2023-05-09T22:00:09+00:00 2022-06-30 346565596 ERNST YOUNG US LLP 4365 EXECUTIVE DRIVE SUITE 1600 SAN DIEGO CA 92121 990 2021-07-01 954712218 Internet Corporation for Assigned Names and Numbers INTE 3103015800 12025 Waterfront Dr Ste 300 Los Angeles CA 900942536 XAVIER CALVEZ SVP, Planning CFO 2023-05-09 true XAVIER CALVEZ 999009999 Jocelyne Miller P00634378 8585357200 2023-05-09 2021 2023-04-26 12:10:37Z Sally Costerton 12025 Waterfront Dr Ste 300 Los Angeles CA 900942536 1001899290 false X WWW.ICANN.ORG X 1998 CA See Schedule O 16 15 298 53 0 0 3618006 8731199 145400199 148862094 14924277 10300561 0 0 163942482 167893854 1041098 1566971 0 0 77697580 80509125 0 0 0 52639042 63062579 131377720 145138675 32564762 22755179 576405732 558379768 20601531 18516026 555804201 539863742 See Schedule O false false 107278061 1566971 148862094 AS OF JUNE 30, 2022, THE INTERNET ROOT ZONE CONSISTED OF 18 LEGACY AND 1,173 NEW GENERIC TOP LEVEL DOMAINS (GTLDS) THAT WERE OPERATED UNDER CONTRACT WITH ICANN AND OVER 300 COUNTRY CODE TOP LEVEL DOMAINS (CCTLDS). EACH GTLD OF THE 18 LEGACY GTLDS AND ALL OF THE NEW GTLDS REFERENCED ABOVE HAS A DESIGNATED "REGISTRY OPERATOR AND A REGISTRY AGREEMENT BETWEEN THE OPERATOR AND ICANN. THE REGISTRY OPERATOR IS RESPONSIBLE FOR THE TECHNICAL OPERATION OF THE GTLD, INCLUDING ALL OF THE NAMES REGISTERED IN THAT TLD. APPROXIMATELY 2,550 ICANN ACCREDITED REGISTRARS INTERACT WITH REGISTRANTS (AND OTHERS) TO PERFORM DOMAIN NAME REGISTRATION AND OTHER RELATED SERVICES FOR NEW GTLDS. ICANN IS A MULTISTAKEHOLDER ORGANIZATION THAT COORDINATES THE INTERNET'S DOMAIN NAME SYSTEM AND NUMBERS ADDRESSING FOR THE BENEFIT OF INTERNET USERS WORLDWIDE, WHICH HELPS ENABLE A SINGLE, INTEROPERABLE INTERNET. ICANN IS RESPONSIBLE FOR THE GLOBAL TECHNICAL COORDINATION OF THE DNS. AS OF JUNE 30, 2022, THERE WERE OVER 361 MILLION REGISTEREDINTERNET SECOND LEVEL DOMAIN NAMES, INCLUDING APPROXIMATELY 227 MILLION SECOND LEVEL DOMAIN NAMES FOUND IN GTLDS, MOST OF WHICH ARE GOVERNED BY ICANN'S COMMUNITY-DEVELOPED POLICIES. SEE ADDITIONAL INFORMATION ABOUT ICANN'S PROGRAMS AND ACTIVITIES ON THE ICANN WEBSITE AND IN THE ICANN ANNUAL REPORT POSTED AT HTTPS://WWW.ICANN.ORG/. NEW GTLD AUCTIONS CONTENTION SETS ARE GROUPS OF NEW GTLD APPLICATIONS FOR IDENTICAL OR CONFUSINGLY SIMILAR STRINGS. IF TWO OR MORE APPLICANTS ARE UNABLE TO RESOLVE THEIR CONTENTION THROUGH OTHER MEANS, THEY PROCEED TO AN ICANN AUCTION, WHICH IS THE METHOD OF LAST RESORT TO RESOLVE STRING CONTENTIONS AS PRESCRIBED IN MODULE 4 OF THE APPLICANT GUIDEBOOK FOR THE 2012 ROUND OF THE NEW GTLD PROGRAM. THERE WERE NO AUCTIONS CONDUCTED DURING THE FISCAL YEAR ENDED JUNE 30, 2022. FOR MORE INFORMATION ON AUCTIONS VISIT HTTPS://NEWGTLDS.ICANN.ORG/EN/APPLICANTS/AUCTIONS 107278061 true true false true false false false false false true false false false false true false true false true true true true false false false false true false true false false false false false false false true false false false false false true true true false false true X 91 0 true 298 true false true SN SW TU BE false false false false false false false false false false X 16 15 false false false false false true true true true false true true true true true true true true true true false CA X X XAVIER CALVEZ 3103015838 12025 WATERFRONT DRIVE STE 300 LOS ANGELES CA 90094 Bo Goran Marby Director, President CEO 60.0 0.0 X X 980889 0 69866 Akinori Maemura Director 16.0 0.0 X 45000 0 0 Alan Barrett Director (began 10/21) 16.0 0.0 X 7984 0 0 Avri Doria Director 16.0 0.0 X 45000 0 0 Becky Burr Director 16.0 0.0 X 45000 0 0 Danko Jevtovic Director 16.0 0.0 X 45000 0 0 Edmon Chung director (began 10/21) 16.0 0.0 X 7984 0 0 Ihab Osman Director 16.0 0.0 X 45000 0 0 Katrina Sataki director (began 10/21) 16.0 0.0 X 7984 0 0 Leon Sanchez Director 16.0 0.0 X 45000 0 0 Maarten Botterman Director 16.0 0.0 X 75000 0 0 Mandla Msimang Director 16.0 0.0 X 45000 0 0 Matthew Shears Director 16.0 0.0 X 45000 0 0 Nigel Roberts Director 16.0 0.0 X 37250 0 0 Patricio Poblete Director 16.0 0.0 X 45000 0 0 Rafael Lito Ibarra Director 16.0 0.0 X 37250 0 0 Ron da Silva Director 16.0 0.0 X 37250 0 0 Sarah Deutsch Director 16.0 0.0 X 45000 0 0 Tripti Sinha Director 16.0 0.0 X 45000 0 0 Ashwin Rangan SVP, Engineering Chief Information Officer 60.0 0.0 X 459844 0 60750 David Olive SVP, Policy Development Support Managing Director 60.0 0.0 X 406038 0 60412 John Jeffrey General Counsel and Secretary 60.0 0.0 X 707339 0 70386 Theresa Swinehart SVP, Global Domains Strategy 60.0 0.0 X 576800 0 47165 Xavier Calvez SVP, Planning Chief Financial Officer 60.0 0.0 X 551155 0 69866 David Conrad SVP Chief Technology Officer 55.0 5.0 X 437382 0 47541 Gina Villavicencio SVP, Global Human Resources 60.0 0.0 X 445918 0 54158 James Hedlund SVP, Contractual Compliance U.S. Government Engagement 60.0 0.0 X 506499 0 58166 John L Crain SVP Chief Technology Officer 60.0 0.0 X 373540 0 69749 Kathryn Carver SVP, Government IGO Engagement 60.0 0.0 X 390782 0 48716 Sally Jane Newell SVP, Global Communications 60.0 0.0 X 382451 0 60680 Amy Stathos Deputy General Counsel 60.0 0.0 X 400523 0 49389 Christopher Mondini VP, Stakeholder Engagement Managing Director 60.0 0.0 X 360282 0 44820 Daniel E Halloran Deputy General Counsel 60.0 0.0 X 427971 0 69843 Nicholas Tomasso VP, Global Meeting Operations 60.0 0.0 X 330032 0 60463 Sheila Kay Johnson Deputy General Counsel 60.0 0.0 X 358970 0 49344 8802117 0 991314 205 false true false JONES DAY 555 S FLOWER ST 50TH FLOOR LOS ANGELES CA 90071 LEGAL SERVICES 5164603 ARCHITECH SOLUTIONS CONSULTING SVCS INC 70 BOND STREET SUITE 400 TORONTO ontario CA IT CONSULTING SVCS 2857500 ZENSAR TECHNOLOGIES INC 1415 W 22ND STREET SUITE 925 OAK BROOK IL 60523 IT CONSULTING SVCS 1488077 OUTSOURCE TECHNICAL LLC 1550 BAYSIDE DRIVE CORONA DEL MAR CA 92625 IT CONSULTING SVCS 1169210 NCC GROUP SOFTWARE RESILIENCE NA LLC 11675 RAINWATER DRIVE ALPHARETTA GA 30009 IT CONSULTING SVCS 800798 130 8731199 8731199 REGISTRY/REGISTRAR FEES 900099 100998671 100998671 ADDRESS REGISTRY FEES 900099 29296771 29296771 ACCREDITATION FEES 900099 10154000 10154000 PTI SERVICES AGREEMENT 900099 8089477 8089477 APPLICATION FEES 900099 343675 343675 -20500 -20500 0 0 148862094 1539073 1539073 0 0 842766924 834005436 8761488 0 8761488 8761488 0 0 0 0 0 167893854 148862094 0 10300561 X 204500 204500 0 0 1362471 1362471 0 0 7225093 6502584 722509 0 239500 239500 0 0 54898252 39526741 15371511 0 6121206 4407268 1713938 0 8232069 5927090 2304979 0 3793005 2730964 1062041 0 0 0 0 0 7188899 4816562 2372337 0 878366 0 878366 0 300000 300000 0 0 0 0 832730 0 832730 0 18969373 15175498 3793875 0 65619 47246 18373 0 325293 234211 91082 0 7890325 5681034 2209291 0 0 0 0 0 4841427 3485827 1355600 0 2484490 1863367 621123 0 0 0 0 0 2128904 1703123 425781 0 0 0 0 0 0 0 0 0 5019130 3613774 1405356 0 856215 616475 239740 0 RISK COSTS - GTLD 2533360 2533360 0 0 BAD DEBT EXPENSE 82122 82122 0 0 DUES, SUBSCRIPTIONS PUB 288911 192607 96304 0 PTI IANA CONTRACT 8089477 5824424 2265053 0 287938 207313 80625 0 145138675 107278061 37860614 0 0 0 0 0 78867805 84025186 0 0 0 0 35754080 35406620 0 0 0 0 0 0 0 0 3456259 4050463 58200686 46989833 15231482 11210853 441600183 421536605 0 0 0 0 1495923 2150041 576405732 558379768 15170870 14519290 0 0 5430661 3996736 0 0 0 0 0 0 0 0 0 0 0 0 20601531 18516026 555804201 539863742 0 0 0 0 0 0 0 0 555804201 539863742 576405732 558379768 X 22755179 -38389554 0 0 -306084 X false true X true false X 3160648 3370388 3065952 3618006 8731199 21946193 125870285 147544217 136109583 145400199 148862094 703786378 0 0 0 129030933 150914605 139175535 149018205 157593293 725732571 0 0 0 0 0 0 56889658 66771769 71042911 75169284 78146971 348020593 56889658 66771769 71042911 75169284 78146971 348020593 377711978 5246790 6421108 6091471 2280751 1539073 21579193 0 5246790 6421108 6091471 2280751 1539073 21579193 0 0 0 0 0 0 0 134277723 157335713 145267006 151298956 159132366 747311764 0.5054 0.4689 0.03 0.0259 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 350607 false false 350607 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY THE ORGANIZATION UTILIZED THE SERVICES OF A STAFF REGISTERED LOBBYIST AS WELL AS TWO GOVERNMENT AFFAIRS FIRMS DURING THE YEAR ENDED JUNE 30, 2022, FOR A TOTAL COST OF $350,607. 6143154 5342208 800946 51248917 41647625 9601292 808615 0 808615 11210853 0 X Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote FIN 48 (ASC 740-10) FOOTNOTE ICANN IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES IN THE UNITED STATES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE IN THE ACCOMPANYING FINANCIAL STATEMENTS. HOWEVER, ICANN IS SUBJECT TO INCOME TAXES ON ANY NET INCOME THAT IS DERIVED FROM A TRADE OR BUSINESS, REGULARLY CARRIED ON, AND NOT IN FURTHERANCE OF THE PURPOSES FOR WHICH IT WAS GRANTED EXEMPTION. NO INCOME TAX PROVISION HAS BEEN RECORDED AS THE NET INCOME, IF ANY, FROM ANY UNRELATED TRADE OR BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKEN AS A WHOLE. ICANN BELIEVES IT IS IN COMPLIANCE WITH ALL APPLICABLE LAWS, HOWEVER, UPON AUDIT BY A TAXING AUTHORITY, IF AMOUNTS ARE FOUND DUE ICANN MAY BE LIABLE FOR SUCH TAXES. MANAGEMENT HAS ANALYZED ICANN'S TAX POSITIONS TAKEN ON FEDERAL AND STATE INCOME TAX RETURNS FOR ALL OPEN TAX YEARS AND HAS CONCLUDED THAT, AS OF JUNE 30, 2022 AND 2021, RESPECTIVELY, NO LIABILITIES ARE REQUIRED TO BE RECORDED IN CONNECTION WITH SUCH TAX POSITIONS IN ICANN'S CONSOLIDATED FINANCIAL STATEMENTS. NO INTEREST OR PENALTIES ARE RECOGNIZED DURING THE YEAR AS ICANN HAS NOT RECORDED INCOME TAX CONTINGENCIES. ICANN IS NOT UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR ANY OPEN TAX YEARS. true Europe (Including Iceland and Greenland) 3 58 Program Services SEE 990 PART III 18740406 East Asia and the Pacific 2 24 Program Services SEE 990 PART III 2142257 North America (Canada Mexico only) 0 2 Program Services SEE 990 PART III 4723420 South America 1 7 Program Services SEE 990 PART III 1115994 Middle East and North Africa 0 3 Program Services SEE 990 PART III 454120 Sub-Saharan Africa 1 6 Program Services SEE 990 PART III 1219492 South Asia 0 1 Program Services SEE 990 PART III 308110 Central America and the Caribbean 0 1 Program Services SEE 990 PART III 202824 Russia and Neighboring States 0 2 Program Services SEE 990 PART III 70174 7 104 0 0 7 104 28976797 0 28976797 Europe (Including Iceland and Greenland) WFP/ETC - Ukraine Internet Infrastructure 1000000 WIRE/CASH book Middle East and North Africa OTAM/AFRINIC contribution 185000 wire/cash book South Asia Sponsorship-APAC DNS Forum 2022 40000 wire/cash book North America (Canada Mexico only) Sponsorship of The Registration Operations Workshop 25000 wire/cash book South America LACTLD Illegal Content Workshop 2021, LAC DNS Observatory Sponsorship, ccTLD' Capacity Building Program 9500 wire/cash book Europe (Including Iceland and Greenland) European Dialogue on Internet Governance 7500 wire/cash book Europe (Including Iceland and Greenland) sponsorship of CEPS' Cybersecurity summit/Participation in the CEPS forum 6781 wire/cash book 0 7 NEXTGEN Europe (Including Iceland and Greenland) 1 5775 WIRE/CASH 14936 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM South Asia 7 3625 WIRE/CASH 22182 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM East Asia and the Pacific 4 1575 WIRE/CASH 11219 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM Europe (Including Iceland and Greenland) 4 1575 WIRE/CASH 5824 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM Russia and Neighboring States 3 1575 WIRE/CASH 4614 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM South America 4 1575 WIRE/CASH 14629 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM Middle East and North Africa 2 1550 WIRE/CASH 4948 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM North America (Canada Mexico only) 2 1050 WIRE/CASH 5653 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM Sub-Saharan Africa 2 1050 WIRE/CASH 5384 AIRFARE/LODGING ACTUAL EXP NEXTGEN Sub-Saharan Africa 2 525 WIRE/CASH 2977 AIRFARE/LODGING ACTUAL EXP FELLOWHIP PROGRAM Central America and the Caribbean 2 500 WIRE/CASH 3863 AIRFARE/LODGING actual exp false false false false false false Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds FOR BOTH GRANTS WITHIN THE UNITED STATES AND OUTSIDE OF THE UNITED STATES, ICANN MAINTAINS TWO PROGRAMS THAT AWARD GRANTS OF SUPPORT THAT ENABLE INDIVIDUALS TO ATTEND ICANN PUBLIC MEETINGS: THE ICANN FELLOWSHIP PROGRAM AND THE NEXTGEN PROGRAM. THE ICANN FELLOWSHIP PROGRAM SEEKS TO HELP CREATE A BROADER BASE OF KNOWLEDGEABLE CONSTITUENTS TO ENGAGE IN THE ICANN MULTISTAKEHOLDER PROCESS AND TO HELP THOSE CONSTITUENTS BECOME THE NEW VOICES OF EXPERIENCE IN THEIR REGIONS AND ON THE GLOBAL STAGE. THROUGH THE FELLOWSHIP PROGRAM, ICANN PROVIDES COACHING AND TRAVEL ASSISTANCE FOR INDIVIDUALS TO ATTEND AN ICANN PUBLIC MEETING. DURING THE MEETING, PROGRAM PARTICIPANTS IMMERSE IN A "FAST-TRACK" EXPERIENCE INTO ICANN'S MULTISTAKEHOLDER PROCESS, WITH PRESENTATIONS ABOUT THE MANY PARTS OF ICANN AND OPPORTUNITIES TO NETWORK AND INTERACT WITH ICANN COMMUNITY MEMBERS, BOARD MEMBERS AND PERSONNEL. PRIORITY IS GIVEN TO CANDIDATES CURRENTLY LIVING IN UNDERSERVED AND UNDERREPRESENTED COMMUNITIES AROUND THE WORLD, THOSE WHO REPRESENT DIVERSITY OF GENDER, SECTOR, REGION, EXPERIENCE, AND EXPERTISE, AND/OR HAVE ESTABLISHED FINANCIAL NEED. FOR MORE INFORMATION ON THE FELLOWSHIP PROGRAM, PLEASE REFER TO: HTTPS://WWW.ICANN.ORG/FELLOWSHIPPROGRAM. THE NEXTGEN PROGRAM IS FOCUSED ON THE NEXT GENERATION OF INDIVIDUALS WHO WILL BECOME ACTIVELY ENGAGED IN SHAPING THE FUTURE OF GLOBAL INTERNET POLICY IN THEIR REGIONAL COMMUNITIES. THROUGH THIS PROGRAM, ICANN PROVIDES COACHING AND TRAVEL ASSISTANCE TO STUDENTS FROM THE REGIONS WHERE THE ICANN PUBLIC MEETING IS TAKING PLACE. FOR MORE INFORMATION ON THE NEXGEN PROGRAM, PLEASE REFER TO: HTTPS://WWW.ICANN.ORG/PUBLIC-RESPONSIBILITY-SUPPORT/NEXTGEN. BOTH OF THESE PROGRAMS COVER THE COST OF ECONOMY CLASS AIRFARE AND HOTEL, AS WELL AS PROVIDE A STIPEND AFTER SUCCESSFUL COMPLETION OF THE PROGRAM, IN ORDER TO ASSIST IN COVERING SOME BASIC EXPENSES INCURRED BY PARTICIPANTS. TRAVEL AND HOTEL COSTS ASSOCIATED WITH INDIVIDUALS PRE-SELECTED TO ATTEND THE PUBLIC MEETING ARE BOOKED AND PAID FOR DIRECTLY BY ICANN. ALL INDIVIDUALS ARE ELIGIBLE TO RECEIVE A FLAT STIPEND NOT TO EXCEED US $500.00. STIPENDS ARE GENERALLY PROVIDED TO PARTICIPANTS BY WIRE TRANSFER AND ARE PAID TO EACH INDIVIDUAL AFTER THE MEETING AND AFTER THE PARTICIPANT HAS DEMONSTRATED COMPLETION OF HIS OR HER PROGRAM. ICANN ALSO PROVIDES TRAVEL SUPPORT TO OTHER MEMBERS OF THE VOLUNTEER COMMUNITY TO FACILITATE POLICY DEVELOPMENT EFFORTS AND OUTREACH IMPORTANT TO ICANN'S MISSION. THE PROCESS FOR SELECTION OF SUPPORTED TRAVELERS IS LARGELY BASED ON SPECIFIC CRITERIA ESTABLISHED BY EACH STAKEHOLDER/CONSTITUENCY GROUP. TRAVEL SUPPORT EXTENDED TO THESE GROUPS IS REPORTED AS PART OF TRAVEL EXPENSES IN PART IX, STATEMENT OF FUNCTIONAL EXPENSES. FOR OTHER CONTRIBUTIONS, STAKEHOLDER ENGAGEMENT TEAM MEMBERS DEVELOP REQUESTS BASED UPON ICANN'S STRATEGIC PLAN AND ICANN'S OPERATING PLAN. SPECIFIC NEEDS WITHIN SPECIFIC REGIONS OF THE WORLD ARE CONSIDERED. ICANN EXECUTIVES REVIEW THE LIST OF SUGGESTED CONTRIBUTIONS AND DECIDE ON WHICH CONTRIBUTIONS TO PURSUE. THE ICANN BOARD AND COMMUNITY CONSIDER THE CONTRIBUTIONS WITHIN THE OVERALL FISCAL YEAR OPERATING PLAN AND BUDGET PROCESS. Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part II, Line 1 Method used to account for expenditures on org's financial statements EUROPE (INCLUDING ICELAND AND GREENLAND)-; MIDDLE EAST AND NORTH AFRIC; NORTH AMERICA (CANADA MEXICO ONLY; SOUTH AMERIC; SOUTH ASI Schedule F, Part III Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN - EAST ASIA AND THE PACIFIC - EUROPE (INCLUDING ICELAND AND GREENLAND) - MIDDLE EAST AND NORTH AFRICA - NORTH AMERICA (CANADA MEXICO ONLY) - RUSSIA AND NEIGHBORING STATES - SOUTH AMERICA - SOUTH ASIA - SUB-SAHARAN AFRICA - true UNDESA 2 UN PLAZA NEW YORK NY 10011 710992446 501 (C) (3) 128378 ANNUAL CONTRIBUTION USCISI 4676 ADMIRALTY WAY 1001 MARINA DEL REY CA 90292 951642394 501 (C) (3) 25000 OPEN DATA PLATFORM MARCONI SOCIETY INC 28018 TERRACE DR NORTH OLMSTED OH 44070 133959217 501 (C) (3) 10000 SPONSORSHIP AGREEMENT USTTI 1150 CT AVE NW Washington DC 20036 521294659 501 (C) (3) 35000 USTTI BOARD CONTRIBUTION UNIVERSITY OF OREGON 1720 E 13TH AVE EUGENE OR 97403 474727800 501 (C) (3) 125000 CONTRIBUTION TO NSRC 5 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. ORGANIZATION'S PROCEDURES FOR MONITORING GRANTS IN THE UNITED STATES THE GRANTS ARE AWARDED TO QUALIFIED ORGANIZATIONS AND SELECTED INDIVIDUALS. ONCE FUNDS ARE TRANSFERRED, ICANN DOES NOT MONITOR THE FUNDS. THE USE OF THE FUNDS IS AT THE DISCRETION OF THE GRANTEE. REFER TO SCHEDULE F, PART V, FOR FURTHER DETAILS. X X X true true X X X X X X true false false false false false false true false Bo Goran Marby Director, President CEO 734579 0 218315 0 27995 0 38500 0 31366 0 1050755 0 37500 0 John Jeffrey General Counsel and Secretary 508023 0 162644 0 36672 0 39020 0 31366 0 777725 0 37500 0 Theresa Swinehart SVP, Global Domains Strategy 407523 0 132605 0 36672 0 38500 0 8665 0 623965 0 37500 0 Xavier Calvez SVP, Planning Chief Financial Officer 422654 0 126328 0 2173 0 38500 0 31366 0 621021 0 37500 0 Ashwin Rangan SVP, Engineering Chief Information Officer 353326 0 105606 0 912 0 38500 0 22250 0 520594 0 37500 0 David Olive SVP, Policy Development Support Managing Director 312208 0 93203 0 627 0 38500 0 21912 0 466450 0 37500 0 James Hedlund SVP, Contractual Compliance U.S. Government Engagement 366331 0 109494 0 30674 0 38500 0 19666 0 564665 0 28910 0 Gina Villavicencio SVP, Global Human Resources 335883 0 100393 0 9642 0 34000 0 20158 0 500076 0 33750 0 David Conrad SVP Chief Technology Officer 268442 0 52530 0 116410 0 38500 0 9041 0 484923 0 37500 0 Kathryn Carver SVP, Government IGO Engagement 298760 0 89158 0 2864 0 38500 0 10216 0 439498 0 37500 0 Sally Jane Newell SVP, Global Communications 293795 0 87813 0 843 0 38500 0 22180 0 443131 0 36136 0 John L Crain SVP Chief Technology Officer 258988 0 82659 0 31893 0 38500 0 31249 0 443289 0 37500 0 Daniel E Halloran Deputy General Counsel 328720 0 98192 0 1059 0 38500 0 31343 0 497814 0 37500 0 Amy Stathos Deputy General Counsel 331751 0 66065 0 2707 0 38500 0 10889 0 449912 0 37500 0 Christopher Mondini VP, Stakeholder Engagement Managing Director 293609 0 25989 0 40684 0 4931 0 39889 0 405102 0 37500 0 Sheila Kay Johnson Deputy General Counsel 298320 0 59426 0 1224 0 38500 0 10844 0 408314 0 37500 0 Nicholas Tomasso VP, Global Meeting Operations 270512 0 53903 0 5617 0 38500 0 21963 0 390495 0 37500 0 Schedule J, Part I, Line 1a First-class or charter travel ICANN DOES NOT OFFER FIRST CLASS TRAVEL BUT ALLOWS CERTAIN TRAVELERS TO TRAVEL BUSINESS CLASS EITHER AS A RESULT OF THEIR FUNCTION OR DUE TO MEDICAL REQUIREMENTS, OR UNLESS A COMPLIMENTARY UPGRADE HAS BEEN OFFERED TO THE TRAVELER FREE OF CHARGE OR THE TRAVELER CHOOSES TO PAY FOR AN UPGRADE WITH THEIR OWN MONEY. SOME AIRLINES USE THE DESCRIPTION OF FIRST CLASS INSTEAD OF BUSINESS CLASS, WHICH MAY LEAD SOME ICANN-FUNDED TRAVELERS TO HAVE TRAVELED FIRST CLASS AS A RESULT. IF AN AIRLINE OFFERS BOTH FIRST AND BUSINESS CLASS, WITH FIRST CLASS BEING USUALLY MORE EXPENSIVE THAN BUSINESS CLASS, ICANN DOES NOT ALLOW FOR FIRST CLASS TRAVEL, UNLESS A COMPLIMENTARY UPGRADE HAS BEEN OFFERED TO THE TRAVELER FREE OF CHARGE OR THE TRAVELER CHOOSES TO PAY FOR AN UPGRADE WITH THEIR OWN MONEY. DURING CALENDAR YEAR 2021, THE INDIVIDUALS LISTED BELOW RECEIVED COMPENSATION THAT WAS TREATED AS OTHER TAXABLE BENEFITS AND INCLUDED IN SCHEDULE J AS REPORTABLE COMPENSATION: 1) NICHOLAS TOMASSO - TAX GROSS-UP PAYMENTS ACCORDING TO CONTRACTUAL EXPATRIATE BENEFITS 2) BO GORAN EDWARD MARBY - TAX GROSS-UP PAYMENTS, EXPATRIATE TAX REPORTING SERVICES (WHICH ARE CLASSIFIED AS PERSONAL SERVICES). Schedule J, Part I, Line 4a Severance or change-of-control payment DAVID CONRAD WAS PAID $115,874 IN SEVERANCE PAYMENTS DURING THE 2021 CALENDAR YEAR. Schedule J, Part I, Line 7 Non-fixed payments REGARDING AT-RISK COMPENSATION: THE OVERARCHING OBJECTIVE OF ICANN'S REMUNERATION FRAMEWORK IS TO ENSURE REMUNERATION PROVIDED IS COMPETITIVE GLOBALLY AND THAT IT PROVIDES PERSONNEL WITH APPROPRIATE MOTIVATION FOR HIGH PERFORMANCE TOWARDS AGREED OBJECTIVES. THIS FRAMEWORK IS DESCRIBED IN DETAIL WITHIN THE DOCUMENT ENTITLED ICANN PERSONNEL REMUNERATION PRACTICES. SEE ATTACHED LINKS: WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY22-01JUL21-EN.PDF HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY21-01JUL20-EN.PDF Schedule J, Part II ICANN'S OVERALL COMPENSATION PHILOSOPHY IS TO TARGET COMPENSATION BETWEEN THE 50TH AND 75TH PERCENTILE OF THE RELEVANT MARKET, TO ATTRACT AND RETAIN THE RIGHT PERSONNEL. THE DRIVING ELEMENT OF THIS PHILOSOPHY IS THAT ICANN'S COMPENSATION IS MARKET-BASED. ICANN HAS PERSONNEL IN MANY DIFFERENT PARTS OF THE WORLD AND STRIVES TO APPLY THIS PHILOSOPHY LOCALLY. EMPLOYMENT MARKETS AROUND THE WORLD ARE QUITE DIFFERENT, AND ALSO BRING DIFFERENT TAX, BENEFIT, AND OTHER LOCAL CONDITIONS TO BEAR. IN ADDITION, EXCHANGE RATE FLUCTUATIONS ALSO AFFECT THE U.S. DOLLAR EQUIVALENCE OF THE PERSONNEL WHO IS PAID IN OTHER CURRENCIES THAN THE US DOLLAR. Schedule J, Part II and Part VII AMOUNTS LISTED IN PART VII OF FORM 990 AND SCHEDULE J REPRESENT AMOUNTS FOR THE 2021 CALENDAR YEAR. DENIC EG CONTRIBUTION VENDOR 200000 DATA ESCROW AGENT FEE false STIFTELSEN INTERNETINFRASTRUCKTUR CONTRIBUTION VENDOR 137000 RST SERVICES false Schedule L, Part IV, Column (a) FOR FY 2022, TWO ORGANIZATIONS WERE IDENTIFIED AS INTERESTED PERSONS, AS DEFINED BY THE INTERNAL REVENUE SERVICE. THESE ORGANIZATIONS WERE SIGNIFICANT INDEPENDENT CONTRACTORS AS WELL AS SUBSTANTIAL CONTRIBUTORS WITH TRANSACTION VALUES OF $100,000 OR MORE. Form 990, Part I, Line 6 VOLUNTEERS ICANN ACCOMPLISHES ITS MISSION THROUGH IMPLEMENTATION OF POLICIES APPROVED BY ITS BOARD OF DIRECTORS. THESE POLICIES START OUT AS RECOMMENDATIONS FORMED AND REFINED BY THE GLOBAL ICANN COMMUNITY THROUGH ITS SUPPORTING ORGANIZATIONS AND INFLUENCED BY ITS ADVISORY COMMITTEES. ICANN USES THE TERM "SUPPORTING ORGANIZATIONS" TO DESCRIBE THE GROUPS WITHIN ICANN'S COMMUNITY THAT SUPPORT ICANN'S MISSION THROUGH MECHANISMS ESTABLISHED WITHIN THEIR AREAS OF EXPERTISE, WHICH DIFFERS FROM THE DEFINITION USED BY THE INTERNAL REVENUE SERVICE. ICANN CONSIDERS THAT THERE ARE 53 VOLUNTEER LEADERS THAT SERVE THE SUPPORTING ORGANIZATIONS AND ADVISORY COMMITTEES IN LEADERSHIP POSITIONS SUCH AS CHAIR AND VICE CHAIR. IN ADDITION TO THE VOLUNTEER LEADERS THAT ARE APPOINTED TO SPECIFIC ROLES AND REPORTED IN FORM 990, PART I, LINE 6, THERE ARE ALSO HUNDREDS (IF NOT MORE) OF VOLUNTEERS FROM ALL OVER THE WORLD THAT PARTICIPATE IN THE SUPPORTING ORGANIZATIONS AND ADVISORY COMMITTEES AND GREAT ICANN COMMUNITY. THESE VOLUNTEERS PARTICIPATE IN POLICY DEVELOPMENT WORKING GROUPS AND REVIEW TEAMS. AMONG OTHER THINGS. VOLUNTEER POLICY DEVELOPMENT WORKING GROUPS FORM AROUND AN ISSUE AND CONSIDER IT FROM ALL ANGLES, MAKING POLICY RECOMMENDATIONS BY CONSENSUS WHEREVER POSSIBLE. ICANN ALSO INCLUDES SEVERAL DIFFERENT BYLAWS-MANDATED REVIEWS THAT ARE PERFORMED BY VOLUNTEERS. MANY OF THESE WORKING GROUPS AND REVIEW TEAMS ARE OPEN TO EVERYONE IN ICANN'S COMMUNITY, IN A BOTTOM-UP, OPEN AND TRANSPARENT PROCESS, THAT DOES NOT REQUIRE A MEMBERSHIP OR A SELECTION PROCESS FOR PARTICIPATION (OTHER THAN LIMITED BY THE SIZE OF THE WORKING GROUP OR REVIEW TEAM IF SPECIFIED). BECAUSE OF THE OPEN PROCESS FOR VOLUNTEERS TO PARTICIPATE, THE NUMBER OF VOLUNTEERS INVOLVED DURING THE PERIOD IS NOT TRACKED AND REPORTED HERE. ICANN'S ANNUAL REPORT PROVIDES HIGHLIGHTS OF COMMUNITY INVOLVEMENT AND ACHIEVEMENT FOR THE FISCAL YEAR ENDED JUNE 30, 2022. SEE DISCUSSION IN (HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/ANNUAL-REPORT-2022-EN.PDF) Form 990, Part I, Line 8 LINES 8-22 FINANCIAL PRESENTATION THE FINANCIAL STATEMENTS OF ICANN ARE PRESENTED ON A STAND-ALONE BASIS. TRANSACTIONS WITH ITS AFFILIATE PUBLIC TECHNICAL IDENTIFIERS (PTI) ARE REPORTED ON AN ARMS-LENGTH BASIS. PTI IS A SEPARATE LEGAL ENTITY AND SEPARATELY FILES A FORM 990, RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX. DURING THE FISCAL YEAR ENDED JUNE 30, 2022 ICANN RECORDED THE FOLLOWING TRANSACTIONS IN RELATION TO SERVICES DELEGATED TO PTI TO PERFORM THE INTERNET ASSIGNED NUMBERS AUTHORITY (IANA) FUNCTIONS: 1. FORM 990, PART VIII STATEMENT OF REVENUE, LINE 2D INCLUDES "PTI SERVICES AGREEMENT" REVENUE OF $8,089,477, REPRESENTING AMOUNTS INVOICED AT COST FOR PERSONNEL AND OTHER RESOURCES PROVIDED TO PTI TO PERFORM THE IANA SERVICES. 2. FORM 990, PART IX STATEMENT OF FUNCTIONAL EXPENSES, LINE 24A INCLUDES "PTI IANA CONTRACT" EXPENSE OF $8,089,477, FOR EXPENSES PAYABLE TO PTI FOR IANA SERVICES PERFORMED IN ACCORDANCE WITH THE IANA NAMING FUNCTION CONTRACT. Form 990, Part I, Line 3 GOVERNING BODY THERE ARE 16 VOTING MEMBERS OF THE BOARD OF DIRECTORS, INCLUDING ICANN'S PRESIDENT AND CEO, WHO SERVES EX OFFICIO AS A VOTING BOARD MEMBER. ICANN'S BYLAWS PROVIDE FOR FOUR NON-VOTING LIAISONS TO THE BOARD WHO ARE ENTITLED TO ATTEND BOARD MEETINGS, PARTICIPATE IN BOARD DISCUSSIONS AND DELIBERATIONS, AND HAVE ACCESS (UNDER CONDITIONS ESTABLISHED BY THE BOARD) TO MATERIALS PROVIDED TO DIRECTORS FOR USE IN BOARD DISCUSSIONS, DELIBERATIONS AND MEETINGS. THE FOLLOWING INDIVIDUALS SERVED AS NON-VOTING LIAISONS DURING THE FISCAL YEAR ENDING JUNE 30, 2022: 1) KAVEH RANJBAR (RSSAC LIAISON, NOV 2016 - SEPT 2022) 2) MANAL ISMAIL (GAC LIAISON, 2017-March 2023) 3) MERIKE KO (SSAC LIAISON, 2018 - OCT 2021) 4) HARALD ALVESTRAND (IETF LIAISON, 2018 - PRESENT) 5) JAMES GALVIN (SSAC LIAISON, OCT 2021-PRESENT) Form 990, Part I, Line 1 And Part III, Line 1 ORGANIZATION'S MISSION ICANN's MISSION IS TO COORDINATE, AT THE OVERALL LEVEL, AND TO ENSURE THE STABLE AND SECURE OPERATION OF, THE GLOBAL INTERNET'S SYSTEM OF UNIQUE IDENTIFIERS. IN PARTICULAR, ICANN FULFILLS ITS MISSION EITHER DIRECTLY, OR THROUGH AN AFFILIATE BY: (I) COORDINATING THE ASSIGNMENT OF INTERNET TECHNICAL PARAMETERS AS NEEDED TO MAINTAIN UNIVERSAL CONNECTIVITY ON THE INTERNET; (II) PERFORMING AND OVERSEEING FUNCTIONS RELATED TO THE COORDINATION OF THE INTERNET PROTOCOL ("IP") ADDRESS SPACE; (III) PERFORMING AND OVERSEEING FUNCTIONS RELATED TO THE COORDINATION OF THE INTERNET DOMAIN NAME SYSTEM ("DNS"), INCLUDING, SUPPORTING THE DEVELOPMENT OF, AND IMPLEMENTING POLICIES FOR DETERMINING THE CIRCUMSTANCES UNDER WHICH NEW TOP-LEVEL DOMAINS ARE ADDED TO THE ROOT ZONE; (IV) OVERSEEING OPERATION OF THE AUTHORITATIVE INTERNET ROOT ZONE; AND (V) ENGAGING IN ANY OTHER RELATED LAWFUL ACTIVITY IN FURTHERANCE OF ITEMS (I) THROUGH (IV). SEE ADDITIONAL INFORMATION ABOUT ICANN'S PROGRAMS AND ACTIVITIES ON THE ICANN WEBSITE AND IN THE ICANN ANNUAL REPORT POSTED ON HTTPS://WWW.ICANN.ORG/. Form 990, Part IV, Line 28 LINE 28A-C BUSINESS TRANSACTIONS WITH INTERESTED PARTIES ICANN MAY ENTER INTO OR CONSIDER PARTICIPATION IN SMALL ARM'S LENGTH TRANSACTIONS BETWEEN ICANN AND CERTAIN TAXABLE ORGANIZATIONS WITH WHICH CERTAIN ICANN DIRECTORS OR OFFICERS (OR MEMBERS OF THEIR FAMILIES) MAY HAVE AN AFFILIATION. UNDER ICANN'S CONFLICTS OF INTEREST POLICY, ALL OFFICERS AND DIRECTORS ARE REQUIRED TO DISCLOSE ANY ACTUAL, POTENTIAL OR PERCEIVED CONFLICTS OF INTEREST BEFORE ENTERING INTO DISCUSSION ON SUCH MATTERS. IN ADDITION, THE BOARD COMMITTEE RESPONSIBLE FOR CONFLICTS OF INTEREST AT LEAST ANNUALLY REVIEWS ALL BOARD MEMBER CONFLICTS OF INTEREST STATEMENTS. SEE: HTTPS://WWW.ICANN.ORG/RESOURCES/PAGES/GOVERNANCE/SOIS-EN ICANN DISCLOSES RELATED PARTY TRANSACTIONS IN FOOTNOTE 9 TO ITS AUDITED FINANCIAL STATEMENTS WHICH CAN BE FOUND AT THE FOLLOWING LINK. SEE: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/ICANN-FINANCIAL-REPORT-FYE-30JUN22-EN.PDF ICANN CHECKED THE BOX "YES" FOR PART IV, LINE 28C IN ORDER TO DISCLOSE SUBSTANTIAL CONTRIBUTORS IN SCHEDULE L, PART IV. THE IRS INSTRUCTIONS UPDATED THE DEFINITION OF INTERESTED PERSONS TO INCLUDE SUBSTANTIAL CONTRIBUTORS. HOWEVER, THE IRS HAS NOT UPDATED THE 2021 FORM 990, PART IV, LINES 28A-C LANGUAGE FOR THE CHANGE IN THE RELATED IRS INSTRUCTIONS. THEREFORE, TO COMPLY WITH THE INSTRUCTIONS, ICANN HAS CHECKED "YES" FOR LINE 28C AND DISCLOSED THE INTERESTED PERSONS LISTED ARE ENTITIES THAT ARE BOTH VENDORS AND CONTRIBUTORS TO ICANN. HOWEVER, ICANN DID NOT HAVE ANY BUSINESS TRANSACTIONS WITH AN ENTITY IN WHICH A CURRENT OR FORMER OFFICER, DIRECTOR, TRUSTEE, OR KEY EMPLOYEE (OR A FAMILY MEMBER) WAS AN OFFICER, DIRECTOR, TRUSTEE, OR DIRECT OR INDIRECT OWNER OF THAT ENTITY. Form 990, Part VI, Line 13 14 WHISTLEBLOWER POLICY AND DOCUMENT RETENTION AND DESTRUCTION POLICY ICANN MAINTAINS AN INTERNAL DOCUMENT RETENTION AND DESTRUCTION POLICY AND HISTORICALLY HAS FOLLOWED BEST INDUSTRY PRACTICES, IN ACORDANCE WITH APPLICABLE LAWS, FOR RETENTION AND DESTRUCTION. ICANN ALSO MAINTAINS AN INTERNAL WHISTLEBLOWER (OR "ANONYMOUS HOTLINE") POLICY, THAT ALSO FOLLOWS INDUSTRY BEST PRACTICES. Form 990, Part VI, Line 10a LOCAL CHAPTERS, BRANCHES AND AFFILIATES DURING FISCAL YEAR 2022, ICANN HAD OFFICES OUTSIDE OF THE UNITED STATES IN BRUSSELS, BELGIUM; ISTANBUL, TURKEY; SINGAPORE, SINGAPORE AND MONTEVIDEO, URUGUAY; AND ENGAGEMENT CENTERS IN BEIJING, CHINA; GENEVA, SWITZERLAND; AND NAIROBI, KENYA; ALL OF WHICH PROVIDED SUPPORT TO THEIR RESPECTIVE GEOGRAPHICAL REGIONS AND/OR TIME ZONES. PUBLIC TECHNICAL IDENTIFIERS (PTI) IS AN AFFILIATE OF ICANN. PTI WAS ESTABLISHED IN AUGUST 2016 UNDER THE LAWS OF THE STATE OF CALIFORNIA AS A NON-PROFIT PUBLIC BENEFIT CORPORATION AND ICANN IS THE SOLE MEMBER OF PTI. ICANN HAS WRITTEN POLICIES AND PROCEDURES GOVERNING THE ACTIVITIES OF SUCH OFFICES, ENGAGEMENT CENTERS AND AFFILIATES TO ENSURE THEIR OPERATIONS ARE CONSISTENT WITH THE ICANN'S EXEMPT PURPOSES. Form 990, Part VI, Line 10b LOCAL CHAPTERS, BRANCHES AND AFFILIATES SEE FORM 990, PART VI, LINE 10A DISCLOSURE Form 990, Part VI, Line 18 AVAILABILITY OF 990 ICANN POSTS ITS FORM 990 ON ITS WEBSITE. THE PRIOR YEAR POSTING IS LOCATED AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/ICANN-IRS-990-FY21-29APR22-EN.PDF IN ADDITION, THE FORM 990 IS POSTED ON THE HTTPS://WWW.GUIDESTAR.ORG/ WEBSITE. FINALLY, HARD COPIES OF THE FORM 990 ARE AVAILABLE UPON REQUEST. REQUESTS SHOULD BE SUBMITTED TO ICANN'S CFO BY EMAIL TO XAVIER.CALVEZ@ICANN.ORG, OR BY PHONE AT +1.310.301.5800. ICANN POSTS THE IRS LETTER GRANTING TAX-EXEMPT STATUS, AND THE FAVORABLE DETERMINATION LETTER ON ITS WEBSITE AT: HTTPS://ARCHIVE.ICANN.ORG/EN/FINANCIALS/TAX/US/IRS-LETTER-GRANT-28AUG00.HTM AND HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/IRS-FAVORABLE-DETERMINATION-LETTER-19SEP08-EN.PDF, RESPECTIVELY. Form 990, Part VI, Line 7a Members or stockholders electing members of governing body BODIES THAT APPOINT MEMBERS OF ICANN'S GOVERNING BODY THE NOMINATING COMMITTEE (NOMCOM) IS RESPONSIBLE FOR THE NOMINATION OF EIGHT ICANN VOTING BOARD MEMBERS (SEE ARTICLE 7, SECTION 7.2(a)(1) OF ICANN BYLAWS AT HTTPS://WWW.ICANN.ORG/RESOURCES/PAGES/GOVERNANCE/BYLAWS-EN/#ARTICLE7 . THE NOMCOM IS ALSO CHARGED WITH POPULATING A PORTION OF THE AT-LARGE ADVISORY COMMITTEE (ALAC), THE COUNTRY CODE NAMES SUPPORTING ORGANIZATION (CCNSO) COUNCIL AND THE GENERIC NAMES SUPPORTING ORGANIZATION (GNSO) COUNCIL. THE NOMCOM COMPLEMENTS THE OTHER MEANS FOR FILLING A PORTION OF KEY ICANN LEADERSHIP POSITIONS ACHIEVED WITHIN THE SUPPORTING ORGANIZATIONS AND ADVISORY COMMITTEES. ARTICLE 8 OF THE BYLAWS STATES THAT THE NOMCOM SHALL ADOPT SUCH OPERATING PROCEDURES AS IT DEEMS NECESSARY, WHICH SHALL BE PUBLISHED ON THE ICANN WEBSITE. THE NOMCOM IS DESIGNED TO FUNCTION INDEPENDENTLY FROM THE BOARD, THE SUPPORTING ORGANIZATIONS, AND ADVISORY COMMITTEES. MEMBERS OF THE NOMCOM CONTRIBUTE BOTH THEIR UNDERSTANDING OF THE BROAD INTERESTS OF THE INTERNET AS A WHOLE AND THEIR KNOWLEDGE AND EXPERIENCE OF THE CONCERNS AND INTERESTS OF THE INTERNET STAKEHOLDERS THAT HAVE APPOINTED THEM. THE CHALLENGE FOR THE NOMCOM IS TO INTEGRATE THESE PERSPECTIVES AND DERIVE CONSENSUS IN ITS SELECTIONS. ALTHOUGH APPOINTED BY SUPPORTING ORGANIZATIONS AND OTHER ICANN BODIES, INDIVIDUAL NOMCOM MEMBERS ARE NOT ACCOUNTABLE TO THEIR APPOINTING GROUPS BUT RATHER TO ICANN AS A WHOLE. NOMCOM MEMBERS ARE ACCOUNTABLE FOR ADHERENCE TO THE BYLAWS AND FOR COMPLIANCE WITH THE RULES AND PROCEDURES ESTABLISHED BY THE NOMCOM. IN ADDITION, AND ALSO IN ACCORDANCE WITH ICANN'S BYLAWS, EACH OF THE FOLLOWING SUPPORTING ORGANIZATIONS NOMINATE TWO VOTING BOARD MEMBERS TO THE ICANN BOARD, EACH FOR A THREE-YEAR TERM: THE ADDRESS SUPPORTING ORGANIZATION (ASO), THE CCNSO AND THE GNSO. FURTHER, THE AT-LARGE COMMUNITY ALSO NOMINATES ONE VOTING BOARD MEMBER TO THE ICANN BOARD EVERY THREE YEARS. AFTER THE NOMCOM, THE SUPPORTING ORGANIZATIONS AND THE AT-LARGE COMMUNITY IDENTIFY THEIR NOMINATIONS, THEY PROMPTLY NOTIFY THE EMPOWERED COMMUNITY, WHICH IS THE SOLE DESIGNATOR OF ICANN AND WHICH SHALL DESIGNATE, WITHIN THE MEANING OF SECTION 5220 OF THE CALIFORNIA CORPORATIONS CODE, ALL OF THE ABOVE IDENTIFIED VOTING BOARD MEMBERS AS DIRECTORS TO THE ICANN BOARD. IN ADDITION TO THE EMPOWERED COMMUNITY DESIGNATED BOARD MEMBERS, THE PRESIDENT AND CEO SITS AS AN EX OFFICIO VOTING BOARD MEMBER, WHO IS SELECTED BY THE ICANN BOARD OF DIRECTORS. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders IN ACCORDANCE WITH ICANN'S BYLAWS, ICANN CREATED AN UNINCORPORATED ASSOCIATION CALLED THE EMPOWERED COMMUNITY. THE EMPOWERED COMMUNITY IS MADE UP OF ENTITIES PARTICIPATING IN ICANN'S MULTISTAKEHOLDER COMMUNITY. THE EMPOWERED COMMUNITY HAS LIMITED AND ENUMERATED POWERS IN RELATION TO THE ICANN BOARD. THE EMPOWERED COMMUNITY IS RESPONSIBLE FOR THE DESIGNATION OF ALL VOTING MEMBERS OF THE ICANN BOARD OF DIRECTORS (OTHER THAN THE PRESIDENT AND CEO). SUBJECT TO SPECIFIED RULES AND PROCEDURES, THE EMPOWERED COMMUNITY MAY REJECT THE ICANN BOARD'S APPROVAL OF SOME BYLAWS AMENDMENTS, BUDGETS, ANNUAL AND FIVE-YEAR OPERATING PLANS, AND FIVE-YEAR STRATEGIC PLANS. IF THE EMPOWERED COMMUNITY INVOKES THIS REJECTION RIGHT, THE ICANN BOARD MUST GO BACK AND LOOK AT THESE ITEMS AGAIN. THE EMPOWERED COMMUNITY MAY NOT DICTATE THE VERSION OF THESE DOCUMENTS THAT THE ICANN BOARD MUST APPROVE. THE EMPOWERED COMMUNITY MUST ALSO CONSENT TO THE ICANN BOARD'S APPROVAL OF THE AMENDMENT OF CERTAIN PARTS OF THE ICANN BYLAWS (SUCH AS ICANN'S MISSION OR KEY ACCOUNTABILITY COMMITMENTS), AS WELL AS TO RESTATEMENTS OF THE ARTICLES OF INCORPORATION OR A SALE OF ASSETS. Form 990, Part VI, Line 11b Review of form 990 by governing body FORM 990 REVIEW PROCESS A COPY OF THE FORM 990 IS PROVIDED TO ICANN'S BOARD MEMBERS BEFORE IT IS FILED. THE PROCESS BY WHICH THE FORM 990 IS PREPARED, REVIEWED AND RECEIVED IS AS FOLLOWS: 1. ICANN ENGAGES AN OUTSIDE TAX PREPARER TO ASSIST IN THE PREPARATION OF ITS FORM 990. 2. ICANN'S SVP, PLANNING AND CHIEF FINANCIAL OFFICER (CFO), AND OFFICE OF THE GENERAL COUNSEL REVIEW THE FORM 990, AND THE SVP, PLANNING AND CFO SIGNS OFF FOR APPROVAL. 3. THE FORM 990 IS PROVIDED TO THE ICANN BOARD MEMBERS. Form 990, Part VI, Line 12c Conflict of interest policy CONFLICTS OF INTEREST POLICY ICANN HAS WRITTEN CONFLICTS OF INTEREST POLICIES, WHICH ARE APPLICABLE TO ALL BOARD MEMBERS, ORGANIZATION PERSONNEL, AND INDEPENDENT CONTRACTORS. THE OFFICE OF THE GENERAL COUNSEL MONITORS THE POLICIES WITH OVERSIGHT BY THE BOARD GOVERNANCE COMMITTEE (BGC) AS THEY RELATE TO THE BOARD. A CONFLICTS OF INTEREST DISCLOSURE STATEMENT IS COMPLETED ANNUALLY AND SIGNED BY EACH BOARD MEMBER, OFFICER, ORGANIZATION PERSONNEL, AND INDEPENDENT CONTRACTOR. THE ORGANIZATION PERSONNEL DISCLOSURE STATEMENTS ARE REVIEWED BY THE HEAD OF HUMAN RESOURCES AND DISCUSSED WITH THE GENERAL COUNSEL'S OFFICE IF ANY ISSUES ARISE. THE BOARD LEVEL DISCLOSURE STATEMENTS ARE REVIEWED BY THE OFFICE OF GENERAL COUNSEL AND THE BGC. THE BOARD MEMBER, OFFICER AND KEY EMPLOYEE CONFLICTS OF INTEREST POLICY CAN BE FOUND AT: HTTPS://WWW.ICANN.ORG/RESOURCES/PAGES/GOVERNANCE/COI-EN. THIS POLICY DESCRIBES, AMONG OTHER THINGS, THE DUTY TO DISCLOSE, THE PROCEDURES FOR ADDRESSING CONFLICTS OF INTEREST, THE DUTY TO ABSTAIN, HOW VIOLATIONS OF THE CONFLICTS OF INTEREST POLICY WILL BE HANDLED, THE PROCESS BY WHICH ALL COVERED PERSONS SIGN ANNUALLY THEIR AFFIRMATION OF THE POLICY AND DISCLOSE THEIR ACTUAL OR POTENTIAL CONFLICTS, AND THE REQUIREMENT AND NATURE OF PERIODIC REVIEWS. A SUMMARY OF BOARD MEMBER AND OFFICER DISCLOSURE STATEMENTS IS POSTED ON ICANN'S WEBSITE AT: HTTPS://WWW.ICANN.ORG/RESOURCES/PAGES/GOVERNANCE/SOIS-EN. Form 990, Part VI, Line 15a Process to establish compensation of top management official PROCESS FOR DETERMINING COMPENSATION ICANN FOLLOWS PRINCIPLES OF ACCOUNTABILITY AND TRANSPARENCY AND DESCRIBES ITS REMUNERATION PLANS AND PRACTICES, WHICH ARE CONTINUALLY UPDATED. THE VERSION OF ICANN'S REMUNERATION PRACTICES APPLICABLE DURING FY2021 AND FY2022 ARE POSTED AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY21-01JUL20-EN.PDF AND HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY22-01JUL21-EN.PDF THE PROCESS FOR DETERMINING COMPENSATION, INCLUDING SURVEYS OF COMPARABLE POSITIONS AND OTHER MARKET STUDIES IS DESCRIBED IN THESE REMUNERATION PRACTICES REPORTS. OFFICER COMPENSATION IS DISCLOSED AS WELL. SALARIES OF ALL OFFICERS ARE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS FOLLOWING RECOMMENDATIONS FROM THE BOARD COMPENSATION COMMITTEE, WHICH ARE INFORMED BY RECOMMENDATIONS AND COMPARABLE DATA PROVIDED BY INDEPENDENT COMPENSATION EXPERTS. CONFIDENTIAL MINUTES OF THESE MEETINGS ARE MAINTAINED BY THE BOARD SECRETARY AS PART OF THE CORPORATE SECRETARIAT FUNCTION. EACH YEAR THE APPOINTMENT OF EACH OFFICER IS CONFIRMED BY THE BOARD OF DIRECTORS AT THE ANNUAL GENERAL MEETING. THE ANNUAL COMPENSATION MERIT REVIEW PROCESS FOR ORGANIZATION PERSONNEL FOR THE PERIOD OF JULY 1, 2021 THROUGH JUNE 30, 2022 WAS COMPLETED AS OF JULY 1, 2021. Form 990, Part VI, Line 15b Process to establish compensation of other employees PROCESS FOR DETERMINING COMPENSATION ICANN FOLLOWS PRINCIPLES OF ACCOUNTABILITY AND TRANSPARENCY AND DESCRIBES ITS REMUNERATION PLANS AND PRACTICES, WHICH ARE CONTINUALLY UPDATED. THE VERSION OF ICANN'S REMUNERATION PRACTICES APPLICABLE DURING FY2021 AND FY2022 ARE POSTED AT: HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY21-01JUL20-EN.PDF AND HTTPS://WWW.ICANN.ORG/EN/SYSTEM/FILES/FILES/REMUNERATION-PRACTICES-FY22-01JUL21-EN.PDF THE PROCESS FOR DETERMINING COMPENSATION, INCLUDING SURVEYS OF COMPARABLE POSITIONS AND OTHER MARKET STUDIES IS DESCRIBED IN THESE REMUNERATION PRACTICES REPORTS. OFFICER COMPENSATION IS DISCLOSED AS WELL. SALARIES OF ALL OFFICERS ARE REVIEWED AND APPROVED BY THE BOARD OF DIRECTORS FOLLOWING RECOMMENDATIONS FROM THE BOARD COMPENSATION COMMITTEE, WHICH ARE INFORMED BY RECOMMENDATIONS AND COMPARABLE DATA PROVIDED BY INDEPENDENT COMPENSATION EXPERTS. CONFIDENTIAL MINUTES OF THESE MEETINGS ARE MAINTAINED BY THE BOARD SECRETARY AS PART OF THE CORPORATE SECRETARIAT FUNCTION. EACH YEAR THE APPOINTMENT OF EACH OFFICER IS CONFIRMED BY THE BOARD OF DIRECTORS AT THE ANNUAL GENERAL MEETING. THE ANNUAL COMPENSATION MERIT REVIEW PROCESS FOR ORGANIZATION PERSONNEL FOR THE PERIOD OF JULY 1, 2021 THROUGH JUNE 30, 2022 WAS COMPLETED AS OF JULY 1, 2021. Form 990, Part VI, Line 19 Required documents available to the public AVAILABILITY OF GOVERNING DOCUMENTS, CONFLICTS OF INTEREST, AND FINANCIAL STATEMENTS. IN ACCORDANCE WITH ITS CORPORATE BYLAWS (SEE HTTPS://WWW.ICANN.ORG/RESOURCES/PAGES/GOVERNANCE/BYLAWS-ARCHIVE-EN) ICANN IS COMMITTED TO ACCOUNTABILITY AND TRANSPARENCY PRINCIPLES. THIS INCLUDES PROVIDING EXTENSIVE ACCESS TO THE PUBLIC THROUGH THE ICANN WEBSITE OF ITS GOVERNING DOCUMENTS, CONFLICTS OF INTEREST POLICY, AND FINANCIAL STATEMENTS. Form 990, Part VII, Section A LINES 1, 5, AND 15-18, COLUMN D COMPENSATION FOR MAARTEN BOTTERMAN, MATTHEW SHEARS, TRIPTI SINHA AND RON DA SILVA ARE NOT CONSIDERED REPORTABLE. THEIR COMPENSATION IS/WAS PAID IN US DOLLARS OR THE EQUIVALENT, TO THEIR COMPANIES, RESPECTIVELY. SPECIFICALLY, GNKS CONSULTING BV WAS PAID $75,000 ON BEHALF OF MR. BOTTERMAN, COMMPOLI LTD. WAS PAID $45,000 ON BEHALF OF MR. SHEARS, KAZARIM LLC WAS PAID $45,000 ON BEHALF OF MS. SINHA, AND NETWORK TECHNOLOGIES GLOBAL WAS PAID $37,250 ON BEHALF OF MR. DA SILVA WHO SERVED UNTIL OCTOBER 2021. Form 990, Part VII, Section A OFFICER/DIRECTOR SERVICE DATES IN PART VII, A DATE FOLLOWING AN OFFICER'S OR DIRECTOR'S NAME INDICATES THE DATE ON WHICH THE OFFICER'S OR DIRECTOR'S SERVICES ENDED. IF NO DATE IS INDICATED, THAT OFFICER OR DIRECTOR WAS ACTIVE AS OF JUNE 30, 2022. Form 990, Part VII, Section B, Line 1 COMPENSATION OF THE FIVE HIGHEST PAID INDEPENDENT CONTRACTORS ICANN DISCLOSES ALL CONTRACTORS WITH WHICH IT SPENT $1,000,000 OR MORE DURING THE RELEVANT TIME PERIOD, IN ADDITION TO THE TOP FIVE CONTRACTORS. DURING THE FISCAL YEAR ENDED JUNE 30, 2022, ICANN DID NOT PAY $1,000,000 OR MORE TO ANY CONTRACTORS THAT ARE NOT DISCLOSED IN PART VII, SECTION B OF THE FORM 990 EXCEPT FOR COMPASS LEXECON LLC, WHICH WAS PAID $1,958,395 IN CALENDAR YEAR 2022. SEE ATTACHMENT 2. Form 990, Part VII, Section A AMOUNTS LISTED IN PART VII OF FORM 990 AND SCHEDULE J REPRESENT AMOUNTS FOR THE 2021 CALENDAR YEAR. Form 990, Part VIII, Line 2f Other Program Service Revenue All other program service revenue - Total Revenue: -20500, Related or Exempt Function Revenue: -20500, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; - Total Revenue: , Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part IX, Line 24a RISK COSTS - GTLD RISK COSTS ARE EXPENSES THAT RELATE TO ANY CONTINGENCIES OR UNANTICIPATED COSTS THAT MAY BE INCURRED BY ICANN RELATED TO THE NEW GTLD PROGRAM. APPROXIMATELY ONE THIRD OF TOTAL APPLICATION FEES CHARGED TO APPLICANTS IN 2012 IN RELATION TO THE NEW GTLD PROGRAM WERE IN ANTICIPATION OF THESE COSTS. Form 990, Part IX, Line 11g Other Fees CONSULTING SERVICES - Total Expense: 8824629, Program Service Expense: 7059703, Management and General Expenses: 1764926, Fundraising Expenses: ; TEMPORARY ADMIN HELP - Total Expense: 3127745, Program Service Expense: 2502196, Management and General Expenses: 625549, Fundraising Expenses: ; TRANSLATION SERVICES - Total Expense: 1984491, Program Service Expense: 1587593, Management and General Expenses: 396898, Fundraising Expenses: ; STUDIES RESEARCH - Total Expense: 731103, Program Service Expense: 584882, Management and General Expenses: 146221, Fundraising Expenses: ; DATA ESCROW - Total Expense: 1534113, Program Service Expense: 1227290, Management and General Expenses: 306823, Fundraising Expenses: ; TRANSCRIPTION SERVICES - Total Expense: 578628, Program Service Expense: 462902, Management and General Expenses: 115726, Fundraising Expenses: ; COMMUNICATIONS - Total Expense: 878416, Program Service Expense: 702733, Management and General Expenses: 175683, Fundraising Expenses: ; POLICY DEVELOPMENT - Total Expense: 205707, Program Service Expense: 164566, Management and General Expenses: 41141, Fundraising Expenses: ; IDN PROGRAMS - Total Expense: 209256, Program Service Expense: 167405, Management and General Expenses: 41851, Fundraising Expenses: ; Fin Tech Evaluations - Total Expense: 478850, Program Service Expense: 383080, Management and General Expenses: 95770, Fundraising Expenses: ; RECRUITING SERVICES - Total Expense: 188991, Program Service Expense: 151193, Management and General Expenses: 37798, Fundraising Expenses: ; STRATEGIC INITIATIVES - Total Expense: 227444, Program Service Expense: 181955, Management and General Expenses: 45489, Fundraising Expenses: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances FOREIGN EXCHANGE LOSS - -358197; OTHER INVESTMENT PROCEEDS - 52113; Schedule F, Part I, Line 3 AT JUNE 30, 2022, ICANN HAD INTERNATIONAL REGIONAL OFFICES IN BRUSSELS, BELGIUM; ISTANBUL, TURKEY; SINGAPORE AND MONTEVIDEO, URUGUAY; AND ENGAGEMENT CENTERS IN BEIJING, CHINA; NAIROBI, KENYA; AND GENEVA, SWITZERLAND AS DISPLAYED IN PART I, LINE 3, COL (B) OF SCHEDULE F. THE NUMBER OF PEOPLE IN EACH REGION SHOWN IN PART I, LINE 3, COL (C) OF SCHEDULE F INCLUDES EMPLOYEES AND LONG-TERM INDEPENDENT CONTRACTORS PROVIDING SERVICES TO ICANN. THE TOTAL EXPENDITURES BY REGION SHOWN IN PART I, LINE 3, COL (F) OF SCHEDULE F INCLUDES: A. THE AMOUNTS PAID (FOR COMPENSATION, TRAVEL REIMBURSEMENT, AND OTHER COSTS AND EXPENSES) FROM THE U.S. ACCOUNTS PAYABLE DEPARTMENT APPLICABLE TO THE REGION. THIS INCLUDES AMOUNTS SHOWN ON PARTS II AND III AS GRANTS OR OTHER ASSISTANCE. B. AMOUNTS EXPENDED TO FUND THE BELGIUM, TURKEY, SINGAPORE, URUGUAY, CHINA, SWITZERLAND, KENYA BRANCH/LIAISON/REPRESENTATIVE LOCATIONS, AND PERSONNEL COSTS INCLUDING OFFICE EXPENSES, TRAVEL-RELATED AND OTHER EXPENSES PAID BY THE U.S. ACCOUNTS PAYABLE DEPARTMENT. C. ALL PAYMENTS MADE TO INTERNATIONAL BASED EMPLOYEES AND CONTRACTORS WERE RECORDED IN US DOLLARS. Schedule F, Part II ICANN CONTRIBUTED $1M TO THE EMERGENCY TELECOMMUNICATIONS CLUSTER (ETC) AS EMERGENCY FINANCIAL SUPPORT FOR CONTINUED INTERNET ACCESS IN UKRAINE. THIS CONTRIBUTION WAS THE FIRST INITIATIVE OF THIS TYPE FOR ICANN AND IS WELL ALIGNED WITH ICANN'S MISSION TO ENSURE THE STABLE AND SECURE OPERATION OF THE INTERNET'S UNIQUE IDENTIFIER SYSTEMS. THE ETC'S WORK IN UKRAINE INCLUDES ENSURING THE SUSTAINABILITY AND QUALITY OF COMMUNICATIONS AND CONNECTIVITY, SPECIFICALLY ACTIVITIES SUCH AS PROCURING COMMUNICATIONS EQUIPMENT, INCLUDING PORTABLE SATELLITE COMMUNICATION UNITS; ESTABLISHING BACKUP SATELLITE COMMUNICATIONS; ENSURING SECURE INTERNET CONNECTIVITY; AND IDENTIFYING AND IMPLEMENTING SYSTEMS TO ENABLE SAFE ACCESS TO THE INTERNET. Form 990, Section G Gross Receipts Gross receipts are used to determine the type of Form 990 that an organization can file. Generally, if the gross receipts are $50k or less, then the organization may file a Form 990-N, a Form 990-EZ or a Form 990. Generally, if the gross receipts are $200k or less, then the organization may file a Form 990-EZ or a Form 990. If the gross receipts exceed $200k, an organization files the standard Form 990. Per IRS instructions, gross receipts are the total amount the organization received from all sources during its annual accounting period, without subtracting any costs or expenses. Receipt sources include both the total program service revenue ($167M) and the total cost or other basis incurred as a result from the sale of securities over the entire course of the fiscal year ($834M). Gross receipts are the sum of the following line items in Column A of Part VIII Statement of Revenue: lines 6b(i), 6b(ii), 7b(i), 7b(ii), 8b, 9b, 10b, and 12. For ICANN, the calculation is line 7b (Cost or other basis and sales expenses) plus line 12 (Total Revenue). The amount in 7b is calculated by summing all of the cost of sales/maturities across the organization's investment holdings. From Part VIII, Statement of Revenue Line 7b = 834,005,436 Line 12 = 167,893,854 Total = 1,001,899,290 PUBLIC TECHNICAL IDENTIFIERS 12025 WATERFRONT DR STE 300 LOS ANGELES CA 90094 320512841 IANA FUNCTION CA 501(c)(3) 10 ICANN true false false false false false false false false false false false false true true true false true false false Public Technical Identifiers M 8089477 FMV Public Technical Identifiers N 791897 FMV Public Technical Identifiers O 6303349 FMV Public Technical Identifiers Q 994231 FMV