVICES TO NONPROFITS. 24 24 28 2000 0 0 2961447 3382524 256483 242547 303877 224672 -2003 320674 3519804 4170417 0 0 0 0 2546404 2618903 0 0 525062 857022 970795 3403426 3589698 116378 580719 10628020 10008637 1811804 1381966 8816216 8626671 X LAWYERS ALLIANCE FOR NEW YORK (LAWYERS ALLIANCE) IS THE LEADING PROVIDER OF BUSINESS LAW AND TRANSACTIONAL LEGAL SERVICES THAT STRENGTHEN NONPROFIT ORGANIZATIONS IMPROVING THE QUALITY OF LIFE IN NEW YORK CITY NEIGHBORHOODS. SEE SCHEDULE O & WWW.LAWYERSALLIANCE.ORG. 0 0 2629391 248529 SEE SCHEDULE O FOR SUMMARY OF PROGRAM ACCOMPLISHMENTS. 2629391 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 9 0 1 28 1 0 0 0 0 0 1 1 0 0 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X HEDWIG O'HARA 2122191800 171 MADISON AVENUE 9TH FL NEW YORK NY 10016 X WARREN J KARP CHAIR 2.00 X X 0 0 0 JEANINE C D DEFREESE VICE CHAIR 2.00 X X 0 0 0 CHRISTINE A OKIKE TREASURER 2.00 X X 0 0 0 SARAH HARP SECRETARY 2.00 X X 0 0 0 ELLEN N CHING DIRECTOR 2.00 X 0 0 0 CATHERINE M CLARKIN DIRECTOR 2.00 X 0 0 0 J PETER COLL JR DIRECTOR 2.00 X 0 0 0 ANDREW C COMPTON DIRECTOR 2.00 X 0 0 0 CHRISTOPHER S DELSON DIRECTOR 2.00 X 0 0 0 CHRISTOPHER K FARGO DIRECTOR 2.00 X 0 0 0 MARIE L GIBSON DIRECTOR 2.00 X 0 0 0 BIBIANA ANDREA JAIMES DIRECTOR 2.00 X 0 0 0 CHRISTOPHER G KELLY DIRECTOR 2.00 X 0 0 0 PETER M LABONSKI DIRECTOR 2.00 X 0 0 0 CRYSTAL M LALIME DIRECTOR 2.00 X 0 0 0 ROGER MORSCHEISER DIRECTOR 2.00 X 0 0 0 JONATHAN A NUNES DIRECTOR 2.00 X 0 0 0 CHRISTOPHER C PACI DIRECTOR 2.00 X 0 0 0 FAIZA N RAHMAN DIRECTOR 2.00 X 0 0 0 PAUL M RODEL DIRECTOR 2.00 X 0 0 0 ERIC ROTHMAN DIRECTOR 2.00 X 0 0 0 SAVALLE SIMS DIRECTOR 2.00 X 0 0 0 VERONICA M WISSEL DIRECTOR 2.00 X 0 0 0 DIANA L WOLLMAN DIRECTOR 2.00 X 0 0 0 MARK A BROD FORMER DIRECTOR 2.00 X 0 0 0 WILLIAM R MASSEY FORMER DIRECTOR 2.00 X 0 0 0 LESLEY PENG FORMER DIRECTOR 2.00 X 0 0 0 VIJAYA R PALANISWAMY FORMER DIRECTOR 2.00 X 0 0 0 ELIZABETH GUGGENHEIMER EXECUTIVE DIRECTOR 40.00 X 262045 0 35840 HEDWIG O'HARA LEGAL DIRECTOR 40.00 X 152489 0 19537 COURTNEY DARTS DEPUTY EXECUTIVE DIRECTOR 40.00 X 128924 0 15154 LAURA ABEL SENIOR POLICY COUNSEL 40.00 X 144138 0 41577 STACEY FAHEY PRO BONO COUNSEL 40.00 X 146875 0 7095 JUDITH MOLDOVER SENIOR STAFF ATTORNEY 40.00 X 137003 0 5944 EMILY CROSSAN DIRECTOR OF MARKETING AND COMMUNICATIONS 40.00 X 114600 0 5497 1086074 0 130644 7 0 1 0 YOUR PART-TIME CONTROLLER 1333 BROADWAY SUITE 720 NEW YORK NY 10018 FINANCIAL MANAGEMENT AND ACCOUNTING SERV 165425 1 622050 440655 2319819 3382524 LEGAL FEES 900099 179939 179939 CONTRACTS 900099 48932 48932 EDUCATIONAL TRAININGS 900099 13676 13676 242547 149442 149442 44994 -30236 75230 75230 75230 0 622050 134415 -134415 -134415 5982 0 5982 5982 CARES ACT - ERC 900099 447606 447606 OTHER INCOME 900099 1501 1501 449107 4170417 248529 0 539364 X 480293 362748 47762 69783 1746591 1319136 173688 253767 30456 23002 3029 4425 199432 150624 19832 28976 162131 122452 16123 23556 22600 10200 8435 3965 239383 108035 89355 41993 929 836 93 103015 76328 11929 14758 475512 352321 55067 68124 8336 8336 64118 47507 7425 9186 22448 16632 2600 3216 COMMUNITY OUTREACH/MKTG 32192 28973 3219 OTHER 1746 1746 EDUCATIONAL PROGRAMS 516 515 1 3589698 2629391 435245 525062 9853 4158 2603478 3122850 2063366 1606450 12136 3216 9797 9787 62970 45456 612709 353700 323127 259009 5543293 4957711 10628020 10008637 289185 299999 1522619 1081967 1811804 1381966 X 4804876 4709702 4011340 3916969 8816216 8626671 10628020 10008637 580719 -770264 0 X 0 1 X 1 0 X 2531835 5747383 3255328 2961447 3382524 17878517 2531835 5747383 3255328 2961447 3382524 17878517 1256174 16622343 128253 166323 132574 176692 149442 753284 2492 231 53 11963 449107 463846 19095647 0.87050 0.90480 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2889 2889 3586809 3589698 329485 82371 0 0 330119 325821 320171 329485 1305596 1958394 5835 1898 2460 2889 13082 82530 81455 80043 82371 326399 489599 5511340 883452 977823 5416969 5485120 956511 930291 5511340 5343671 1064949 923500 5485120 2852496 3021175 530000 5343671 3297496 490000 935000 2852496 0.27690 0.21988 0.50322 0 0 288433 86338 202095 324276 267362 56914 259009 SPECIAL PROJECTS LIABILITY 81967 TERM ENDOWMENT AGREEMENT 1000000 1081967 3548153 -770264 148000 -622264 4170417 0 4170417 3737698 148000 148000 3589698 0 3589698 PART V, LINE 4: THE PURPOSE OF THE TEMPORARILY RESTRICTED FUNDS (REFERRED TO AS TERM ENDOWMENT ON PART V.2.C) IS TO PROVIDE A SOURCE OF INCOME FOR A FUTURE PERIOD OF TIME. THE PURPOSE OF PERMANENT ENDOWMENT IS TO PROVIDE A PERMANENT SOURCE OF INCOME TO SUPPORT PROGRAMS AND ACTIVITIES. THE PURPOSE OF BOARD DESIGNATED OR QUASI-ENDOWMENT IS TO ENABLE LAWYERS ALLIANCE TO UNDERTAKE PROJECTS NOT OTHERWISE SUPPORTED BY THE CORPORATION'S REGULAR FUNDRAISING AND OTHER REVENUE GENERATING ACTIVITIES; SUPPORT ESTABLISHED PROGRAM PRIORITIES; SUPPORT CAPITAL EXPENDITURES; AND SUPPORT SUCH OTHER PROGRAMS, ACTIVITIES AND OPERATIONS APPROVED BY THE BOARD. PART X, OTHER LIABILITIES: DEFERRED GRANT (PPP) DURING FEBRUARY 2021, LAWYERS ALLIANCE APPLIED FOR AND OBTAINED AN ADDITIONAL $440,655 LOAN FROM THE SBA UNDER THE CONSOLIDATED APPROPRIATIONS ACT OF 2021 2ND ROUND OF PPP LOANS. LAWYERS ALLIANCE ELECTED TO RECORD THE PROCEEDS AS A LIABILITY UNTIL THE LOAN WAS, IN PART OR WHOLLY, FORGIVEN AND LAWYERS ALLIANCE IS LEGALLY RELEASED FROM HAVING TO REPAY THIS LOAN. THE LOAN WAS FORGIVEN IN THE FISCAL YEAR ENDING JUNE 30, 2022 AND THEREFORE IS NOT LISTED ON THE PART X SCHEDULE. ANNUAL GALA 622050 622050 121593 12822 622050 622050 121593 12822 134415 -134415 X X X 0 0 0 0 0 0 0 0 0 ELIZABETH GUGGENHEIMER EXECUTIVE DIRECTOR 225845 0 36200 0 0 0 11600 0 24240 0 297885 0 0 0 LAURA ABEL SENIOR POLICY COUNSEL 135638 0 8500 0 0 0 7035 0 34542 0 185715 0 0 0 HEDWIG O'HARA LEGAL DIRECTOR 144289 0 8200 0 0 0 7417 0 12120 0 172026 0 0 0 STACEY FAHEY PRO BONO COUNSEL 136025 0 7000 0 3850 0 7095 0 0 0 153970 0 0 0 PART II THE FOLLOWING LISTED CURRENT OR FORMER EMPLOYEES WERE COMPENSATED AS KEY EMPLOYEES AND NOT AS OFFICERS: ELIZABETH M. GUGGENHEIMER AND HEDWIG O'HARA. PART III - LINE 1 LAWYERS ALLIANCE IS A NONPROFIT CORPORATION FOUNDED IN 1969 AND INCORPORATED IN 1984. LAWYERS ALLIANCE IS THE LEADING PROVIDER OF BUSINESS AND TRANSACTIONAL LEGAL SERVICES FOR NONPROFIT ORGANIZATIONS AND SOCIAL ENTERPRISES THAT ARE IMPROVING THE QUALITY OF LIFE IN NEW YORK CITY NEIGHBORHOODS. OUR NETWORK OF PRO BONO LAWYERS FROM LAW FIRMS AND CORPORATIONS AND STAFF OF EXPERIENCED ATTORNEYS COLLABORATE TO DELIVER EXPERT CORPORATE, TAX, REAL ESTATE, EMPLOYMENT, INTELLECTUAL PROPERTY, AND OTHER LEGAL SERVICES TO COMMUNITY ORGANIZATIONS. BY CONNECTING LAWYERS, NONPROFITS, AND COMMUNITIES, LAWYERS ALLIANCE HELPS ORGANIZATIONS TO PROVIDE HOUSING, STIMULATE ECONOMIC OPPORTUNITY, IMPROVE URBAN HEALTH AND EDUCATION, PROMOTE COMMUNITY ARTS, AND OPERATE AND ADVOCATE FOR VITAL PROGRAMS THAT BENEFIT LOW-INCOME NEW YORKERS OF ALL AGES. IN ADDITION, LAWYERS ALLIANCE PROVIDES A RANGE OF EDUCATIONAL OPPORTUNITIES FOR NONPROFIT BOARD MEMBERS AND MANAGERS, INCLUDING WORKSHOPS AND WEBINARS, PRINTED PUBLICATIONS AND ONLINE LEGAL ALERTS. PART III - LINE 4A: PROGRAM SERVICE ACCOMPLISHMENTS DURING THE FISCAL YEAR ENDED JUNE 30, 2022, LAWYERS ALLIANCE FOR NEW YORK: -OFFERED TIMELY, CREATIVE LEGAL SERVICES AND RESOURCES TO HELP NONPROFITS SUCCESSFULLY NAVIGATE THE NEXT PHASE OF PANDEMIC RECOVERY AND ECONOMIC RENEWAL. -PROVIDED DIRECT LEGAL REPRESENTATION SERVICES TO 680 NONPROFITS AND SOCIAL ENTERPRISES ON 1,332 DIFFERENT MATTERS, INCLUDING 579 NEW LEGAL MATTERS. -TARGETED CLIENT OUTREACH TO ASSIST NONPROFITS IN FIVE PROGRAM PRIORITY AREAS --: ECONOMIC OPPORTUNITY, HOUSING AND HUMAN SERVICES, QUALITY EDUCATION, COMMUNITY ARTS, AND URBAN HEALTH; -OFFERED TIMELY GUIDANCE ON LEGAL RISK MANAGEMENT AND NONPROFIT ADVOCACY TO MEET LEGAL NEEDS THAT RELATE TO GROUPS ACROSS THE NONPROFIT SECTOR; -ENGAGED MORE THAN 2,000 ATTORNEYS FROM LAW FIRMS AND CORPORATIONS IN PRO BONO LEGAL PROJECTS, SO LAWYERS ALLIANCE COULD BETTER LEVERAGE THE LEGAL COMMUNITY'S SKILLS AND TIME TO BENEFIT THE NONPROFIT SECTOR AND UNDERSERVED COMMUNITIES IN NEED; -CREATED AND LAUNCHED A NEW, IMPROVED CASE MONITORING SYSTEM TO COMMUNICATE BETTER WITH CLIENTS AND VOLUNTEERS AND PROVIDE BETTER SUPPORT ON ACTIVE LEGAL PROJECTS. -RESPONDED TO 1,092 INQUIRIES ABOUT NONPROFIT ISSUES THROUGH THE STAFF RESOURCE CALL HELPLINE, PLUS PROVIDED 122 CUSTOMIZED CONSULTATIONS THROUGH VIRTUAL PRO BONO CLINICS AND SPECIAL PANDEMIC VOLUNTEER CONSULTATIONS. -EDUCATED THOUSANDS OF NONPROFIT MANAGERS AND ATTORNEYS THROUGH WEBINAR TRAININGS, CLINICS, SPECIAL PRESENTATIONS, AND LEGAL ALERTS ABOUT RELEVANT LEGAL DEVELOPMENTS; -PARTICIPATED IN COALITIONS AND SERVED AS A LEADING VOICE ON LEGISLATIVE AND REGULATORY ISSUES OF SIGNIFICANCE TO NEW YORK NONPROFITS; -COORDINATED EXPONENTUM (R), A NATIONAL NETWORK OF BUSINESS LAW PRO BONO PROVIDERS, INCLUDING EXPONENTUM'S FOURTH ANNUAL NATIONAL DAY OF SERVICE; -REGULARLY UPDATED AND SHARED PRACTICAL INFORMATION THROUGH WWW.LAWYERSALLIANCE.ORG, WITH A SEARCHABLE RESOURCES SECTION; -MANAGED LAWYERS ALLIANCE'S OFFICE RETURN, IN PERSON, REMOTE AND HYBRID PROGRAM ACTIVITIES IN A PRODUCTIVE MANNER AS CIRCUMSTANCES CONTINUED TO EVOLVE; AND -THROUGH THESE AND RELATED SERVICES, HELPED NONPROFITS TO IMPROVE THEIR PROGRAMS, FINANCES, AND OPERATIONS TO BETTER SERVE LOW-INCOME AND DISADVANTAGED PEOPLE IN NEW YORK CITY. THROUGHOUT THIS PERIOD, WE CONTINUED TO CHANNEL OUR RESOURCES TO OFFER EFFECTIVE LEGAL SERVICES THAT ADDRESS THE CHANGING LEGAL NEEDS OF ORGANIZATIONS WORKING TO IMPROVE ECONOMIC VITALITY, ADVANCE RACIAL JUSTICE, AND OVERCOME THE DISPARATE IMPACT OF THE PANDEMIC ON OUR CITY'S LOW-INCOME AND DISADVANTAGED NEIGHBORHOODS. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE DRAFT FORM 990 IS SHARED WITH EACH MEMBER OF THE BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. THE DRAFT FORM 990 IS DISSEMINATED TO THE BOARD VIA EMAIL. FORM 990, PART VI, SECTION B, LINE 12C LAWYERS ALLIANCE COLLECTS INFORMATION ANNUALLY FROM EACH PERSON SUBJECT TO THE CONFLICT OF INTEREST POLICY ABOUT ANY INTERESTS OR RELATIONSHIPS THAT MAY GIVE RISE TO A CONFLICT. IN ADDITION THE ORGANIZATION REQUIRES ITS DIRECTORS AND OTHERS SUBJECT TO THE POLICY TO DISCLOSE ANY NEW RELATIONSHIPS OR INTERESTS THAT ARISE IN BETWEEN THOSE ANNUAL DISCLOSURES. FORM 990, PART VI, SECTION B, LINE 15 ANY INCREASES OR CHANGES IN THE EXECUTIVE DIRECTOR'S COMPENSATION ARE SET BY THE EXECUTIVE COMMITTEE AND BY THE FULL BOARD. SALARIES OF OTHER HIGHLY COMPENSATED EMPLOYEES AND KEY EMPLOYEES ARE REVIEWED AND APPROVED BY THE FULL BOARD AS PART OF THE ANNUAL OPERATING BUDGET. THE BOARD EXECUTIVE COMMITTEE IS PROVIDED WITH COMPENSATION INFORMATION FROM COMPARABLE ORGANIZATIONS IN NEW YORK CITY. FORM 990, PART VI, SECTION C, LINE 19 LAWYERS ALLIANCE MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. PART VII - LINE 1 THE FOLLOWING LISTED CURRENT OR FORMER EMPLOYEES WERE COMPENSATED AS EMPLOYEES AND NOT AS CORPORATE OFFICERS: ELIZABETH M. GUGGENHEIMER, COURTNEY DARTS, AND HEDWIG O'HARA. PART IX, LINE 11G DURING FYE22, LAWYERS ALLIANCE PAID OUTSIDE FINANCE PROFESSIONALS TOTAL OF $165,425 FOR BOOKKEEPING, ACCOUNTING AND PROGRAM SUPPORT SERVICES. IN ADDITION, LAWYERS ALLIANCE PAID $14,640 FOR MARKETING, WEBSITE DESIGN, AND TECHNOLOGY SERVICES, A $25,000 SEARCH FIRM FEE, AND $34,318 FOR PRO BONO PROGRAM ADVISORY, ADMINISTRATIVE, AND OTHER SERVICES. THE TOTAL OF $239,383 IS REFLECTED IN LINE 11G. AUDIT FIRM EXPENSES OF $22,600 ARE REFLECTED IN LINE 11C.