2023-04-11T17:47:26-05:00 2022-06-30 390859910 BAKER TILLY US LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 990 2021-07-01 112416320 BLOCK INSTITUTE INC BLOC 7189065440 376 BAY 44TH STREET BROOKLYN NY 11214 SCOTT L BARKIN PHD EXECUTIVE DIRECTOR 7189065440 2023-04-11 1 SCOTT BARKIN PHD XXX-XX-XXXX PATRICK YU CPA P00675982 2126976900 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z SCOTT L BARKIN PHD 376 BAY 44TH STREET BROOKLYN NY 11214 34101886 0 X WWW.BLOCKINSTITUTE.ORG X 1977 NY TO IMPROVE THE QUALITY OF LIFE FOR INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES THROUGH OUR VAST ARRAY OF INDIVIDUALIZED SERVICES. 8 8 360 8 0 0 2785784 12206931 21590474 21640267 -7181 156257 549135 92352 24918212 34095807 0 0 0 0 15841806 19070833 0 0 0 4800167 5738865 20641973 24809698 4276239 9286109 14006870 24898381 14557045 16162447 -550175 8735934 X THE BLOCK INSTITUTE, INC. IS DEDICATED TO IMPROVING THE QUALITY OF LIFE FOR ALL PEOPLE, PRIMARILY THE DEVELOPMENTALLY DISABLED AND THEIR FAMILIES. THROUGH OUR VAST EXPERIENCE, THE AGENCY PROVIDES UNIQUE AND INDIVIDUALIZED SERVICES. THE STRONG PARTNERSHIP BETWEEN OUR STAFF AND THE COMMUNITY ENABLES EACH PERSON TO ACHIEVE GREATER INDEPENDENCE AND INTEGRATION. WE BELIEVE IN THE PROTECTION OF EVERY PERSONS CIVIL RIGHTS, INCLUDING THE RIGHT TO ADVOCATE FOR ONESELF AND OTHERS. THE AGENCY IS COMMITTED TO COMMUNITY AWARENESS, SENSITIVITY, AND ACCEPTANCE OF INDIVIDUALS WITH DISABILITIES. 0 0 16607667 16007039 RESIDENTIAL SERVICES - PROVIDED QUALITY RESIDENTIAL CARE IN A FAMILY-LIKE SETTING TO 90 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THROUGH OUR COMMUNITY RESIDENCES, INTERMEDIATE CARE FACILITIES, AND INDIVIDUAL RESIDENTIAL ALTERNATIVES OUR CONSUMERS RECEIVED UNIQUE AND INDIVIDUALIZED SERVICES, WHICH ASSISTED EACH PERSON IN ACHIEVING GREATER INDEPENDENCE AND INTEGRATION WITHIN THE COMMUNITY. 4410294 5389887 ADULT DAY PROGRAMS - THROUGH ITS DAY TREATMENT AND DAY HABILITATION PROGRAMS, BLOCK INSTITUTE ASSISTED 150 INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES INCREASE THEIR LIFE SKILLS, INDEPENDENCE, INDIVIDUALITY, PRODUCTIVITY, AND COMMUNITY INCLUSION BY UTILIZING A WIDE ARRAY OF COMMUNITY RESOURCES INCLUDING VOLUNTEERING AND RECREATIONAL ACTIVITIES. 1368531 243341 THE ORGANIZATION PROVIDED 2,050 UNITS OF SERVICE IN ITS ARTICLE 16 CLINIC TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES, INCLUDING OCCUPATIONAL, PHYSICAL, PSYCHOLOGICAL, AND SPEECH THERAPY SESSIONS AND EVALUATIONS. 22386492 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 20 0 360 1 0 0 0 0 0 0 0 0 0 0 0 0 X 8 8 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X MARC A NAGELBERG CFO 7189065463 376 BAY 44TH STREET BROOKLYN NY 11214 JILL ZELENKO CPA PRESIDENT 1.00 3.10 X X 0 0 0 STEVEN FRIEDMAN VICE PRESIDENT 1.00 3.10 X X 0 0 0 JAY GREENBAUM TREASURER 1.00 3.10 X X 0 0 0 ANDREA ALGAZE SECRETARY 1.00 3.10 X X 0 0 0 DAVID WOLFSON BOARD MEMBER 1.00 3.10 X 0 0 0 KATELYNN TIMMERMANS BOARD MEMBER 1.00 3.10 X 0 0 0 SUSAN FEINSTEIN BOARD MEMBER 1.00 3.10 X 0 0 0 MAMIE STATHATOS-FULGIERI BOARD MEMBER 1.00 3.10 X 0 0 0 SCOTT BARKIN PHD EXECUTIVE DIRECTOR 28.30 6.70 X 366862 87119 0 MARC NAGELBERG CHIEF FINANCIAL OFFICER 28.30 6.70 X 185017 43936 0 LEA COLON DOG TRAINER 17.50 17.50 X 53416 53416 0 MARY ELLEN O'DRISCOLL DIRECTOR OF DIVISION 28.30 6.70 X 93855 22288 0 VINCENT CIARDULLO DSP 35.00 0.00 X 116566 0 0 AMARIS ORTIZ DIRECTOR OF OPERATIONS 28.30 6.70 X 112807 26789 0 STARLEEN OLIVER DIRECTOR OF PROGRAM 35.00 0.00 X 103604 0 0 1032127 233548 0 9 0 1 0 RCM TECHNOLOGIES INC 575 EIGHTH AVENUE 6TH FLOOR NEW YORK NY 10018 STAFFING SERVICES 172565 SHEPPARD MULLIN RICHTER & HAMPTON LLP 30 ROCKEFELLER PLAZA NEW YORK NY 10112 LEGAL 143536 ACCESS STAFFING LLC 25 MELVILLE PARK ROAD SUITE 115 MELVILLE NY 11747 STAFFING SERVICES 138261 OPTIMIZED INDEPENDENCE OT PLLC 78 REED RD ROSLYN NY 11576 OCCUPATIONAL THERAPY 131034 BAKER TILLY US LLP ONE PENN PLAZA SUITE 3000 NEW YORK NY 10119 AUDIT & TAX SERVICES 106100 5 12204433 2498 12206931 PROGRAM SERVICE FEES 611600 21640267 21640267 21640267 26758 26758 135578 6079 129499 129499 129499 ARKER/EDGEMERE INCOME 900099 90000 90000 MISCELLANEOUS REVENUE 900099 2352 2352 92352 34095807 21640267 0 248609 516983 516983 14763706 13937715 825991 2544580 2335130 209450 1245564 1137710 107854 122750 122750 110175 110175 1165698 1135467 30231 605590 475690 129900 1345325 1297553 47772 102604 99906 2698 20402 16981 3421 236138 181215 54923 330281 284314 45967 FACILITY ASSESSMENT FEE 388854 388854 REPAIRS & MAINTENANCE 327011 298232 28779 CLEANING SUPPLIES 314721 295289 19432 FOOD 256528 256528 412788 245908 166880 24809698 22386492 2423206 0 2251333 983345 4619281 9553530 1638860 4810311 1617577 1421913 79065 113169 6752448 5146121 1805259 1606327 1995495 6409786 14006870 24898381 1944659 4314185 310759 215166 379984 243625 11921643 11389471 14557045 16162447 X -550175 8735934 0 -550175 8735934 14006870 24898381 9286109 0 X 0 1 X 1 0 X 26289 2785784 12206931 15019004 28406877 27373074 25729107 21590474 21640267 124739799 28406877 27399363 25729107 24376258 33847198 139758803 25000 25000 0 25000 25000 139733803 82600 232571 288470 59011 26758 689410 82600 232571 288470 59011 26758 689410 342158 14016 204679 497120 92352 1150325 28831635 27645950 26222256 24932389 33966308 141598538 0.98680 0.98560 0.00490 0.00540 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE - 2017 AMOUNT: $ 11,855. 2018 AMOUNT: $ 14,016. 2019 AMOUNT: $ 204,679. 2020 AMOUNT: $ 6,902. 2021 AMOUNT: $ 2,352. LEASE AGREEMENT TERMINATION - 2020 AMOUNT: $ 490,218. UCT CONTRACT INCOME - 2017 AMOUNT: $ 210,303. HDFC INCOME - 2017 AMOUNT: $ 120,000. ARKER/EDGEMERE INCOME - 2021 AMOUNT: $ 90,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 577093 577093 4261275 3534189 727086 1463883 1204630 259253 450197 407302 42895 1606327 SECURITY DEPOSITS 30866 ASSETS LIMITED AS TO USE 215166 DUE FROM AFFILIATES 6163754 6409786 DUE TO GOVERNMENT AGENCIES 576732 DUE TO AFFILIATES 10806265 DEFERRED RENT 6474 11389471 X 35222862 1127055 1127055 34095807 0 34095807 25936753 1127055 1127055 24809698 0 24809698 PART IV, LINE 2B: THE INSTITUTE MAINTAINS CUSTODIAL CASH ACCOUNTS FOR FUNDS WHICH BELONG TO THE RESIDENTIAL PROGRAM PARTICIPANTS. THE TOTAL CUSTODIAN FUNDS HELD AT JUNE 30, 2022 WAS $215,166. PART X, LINE 2: THE INSTITUTE FOLLOWS THE PROVISIONS OF FINANCIAL ACCOUNTING STANDARDS BOARD (FASB) ACCOUNTING STANDARDS CODIFICATION (ASC) 740, INCOME TAXES. UNDER ASC 740, AN ORGANIZATION MUST RECOGNIZE THE TAX BENEFIT ASSOCIATED WITH TAX POSITIONS TAKEN FOR TAX RETURN PURPOSES WHEN IT IS MORE LIKELY THAN NOT THAT THE POSITION WILL BE SUSTAINED UPON EXAMINATION BY A TAXING AUTHORITY. THE INSTITUTE DOES NOT BELIEVE THEY HAVE TAKEN ANY UNCERTAIN TAX POSITIONS AND, ACCORDINGLY, THEY HAVE NOT RECORDED ANY LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE INSTITUTE HAS FILED FOR AND RECEIVED INCOME TAX EXEMPTIONS IN THE JURISDICTIONS WHERE THEY ARE REQUIRED TO DO SO. ADDITIONALLY, THE INSTITUTE HAS FILED IRS FORM 990 INFORMATION RETURNS AS REQUIRED AND ALL OTHER APPLICABLE RETURNS IN JURISDICTIONS WHERE SO REQUIRED. THE INSTITUTE IS SUBJECT TO ROUTINE AUDITS BY TAXING AUTHORITIES. X X X X X 0 0 0 0 0 0 0 1 0 SCOTT BARKIN PHD EXECUTIVE DIRECTOR 334094 79338 20203 4797 12565 2984 0 0 0 0 366862 87119 0 0 MARC NAGELBERG CHIEF FINANCIAL OFFICER 172895 41058 12122 2878 0 0 0 0 0 0 185017 43936 0 0 PART I, LINE 7 THE FOLLOWING INDIVIDUALS RECEIVED BONUSES BASED ON PERFORMANCE: SCOTT BARKIN: $25,000 MARC NAGELBERG: $15,000 MARY ELLEN O'DRISCOLL: $10,000 AMARIS ORTIZ: $15,000 FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND EXECUTIVE DIRECTOR. THEN IT IS REVIEWED BY THE FINANCE COMMITTEE, WHICH IS A STANDING COMMITTEE OF THE BOARD OF DIRECTORS AND SUBMITTED TO THE FULL BOARD, PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, INDEPENDENT CONTRACTORS AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST AND SEEK GUIDANCE ON HOW TO HANDLE THE SITUATION. AN EMPLOYEE, CONSULTANT OR BOARD MEMBER WITH QUESTIONS OR CONCERNS ABOUT POTENTIAL CONFLICTS OF INTEREST WILL PROMPTLY ADDRESS THE ISSUE WITH APPROPRIATE MANAGEMENT STAFF AND/OR THE COMPLIANCE OFFICER. MANAGEMENT STAFF WILL CONSULT WITH THE COMPLIANCE OFFICER BEFORE RESPONDING TO A CONCERN OR QUESTION ABOUT A POTENTIAL CONFLICT OF INTEREST. THE COMPLIANCE OFFICER WILL INVESTIGATE ANY VIOLATIONS OF THE POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE REPORTING ORGANIZATION'S EXECUTIVE DIRECTOR AND OTHER OFFICERS OF THE REPORTING ORGANIZATION ARE COMPENSATED EXCLUSIVELY BY BLOCK INSTITUTE SCHOOL, A RELATED 501(C)(3) ORGANIZATION. THE SCHOOL USES INDUSTRY SALARY SURVEYS AND COMPENSATION REVIEWS TO DETERMINE THE APPROPRIATE COMPENSATION OF THE CEO AND TOP MANAGEMENT POSITIONS. THE BOARD APPROVES THE COMPENSATION PACKAGE OF THE CEO/EXECUTIVE DIRECTOR. GUIDANCE IS ALSO OBTAINED FROM INDEPENDENT CONSULTANTS AND AUDITORS WITHIN THE INDUSTRY. THIS PROCESS WAS LAST PERFORMED IN SEPTEMBER 2018 AND DOCUMENTED IN THE MINUTES TO THE BOARD MEETING. SALARY SURVEYS ARE ALSO FILED IN THE PERSONNEL FILE. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. BLOCK INSTITUTE SCHOOL 376 BAY 44TH STREET BROOKLYN NY 11214 112338345 EDUCATION NY 501(C)(3) LINE 2 BLOCK INSTITUTE INC 1 BROOKLYN COMM MENTAL RETARDATION SVCS 376 BAY 44TH STREET BROOKLYN NY 11214 237228620 REAL PROPERTY FOR USE BY ITS AFFILIATED ENTITIES. NY 501(C)(3) LINE 10 BLOCK INSTITUTE INC 1 BROOKLYN HEBREW SCHOOL FOR RETARDED CHILDREN 376 BAY 44TH STREET BROOKLYN NY 11214 112024791 SERVICE PROVIDER NY 501(C)(3) LINE 10 BLOCK INSTITUTE INC 1 BLOCK INSTITUTE FOUNDATION INC 376 BAY 44TH STREET BROOKLYN NY 11214 112431200 TO SUPPORT THE ACTIVITIES OF BLOCK INSTITUTE, INC. & BLOCK INSTITUTE SCHOOL NY 501(C)(3) LINE 12A, I BLOCK INSTITUTE INC 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0