2023-04-13T17:46:29-05:00 2022-05-31 135565207 KPMG LLP 1601 MARKET STREET PHILADELPHIA PA 19103 990 2021-06-01 111630830 ST JOHN'S UNIVERSITY NEW YORK STJO 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 SHARON HEWITT WATKINS VP BUS. AFRS., CFO, TREASURER 7189903369 2023-03-28 1 SHARON HEWITT WATKINS XXX-XX-XXXX TESS FANNING P02033722 2672567000 2023-03-30 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z REV BRIAN J SHANLEY OP 8000 UTOPIA PARKWAY JAMAICA NY 11439 881528417 0 X WWW.STJOHNS.EDU X 1871 NY ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND (CONTINUED ON SCHEDULE O) 31 30 5138 321 -946439 0 57290343 78402447 629876485 653201050 47177976 67738115 -24531 -868076 734320273 798473536 278154280 293779258 0 0 274269828 266784665 0 0 8021274 153734407 182840941 706158515 743404864 28161758 55068672 1798485894 1703677283 658701103 617160718 1139784791 1086516565 X ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION (CONTINUED ON SCHEDULE O). 0 0 691493031 293779258 653144038 HIGHER EDUCATION: ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL NON-PROFIT INSTITUTION OF HIGHER EDUCATION LEARNING. ST. JOHN'S UNIVERSITY OFFERS MORE THAN 100 UNIQUE DEGREE PROGRAMS AT THE ASSOCIATE, BACHELOR'S, MASTER'S, AND DOCTORAL LEVELS. THE DEGREE PROGRAMS, WHICH ARE HOUSED IN SIX SCHOOLS AND COLLEGES, SPAN A WIDE RANGE OF DISCIPLINES FROM THE LIBERAL ARTS TO PROFESSIONAL PROGRAMS. APPROXIMATELY 15,452 UNDERGRADUATE AND 4,206 GRADUATE STUDENTS ARE ENROLLED IN COURSES. (19,658 STUDENTS) 691493031 1 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 0 1 1 1 1 0 1 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 0 0 1 25055 0 1 5138 1 1 1 1 FR IT 0 0 0 1 1 0 0 0 0 1 0 X 31 30 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IN KY MD MA MI NH NJ OR PA VA X SHARON HEWITT WATKINS 7189903369 8000 UTOPIA PARKWAY JAMAICA NY 11439 X JEFFREY D ALTER BOARD MEMBER - BEGAN 12/15/21 1.00 0.00 X 0 0 0 REV ELMER BAUER III CM BOARD MEMBER 1.00 0.00 X 0 0 0 PAUL M CARROLL BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES CHRISTMAS BOARD MEMBER - BEGAN 10/6/21 1.00 0.00 X 0 0 0 REV KEVIN G CREAGH CM ED D BOARD MEMBER 1.00 0.00 X 0 0 0 ROBERT J CRUZ BOARD MEMBER - BEGAN 10/6/21 1.00 0.00 X 0 0 0 MARGARET LAROSA D' ANGELO BOARD MEMBER 1.00 0.00 X 0 0 0 BARBARA M DONNELLAN BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET M FITZPATRICK SC ED D BOARD MEMBER 1.00 0.00 X 0 0 0 JAMES E GALOWSKI BOARD MEMBER 1.00 0.00 X 0 0 0 ANITA GOMEZ-PALACIO BOARD MEMBER 1.00 0.00 X 0 0 0 VERY REV STEPHEN M GROZIO CM PROVINCIAL VICE CHAIR 3.00 0.00 X X 0 0 0 REV DENNIS HOLTSCHNEIDER CM BOARD MEMBER - BEGAN 10/6/21 1.00 0.00 X 0 0 0 WILLIAM J JANETSCHEK CHAIR OF BOARD 5.00 0.00 X X 0 0 0 ROBERT F KALENKA BOARD MEMBER 1.00 0.00 X 0 0 0 MARGARET M KEANE ELECTED VICE CHAIR 3.00 0.00 X X 0 0 0 REV GERARD H LUTTENBERGER CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV JOHN T MAHER CM BOARD MEMBER - BEGAN 10/6/21 1.00 0.00 X 0 0 0 JOSEPH M MATTONE SR ESQ BOARD MEMBER 1.00 0.00 X 0 0 0 MARTIN A MBUGUA BOARD MEMBER 1.00 0.00 X 0 0 0 REV THOMAS F MCKENNA CM STD BOARD MEMBER 1.00 0.00 X 0 0 0 REV MICHAEL M NGUYEN CM BOARD MEMBER 1.00 0.00 X 0 0 0 KEVIN REED BOARD MEMBER - BEGAN 12/15/21 1.00 0.00 X 0 0 0 LEWIS RICE JR BOARD MEMBER 1.00 0.00 X 0 0 0 REV BRIAN J SHANLEY OP PHD PRESIDENT 40.00 0.00 X X 0 0 0 JAMES J SHANNON BOARD MEMBER 1.00 0.00 X 0 0 0 PATRICIA CASTEL SKARULIS BOARD MEMBER 1.00 0.00 X 0 0 0 JOSEPH A TARANTINO BOARD MEMBER 1.00 0.00 X 0 0 0 TARIK S TURNER BOARD MEMBER 1.00 0.00 X 0 0 0 CATHERINE M VERRELLI BOARD MEMBER 1.00 0.00 X 0 0 0 DAMON YOUNG BOARD MEMBER - BEGAN 12/15/21 1.00 0.00 X 0 0 0 REV BERNARD M TRACEY CM EXECUTIVE VP FOR MISSION 40.00 0.00 X 0 0 0 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 40.00 0.00 X 425660 0 77316 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 40.00 0.00 X 438560 0 118971 SIMON GEIR MOLLER PHD PROVOST & VP ACAD AFFAIRS 40.00 0.00 X 440284 0 71474 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 40.00 0.00 X 2541720 0 68891 MARK J BROWNE PHD PROFESSOR 40.00 0.00 X 447939 0 73956 NOREAN R SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 40.00 0.00 X 448411 0 31538 MICHAEL A SIMONS JD DEAN LAW SCHOOL 40.00 0.00 X 446544 0 72051 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 40.00 0.00 X 511563 0 84591 CONRADO M GEMPESAW PHD PRESIDENT - THRU 1/31/21 0.00 0.00 X 1048911 0 25258 ROBERT A MANGIONE PVST & VP ACA AFF-THRU 6/30/18 0.00 0.00 X 111129 0 0 6860721 0 624046 663 1 1 0 COLLINS BUILDING SERVICES INC CT SQ PL 24-01 44TH RD LONG ISLAND CITY NY 11101 BLDG MAINTENANCE 16811610 CHARTWELLS 2400 YORKMONT RD CHARLOTTE NC 28217 FOOD SERVICE 6710371 CANNON DESIGN NJ ARCHITECTURAL & RELATED 360 MADISON AVENUE NEW YORK NY 10017 ARCHITECTURAL SVCS 1466649 NAVPREET S DHILLON DBAEAGLE VISION CON 12805 VAN WYCK EXPSWY JAMAICA NY 11436 CONSTRUCTION 1462130 MED-TEK CONTRACTING INC 601 N MACQUESTEN PARKWAY MOUNT VERNON NY 10552 CONSTRUCTION 1055601 65 X 4078780 40128541 34195126 1604358 78402447 TUITION AND FEES 611600 596067124 596067124 AUXILIARY ENTERPRISES 611710 52203314 52146302 57012 OTHER REVENUE 900099 4930612 4930612 653201050 8839620 -1003451 9843071 256972 256972 140118939 15000 81492416 0 58626523 15000 58641523 58641523 694389 4078780 1562465 -868076 -868076 798473536 653144038 -946439 67873490 291314093 291314093 2465165 2465165 1598737 262269 1336468 188682951 172096381 12272155 4314415 11562632 10574831 732395 255406 52099099 46832980 4044975 1221144 12841246 11723077 839927 278242 1652327 693990 904399 53938 462118 462118 5590 5590 6013169 6013169 2452438 1834292 585906 32240 10188117 7516616 2412224 259277 7343619 4661413 2557811 124395 17772115 17295759 454703 21653 5366409 5239212 83549 43648 113186 111358 1746 82 15260695 13595473 1590514 74708 37554857 36179792 1313374 61691 3918075 1404030 2401255 112790 REPAIRS AND MAINTENANCE 27771402 26876262 854453 40687 MEAL PLAN&FOOD SVC COST 9355090 9355090 PROFESSIONAL SERVICES 6675290 4869923 1339960 465407 LIB PER/ BOOKS/ ONL RES 3278722 3278722 27657722 23312303 3683868 661551 743404864 691493031 43890559 8021274 12084436 10702907 53661018 56355133 34141094 41527160 14072700 12993630 0 0 0 0 0 0 0 0 1848419 2283965 1078082462 534181126 564786855 543901336 343453860 326934087 632432967 579195474 7668881 5539961 0 0 134335664 124243630 1798485894 1703677283 81258340 72637534 0 0 13380855 16879823 454089728 436789886 0 0 0 0 0 0 49177113 48475576 60795067 42377899 658701103 617160718 X 825155143 771186900 314629648 315329665 1139784791 1086516565 1798485894 1703677283 X 55068672 -117177280 8840382 X X 0 1 X 1 1 1 X 55710446 36339209 48652476 57290343 78402447 276394921 55710446 36339209 48652476 57290343 78402447 276394921 25960696 250434225 9577059 12182065 10337121 9834617 8839620 50770482 0 0 0 0 0 81852 254062 341841 2347 256972 937074 328102477 3380610507 0.76330 0.75180 X SCHEDULE A, PART II, LINE 10, EXPLANATION FOR OTHER INCOME: REPRESENTS INCOME FROM INVESTMENTS OF TAX-EXEMPT BOND PROCEEDS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 0 0 1 14550 0 1 5590 20140 0 PART II-B, LINE 1: THE UNIVERSITY'S OFFICE OF GOVERNMENT RELATIONS AND THE PRESIDENT ARE THE PRIMARY LIAISONS TO LOCAL, STATE AND FEDERAL GOVERNMENT THROUGH THEIR REGULAR COMMUNICATION REGARDING THE UNIVERSITY'S MISSION, GOALS AND PROGRAMS. THE OFFICE OF GOVERNMENT RELATIONS ALSO APPRISES THE UNIVERSITY'S OFFICIALS ABOUT PERTINENT GOVERNMENT ACTIVITIES TO ENSURE THE UNIVERSITY IS SUFFICIENTLY INFORMED. THE PRIMARY FOCUS OF THE UNIVERSITY'S EFFORT IS DIRECTED TOWARD HELPING GOVERNMENT REPRESENTATIVES LEARN MORE ABOUT ST. JOHN'S UNIVERSITY. THE UNIVERSITY'S PARTICIPATION IN THE LEGISLATIVE PROCESS IS PRIMARILY THROUGH ITS MEMBERSHIPS IN THE COMMISSION ON INDEPENDENT COLLEGES AND UNIVERSITIES (CICU) AND THE NATIONAL ASSOCIATION OF INDEPENDENT COLLEGES AND UNIVERSITIES (NAICU). THE UNIVERSITY DOES NOT HAVE ANY OTHER LOBBYING ACTIVITIES OTHER THAN THOSE LISTED ON LINES 1A, 1B, 1D, 1G AND 1I. 937686215 20549937 -48641439 9424071 24993761 6245238 868931643 719681038 37591000 222229903 8691508 24425757 8698461 937686215 748872999 13021690 23077921 6496099 53425966 5369507 719681038 756098839 13886272 15888125 6322089 26296590 4381558 748872999 716485533 12266086 64182689 6217187 26758633 3859649 756098839 0.72270 0.19950 0.07780 0 0 27708117 27708117 550064541 229909017 320155524 26033338 16402004 9631334 105971165 60396099 45575066 368305301 227474006 140831295 543901336 ALT INV & COMM FUNDS 577623152 F SPLIT INTEREST AGREEMENTS 1572322 F 579195474 FUNDS HELD BY BOND TRUSTEES 98237014 OPERATING LEASE RIGHT-OF-USE ASSETS, NET 20434403 OTHER ASSETS 5572213 124243630 REFUNDABLE U.S. GOVERNMENT ADVANCES 7830308 PRESENT VALUE OF ANNUITIES PAYABLE 3837866 OPERATING LEASE LIABILITIES 28189582 FORWARD DELIVERY BOND PURCHASE AGREEMENT, NET 2520143 42377899 X 409900828 -117177280 -266944724 -384122004 794022832 6013169 -1562465 4450704 798473536 463169054 1562465 1562465 461606589 6013169 275785106 281798275 743404864 PART V, LINE 4: THE UNIVERSITY'S ENDOWMENT FUNDS ARE INVESTED FOR THE LONG-TERM TO GENERATE INVESTMENT INCOME WHICH IS USED TO SUPPORT OPERATIONS, SCHOLARSHIPS, PROFESSORSHIPS, CHAIRS, AND OTHER INITIATIVES OF THE UNIVERSITY RELATED TO ITS EDUCATIONAL MISSION. PART X, LINE 2: THE UNIVERSITY RECOGNIZES THE EFFECTS OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT OF BEING SUSTAINED. THE UNIVERSITY EVALUATES, ON AN ANNUAL BASIS, THE EFFECTS OF ANY UNCERTAIN TAX POSITIONS ON ITS CONSOLIDATED FINANCIAL STATEMENTS. AS OF MAY 31, 2022 AND 2021, THE UNIVERSITY HAS NOT IDENTIFIED OR PROVIDED FOR ANY SUCH POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN FAIR VALUE OF BOND PURCHASE AGREEMENT 7,889,288. EFFECT OF REFUNDING OF LONG-TERM DEBT 951,094. SCHOLARSHIP ALLOWANCES -273,220,331. HOUSING GRANTS -2,564,775. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES -1,562,465. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EVENTS EXPENSES 1,562,465. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIP ALLOWANCES 273,220,331. HOUSING GRANTS 2,564,775. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY PUBLICIZES ITS RACIALLY NONDISCRIMINATORY POLICY TO THE COMMUNITY IT SERVES IN VARIOUS WAYS, INCLUDING BY POSTING THE POLICY TO ITS WEBSITE, PUBLISHING THE POLICY IN ITS UNDERGRADUATE AND GRADUATE BULLETINS, AND PRINTING THE POLICY ON ITS APPLICATION FOR EMPLOYMENT. LINE 6A - EXPLANATION OF GOVERNMENT FINANCIAL AID: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. 1 EUROPE (INCLUDING ICELAND AND GREENLAND) 2 74 PROGRAM SERVICES INSTRUCTION 6314408 CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 293967080 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 INVESTMENTS 27050207 NORTH AMERICA 0 0 INVESTMENTS 7338782 SOUTH AMERICA 0 3 PROGRAM SERVICES SERVICE LEARNING 56513 EAST ASIA AND THE PACIFIC 0 3 PROGRAM SERVICES RECRUITING 85742 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 2 PROGRAM SERVICES RECRUITING 5912 SOUTH ASIA 0 1 PROGRAM SERVICES RECRUITING 5000 SOUTH AMERICA 0 1 PROGRAM SERVICES RECRUITING 42809 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 4 PROGRAM SERVICES CONFERENCE 6790 NORTH AMERICA 0 1 PROGRAM SERVICES CONFERENCE 1200 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 5 PROGRAM SERVICES RESEARCH 5421 EUROPE (INCLUDING ICELAND AND GREENLAND) 0 0 GRANTMAKING GRANTS TO RECIPIENTS 2465165 EUROPE 0 0 PROGRAM SERVICES CONDUCT BOARD MEETINGS 105560 2 83 0 11 2 94 334823644 2626945 337450589 SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 211 2465165 APPLIED TO STUDENT'S TUITION COST 1 0 1 1 1 1 PART I, LINE 2: THE PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES ARE CONSISTENT WITH THE MONITORING PERFORMED FOR DOMESTIC GRANTS IN THE UNITED STATES. SEE SCHEDULE I, PART IV FOR FURTHER DETAIL. PART III ACCOUNTING METHOD: PART I, LINE 3, COLUMN (F) METHOD OF ACCOUNTING: EXPENSES ARE REPORTED USING THE ACCRUAL METHOD OF ACCOUNTING, CONSISTENT WITH THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. PRESIDENT'S DIN 1691154 1546604 144550 220057 56000 109356 INSURANCE LEAD 1674750 1472550 202200 1339 325069 2650 313052 12 1407265 1059626 347639 2350 35538 279918 121262 95874 4773169 4078780 694389 2350 36877 825044 179912 518282 1562465 -868076 1 SCHOLARSHIPS 11606 272972952 EMERGENCY AID TO STUDENTS 8878 15776366 HOUSING GRANTS 1103 2564775 PART I, LINE 2: THE UNIVERSITY CONSISTENTLY STRIVES TO PLACE AN OUTSTANDING HIGHER EDUCATION WITHIN THE FINANCIAL REACH OF ALL QUALIFIED APPLICANTS. THE UNIVERSITY AWARDS MILLIONS OF DOLLARS IN FEDERAL AND STATE FINANCIAL AID FUNDS EACH YEAR BASED UPON A STUDENT'S FINANCIAL NEED. ADDITIONALLY, THE UNIVERSITY PROVIDES FINANCIAL AID VIA UNIVERSITY GRANTS-IN-AID AND SCHOLARSHIPS. GRANTS-IN-AID ARE AWARDED ON THE BASIS OF DEMONSTRATED FINANCIAL NEED ASSESSED BY THE USE OF A STANDARD FINANCIAL AID APPLICATION, CURRENTLY THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA), WHICH ANALYZES THE FAMILY INCOME DATA PROVIDED ON THE FAFSA THROUGH THE MANDATED FEDERAL METHODOLOGY. ALL NEED-BASED FINANCIAL AID MUST BE AWARDED ACCORDING TO A STUDENT'S CALCULATED FINANCIAL NEED. SCHOLARSHIPS ARE AWARDED PRIMARILY BASED ON SCHOLASTIC ACHIEVEMENT. UNIVERSITY SCHOLARSHIPS ARE HIGHLY COMPETITIVE AND AVAILABLE TO STUDENTS THROUGH A COMBINATION OF ACADEMIC ACHIEVEMENT AND PERSONAL COMMITMENT, DISPLAY OF VALUES, COMPASSION, AND PURSUIT OF EXCELLENCE WHICH EMBODY THE SPIRIT AND MISSION OF THE UNIVERSITY. THE UNIVERSITY HAS MANY SCHOLARSHIPS FUNDED THROUGH SPECIAL ENDOWMENTS AND DONATIONS. IN MOST INSTANCES, ACADEMIC MERIT AND FINANCIAL NEED ARE CONSIDERED ALONG WITH THE PARTICULAR REQUIREMENTS OF THE SCHOLARSHIP SELECTION PROCESS. ALSO, VARIOUS ASSOCIATIONS, CORPORATIONS, FOUNDATIONS, AND UNIONS PROVIDE SCHOLARSHIPS FOR RECIPIENTS WHOM THEY SELECT. GENERALLY, UNIVERSITY SCHOLARSHIPS AND FINANCIAL AID ARE APPLIED DIRECTLY TOWARDS A STUDENT'S TUITION COST. PART III, EMERGENCY AID TO STUDENTS: EMERGENCY AID TO STUDENTS INCLUDES $15,650,550 AND $121,550 FUNDED BY THE HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ESTABLISHED UNDER THE AMERICAN RESCUE PLAN (ARP) ACT AND THE CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS (CRRSA) ACT, RESPECTIVELY. X X X X X 1 1 X X X X X 1 0 0 0 0 0 0 0 0 MICHAEL A ANDERSON HEAD COACH MEN'S BASKETBALL 2463946 0 75000 0 2774 0 25300 0 43591 0 2610611 0 0 0 CONRADO M GEMPESAW PHD PRESIDENT - THRU 1/31/21 67776 0 0 0 981135 0 20750 0 4508 0 1074169 0 0 0 JOSEPH L TARTAMELLA HEAD COACH WOMEN'S BASKETBALL 487746 0 20000 0 3817 0 39800 0 44791 0 596154 0 0 0 JOSEPH E OLIVA ESQ VP FOR ADMIN, SEC & GEN COUNSEL 413946 0 17000 0 7614 0 32175 0 86796 0 557531 0 0 0 MARK J BROWNE PHD PROFESSOR 435372 0 11379 0 1188 0 28480 0 45476 0 521895 0 0 0 MICHAEL A SIMONS JD DEAN LAW SCHOOL 430470 0 15300 0 774 0 28138 0 43913 0 518595 0 0 0 SIMON GEIR MOLLER PHD PROVOST & VP ACAD AFFAIRS 416670 0 16000 0 7614 0 29800 0 41674 0 511758 0 0 0 SHARON HEWITT WATKINS VP FOR BUS AFFAIRS, CFO & TREA 401446 0 16600 0 7614 0 31225 0 46091 0 502976 0 0 0 NOREAN R SHARPE PHD DEAN TOBIN COLLEGE OF BUSINESS 431923 0 15300 0 1188 0 15105 0 16433 0 479949 0 0 0 ROBERT A MANGIONE PVST & VP ACA AFF-THRU 6/30/18 0 0 0 0 111129 0 0 0 0 0 111129 0 111129 0 PART I, LINE 1A CHARTER TRAVEL: AS NEEDED, THE UNIVERSITY'S ATHLETIC TEAMS TRAVEL VIA CHARTERED AIRCRAFT. CHARTER TRAVEL IS NEEDED TO TRANSPORT THE TEAMS IN THE MOST TIME EFFECTIVE AND COST EFFICIENT MANNER. COACHES LISTED IN FORM 990, PART VII, TRAVEL WITH THE TEAM ON THESE OCCASIONS. NONE OF THE BENEFIT IS TAXABLE COMPENSATION. TRAVEL FOR COMPANIONS: SPOUSES OF THE COACHES LISTED IN FORM 990, PART VII, MAY ACCOMPANY THEM ON THE ATHLETIC TEAMS TRAVEL VIA CHARTERED AIRCRAFT. NONE OF THE BENEFIT WAS TAXABLE COMPENSATION. PRESIDENT'S HOUSING: THE PRESIDENT IS PROVIDED HOUSING NEAR CAMPUS FOR THE CONVENIENCE OF THE UNIVERSITY AS A CONDITION OF EMPLOYMENT SO THAT HE CAN FULLY ENGAGE IN CAMPUS LIFE, ENTERTAIN STUDENTS, DONORS AND FACULTY; FOR PROXIMITY TO THE CAMPUS FOR MANY EVENING EVENTS; AND TO BE NEARBY IN THE EVENT OF EMERGENCIES. ADDITIONALLY, THE PRESIDENT USES THE EMPLOYER-PROVIDED HOUSE FOR SIGNIFICANT BUSINESS USE, SUCH AS ENTERTAINING DONORS, UNIVERSITY MEETINGS AND OTHER BUSINESS ACTIVITIES. ACCORDINGLY, HOUSING BENEFITS PROVIDED TO THE PRESIDENT ARE NOT INCLUDABLE AS GROSS INCOME UNDER SECTION 119 OF THE INTERNAL REVENUE CODE. RELATED TO THE FORMER PRESIDENT, AN ESTIMATE OF VALUE IS REPORTED IN SCHEDULE J, PART II, COLUMN (D). PRESIDENT REV. SHANLEY'S SALARY IS PAID DIRECTLY TO THE DOMINICAN FRIARS PROVINCE. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: OTHER REPORTABLE COMPENSATION FOR THE FORMER PRESIDENT INCLUDES A SUPPLEMENTAL PAYMENT FOR HIS RETIREMENT PLAN AND THE RELATED TAX GROSS-UP PURSUANT TO HIS EMPLOYMENT AGREEMENT. HEALTH OR SOCIAL CLUB DUES OR INITIATION FEES: THE PRESIDENT IS PROVIDED WITH CLUB MEMBERSHIPS FOR BUSINESS-USE PURPOSES ONLY. ACCORDINGLY, THE AMOUNT IS NOT TAXABLE COMPENSATION. PART I, LINE 4A, AND PART II, COLUMN B (III): ROBERT A. MANGIONE, FORMER PROVOST AND VICE PRESIDENT FOR ACADEMIC AFFAIRS RECEIVED A PAYMENT UNDER THE UNIVERSITY'S FACULTY VOLUNTARY SEPARATION OFFER PROGRAM OF $111,129 INCLUDED IN OTHER REPORTABLE COMPENSATION, SCHEDULE J, PART II, COLUMN B (III). SUCH AMOUNT WAS INCLUDED IN RETIREMENT AND OTHER DEFERRED COMPENSATION, SCHEDULE J, PART II, COLUMN (C) IN THE UNIVERSITY'S FISCAL YEAR 2021 FORM 990. CONRADO M. GEMPESAW, FORMER PRESIDENT, RECEIVED A LUMP SUM PAYMENT UNDER HIS RETIREMENT PLAN OF $839,305 INCLUDED IN OTHER REPORTABLE COMPENSATION, SCHEDULE J, PART II, COLUMN B (III). A DASNY ST JOHN'S UNIVERSITY SERIES 2007C 146000293 649903FF3 2007-02-22 138318912 REFUND 1996, 1998 & 2001A BONDS 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2012A 146000293 64990C6K2 2012-08-09 55493238 REFUND 1998, 2001A AND 2005A BONDS 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2013A 146000293 649907XK3 2013-11-20 58019006 PURCHASE STUDENT RESIDENCE 0 0 0 D DASNY ST JOHN'S UNIVERSITY SERIES 2015A 146000293 6499076D9 2015-04-15 121109546 REFUND 2007A BONDS 0 0 0 A 53655000 138318912 1652825 1238011 135428076 2001 1 1 1 1 B 48170000 55493238 669695 54823543 2008 1 1 1 1 C 58019006 869568 57149438 2017 0 0 1 1 D 12975000 121109546 1072236 120037310 2015 0 1 1 1 B 0 1 1 1 1 1 0.00400 0.00400 0 1 0.00190 1 1 C 0 1 1 1 0 0 0 1 D 0 1 1 1 0 0.00100 0.00100 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 0 0 0 0 1 C 0 0 0 1 0 0 0 0 1 D 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 D 1 PART I, COLUMN A, ALL LINES: ALL OF THE REPORTED ISSUES WERE ISSUED BY THE DORMITORY AUTHORITY OF THE STATE OF NEW YORK (DASNY). PART I, COLUMN F: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE REFUNDED BONDS WERE ISSUED ON 11/7/1996, 10/22/1998, & 05/24/2001. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE REFUNDED BONDS WERE ISSUED ON 10/22/1998, 05/24/2001, & 03/16/2005. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE REFUNDED BONDS WERE ISSUED ON 02/22/2007. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008 & 08/09/2012. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE REFUNDED BONDS WERE ISSUED ON 09/24/2008. DASNY ST. JOHN'S UNIVERSITY SERIES 2022 - THE REFUNDED BONDS WERE ISSUED ON 08/09/2012. PART II, LINE 11: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2017A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. DASNY ST. JOHN'S UNIVERSITY SERIES 2021A - THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS THAT ARE NO LONGER IN ESCROW. PART III, LINE 4: DASNY ST. JOHN'S UNIVERSITY SERIES 2013A - ALL ACTIVITIES AND CONTRACTS CURRENTLY OPERATED WITHIN THIS BOND-FINANCED SPACE ARE EITHER RELATED TO ST. JOHN'S UNIVERSITY, NEW YORK'S TAX EXEMPT PURPOSE OR FALL WITHIN ONE OF THE SAFE HARBORS AND/OR EXCEPTIONS, AND CONSEQUENTLY DO NOT RESULT IN PRIVATE BUSINESS USE IN THIS BOND-FINANCED SPACE. PART III, LINE 8B, COLUMN B: THE PERCENTAGE OF BOND-FINANCED PROPERTY SOLD OR DISPOSED OF INCLUDE BONDS ISSUED TO REFUND BONDS ORIGINALLY ISSUED PRIOR TO 2003. PART IV, LINE 2C: DASNY ST. JOHN'S UNIVERSITY SERIES 2007C - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON FEBRUARY 22, 2022. DASNY ST. JOHN'S UNIVERSITY SERIES 2012A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 09, 2022. DASNY ST. JOHN'S UNIVERSITY SERIES 2013A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON AUGUST 31, 2018. DASNY ST. JOHN'S UNIVERSITY SERIES 2015A - THERE IS NO REBATE DUE. REBATE CALCULATION WAS DONE ON APRIL 30, 2020. A DASNY ST JOHN'S UNIVERSITY SERIES 2017A 146000293 64990C6D8 2017-12-28 51095452 REFUND 2008B1&B2, 2012A&B BONDS 0 0 0 B DASNY ST JOHN'S UNIVERSITY SERIES 2021A 146000293 65000BAS7 2021-05-26 142964805 REFUND 2008B1&B2, HLTH SCIENCES CTR, BOILER PLNT 0 0 0 C DASNY ST JOHN'S UNIVERSITY SERIES 2022 146000293 65000BAW8 2022-04-04 18834188 REFUND 2012B, HLTH SCIENCES CTR 0 0 0 A 51095452 39593733 687320 10814399 2018 1 1 1 1 B 142964805 962125 940104 9481104 94725000 36856472 1 0 0 1 C 18834188 43450 13399983 1681126 3709629 1 0 0 1 A 0 1 1 1 1 1 0.00500 0.00500 0 0 1 B 0 1 1 1 1 1 0.00300 0.00300 0 0 1 C 0 1 1 1 0 0.00500 0.00500 0 0 1 A 0 1 0 0 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 1 MORGAN STANLEY & CO LLC 0.900000000000 0 1 0 0 1 A 1 B 1 C 1 X 20 1604358 SEE PART II 0 1 1 PART I, COLUMN (B): THE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS. SCHEDULE M, PART I, LINE 9, COLUMN (D): AVERAGE MARKET PRICE ON DATE SECURITY IS RECEIVED. SCHEDULE M, PART I, LINE 32B: THE UNIVERSITY ONLY USES INVESTMENT BROKERS TO SELL SECURITIES THAT ARE DONATED TO THE UNIVERSITY. THERE IS NO SOLICITING FOR NON-CASH DONATIONS INVOLVED IN THIS PROCESS. FORM 990, PART I, LINE 1 AND PART III, LINE 1 - DESCRIPTION OF ORGANIZATION MISSION: ST. JOHN'S UNIVERSITY IS A CATHOLIC, VINCENTIAN, METROPOLITAN, AND GLOBAL INSTITUTION OF HIGHER EDUCATION THAT STRIVES TO PROVIDE EXCELLENT EDUCATION FOR ALL PEOPLE; ESPECIALLY THOSE LACKING ECONOMIC AND SOCIAL ADVANTAGES. THE VINCENTIAN TRADITION AT ST. JOHN'S UNIVERSITY IS THE FOUNDATION AND THE SOURCE OF THE CORE VALUES ITS MEMBERS STRIVE TO EMBODY: TRUTH, LOVE, RESPECT, OPPORTUNITY, EXCELLENCE, AND SERVICE. FORM 990, PART VI, SECTION A, LINE 4 THE UNIVERSITY AMENDED ITS CHARTER TO INCREASE THE MAXIMUM NUMBER OF TRUSTEES TO BE 36. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE AUDIT AND RISK COMMITTEE OF THE BOARD OF TRUSTEES AND IS MADE AVAILABLE TO THE ENTIRE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY MONITORS AND ENFORCES COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICY BY OBTAINING SIGNED AND DATED CONFLICT OF INTEREST STATEMENTS FROM OFFICERS AND MEMBERS OF THE BOARD OF TRUSTEES ON AN ANNUAL BASIS. ANY TRUSTEE WITH AN INTEREST IN A PROPOSED TRANSACTION IS REQUIRED TO MAKE A FULL DISCLOSURE OF ALL MATERIAL FACTS AS SOON AS HE/SHE BECOMES AWARE OF THE PROPOSED TRANSACTION, AND HE/SHE MAY NOT PARTICIPATE IN ANY DELIBERATION OR VOTE, OR EXERCISE ANY INFLUENCE WITH REGARD TO THE PROPOSED TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 AN EXTERNAL CONSULTANT IS CONTRACTED TO COMPILE SURVEY DATA FROM EDUCATIONAL, NOT-FOR-PROFIT AND PEER INSTITUTIONS AS WELL AS INFORMATION ON OTHER FORMS 990 TO ESTABLISH COMPARABLE COMPENSATION RANGES. THE PRESIDENT'S COMPENSATION IS RECOMMENDED BY THE CONSULTANT, REVIEWED BY THE GOVERNANCE COMMITTEE OF THE BOARD OF TRUSTEES AND PRESENTED TO THE BOARD OF TRUSTEES FOR APPROVAL. MANAGEMENT'S RECOMMENDATIONS OF OFFICERS' COMPENSATION ARE APPROVED BY THE GOVERNANCE COMMITTEE. THE UNIVERSITY'S COMPENSATION REVIEW AND APPROVAL PROCESS IS RECORDED CONTEMPORANEOUSLY IN THE MINUTES. THE LAST REVIEW WAS COMPLETED IN DECEMBER 2021. FORM 990, PART VI, SECTION C, LINE 19 AS A PRIVATE UNIVERSITY, GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE NOT REQUIRED TO BE MADE AVAILABLE TO THE PUBLIC. HOWEVER, THE UNIVERSITY MAKES AVAILABLE ITS GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ON ITS WEBSITE. IN ADDITION, THE UNIVERSITY'S FORM 990, WHICH INCLUDES FINANCIAL DATA, IS MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A: PURSUANT TO AN AGREEMENT WITH THE CONGREGATION OF THE MISSION OF ST. VINCENT DE PAUL, COMPENSATION FOR REV. BERNARD M. TRACEY, C.M., EXECUTIVE VICE PRESIDENT FOR MISSION, IS PAID DIRECTLY TO THE CONGREGATION OF THE MISSION. PAYMENTS TO THE CONGREGATION OF THE MISSION IN CALENDAR YEAR 2021 TOTALED $237,239. PURSUANT TO AN AGREEMENT WITH THE DOMINICAN FRIARS PROVINCE OF SAINT JOSEPH, COMPENSATION FOR REV. BRIAN J. SHANLEY, O.P., PRESIDENT, IS PAID DIRECTLY TO THE DOMINICAN FRIARS PROVINCE. PAYMENTS TO THE DOMINICAN FRIARS PROVINCE IN CALENDAR YEAR 2021 TOTALED $598,963. FORM 990, PART VIII, LINE 1E HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) ALLOCATIONS RECOGNIZED AS REVENUE FOR THE YEAR ENDED MAY 31, 2022 AND INCLUDED IN PART VIII, LINE 1E, GOVERNMENT GRANTS IS $31,812,969 REPRESENTING $31,411,633 FROM THE AMERICAN RESCUE PLAN (ARP) ACT AND $401,336 FROM THE CORONAVIRUS RESPONSE AND RELIEF SUPPLEMENTAL APPROPRIATIONS (CRRSA) ACT. FORM 990, PART XI, LINE 9: CHANGE IN FAIR VALUE OF BOND PURCHASE AGREEMENT 7,889,288. EFFECT OF REFUNDING OF LONG-TERM DEBT 951,094. FORM 990, PART XII, LINE 2C: THE CONSOLIDATED AUDITED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED MAY 31, 2022 HAVE BEEN PREPARED BY ST. JOHN'S UNIVERSITY AND INCLUDE THE UNIVERSITY AND ITS AFFILIATES - ST. JOHN'S PARIS ASSOCIATION, THE ROME SRL, AND HENLEY ROAD SPE, LLC. THE UNIVERSITY'S AUDIT AND RISK COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT OF THE UNIVERSITY'S FINANCIAL STATEMENTS AND SELECTION OF THE UNIVERSITY'S INDEPENDENT AUDITORS. ST JOHN'S PARIS ASSOCIATION 93 RUE DE SEVRES PARIS FR 75006 981545738 EDUCATION FR 1028719 159638 STJOHN'SNY ST JOHN'S UNIVERSITY SRL VIA MARCANTONIO COLONNA 21A ROME IT 00192 981545745 EDUCATION IT 255107 726275 STJOHN'SNY HENLEY ROAD SPE LLC 172-14 HENLEY ROAD QUEENS NY 11432 REAL ESTATE NY 3308196 55382698 STJOHN'SNY ST JOHN'S BREAD & LIFE PROGRAM INC 795 LEXINGTON AVENUE BROOKLYN NY 11221 113174514 MEALS/SVCS NY 501(C)(3) 7 STJOHN'S NY 1 ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA 8000 UTOPIA PARKWAY JAMAICA NY 11439 112694795 STUDENT SERVICES NY 501(C)(3) 12A-I STJOHN'S NY 1 POOLED INCOME FUND 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 CHARITABLE REMAINDER TRUST 8000 UTOPIA PARKWAY JAMAICA NY 11439 INVESTMENT NY N/A 1 ST VINCENT DE PAUL LEGAL PROGRAM INC 8000 UTOPIA PARKWAY JAMAICA NY 11439 113068398 LEGAL CLINIC NY STJOHN'SNY C 1.00000 1 0 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA R 800000 FMV ST JOHN'S UNIVERSITY STUDENT GOVERNMENT JAMAICA P 59199 FMV