2023-03-30T12:05:28-05:00 2022-06-30 521392008 GELMAN ROSENBERG & FREEDMAN 4550 MONTGOMERY AVE SUITE 800N BETHESDA MD 208142930 990 2021-07-01 464495751 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES FOUNDATION AMER 7032999766 1001 NORTH FAIRFAX STREET 400 ALEXANDRIA VA 22314 MATTHEW R D'UVA CEO 7032999766 2023-03-30 1 MATTHEW DUVA 999009999 RICHARD J LOCASTRO CPA P00288314 3019519090 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z BRUCE A LUXON 1001 NORTH FAIRFAX STREET 400 ALEXANDRIA VA 22314 2740826 0 X WWW.AASLDFOUNDATION.ORG X 2013 VA SEE PART III, LINE 1 7 7 0 64 0 0 2205449 1709376 0 0 839840 -378355 0 0 3045289 1331021 2713959 1292716 0 0 659531 633124 124750 0 271040 344484 422051 3842724 2347891 -797435 -1016870 19536229 16329501 3950051 3367701 15586178 12961800 X TO INVEST IN INNOVATIVE HEPATOLOGY RESEARCH AND IN THE PEOPLE WHO STUDY AND TREAT LIVER DISEASE. 0 1 1540273 1292716 GRANTS AND AWARDS: THE FOUNDATION MAKES (1) GRANTS TO INSTITUTIONS TO SUPPORT LIVER DISEASE RESEARCH; (2) CLINICAL TRAINING AWARDS FOR ADVANCED TRAINING FOR HEPATOLOGY FELLOWS, NURSE PRACTITIONERS, AND PHYSICIAN ASSISTANTS; AND (3) ABSTRACT AWARDS TO ENABLE YOUNG INVESTIGATORS TO ATTEND AND PRESENT THE RESULTS OF PROMISING RESEARCH AT PREMIERE HEPATOLOGY SCIENTIFIC MEETINGS. 44233 PUBLIC AWARENESS: THE FOUNDATION WORKS TO INCREASE PUBLIC AWARENESS OF LIVER DISEASE BY MAINTAINING INFORMATION ON ITS WEBSITE AASLDFOUNDATION.ORG, AND BY EXHIBITING AND DISTRIBUTING INFORMATION AT MEETINGS AND CONVENTIONS FOCUSED ON LIVER DISEASE. 10983 EMERGING LIVER SCHOLARS: THE EMERGING LIVER SCHOLARS (ELS) PROGRAM PROMOTES THE STUDY OF HEPATOLOGY AMONG MEDICAL, SURGICAL AND PEDIATRIC RESIDENTS WHO HAVE THE POTENTIAL FOR A CAREER IN ACADEMIC MEDICINE AND WHO HAVEN'T YET DETERMINED THEIR LONG-TERM CAREER GOALS. THE ELS PROGRAM IS SUPPORTED BY AASLD AND AASLD FOUNDATION AS PART OF ITS CONTINUING MISSION TO INSPIRE AND INVEST IN THE NEXT GENERATION OF HEPATOLOGISTS. 1595489 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 34 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 7 7 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AR CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT VA WV WI X MATTHEW D'UVA 7032999766 1001 NORTH FAIRFAX STREET 400 ALEXANDRIA VA 22314 BRUCE A LUXON CHAIR 5.00 0.00 X X 15000 0 0 NORAH TERRAULT VICE-CHAIR 5.00 5.00 X X 0 0 0 VIJAY H SHAH TREASURER 5.00 5.00 X X 0 0 0 KIMBERLY ANN BROWN TRUSTEE 5.00 0.00 X 0 0 0 GUADALUPE GARCIA-TASO TRUSTEE 5.00 0.00 X 0 0 0 GRACE L SU TRUSTEE 5.00 5.00 X 0 0 0 W RAY KIM TRUSTEE 5.00 5.00 X 0 0 0 MATTHEW D'UVA CEO 2.00 43.00 X 0 488774 76502 JULIE DEAL EXECUTIVE DIRECTOR 18.00 27.00 X 0 260950 41933 MUKARAB ISLAM VP, FINANCE & ADMINISTRATION 6.00 35.00 X 0 172643 31116 15000 922367 149551 0 0 1 0 0 1037560 671816 1709376 381450 381450 650000 1409805 -759805 -759805 -759805 1331021 0 0 -378355 1292716 1292716 173587 77678 69309 26600 173618 35150 88794 49674 48268 13665 22394 12209 144932 46058 64250 34624 92719 30450 40544 21725 17519 519 6825 10175 26081 26081 49872 49872 95272 3491 19873 71908 30102 21986 1574 6542 20578 1727 17519 1332 47750 15636 20725 11389 81578 30361 30179 21038 9806 4840 4195 771 13811 4131 7840 1840 10871 10871 MEMBERSHIP DUES 18242 16974 200 1068 REPAIRS & MAINTENANCE 320 107 138 75 RECRUITMENT 140 70 70 STAFF DEVELOPMENT 109 109 2347891 1595489 481362 271040 817489 578216 256761 707606 1157862 897123 19078 24653 17208612 14121903 76427 0 19536229 16329501 68237 108353 3881814 3088485 0 170863 3950051 3367701 X 10912788 9021875 4673390 3939925 15586178 12961800 19536229 16329501 -1016870 -1607508 0 X 0 1 X 1 0 X 3555064 6754516 3711995 2205449 1709376 17936400 3555064 6754516 3711995 2205449 1709376 17936400 9784766 8151634 416622 382245 453052 373507 381450 2006876 19943276 0.40870 0.43240 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6248813 1000 -507131 30000 5712682 5481208 100 1017505 250000 6248813 4853099 524025 137484 33400 5481208 4551914 147750 213435 60000 4853099 2743234 1686955 175825 54100 4551914 0.62430 0.32420 0.05150 0 0 0 DUE TO RELATED PARTY 170863 170863 X -326359 -1607508 -1607508 1281149 49872 49872 1331021 2298019 0 2298019 49872 49872 2347891 PART V, LINE 4: DONOR RESTRICTED ENDOWMENT ASSETS ARE HELD IN PERPETUITY AND INVESTED IN AN ATTEMPT TO PROVIDE A STREAM OF FUNDING TO PROGRAMS SUPPORTED BY ITS ENDOWMENT WHILE SEEKING TO MAINTAIN THE PURCHASING POWER OF THE ENDOWED ASSETS. TEMPORARY ENDOWMENT FUNDS ARE SPENT TO SUPPORT THE PROGRAM DESIGNATED BY THE DONOR. BOARD DESIGNATED ASSETS ARE UNRESTRICTED AND CURRENTLY SET ASIDE TO SUPPORT THE RESEARCH PROGRAMS AND AWARDS. PART X, LINE 2: FOR THE YEAR ENDED JUNE 30, 2022, THE AASLD FOUNDATION HAS DOCUMENTED ITS CONSIDERATION OF FASB ASC 740-10, INCOME TAXES, THAT PROVIDES GUIDANCE FOR REPORTING UNCERTAINTY IN INCOME TAXES AND HAS DETERMINED THAT NO MATERIAL UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. 1 REGENTS OF THE UNIVERSITY OF CALIFORNIA SAN DIEGO 9500 GILMAN DRIVE LA JOLLA CA 920930953 956006144 501(C)(3) 300000 0 PINNACLE RESEARCH AWARD CITY OF HOPE 1500 EAST DUARTE ROAD DUARTE CA 91010 953435919 501(C)(3) 300000 0 PINNACLE RESEARCH AWARD UNIVERSITY OF NORTH CAROLINA AT CHAPEL HILL 104 AIRPORT DRIVE SUITE 2200 CHAPEL HILL NC 275991350 566001393 501(C)(3) 200000 0 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES UNIVERSITY OF WASHINGTON 4300 ROOSEVELT WAY NE BOX 354965 SEATTLE WA 98105 916001537 501(C)(3) 200000 0 CLINICAL, TRANSLATIONAL, AND OUTCOMES RESEARCH AWARD IN LIVER DISEASES REGENTS OF THE UNIVERSITY OF CALIFORNIA DAVIS OFFICE OF RESEARCH 1850 RESEARCH PARK DRIVE DAVIS CA 95618 946036494 501(C)(3) 100000 0 AASLD FOUNDATION BRIDGE AWARD TRUSTEES OF INDIANA UNIVERSITY 1024 E 3RD STREET ROOM 132 BLOOMINGTON IN 47405 356001673 501(C)(3) 50000 0 AASLD FOUNDATION GUPTA FAMILY PILOT RESEARCH AWARD IN PSC RESEARCH THE TRUSTEES OF COLUMBIA UNIVERSITY IN THE CITY OF NEW YORK 615 WEST 131ST STREET 3RD FLOOR NEW YORK NY 10027 135598093 501(C)(3) 20000 0 AUTOIMMUNE LIVER DISEASES PILOT RESEARCH AWARD 7 0 PART I, LINE 2: RECIPIENTS MUST BE ENROLLED AS A GI AND/OR HEPATOLOGY FELLOW OR TRAINEE IN AN ACCREDITED ADULT OR PEDIATRIC TRANSPLANT HEPATOLOGY PROGRAM. AASLD FOUNDATION PROVIDES GRANTS TO INSTITUTIONS TO SUPPORT THE RESEARCH WORK AND EDUCATION OF THE FELLOW OR TRAINEE. AASLD RECEIVES INTERIM PROGRESS AND FISCAL REPORTS FROM THE RECIPIENT REGARDING USE OF FUNDS. 0 0 0 0 0 0 0 0 0 MATTHEW D'UVA CEO 0 403774 0 85000 0 0 0 42500 0 34002 0 565276 0 0 JULIE DEAL EXECUTIVE DIRECTOR 0 248293 0 12657 0 0 0 24720 0 17213 0 302883 0 0 MUKARAB ISLAM VP, FINANCE & ADMINISTRATION 0 163737 0 8906 0 0 0 17554 0 13562 0 203759 0 0 PART I, LINE 3 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD USES THE FOLLOWING TO ESTABLISH COMPENSATION: - INDEPENDENT COMPENSATION CONSULTANT - FORM 990 OF OTHER ORGANIZATIONS - COMPENSATION SURVEY AND STUDY - APPROVAL BY THE GOVERNING BOARD OR COMPENSATION COMMITTEE FORM 990, PART III, LINE 3 THE ORGANIZATION CEASED THE "FUNDAMENTAL OF LIVER DISEASE" PROGRAM IN FY2022. FORM 990, PART VI, SECTION A, LINE 6 THERE IS ONE VOTING MEMBER OF THE CORPORATION, THE AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES (AASLD). FORM 990, PART VI, SECTION A, LINE 7A AASLD HAS THE POWER TO APPOINT THE MEMBERS OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION A, LINE 7B AASLD HAS THE POWER TO ALTER, AMEND OR REPEAL THE BYLAWS OF THE CORPORATION OR TO ADOPT NEW BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B AFTER BEING PREPARED BY AASLD FOUNDATION'S OUTSIDE ACCOUNTANTS, THE FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND OUTSIDE LEGAL COUNSEL. IT IS THEN PROVIDED TO THE AASLD FOUNDATION BOARD OF TRUSTEES AND THE AASLD GOVERNING BOARD FOR REVIEW BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C A CONFLICT OF INTEREST DISCLOSURE FORM IS COMPLETED BY ALL MEMBERS OF THE BOARD OF TRUSTEES, COMMITTEES, AND TASK FORCES UPON NOMINATION AND/OR APPOINTMENT. THE FORM IS UPDATED THEREAFTER, AS NECESSARY, DURING EACH PERSON'S TENURE OF OFFICE. COMMITTEE CHAIRS MAKE FORMS AVAILABLE AT ALL MEETINGS. IF IT IS DETERMINED THAT A CONFLICT EXISTS, THE BOARD OF TRUSTEES ADVISES THE TRUSTEE TO TAKE ACTIONS INCLUDING THE FOLLOWING POSSIBLE ACTIONS: - DIVEST OR RESIGN FROM THE CONFLICT IN QUESTION; - ABSTAIN FROM DISCUSSION AND VOTING ON MATTERS INVOLVING THE CONFLICT; OR - RECUSE HIM/HERSELF FROM PARTICIPATING IN SUCH MATTERS. FORM 990, PART VI, SECTION B, LINE 15 AASLD FOUNDATION RELIES ON A RELATED ORGANIZATION, AASLD, TO DETERMINE COMPENSATION. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE GOVERNING BOARD APPROVES/ADJUSTS THE CEO'S SALARY. THE CEO'S PERFORMANCE AND SALARY REVIEW ARE NOTED IN A LETTER FROM THE PRESIDENT OF AASLD TO THE CEO WITH A COPY TO THE ENTIRE GOVERNING BOARD. A COPY OF THE LETTER, ALONG WITH THE RELATED SUPPORTING DOCUMENTS, ARE IN THE CEO'S PERSONNEL FILE. THE CEO'S COMPENSATION WAS LAST REVIEWED IN FEBRUARY 2022. AASLD PERFORMS ANNUAL SALARY REVIEWS FOR EACH STAFF POSITION AND ADJUSTS COMPENSATION LEVELS AS NECESSARY. ANNUAL COMPENSATION SURVEYS ARE PERFORMED BY OUTSIDE CONSULTANTS EVERY TWO TO THREE YEARS. THE CEO APPROVES STAFF SALARY. STAFF SALARY DETERMINATION IS COMMUNICATED WITH STAFF ALONG WITH WRITTEN PERFORMANCE EVALUATION, WHICH IS CONDUCTED AT YEAR-END. INDIVIDUAL MEMORANDUMS FROM THE CEO TO INDIVIDUAL STAFF, COMMUNICATING THE SALARY CHANGE AND THE POSITION GRADE, ARE GIVEN TO INDIVIDUAL STAFF MEMBERS. COPIES OF THESE MEMORANDUMS ARE IN INDIVIDUALS' PERSONNEL FILES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE AVAILABLE UPON RECEIPT OF A BONAFIDE REQUEST. THE CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE ALSO AVAILABLE ON THE ORGANIZATION'S WEBSITE. AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES 1001 NORTH FAIRFAX STREET ALEXANDRIA VA 22314 237373091 PREVENT AND CURE LIVER DISEASES VA 501(C)(3) LINE 10 N/A 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES C 1037560 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES N 146067 ACTUAL AMOUNT AMERICAN ASSOCIATION FOR THE STUDY OF LIVER DISEASES O 158587 ACTUAL AMOUNT