2023-05-12T13:38:47-05:00 2022-06-30 410746749 CLIFTONLARSONALLEN LLP 4 BATTERYMARCH PARK SUITE 100 QUINCY MA 02169 990 2021-07-01 200216017 LUTHER RIDGE AT MIDDLETOWN INC LUTH 7819970900 628 CONGDON STREET WEST MIDDLETOWN CT 06457 ANGELA BOVILL PRESIDENT & CEO 7819970900 2023-05-10 1 ANGELA BOVILL 999009999 DANIELLE NIHILL P01350943 7819821001 2023-04-30 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z ANGELA BOVILL 628 CONGDON STREET WEST MIDDLETOWN CT 06457 1390948 0 6011 X WWW.ASCENTRIA.ORG X 2003 CT WE ARE CALLED TO STRENGTHEN COMMUNITIES BY EMPOWERING PEOPLE TO RESPOND TO LIFE'S CHALLENGES. 13 12 49 12 0 0 190559 318502 891354 1052226 0 0 11320 20220 1093233 1390948 0 0 0 0 704368 694818 0 0 0 659893 577513 1364261 1272331 -271028 118617 1014793 965780 1481395 1310705 -466602 -344925 WE ARE CALLED TO STRENGTHEN COMMUNITIES BY EMPOWERING PEOPLE TO RESPOND TO LIFE'S CHALLENGES. 0 0 793075 1052226 LUTHER RIDGE AT MIDDLETOWN, INC. IS DEDICATED TO PROVIDING SERVICES THAT CONTRIBUTE A LIFESTYLE WHICH ENABLES SENIOR ADULTS TO LIVE WITH INDEPENDENCE, SECURITY AND DIGNITY BY PROVIDING ASSISTED LIVING SERVICES TO THE ELDERLY. 793075 1 1 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 6 0 1 49 1 0 0 0 0 0 0 0 0 0 0 X 13 12 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 CT X ANGELA BOVILL 7742433900 11 SHATTUCK STREET WORCESTER MA 01605 ANGELA BOVILL PRESIDENT & CEO 1.00 39.00 X X 0 397934 13939 THE REV ROSS GOODMAN VICE CHAIR 2.00 20.00 X X 0 0 0 SCOTT HAMILTON DIRECTOR 0.50 5.00 X 0 0 0 BARBARA RUHE DIRECTOR 0.50 5.00 X 0 0 0 PETER SCHMIDT DIRECTOR 0.50 5.00 X 0 0 0 ASHISH COWLAGI SECRETARY 0.50 5.00 X X 0 0 0 STACEY LUSTER DIRECTOR 0.50 5.00 X 0 0 0 WILLIAM MAYO CHAIR 2.00 20.00 X X 0 0 0 FREDERICK JENOURE CHAIR 2.00 20.00 X X 0 0 0 KAREN GAYLIN DIRECTOR 0.50 5.00 X 0 0 0 GARTH GREIMANN FINANCIAL SECRETARY 1.00 10.00 X X 0 0 0 KEITH ROBERTSON DIRECTOR 0.50 5.00 X 0 0 0 ALEXANDER BARTHOLOMEW FINANCIAL SECRETARY 0.50 5.00 X X 0 0 0 MICHELLE BETTIGOLE CHIEF SENIOR CARE OFFICER 2.00 38.00 X 0 240516 13937 JEFFREY KINNEY CHIEF OF STRATEGIC DEVELOPMENT OFFICER 1.00 39.00 X 0 210484 16458 JEANETTE WADE EXECUTIVE VP/CFO 1.00 39.00 X 0 273181 204 NANCY MEEGAN CHIEF HUMAN SERVICES OFFICER 1.00 39.00 X 0 216504 16383 NICHOLAS RUSSO TREASURER 1.00 39.00 X 0 138288 6320 TARA BROWNE CLERK/EXECUTIVE ASSISTANT 1.00 39.00 X 0 75842 13677 AIMEE MITCHELL CHIEF COMMUNITY SERVICES OFFICER 0.50 39.50 X 0 160307 13879 CATHERINE J PISARZ DIRECTOR, LUTHER RIDGE 40.00 0.00 X 104032 0 122 104032 1713056 94919 1 0 1 0 UNIDINE CORPORATION 1000 WASHINGTON ST 510 BOSTON MA 02118 CATERING SERVICES 502146 1 318502 318502 ASSISTED LIVING 623000 873342 873342 CORE SERVICES 623000 145911 145911 MEAL SERVICES 623000 19067 19067 INTER-AGENCY REVENUE 623000 12706 12706 RENTAL REVENUE 623000 1200 1200 1052226 OTHER REVENUE 623000 20220 20220 20220 1390948 1052226 0 20220 565815 565815 87701 87701 41302 41302 95871 95871 598 598 13787 13787 774 774 12128 12128 13106 13106 3829 3829 1233 1233 598 598 33019 33019 BAD DEBT EXPENSE 372279 3279 369000 RESIDENT CARE COSTS 29311 29311 PROGRAM EXPENSES 980 980 1272331 793075 479256 0 183739 126740 87624 99148 310924 65869 251653 245055 491777 494837 1014793 965780 138869 108207 462836 412417 879690 790081 1481395 1310705 X -958379 -839762 491777 494837 -466602 -344925 1014793 965780 X 118617 3060 X X 0 1 X 1 1 1 X 17597 190559 318502 526658 923134 897804 925635 891354 1052226 4690153 923134 897804 943232 1081913 1370728 5216811 0 0 0 5216811 43468 16107 3566 11320 20220 94681 966602 913911 946798 1093233 1390948 5311492 0.98220 0.97470 0.00000 0.00000 X SCHEDULE A, PART III, LINE 12, EXPLANATION OF OTHER INCOME: MISCELLANEOUS INCOME - 2017 AMOUNT: $ 43,468. 2019 AMOUNT: $ 3,566. 2020 AMOUNT: $ 11,320. 2021 AMOUNT: $ 20,220. LAUNDRY VENDING - 2018 AMOUNT: $ 6,127. BAD DEBT RECOVERY - 2018 AMOUNT: $ 9,980. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 491777 3060 494837 416733 75382 338 491777 382480 34288 35 416733 351897 37570 6987 382480 316462 35435 351897 1.00000 0 1 0 244158 244158 66766 65869 897 245055 BENEFICIAL INTEREST IN NET ASSETS OF RELATED PARTY 494837 494837 DUE TO RELATED PARTIES 790081 790081 1390948 0 1390948 0 1390948 1272331 0 1272331 0 1272331 PART V, LINE 4: THE ORGANIZATION'S ENDOWMENT FUNDS ARE USED TO SUPPORT THE ORGANIZATION'S MISSION OF PROVIDING SERVICES THAT CONTRIBUTE A LIFESTYLE WHICH ENABLES SENIOR ADULTS TO LIVE WITH INDEPENDENCE, SECURITY AND DIGNITY BY PROVIDING ASSISTED LIVING SERVICES TO THE ELDERLY. 0 0 0 0 0 0 0 0 0 ANGELA BOVILL PRESIDENT & CEO 0 397934 0 0 0 0 0 0 0 13939 0 411873 0 0 JEANETTE WADE EXECUTIVE VP/CFO 0 273181 0 0 0 0 0 0 0 204 0 273385 0 0 MICHELLE BETTIGOLE CHIEF SENIOR CARE OFFICER 0 240516 0 0 0 0 0 0 0 13937 0 254453 0 0 NANCY MEEGAN CHIEF HUMAN SERVICES OFFICER 0 216504 0 0 0 0 0 0 0 16383 0 232887 0 0 JEFFREY KINNEY CHIEF OF STRATEGIC DEVELOPMENT OFFIC 0 210484 0 0 0 0 0 0 0 16458 0 226942 0 0 AIMEE MITCHELL CHIEF COMMUNITY SERVICES OFFICER 0 160307 0 0 0 0 0 0 0 13879 0 174186 0 0 PART I, LINE 3 ASCENTRIA CARE ALLIANCE, INC. (ACA) IS THE SOLE CORPORATE MEMBER OF THE ORGANIZATION. THE COMPENSATION OF THE ORGANIZATION'S CEO IS DETERMINED AND PAID BY ACA. THE CEO OF ACA IS THE PRINCIPAL REPRESENTATIVE OF ASCENTRIA CARE ALLIANCE, INCLUDING ITS AFFILIATES AND SUBSIDIARIES, AND IS THE PERSON RESPONSIBLE FOR THE EFFICIENT OPERATION OF THE ACA, ITS AFFILIATES, AND ITS SUBSIDIARIES. THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS OF ACA ANNUALLY EVALUATES THE CEO ON HIS/HER PERFORMANCE. THE CHAIR OF ACA'S BOARD OF DIRECTORS, AN UNCOMPENSATED VOLUNTEER, IS THE CHAIR OF THE EXECUTIVE COMMITTEE AND IS INDEPENDENT WITHOUT UNDUE INFLUENCE FROM THE CEO. THE EXECUTIVE COMMITTEE WILL OBTAIN RESEARCH TO MAKE A RECOMMENDATION FOR THE COMPENSATION OF THE CEO. A REVIEW OF COMPARABILITY DATA MAY INCLUDE THE FOLLOWING: COMPENSATION STUDIES BY INDEPENDENT SOURCES, WRITTEN JOB OFFERS FOR POSITIONS AT SIMILAR ORGANIZATIONS, DOCUMENTED PHONE CALLS ABOUT SIMILAR CEO POSITIONS, AND INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS. THE EXECUTIVE COMMITTEE WILL DOCUMENT ITS DECISIONS IN THE MINUTES OF THE MEETING. THE DOCUMENTATION OF THE CEO'S COMPENSATION INCLUDES: A DISCUSSION OF THE CEO'S RESPONSIBILITIES; ANNUAL PERFORMANCE REVIEW; DESCRIPTION OF THE COMPENSATION, BENEFITS, AND APPROVAL DATE; LIST OF COMMITTEE MEMBERS PRESENT DURING THE DISCUSSION; ACTIONS TAKEN WITH RESPECT TO ANY CONFLICTS OF INTEREST BY ANY MEMBER WITH RESPECT TO THE DECISION ON THE COMPENSATION; AND A RECORD OF THE RESULT OF THE COMPENSATION VOTE. FORM 990, PART VI, SECTION A, LINE 2 OFFICERS ANGELA BOVILL, MICHELLE BETTIGOLE, NANCY MEEGAN, JEANETTE WADE, NICHOLAS RUSSO, JEFFREY KINNEY, AIMEE MITCHELL AND TARA BROWNE HAVE A BUSINESS RELATIONSHIP WITH ALL OF THE BOARD MEMBERS BECAUSE THESE OFFICERS ARE EMPLOYED BY A RELATED ORGANIZATION OF WHICH THE DIRECTORS ARE ALSO BOARD MEMBERS. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE CORPORATE MEMBER OF THE ORGANIZATION IS ASCENTRIA CARE ALLIANCE, INC. (FKA LUTHERAN SOCIAL SERVICES OF NEW ENGLAND, INC.). FORM 990, PART VI, SECTION A, LINE 7A THE MEMBERS OF ASCENTRIA CARE ALLIANCE, INC.'S GOVERNING BOARD ELECT ALL THE MEMBERS OF THIS ORGANIZATION'S GOVERNING BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE TRANSACTIONS SUBJECT TO MEMBER APPROVAL ARE ACQUISITIONS OF DEBT, SALE OF ASSETS, ANNUAL BUDGET, MERGERS AND BYLAW REVISIONS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PREPARED BY A NATIONAL INDEPENDENT ACCOUNTING FIRM FROM INFORMATION PROVIDED BY MANAGEMENT. FINANCIAL MANAGEMENT WILL REVIEW THE FORM 990 WHEN IT IS COMPLETED. ASCENTRIA CARE ALLIANCE, INC.'S (ACA) AUDIT COMMITTEE PROVIDES SECONDARY REVIEW AND APPROVAL PRIOR TO SUBMISSION TO THE IRS. THE COMPLETE FORM 990 IS POSTED TO THE BOARD INTRANET FOR REVIEW BY THE ACA FINANCE COMMITTEE AS WELL AS ALL BOARD MEMBERS PRIOR TO FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ANY DIRECTOR, OFFICER, EMPLOYEE, COMMITTEE MEMBER, OR VOLUNTEER OF ACA OR ITS SUBSIDIARIES, WHETHER BECAUSE OF HIS/HER EMPLOYMENT, BUSINESS INTERESTS, INVESTMENTS, OR OTHERWISE, WHO HAS INTERESTS THAT DO OR MAY, DIRECTLY OR INDIRECTLY, COMPETE WITH OR BE IN CONFLICT WITH THE INTERESTS OF ACA SHALL PROMPTLY DISCLOSE ALL MATERIAL FACTS OF SUCH CONFLICT OF INTEREST IN WRITING TO THE CHAIRPERSON OF THE BOARD OF DIRECTORS AND/OR TO THE PRESIDENT OF ACA. SUCH PERSON SHALL ALSO ANNOUNCE THE SAME AT ANY MEETING OR DISCUSSION IN WHICH HE/SHE IS A PARTICIPANT AND AT WHICH SUCH CONFLICT ARISES AND SHALL REFRAIN FROM ACTING THEREON. AFTER DISCLOSURE OF A FINANCIAL INTEREST AND ALL MATERIAL FACTS, AND AFTER ANY DISCUSSION WITH THE INTERESTED PERSON, HE/SHE SHALL LEAVE THE GOVERNING BOARD OR COMMITTEE MEETING WHILE DETERMINATION OF A CONFLICT OF INTEREST IS DISCUSSED AND VOTED UPON. THE REMAINING BOARD OR COMMITTEE MEMBERS SHALL DECIDE IF A CONFLICT OF INTEREST EXISTS. AN INTERESTED PERSON MAY MAKE A PRESENTATION AT THE GOVERNING BOARD OR COMMITTEE MEETING, BUT AFTER THE PRESENTATION HE/SHE SHALL LEAVE THE MEETING DURING THE DISCUSSION OF, AND THE VOTE ON, THE TRANSACTION OR ARRANGEMENT INVOLVING THE POSSIBLE CONFLICT OF INTEREST. THE CHAIRPERSON OF THE GOVERNING BOARD OR COMMITTEE SHALL, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE WHETHER ACA CAN OBTAIN WITH REASONABLE EFFORTS A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT FROM A PERSON OR ENTITY THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A MORE ADVANTAGEOUS TRANSACTION OR ARRANGEMENT IS NOT REASONABLY POSSIBLE UNDER CIRCUMSTANCES NOT PRODUCING A CONFLICT OF INTEREST, THE GOVERNING BOARD OR COMMITTEE SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED DIRECTORS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN ACA'S BEST INTEREST, FOR ITS OWN BENEFIT, AND WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION IT SHALL MAKE ITS DECISION AS TO WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTEREST IN NET ASSETS OF RELATED PARTY 3,060. FORM 990, PART X11, LINE 2C: THE ORGANIZATION HAS A COMMITTEE THAT ASSUMES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. RELATED ORGANIZATIONS FILE UNDER GROUP EXEMPTION 6011 - DISCLOSURE NOT REQ CT 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 1 0 0