2023-05-08T07:17:31-05:00 2022-12-31 111986323 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2022-01-01 362007481 COOPERATIVE LEAGUE OF THE UNITED STATES OF AMERICA COOP 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 VALERIA R ROACH EVP & CHIEF FINANCIAL OFFICER 2026386222 2023-05-05 1 VALERIA ROACH 999009999 1 FRANK H SMITH P00639053 2022274000 2023-05-05 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z NATIONAL COOPERATIVE BUSINESS ASSOCIATION DOUGLAS O'BRIEN 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 27723018 0 X WWW.NCBACLUSA.COOP X 1916 DC NCBA CLUSA IS A PROFESSIONAL TRADE ASSOCIATION SERVING THE NEEDS OF ITS MEMBERS FOR DOMESTIC AND INTERNATIONAL COOPERATIVE DEVELOPMENT, GOVERNMENTAL RELATIONS, COMMUNICATIONS, AND EDUCATION. 26 26 73 66 0 0 27967501 26646841 881757 937572 32501 138605 0 0 28881759 27723018 735564 704140 0 0 13119779 12249101 0 0 0 15083070 14640513 28938413 27593754 -56654 129264 35943233 40978734 17438322 22383828 18504911 18594906 X NCBA CLUSA IS THE PRIMARY AMERICAN VOICE FOR PEOPLE WHO USE COOPERATIVES TO BUILD A BETTER WORLD AND BUILD MORE INCLUSIVE ECONOMY. WE ARE THE APEX TRADE ASSOCIATION FOR COOPERATIVES IN THE US, WITH MORE THAN A CENTURY OF PROMOTING THE COOPERATIVE MODEL, AND A COOPERATIVE DEVELOPMENT ORGANIZATION OVERSEAS, BOASTING 65+ YEARS OF SUCCESSFUL INTERNATIONAL WORK. WE CURRENTLY MANAGE A PORTFOLIO OF PROGRAMS IN 20 COUNTRIES OUTSIDE THE US, AND HAVE WORKED IN MORE THAN 80 COUNTRIES.WE ACT AS A CATALYST TO BUILD AND SUSTAIN PARTNERSHIPS AMONG COOPERATIVES, ORGANIZATIONS AND INSTITUTIONS WHO HOLD COOPERATIVE PRINCIPLES AND VALUES, AND WHO PROMOTE ECONOMIC AND HUMAN DEVELOPMENT IN THE UNITED STATES AND OVERSEAS. WE ORGANIZE, PRESENT, AND SPONSOR EDUCATION SEMINARS AND CONFERENCES FOR MEMBER ORGANIZATIONS TO IMPROVE THE MANAGEMENT AND LEADERSHIP CAPABILITIES WITHIN THE COOPERATIVE SECTOR. 0 0 SENEGAL - USAID FEED THE FUTURE KAWOLOR:THIS USAID PROJECT CONTRIBUTES TO THE SENEGALESE GOVERNMENT'S STRATEGY IN THE FIGHT AGAINST MALNUTRITION, FOOD INSECURITY AND POVERTY. KAWOLOR IS INSPIRED BY LESSONS LEARNED FROM USAID'S YAAJEENDE, IMPLEMENTED BY NCBA CLUSA FROM 2010-17. THE PROJECT AIMS TO CURB MALNUTRITION BY EMPOWERING ORGANIZATIONS AND REGIONAL RESOURCES PARTNERS TO SCALE UP NUTRITION LED AGRICULTURE AND USE MARKET OPPORTUNITIES FOR SUSTAINABILITY. THE OVERALL OBJECTIVE IS TO INCREASE THE PRODUCTION, CONSUMPTION AND MARKETING OF SAFE AND NUTRITIOUS FOODS WHILE ENCOURAGING HOUSEHOLD LEVEL CONSUMPTION OF DIVERSE DIETS, FOCUSED PRIMARILY ON WOMEN OF REPRODUCTIVE AGE AND CHILDREN UNDER TWO YEARS OF AGE. NCBA CLUSA TRAINS AND SUPPORTS LOCAL INSTITUTIONS, SUCH AS COMMUNITY-BASED ORGANIZATIONS, WOMEN'S GROUPS, CITIZEN WORKING GROUPS, COMMUNITY BASED SOLUTION PROVIDERS (CBSPS) AND PRIVATE FIRMS, TO LEAD THEIR OWN COMMUNITY DEVELOPMENT. A KEY PLATFORM IS DEBBO GALLE GROUPS (WOMEN'S GROUPS) THAT ARE TARGETED FOR INTERNAL SAVINGS AND LOANS, HORTICULTURE, SMALL ENTERPRISE DEVELOPMENT, AND NUTRITION EDUCATION. IN ITS FINAL YEARS, KAWOLOR IS FOCUSED ON LINKING ACTIVITIES TO MARKETS AND SUPPORTING PARTNERS TO DEVELOP MARKET RELATIONSHIPS. THIS FOCUS SUPPORTS BUILDING AND EXPANDING THE NETWORK OF CBSPS, ORGANIZED IN INDEPENDENT NETWORK CALLED CULTIVERT. KAWOLOR ALSO ENGAGES THE PRIVATE SECTOR, SUCH AS FIRMS OFFERING SOLUTIONS IN IMPROVED AGGREGATION, TRANSPORTATION AND STORAGE OF PERISHABLE FOOD. THIS PROGRAM ALLOWS COMMUNITIES TO INCREASE CONSUMPTION OF NUTRITIOUS AND SAFE DIETS SUSTAINABLY, INCREASE ON-FARM AVAILABILITY AND MARKET SUPPLY OF DIVERSE, MICRO-NUTRIENT RICH FOODS, INCREASE RESILIENCE AND INCOME, INCREASE ADOPTION OF NUTRITION AND CARE PRACTICES, AND IMPROVE THE GOVERNANCE OF FOOD SYSTEMS. THE PROJECT INTERVENES IN 3,500 VILLAGES ACROSS 129 COMMUNES IN 8 REGIONS REACHING 150,000 HOUSEHOLDS, 500,000 CHILDREN AND 1.5 MILLION PEOPLE OVER FIVE YEARS. DOMINICAN REPUBLIC - SAFE AGRICULTURE/FOOD EXPORT (SAFE)THE SAFE AGRICULTURE/FOOD EXPORT (SAFE) PROJECT (KNOWN LOCALLY AS PROGANA) WAS AWARDED TO THE NATIONAL COOPERATIVE BUSINESS ASSOCIATION CLUSA INTERNATIONAL (NCBA CLUSA) TO LEAD THE CONSORTIUM OF THE DOMINICAN AGRIBUSINESS BOARD (JAD), TEXAS A&M UNIVERSITY'S BORLAUG INSTITUTE (TAMU), FUNDACIN RURAL ECONOMIC DEVELOPMENT (REDDOM) AND GENEX COOPERATIVE. SAFE IS A SEVEN-YEAR PROJECT BEING IMPLEMENTED IN THE DOMINICAN REPUBLIC FROM SEPTEMBER 2015 TO DECEMBER 2023 TO STRENGTHEN THE DOMINICAN BEEF AND DAIRY VALUE CHAINS. SAFE SUPPORTS THE DOMINICAN LIVESTOCK SECTOR BY STRENGTHENING THE CAPACITY OF PRODUCERS, PRODUCER ORGANIZATIONS, PROCESSORS, AND GOVERNMENT INSTITUTIONS IN 11 PROVINCES TO INCREASE THE USE OF GOOD FARMING PRACTICES, BUSINESS DEVELOPMENT SERVICES, ACCESS TO FINANCIAL SERVICES, ORGANIZATIONAL CAPACITY, BEST MANUFACTURING PRACTICES, MARKETING, AND ACCESS TO MARKETS, AMONG OTHER ACTIVITIES. THE PROJECT HAS THE FOLLOWING TWO OBJECTIVES: IMPROVE PRODUCTIVITY IN THE LIVESTOCK (BEEF AND DAIRY) VALUE CHAIN AND EXPAND TRADE OF BEEF AND DAIRY PRODUCTS. OVER THE PAST FEW YEARS, NCBA HAS PROVIDED TECHNICAL ASSISTANCE TO SUPPORT THE GOVERNMENT OF THE DOMINICAN REPUBLIC TO COMPLY WITH USDA FSIS EQUIVALENCE STANDARDS FOR THE EXPORT OF RAW BEEF PRODUCTS TO U.S. MARKETS. NCBA HAS BOLSTERED THE CAPACITY OF BEEF PRODUCERS AND PROCESSORS TO COMPLY WITH NATIONAL AND INTERNATIONAL FOOD SAFETY STANDARDS.NCBA HAS IMPLEMENTED TRAININGS TO INCREASE THE APPLICATION OF GOOD AGRICULTURAL PRACTICES; ANIMAL HEALTH; NUTRITION AND HUSBANDRY PRACTICES; HACCP; BPM; SPS; AND INDUSTRY FOOD SAFETY STANDARDS. COOPERATIVE DEVELOPMENT PROGRAM -CREATING THE ENVIRONMENT FOR COOPERATIVE EXPANSIONNCBA CLUSA'S 5-YEAR (2018-2023) CREATING AN ENVIRONMENT FOR COOPERATIVE EXPANSION (CECE) PROJECT, FUNDED BY USAID'S COOPERATIVE DEVELOPMENT PROGRAM (CDP), OPERATES IN GUATEMALA, PERU, KENYA, MADAGASCAR, TANZANIA, AND ECUADOR TO ACHIEVE 3 MAIN GOALS: 1) IMPROVING ENABLING ENVIRONMENTS, 2) ENHANCING SUPPORT TO COOPERATIVES, AND 3) IMPROVING PERFORMANCE OF COOPERATIVES. TO ACHIEVE THESE GOALS, ACTIVITIES FOCUS ON IMPROVING THE LEGAL AND REGULATORY FRAMEWORK FOR COOPERATIVES, BUILDING THE CAPACITY OF LOCAL SUPPORT INSTITUTIONS TO PROVIDE QUALITY COOPERATIVE DEVELOPMENT SERVICES, AND PROVIDING TARGETED TECHNICAL ASSISTANCE TO MORE THAN 60 COOPERATIVES THROUGH TAILORED COACHING PLANS. TO DATE, COOPERATIVE LAW REFORM PROPOSALS HAVE BEEN DEVELOPED AND SUBMITTED IN ALL 6 COUNTRIES THROUGH MULTISECTORAL AND PARTICIPATORY STAKEHOLDER ENGAGEMENT, WITH THE BILL IN ECUADOR GETTING PASSED IN 2023. 64 AGRICULTURAL COOPERATIVES AND SAVINGS AND CREDIT COOPERATIVES REPRESENTING NEARLY 180,000 MEMBERS HAVE ACTIVELY PARTICIPATED IN COACHING ACTIVITIES, WITH AN EMPHASIS ON WOMEN'S INCLUSION, EMPOWERMENT, AND LEADERSHIP. FROM 2020-2022, IMPROVED CO-OP GOVERNANCE AND FINANCIAL MANAGEMENT RESULTED IN $40M NET REVENUES; $8.3M INCREASE IN MEMBER EQUITY; AND OVER $12.6M IN LOANS. ADDITIONALLY, THE CECE PROJECT PARTNERS WITH MORE THAN 30 LOCAL COOPERATIVE SUPPORTIVE ORGANIZATIONS AND OTHER PRIVATE SECTOR PARTNERS TO ENHANCE SERVICES TO COOPERATIVES. 0 1 0 1 0 0 0 0 0 1 1 0 1 1 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 X 30 0 1 73 1 0 1 UV CG DR TT EC GT HO ID KE MA MI MZ NG PE 0 0 1 1 0 0 0 X 26 26 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X VALERIA R ROACH 2026386222 1775 EYE STREET NW 8TH FLOOR WASHINGTON DC 20006 DOUGLAS O'BRIEN PRESIDENT & CEO 40.00 X 379902 0 38958 VALERIA ROACH EVP & CHIEF FINANCIAL OFFICER 40.00 X 339776 0 24398 SAMUEL FILIACI REGIONAL DIR. OF SOUTHEAST ASIA 40.00 X 271815 0 29017 MANUEL SERRANO SENIOR VICE PRESIDENT 40.00 X 248586 0 29776 JACQUELINE BASS VP, BUSINESS DEVELOPMENT 40.00 X 199112 0 14699 MATT BUZBY VP, INTERNATIONAL OPERATIONS 40.00 X 191890 0 19981 KARL ROSENBERG CHIEF OF PARTY - UNTIL 11/2022 40.00 X 166411 0 30965 JHON MANNING VP GRANTS, CONTRACTS & COMPLIANCE 40.00 X 163550 0 30232 TAMELA BLALOCK VP, COOPERATIVE RELATIONS 40.00 X 171918 0 18580 BAGESHWARI SHERCHAND PRACTICE AREA DIRECTOR 40.00 X 167508 0 18245 AISSATA WANE DIRECTOR OF FIN. & ADMIN. - UNTIL 10/2022 40.00 X 163414 0 7101 CARLA DECKER CHAIR 2.00 X X 0 0 0 ESTEBAN KELLY 1ST VICE PRESIDENT 2.00 X X 0 0 0 KAREN ZIMBELMAN 2ND VICE CHAIR 2.00 X X 0 0 0 DEVIN FUHRMAN TREASURER 2.00 X X 0 0 0 JILL TOMALIN SECRETARY 2.00 X X 0 0 0 CORNELIUS BLANDING BOARD MEMBER 2.00 X 0 0 0 PAUL BRADLEY BOARD MEMBER 2.00 X 0 0 0 HOWARD BRODSKY BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 SYLANDI BROWN BOARD MEMBER 2.00 X 0 0 0 BRAD CAPTAIN BOARD MEMBER 2.00 X 0 0 0 ELLIS CARR BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 BRIAN CAVEY BOARD MEMBER 2.00 X 0 0 0 PATRICK CONNEALY BOARD MEMBER 2.00 X 0 0 0 JEFFREY CONNOR BOARD MEMBER 2.00 X 0 0 0 ERBIN CROWELL BOARD MEMBER 2.00 X 0 0 0 JUAN FERNANDEZ BOARD MEMBER 2.00 X 0 0 0 KIM GARMANY BOARD MEMBER - UNTIL 01/2022 2.00 X 0 0 0 DIANE GASAWAY BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 FRED GIBBS BOARD MEMBER 2.00 X 0 0 0 RAYMOND GUTHRIE BOARD MEMBER 2.00 X 0 0 0 JACOB HAMLIN BOARD MEMBER 2.00 X 0 0 0 CHRISTINA JENNINGS BOARD MEMBER 2.00 X 0 0 0 JACKIE KLIPPENSTEIN BOARD MEMBER 2.00 X 0 0 0 EMMA MCCORMICK BOARD MEMBER 2.00 X 0 0 0 JERRY MCGEORGE BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 CHRISTOPHER ROE BOARD MEMBER 2.00 X 0 0 0 LADONNA SANDERS REDMOND BOARD MEMBER 2.00 X 0 0 0 MICHELLE SCHRY BOARD MEMBER 2.00 X 0 0 0 DAVID SWANSON BOARD MEMBER 2.00 X 0 0 0 DEBORAH TROCHA BOARD MEMBER - UNTIL 06/2022 2.00 X 0 0 0 DEBBIE WEGE BOARD MEMBER 2.00 X 0 0 0 JAMES ZAPPA BOARD MEMBER 2.00 X 0 0 0 2463882 0 261952 34 0 1 0 AMERICAN TECHNOLOGY SERVICES 2751 PROSPERTY AVENUE FL 6 FAIRFAX VA 22031 INFORMATION TECH NETWORK SERVICES 385822 COOPR8 CONSULTING LLC 1310 BRIDGEWATER WALK SNELLVILLE GA 20816 GRANT CONSULTING 264905 MARCUM LLP 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 TAX, BUSINESS, ASSURANCE, ADVISORY SVS 140400 NATIONAL PRESS CLUB 529 14TH STREET NW WASHINGTON DC 20005 CONVENTION SERVICES 119074 4 20145508 6501333 26646841 MEMBERSHIP DUES 900099 687885 687885 REGISTRATIONS AND SPONSORSHIPS 900099 179699 179699 OTHER FEES FOR SERVICE 900099 69988 69988 937572 138161 138161 444 0 444 444 444 27723018 937572 0 138605 X 704140 1771475 7462597 385894 2072194 556941 41030 161174 48075 2843080 3559 892491 2843 1262930 932252 590079 158662 253384 IN-COUNTRY TRAINING 4511570 SUBAWARDS 2342774 DUES, LICENSES & FEES 365092 VEHICLES AND EQUIPMENT 175027 56491 27593754 5646441 3373728 14672209 14334589 1914744 1858837 414981 1066207 9447859 8934109 194643 124091 2215690 1484374 685467 731316 75461 74959 2805924 2766655 85504 7714243 35943233 40978734 2477533 1998155 12066532 10567836 1164630 0 1729627 9817837 17438322 22383828 X 5900528 6219113 12604383 12375793 18504911 18594906 35943233 40978734 129264 -39269 0 X 0 1 X 1 1 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 1 687885 48075 48075 34394 13681 1581678 1038590 543088 359343 331107 28236 274669 114677 159992 731316 INVESTMENT IN CBI 2407833 F INVESTMENT IN DOTCOOPERATION, LLC 358822 F 2766655 DEPOSIT 94467 RIGHT OF USE ASSET - OPERATING 7619776 7714243 LEASE LIABILITY - OPERATING 9817837 9817837 X 27683749 -39269 -39269 27723018 0 27723018 27593754 0 27593754 0 27593754 PART X, LINE 2: MANAGEMENT OF NCBA CLUSA EVALUATED ITS UNCERTAINTY IN INCOME TAXES FOR THE YEAR ENDED DECEMBER 31, 2022, AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 SUB-SAHARAN AFRICA 10 141 PROGRAM SERVICES COOPERATIVE DEVELOPMENT, GENERATE ECONOMIC GROWTH IN AGRICULTURE SECTOR, IMPROVED NUTRITION, NATURAL RESORUCE MANAGEMENT, CLIMATE CHANGE. 7597405 EAST ASIA AND THE PACIFIC 2 254 PROGRAM SERVICES IMPROVE FARMER PRODUCTIVITY, FARM MANAGEMENT, COOPEREATIVE MANAGEMENT, NATURAL RESOURCE MANAGEMENT, INCREASED EXPORTS 1680439 CENTRAL AMERICA AND THE CARIBBEAN 2 28 PROGRAM SERVICES COOPERATIVE DEVELOPMENT, GENERATE ECONOMIC GROWTH IN AGRICULTURE SECTOR, INCREASE UNDERSTANDING OF US, AND SANITARY PRACTICES, EXPORT AND MARKETING OF AGRICULTURAL 1381803 SOUTH AMERICA 1 16 PROGRAM SERVICES COOPERATIVE DEVELOPMENT, GENERATE ECONOMIC GROWTH IN AGRICULTURE SECTOR, INCREASE UNDERSTANDING OF US 393389 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 228100 EAST ASIA AND THE PACIFIC 0 0 GRANTMAKING 261236 CENTRAL AMERICA AND THE CARIBBEAN 0 0 GRANTMAKING 214804 15 439 0 0 15 439 11757176 0 11757176 CENTRAL AMERICA AND THE CARIBBEAN EXPAND PRIVATE LIVESTOCK EXTENSION SERVICES 43394 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN SANITARY DAIRY PROCESSING EQUIPMENT 0 9698 DAIRY PROCESSING MACHINERY BOOK VALUE CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH AND/OR EXPAND PRIVATE LIVESTOCK EXTENSION SERVICES 6119 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH AND/OR EXPAND PRIVATE LIVESTOCK EXTENSION SERVICES 5235 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN ESTABLISH AND/OR EXPAND PRIVATE LIVESTOCK EXTENSION SERVICES WITH 3 MEMBER POS 9058 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN BEEF SAMPLE MICROBIOLOGICAL AND CHEMICAL RESIDUES LABORATORY TESTING 0 8134 FOOD SAFETY LABORATORY TESTING BOOK VALUE SUB-SAHARAN AFRICA AGRICULTURAL INPUTS, MACHINERY. 12918 CHECK 0 SUB-SAHARAN AFRICA CULTIVERT AGENT SUPPORT AND OPERATION 24305 WIRE TRANSFER 0 SUB-SAHARAN AFRICA WATER SUBSIDY 0 6187 PURCHASE PVC PIPING FOR THE IMPLEMENTATION BOOK VALUE SUB-SAHARAN AFRICA WATER SUBSIDY 0 11902 GROUPING CENTER EQUIPMENT (AGRICULTURAL AND PROCESSED PRODUCTS) BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 0 5079 THE PROJECT PURCHASED A HULLER FOR THE COOPERATIVE BOOK VALUE SUB-SAHARAN AFRICA NUTRITION 0 5312 THE PROJECT PURCHASED MILLS, COUSCOUSSIER FOR THE COOPERATIVE BOOK VALUE EAST ASIA AND THE PACIFIC FARMER ASSISTANCE (COFFEE FARMERS) 15739 CHECK 0 10 3 ESTABLISH DEMONSTRATION FARM (BEEF/DAIRY PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN 4 29363 AGRICULTURAL INPUTS & MACHINERY BOOK VALUE AFRICAN SWINE FEVER BIOSECURITY KITS (SWINE PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN 50 8898 AGRICULTURAL INPUTS & MACHINERY BOOK VALUE AGRICULTURAL INPUTS (BEEF/DAIRY PRODUCTION) CENTRAL AMERICA AND THE CARIBBEAN 600 89430 AGRICULTURAL INPUTS & MACHINERY BOOK VALUE AGRICULTURE SUB-SAHARAN AFRICA 1 8390 LIVESTOCK BOOK VALUE FARMER ASSISTANCE (COFFEE & COCOA) EAST ASIA AND THE PACIFIC 25214 83375 TRAINING AND BASIC AGRICULTURAL INPUTS (SEEDLINGS AND TOOLS) BOOK VALUE ESTABLISHMENT OF BENEFICIARY FARMER DEMONSTRATION FARMS EAST ASIA AND THE PACIFIC 5023 162122 TRAINING AND BASIC AGRICULTURAL INPUTS (SEEDLINGS) BOOK VALUE 1 0 0 0 0 0 PART I, LINE 2: NCBA CLUSA HAS FIELD OFFICES IN EACH COUNTRY WHICH CONDUCT SITE VISITS TO GRANT RECIPIENTS: MEASUREMENT OF PROGRESS IN ACHIEVING GRANT OBJECTIVES THROUGH MILESTONES; REIMBURSEMENT OF COSTS BASED ON SUBMISSION OF FISCAL REPORTS WITH SUPPORTING DOCUMENTATION (RECEIPTS, TIMESHEETS, ETC.). PART I, LINE 3: EXPENDITURES WERE ACCOUNTED FOR USING THE ACCRUAL BASIS OF ACCOUNTING. PART III, COL (C): THE NUMBER OF RECIPIENTS IS AN ACTUAL TOTAL, NOT AN ESTIMATED TOTAL. PART III ACCOUNTING METHOD: X 1 1 X X X X X 0 0 0 DOUGLAS O'BRIEN PRESIDENT & CEO 346283 0 33619 0 0 0 18300 0 20658 0 418860 0 0 0 VALERIA ROACH EVP & CHIEF FINANCIAL OFFICER 296135 0 43641 0 0 0 11132 0 13266 0 364174 0 0 0 SAMUEL FILIACI REGIONAL DIR. OF SOUTHEAST ASIA 202887 0 6845 0 62083 0 12417 0 16600 0 300832 0 0 0 MANUEL SERRANO SENIOR VICE PRESIDENT 231251 0 17335 0 0 0 14245 0 15531 0 278362 0 0 0 JACQUELINE BASS VP, BUSINESS DEVELOPMENT 191672 0 7440 0 0 0 11503 0 3196 0 213811 0 0 0 MATT BUZBY VP, INTERNATIONAL OPERATIONS 184553 0 7337 0 0 0 11320 0 8661 0 211871 0 0 0 KARL ROSENBERG CHIEF OF PARTY - UNTIL 11/2022 124221 0 4466 0 37724 0 7562 0 23403 0 197376 0 0 0 JHON MANNING VP GRANTS, CONTRACTS & COMPLIANCE 156659 0 6891 0 0 0 9859 0 20373 0 193782 0 0 0 TAMELA BLALOCK VP, COOPERATIVE RELATIONS 166189 0 5729 0 0 0 10144 0 8436 0 190498 0 0 0 BAGESHWARI SHERCHAND PRACTICE AREA DIRECTOR 161908 0 5600 0 0 0 9861 0 8384 0 185753 0 0 0 AISSATA WANE DIRECTOR OF FIN. & ADMIN. - UNTIL 10/2022 107339 0 4337 0 51738 0 6153 0 948 0 170515 0 0 0 PART I, LINE 1A HOUSING ALLOWANCE IS INCLUDED IN TAXABLE WAGES FOR THE FOLLOWING OFFICER, KEY EMPLOYEE, OR HIGHEST COMPENSATED EMPLOYEE: KARL ROSENBERG - $13,586 AISSATA WANE - $29,078 FORM 990, PART VI, SECTION A, LINE 6 NCBA CLUSA OFFERS THREE TYPES OF MEMBERSHIP: INDIVIDUAL, ORGANIZATIONAL, AND ASSOCIATE. MEMBERS HAVE THE RIGHT TO PROVIDE A REPRESENTATIVE TO THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7A THERE IS AN ANNUAL ELECTION BY THE MEMBERS FOR THE OFFICERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11B THE PRESIDENT AND CEO, EVP AND CHIEF FINANCIAL OFFICER, AND FINANCE AND AUDIT COMMITTEE REVIEW THE FEDERAL FORM 990 BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. NOTIFICATION OF THE 990 TAX RETURN AND DRAFT ARE PROVIDED TO THE BOARD OF DIRECTORS PRIOR TO FILING THE FEDERAL FORM 990 WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C WHEN NEW MEMBERS ARE BROUGHT ON THE BOARD OF DIRECTORS, AND DURING THE ANNUAL MEETING, THE CONFLICT OF INTEREST POLICY AND STATEMENT IS EXPLAINED AND DISTRIBUTED TO THE BOARD OF DIRECTORS FOR THEIR SIGNATURE. THE BOARD MONITORS WHISTLEBLOWER HOTLINE NOTIFICATIONS AND REVIEW FOR COMPLIANCE WITH CODE OF ETHICS AND CONFLICT OF INTEREST POLICIES. THE BOARD MEMBERS ARE REQUIRED TO REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS THEY OCCUR. THE SENIOR MANAGEMENT TEAM IS REQUIRED TO SIGN THE CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS AND REPORT ANY INCIDENCE OF A CONFLICT OF INTEREST AS IT OCCURS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT AND CEO'S SALARY IS SET BY A BOARD OF DIRECTORS COMMITTEE, ON THE BASIS OF HIS/HER ANNUAL PERFORMANCE REVIEW, AND A COMPARISON OF CURRENT SALARIES FOR SIMILAR POSITIONS WITHIN THE WASHINGTON, DC METROPOLITAN AREA. FOR THE PRESIDENT AND CEO AS WELL AS ALL OTHER EMPLOYEES, AN EXTERNAL COMPENSATION CONSULTANT WAS RETAINED TO CONDUCT A COMPREHENSIVE ASSESSMENT OF THE NCBA CLUSA'S COMPENSATION STRUCTURE IN COMPARISON TO ESTABLISH A BASELINE FOR COMPENSATION ACROSS ALL POSITION GRADE LEVELS. ON AN ANNUAL BASIS, THE CONSULTING FIRM PROVIDES AN ANALYSIS OF THE RECOMMENDED ACROSS-THE-BOARD PERCENTAGE INCREASE FOR ALL POSITIONS BASED ON SALARY SURVEY DATA OBTAINED FROM VARIOUS RECOGNIZED INDUSTRY SOURCES. THE EMPLOYEE'S SALARY IS DETERMINED USING THIS INFORMATION. FORM 990, PART VI, SECTION C, LINE 19 NCBA CLUSA MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. THE NCBA CLUSA WEBSITE INCLUDES THE CODE OF BUSINESS ETHICS AND CONDUCT POLICY GUIDELINES TO THE PUBLIC AND REPORTABLE METHODS TO PROMOTE GOOD BEHAVIORAL STANDARDS FOR ALL WORKING WITH NCBA CLUSA. FORM 990, PART IX, LINE 11G CONSULTANTS 1,599,959. OTHER PROFESSIONAL SERVICES 951,482. CONTRACTORS 257,950. GRAPHICS, DESIGN, ENGRAVING 18,602. OUTSIDE TEMPORARY SERVICES 10,036. RECRUITMENT SERVICES 5,051.