2023-04-04T15:12:48-05:00 2022-09-30 680037990 GILBERT CPAS 2880 GATEWAY OAKS DR STE 100 SACRAMENTO CA 95833 990 2021-10-01 942951356 SETI INSTITUTE SETI 6509616633 339 BERNARDO AVENUE 200 MOUNTAIN VIEW CA 94043 BILL DIAMOND CEO 6509616633 2023-03-29 1 BILL DIAMOND 999009999 JENNIFER Z IWATA P01310188 9166466464 2023-03-29 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z BILL DIAMOND 339 BERNARDO AVENUE 200 MOUNTAIN VIEW CA 94043 28730382 0 X WWW.SETI.ORG X 1984 CA TO EXPLORE, UNDERSTAND AND EXPLAIN THE ORIGIN AND NATURE OF LIFE IN THE UNIVERSE AND THE EVOLUTION OF INTELLIGENCE. 19 17 139 7 0 0 26120112 28091253 0 0 273 1186 -194271 -47169 25926114 28045270 3848330 3025224 0 0 14187237 15521941 52002 78201 380916 3847360 5883269 21934929 24508635 3991185 3536635 16235939 26724400 3256033 9433148 12979906 17291252 TO EXPLORE, UNDERSTAND AND EXPLAIN THE ORIGIN AND NATURE OF LIFE IN THE UNIVERSE AND THE EVOLUTION OF INTELLIGENCE. 0 0 16859904 2567706 THE 100+ SCIENTISTS IN THE CARL SAGAN CENTER FOR RESEARCH CONDUCT GROUNDBREAKING WORK PERTAINING TO FUNDAMENTAL QUESTIONS ABOUT THE ORIGIN AND PROLIFERATION OF LIFE RIGHT HERE ON EARTH AND BEYOND. FROM THE EARLY UNIVERSE AND THE FORMATION OF GALAXIES, STARS, PLANETS, MOONS AND OTHER SMALL BODIES, TO THE PREVALENCE OF ENVIRONMENTS THAT CAN SUPPORT LIFE, INTELLIGENCE AND TECHNOLOGY, WE WORK TO ANSWER THE QUESTION, "ARE WE ALONE?" WE PARTNER WITH NASA, THE NATIONAL SCIENCE FOUNDATION AND OTHER INSTITUTIONS IN AREAS OF BASIC RESEARCH, AND SUPPORT SCIENCE MISSIONS, INCLUDING AS CONTRACTORS TO NASA'S OFFICE OF PLANETARY PROTECTION. WE ALSO CONDUCT RESEARCH IN NON-HUMAN COMMUNICATIONS, QUANTUM ASTRONOMY AND THE SEARCH FOR EXTRATERRESTRIAL INTELLIGENCE (SETI), USING BOTH RADIO AND OPTICAL TELESCOPES. 1588666 457518 THE CENTER FOR EDUCATION HAS IMPACTED MORE THAN A HALF MILLION STUDENT AND DEVELOPS STEM RESOURCES THAT TEACH, EXCITE AND INSPIRE CHILDREN, YOUNG ADULTS AND EDUCATORS. THESE PROGRAMS FOSTER FUTURE LEADERS AND INCLUDE: GIRL SCOUT STARS, WHICH DEVELOPS SPACE SCIENCE BADGES FOR GIRL SCOUTS, PROVIDES TRAINING FOR ADULT VOLUNTEERS AND FACILITATES HANDS-ON ASTRONOMY ACTIVITIES; GIRLS GO TO MARS ACTIVITIES THAT TEACH STEM BY FOCUSING ON MARS EXPLORATION; AIRBORNE ASTRONOMY AMBASSADORS PROVIDES PROFESSIONAL DEVELOPMENT FOR HIGH SCHOOL, MIDDLE SCHOOL AND COMMUNITY COLLEGE SCIENCE EDUCATORS AND INCLUDES AN IMMERSIVE EXPERIENCE ONBOARD NASA'S STRATOSPHERIC OBSERVATORY FOR INFRARED ASTRONOMY; AND RESEARCH EXPERIENCE FOR UNDERGRADUATES, AN 8-WEEK SUMMER INTERNSHIP THAT PAIRS STUDENTS WITH SCIENTIST MENTORS. 207880 THE CENTER FOR OUTREACH BELIEVES THAT UNDERSTANDING OUR WORK PLACES HUMANITY IN A GREATER CONTEXT. WE SHARE RESEARCH AND LEARNING WITH THE PUBLIC THROUGH DIGITAL, REAL WORLD AND BROADCAST ACTIVITIES. THESE INCLUDE BIG PICTURE SCIENCE, A RADIO SHOW AND PODCAST CARRIED BY MORE THAN 150 RADIO STATIONS; SETI TALKS, A MONTHLY LECTURE SERIES SHOWCASING OUR SCIENCE AND SHARED ACROSS MULTIPLE DIGITAL CHANNELS; SETI AIR, WHICH FOSTERS AN EXCHANGE OF IDEAS BETWEEN ARTISTS AND SCIENTISTS; SETI LIVE, A WEEKLY LIVESTREAMED DISCUSSION FEATURING SETI INSTITUTE RESEARCHERS AND SCIENTISTS ENGAGED IN SIMILAR WORK; PUBLIC TALKS AT SCHOOLS, MUSEUMS, LIBRARIES AND OTHER EVENTS AND ORGANIZATIONS; EXPLORER, AN ANNUAL MAGAZINE, JOURNEY, AN E-NEWSLETTER; AND THE SETI.ORG WEBSITE. 18656450 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 0 1 1 1 0 1 1 0 0 1 1 1 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 1 67 0 1 139 1 0 0 0 0 0 0 0 0 0 0 0 0 X 19 17 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA AL AR FL GA HI IL KS KY MD MA MI MN MS NJ NM NY NC OR PA RI SC TN UT VA WV WI NH AK CO CT ME NV ND OH OK WA DC X X X BRUCE CAMPBELL 6509606633 339 BERNARDO AVE SUITE 200 MOUNTAIN VIEW CA 94043 BILL DIAMOND SECRETARY, PRESIDENT & CEO 40.00 X X 275918 0 55006 DAN LANKFORD CHAIRMAN OF THE BOARD 1.00 X X 0 0 0 DANE GLASGOW VICE CHARIMAN OF THE BOARD 1.00 X X 0 0 0 SHAHZADA DAWOOD TRUSTEE 1.00 X 0 0 0 FRITZ DEMOPOULOS TRUSTEE 1.00 X 0 0 0 HELMY ELTOUKHY TRUSTEE 1.00 X 0 0 0 ANDREW FRAKNOI TRUSTEE 1.00 X 8925 0 0 JOHN GIANNADREA TRUSTEE 1.00 X 0 0 0 MOHANJIT JOLLY TRUSTEE 1.00 X 0 0 0 REEMA KHAN TRUSTEE 1.00 X 0 0 0 AMARESH KOLLIPARA TRUSTEE 1.00 X 0 0 0 MARCO LARSEN TRUSTEE 1.00 X 0 0 0 MANNAN LATIF TRUSTEE 1.00 X 0 0 0 DAVA NEWMAN TRUSTEE 1.00 X 0 0 0 PIERRE SCHWOB TRUSTEE 1.00 X 0 0 0 JILL TARTER TRUSTEE 1.00 X 0 0 0 STEPHEN TRIMBERGER TRUSTEE 1.00 X 0 0 0 AVERY WANG TRUSTEE 1.00 X 0 0 0 WENDI ZHANG TRUSTEE 1.00 X 0 0 0 BRUCE CAMPBELL CHIEF FINANCIAL OFFICER 40.00 X 158923 0 38360 STEPHEN BOURDOW DEPUTY DIRECTOR, OPERATIONS 40.00 X 151953 0 27309 JANICE BISHOP SENIOR SCIENTIST 40.00 X 212330 0 65118 JOSEPH TWICKEN SENIOR SCIENTIFIC PROGRAMMER 40.00 X 211249 0 16998 PETER TENENBAUM DATA SCIENTIST 40.00 X 207163 0 49408 JAMES ANDY SPRY SENIOR SCIENTIST 40.00 X 191588 0 15785 MARGARET TURNBULL RESEARCH SCIENTIST 40.00 X 190500 0 15718 1608549 0 283702 51 0 1 0 0 160329 20947002 6983922 467839 28091253 1186 1186 467839 467839 0 165157 160329 217273 -52116 -52116 MISCELLANEOUS 900099 4947 4947 4947 28045270 0 0 -45983 2764263 2764263 94800 94800 166161 166161 759428 90156 662166 7106 11229658 8963558 2100836 165264 718330 567039 138713 12578 1868651 1331650 513334 23667 945874 722325 210058 13491 77750 9967 63183 4600 72430 72430 78201 78201 1558671 1405323 150910 2438 32020 32020 204819 29971 152212 22636 300897 76389 221620 2888 714235 6629 707606 828450 766645 51139 10666 48974 33166 15668 140 33 33 1082928 1048651 34277 176114 26617 149285 212 SUPPLIES 653433 479552 171190 2691 POSTAGE AND PRINTING 68614 55878 10116 2620 OTHER EXPENSES 39290 6177 6963 26150 DUES AND SUBSCRIPTIONS 18979 11469 7510 5632 64 5568 24508635 18656450 5471269 380916 2876171 3096009 252839 1312675 2167647 5009516 169011 169117 395471 227634 17854265 7275118 9107210 10579147 750000 750000 517590 5580302 16235939 26724400 2626634 3620729 240567 96306 388832 5716113 3256033 9433148 X 10522049 11342671 2457857 5948581 12979906 17291252 16235939 26724400 X 3536635 -22211 815143 -18221 X X 0 1 X 1 1 1 X 20062899 24906234 22679790 26120112 28091253 121860288 20062899 24906234 22679790 26120112 28091253 121860288 5287444 116572844 2551 3676 369 273 1186 8055 31863 17515 57 4947 54382 121922725 11444 0.95610 0.94360 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 328597 654000 -3775 978822 150487 177935 175 328597 30260 120000 227 150487 5260 25000 30260 5260 5260 0.00000 1.00000 0.00000 0 0 273647 273647 0 12506077 7001471 5504606 5074541 5074541 10579147 OPERATING LEASE RIGHT OF USE ASSET 5445475 CHARITABLE REMAINDER UNITRUST ASSETS 134827 5580302 UNITRUST PAYABLE 23057 OPERATING LEASE LIABILITY 5693056 5716113 29378804 -22211 1377687 -18221 1337255 28041549 3721 3721 28045270 25067458 562544 562544 24504914 3721 3721 24508635 PART V, LINE 4: THE SETI INSTITUTE HAS ESTABLISHED A TRUE ENDOWMENT, INCLUDING 2 ENDOWED FUNDS, TO DATE. OUR ENDOWED FUNDS ENSURE THAT FUTURE GENERATIONS CAN CONTINUE TO FOSTER THE EXCITEMENT OF OUR MISSION AND HELP TO ANSWER THE QUESTIONS ABOUT LIFE IN THE UNIVERSE. IN FY2022, THE SETI FORWARD ENDOWED FUND TOTALED $20,887; INCOME ON THIS ENDOWMENT WILL BE USED TO SUPPORT TRAVEL EXPENSES OF STUDENTS OR EARLY CAREER SCIENTISTS IN THE FIELD OF SETI OR RELATED RESEARCH. THE SETI INSTITUTE ENDOWMENT IS A GENERAL ENDOWED FUND; INCOME FROM THIS ENDOWED FUND CAN BE UTILIZED IN AN UNRESTRICTED MANNER, TO SUPPORT THE OPERATIONS AND MISSION OF THE INSTITUTE. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -18,221. PART XI, LINE 4B - OTHER ADJUSTMENTS: EVENT EXPENSES PRESENTED ON STATEMENT OF FUNCTIONAL EXPENSE 3,721. PART XII, LINE 4B - OTHER ADJUSTMENTS: EVENT EXPENSES PRESENTED ON STATEMENT OF FUNCTIONAL EXPENSES 3,721. 1 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 2 0 WEBSITE AND APPLICATION DEVELOPMENT 166161 2 0 0 0 2 0 166161 0 166161 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM APPLICATION DEVELOPMENT 150362 WIRE 0 NEGOTIATED CONTRACT AMOUNT EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM WEBSITE DEVELOPMENT 15799 WIRE 0 NEGOTIATED CONTRACT AMOUNT 0 0 0 0 0 0 PART I, LINE 2: SUB-RECIPIENT PERFORMANCE IS TRACKED BY THE PRINCIPAL INVESTIGATOR (PI). PI/MANAGERS MUST APPROVE INVOICES BEFORE PAYMENT. SETI UTILIZES SUB-RECIPIENTS TO PERFORM RESEARCH AND OUTREACH. PART III ACCOUNTING METHOD: X X X X X X X 1 MAINSPRING MEDIA COMMUNICATIONS INC 108 CEDAR HILL ROAD BEDFORD NY 10506 PROVIDED ADVICE ON FUNDRAISING CAMPAIGNS (EMAIL/DIRECT MAIL, 0 269234 68451 200783 NEXTAFTER LLC 5810 TENNYSON PARKWAY SUITE 102 PLANO TX 75024 AUDIT OF WEB ANALYTICS, EMAIL, DONOR AND SOCIAL MEDIA DATA T 0 0 9750 -9750 269234 78201 191033 AL AR CT FL GA HI IL KS KY ME MD MA MN MS NJ MI NM NY NC ND OH OK PA RI SC TN UT WV WI CA VA GNU RADIO CONFERENCE 290297 128133 162164 130831 29282 DRAKE AWARDS 35189 32196 2993 51454 5706 1 325486 160329 165157 182285 34988 217273 -52116 1 TRILLIUM TECHNOLOGIES INC 70 W MADISON ST SUITE 5750 CHICAGO IL 60602 352664721 CORPORATION 917954 0 RESEARCH WEST ED 4665 LAMPSON AVE LOS ALAMITOS CA 90720 943233542 501(C)(3) 210229 0 RESEARCH HONEYBEE ROBOTICS BUILDING 128 SUITE 12163 FLUSHING AVE UNIT 150 BROOKLYN NY 11205 880193033 CORPORATION 137440 0 RESEARCH UNIVERSITY OF HAWAII 2440 CAMPUS ROAD BOX 368 HONOLULU HI 96822 996000354 UNIVERSITY 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UNDERGRADUATE STIPEND 16 94800 PART I, LINE 2: SUB-RECIPIENT PERFORMANCE IS TRACKED BY THE PRINCIPAL INVESTIGATOR (PI). SETI CHECKS IN WITH THE PI/MANAGER BEFORE INVOICES ARE ACCEPTED AND PROCESSED INTO THE ACCOUNTING SYSTEM. SETI UTILIZES SUB-RECIPIENTS TO PERFORM RESEARCH AND OUTREACH. X X 0 0 0 0 0 0 0 0 0 BILL DIAMOND SECRETARY, PRESIDENT & CEO 275918 0 0 0 0 0 22330 0 32676 0 330924 0 0 0 JANICE BISHOP SENIOR SCIENTIST 212330 0 0 0 0 0 17332 0 47786 0 277448 0 0 0 PETER TENENBAUM DATA SCIENTIST 207163 0 0 0 0 0 16709 0 32699 0 256571 0 0 0 JOSEPH TWICKEN SENIOR SCIENTIFIC PROGRAMMER 211249 0 0 0 0 0 16914 0 84 0 228247 0 0 0 JAMES ANDY SPRY SENIOR SCIENTIST 191588 0 0 0 0 0 15347 0 438 0 207373 0 0 0 MARGARET TURNBULL RESEARCH SCIENTIST 190500 0 0 0 0 0 15280 0 438 0 206218 0 0 0 BRUCE CAMPBELL CHIEF FINANCIAL OFFICER 158923 0 0 0 0 0 12992 0 25368 0 197283 0 0 0 STEPHEN BOURDOW DEPUTY DIRECTOR, OPERATIONS 151953 0 0 0 0 0 12180 0 15129 0 179262 0 0 0 ANDREW FRAKNOI TRUSTEE 8925 INDEPENDENT CONTRACTOR- CONSULTING AGREEMENT 0 X 1 467839 FAIR MARKET VALUE 0 0 1 0 FORM 990, PART VI, SECTION B, LINE 11B WHEN THE FORM IS COMPLETED, AND PRIOR TO SUBMISSION TO THE IRS, THE FORM 990 IS REVIEWED BY THE AUDIT COMMITTEE, SUBCOMMITTEE OF THE BOARD OF TRUSTEES WHICH INCLUDES NON-TRUSTEES AND TRUSTEES. UPON ACCEPTANCE BY THIS SUBCOMMITTEE, THE FORM 990 IS FINALIZED AND DISTRIBUTED TO THE FULL BOARD FOR INFORMATION AND COMMENT AND THEN FILED ELECTRONICALLY WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE SETI INSTITUTE HAS A FORMAL CONFLICT OF INTEREST QUESTIONNAIRE THAT IS DESIGNED TO IDENTIFY POSSIBLE CONFLICTS OF INTEREST AMONG OUR TRUSTEES. THIS QUESTIONNAIRE IS DISTRIBUTED ANNUALLY AND TRUSTEES ARE REQUIRED TO COMPLETE IT AND RETURN IT TO THE BOARD SECRETARY. THE SECRETARY, IN CONJUNCTION WITH THE TRUSTEESHIP COMMITTEE CHAIRPERSON, REVIEWS EACH QUESTIONNAIRE, CONDUCTS INTERVIEWS WHEN NEEDED, AND COMMUNICATES ANY IDENTIFIED CONFLICTS TO THE FULL BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE SETI INSTITUTE USES A PROFESSIONALLY PREPARED COMPENSATION STUDY TO DETERMINE APPROPRIATE COMPENSATION LEVELS FOR ALL EMPLOYEES. WHEN CHANGES TO ANY OFFICER'S COMPENSATION AMOUNT IS PROPOSED, THE BOARD, IN AN EXECUTIVE SESSION, REVIEWS THE PROPOSED CHANGE AND APPROVES IT BY FORMAL BOARD RESOLUTION PRIOR TO IT BEING GRANTED. THE PROCESS WAS LAST UNDERTAKEN IN 2022. FORM 990, PART VI, SECTION C, LINE 19 THE SETI INSTITUTE DISTRIBUTES ITS FINANCIAL INFORMATION TO THE PUBLIC VIA DUN AND BRADSTREET AND OTHER OUTSIDE WEBSITES, SUCH AS GUIDESTAR. WE ALSO MAKE OUR FORM 990 AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST. GOVERNING DOCUMENTS MAY ALSO BE MADE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -18,221. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSIGHT OF THE FINANCIAL STATEMENT AUDIT AND FOR SELECTION OF AN INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM PRIOR YEAR.