2023-05-15T11:42:54-05:00 2022-06-30 420714325 RSM US LLP 4 TIMES SQUARE NEW YORK NY 10036 990 2021-07-01 136217765 ODYSSEY HOUSE INC ODYS 2123611600 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 PETER PROVET PRESIDENT & CEO 2123611600 2023-05-12 1 PETER PROVET 999009999 LYNNE JOHNSON P00757336 2123721000 2023-05-10 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z PETER PROVET 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 32156245 0 X WWW.ODYSSEYHOUSENYC.ORG X 1967 NY THE ORGANIZATION IS A NONPROFIT AGENCY PROVIDING SUBSTANCE ABUSE AND MENTAL HEALTH TREATMENT, HOUSING SERVICES AND COMPREHENSIVE MEDICAL CARE TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION. 14 14 406 14 0 0 25093089 26622365 4763090 5381666 57967 101830 130310 50384 30044456 32156245 0 0 0 0 17457606 17848374 0 0 0 13201443 14407370 30659049 32255744 -614593 -99499 54299421 54207115 45992696 45999889 8306725 8207226 X THE ORGANIZATION'S MISSION IS TO PROVIDE COMPREHENSIVE AND INNOVATIVE SERVICES TO THE BROADEST RANGE OF METRO NEW YORK'S POPULATION WHO ABUSE DRUGS, ALCOHOL AND/OR HAVE MENTAL ILLNESS; TO PROVIDE HIGH-QUALITY, HOLISTIC TREATMENT IMPACTING ALL MAJOR LIFE SPHERES: PSYCHOLOGICAL, PHYSICAL, SOCIAL, FAMILY, EDUCATIONAL AND SPIRITUAL; AND TO SUPPORT PERSONAL REHABILITATION, RENEWAL AND FAMILY RESTORATION. 0 0 15372668 3764145 ENHANCED THERAPEUTIC COMMUNITY INCORPORATING A HIGHLY STRUCTURED, PEER-DRIVEN CLINICAL MODEL WITH PSYCHOLOGICAL AND PSYCHIATRIC SERVICES. 2159750 380825 OUR FREESTANDING 60 BED FACILITY FOR MICA CLIENTS SUCCESSFULLY ADAPTS THERAPEUTIC COMMUNITY PRINCIPLES TO STABILIZE AND TREAT HOMELESS SUBSTANCE ABUSERS WITH SEVERE AND PERSISTENT MENTAL ILLNESS. 1960295 196829 SCATTER-SITE (EVENTUALLY CONGREGATE) PERMANENT SUPPORTIVE HOUSING FUNDED BY OASAS FOR CHRONICALLY HOMELESS FAMILIES, FAMILIES AT SERIOUS RISK OF BECOMING CHRONICALLY HOMELESS, AND OTHER CURRENTLY HOMELESS FAMILIES, IN WHICH THE HEAD-OF-HOUSEHOLD HAS A SUBSTANCE USE DISORDER. 9591810 1090073 OTHER PROGRAM SERVICES 9591810 1090073 29084523 1 1 0 0 0 0 0 0 1 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 28 0 1 406 1 0 0 0 0 0 0 0 0 0 0 0 0 X 14 14 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X CHIYO JIKKO 2123611600 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 JOSEPH V GIUNTA III BOARD MEMBER 1.00 1.00 X 0 0 0 LISA GLASS ESQ BOARD MEMBER 1.00 1.00 X 0 0 0 STEPHEN C GROSS BOARD MEMBER 1.00 1.00 X 0 0 0 MARIANNE T GUSCHWAN MD BOARD MEMBER 1.00 1.00 X 0 0 0 TONY JIMENEZ BOARD MEMBER (AS OF JUNE 2022) 1.00 1.00 X 0 0 0 GRANT MILLER BOARD MEMBER 1.00 1.00 X 0 0 0 KATE ROTHKO PRIZEL BOARD MEMBER 1.00 1.00 X 0 0 0 GEORGE ROSENFELD BOARD MEMBER 1.00 1.00 X 0 0 0 PRISCA SALAZAR-RODRIGUEZ BOARD MEMBER 1.00 1.00 X 0 0 0 GEORGE SUTTLES BOARD MEMBER 1.00 1.00 X 0 0 0 EDWARD G WATSON BOARD MEMBER 1.00 1.00 X 0 0 0 RICHARD C O'CONNOR CHAIRMAN 1.00 1.00 X X 0 0 0 NEIL BRAWLEY SECRETARY 1.00 1.00 X X 0 0 0 DWAIN A CARRYL TREASURER 1.00 1.00 X X 0 0 0 PETER PROVET PHD PRESIDENT/CEO 30.00 5.00 X 396197 83498 83366 JOHN TAVOLACCI SVP, COO 33.00 2.00 X 336505 19178 77951 DURGA VALLABHANENI SVP, CF & AO 32.00 3.00 X 307596 19809 76195 ISOBELLE SURFACE VP, DIR. OF COMMUNICATION 30.00 5.00 X 174538 32918 66727 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCE 33.00 2.00 X 137988 8326 58316 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 35.00 0.00 X 140720 0 54526 ALEXANDRA ARIZAGA ASSISTANT CONTROLLER 33.00 2.00 X 125570 6618 51065 JEREMY KING VP, DIR. OF OASAS RESIDENTIAL 34.00 1.00 X 157342 2567 40120 1776456 172914 508266 13 0 1 0 RSM US LLP 5155 PAYSPHERE CIRCLE CHICAGO IL 60674 ACCOUNTING SERVICES 158589 1 121204 26501161 26622365 NYC PUBLIC ASSISTANCE 621400 2810604 2810604 SSI 621400 830525 830525 MEDICAID 621400 812745 812745 CLIENT SERVICE REVENUE 621400 462205 462205 SNAP 621400 443980 443980 21607 21607 5381666 101830 101830 DEVELOP/PROP MGT FEE REVENUE 531310 48539 48539 LEASE INCOME 900099 1667 1667 NYC VACCINE REFERRAL BONUS 900099 100 100 78 78 50384 32156245 5431872 0 102008 1279275 1106573 172702 12524823 10833972 1690851 597928 517208 80720 2142134 1805462 336672 1304214 1176480 127734 74139 61055 13084 159795 159795 874239 837008 37231 1410077 1278894 131183 156493 149718 6775 4564370 4360404 203966 84271 64690 19581 1175814 1175814 2135095 2108182 26913 710528 684581 25947 FOOD COSTS 1156613 1156613 EQUIPMENT RENTAL 622128 567150 54978 REPAIR & MAINTENANCE 390492 388704 1788 CLIENT TRANSPORT & EXPE 366615 366615 526701 445400 81301 32255744 29084523 3171221 0 11510685 10919318 1008203 1407509 748213 804816 307022 301485 62098890 28941344 33184366 33157546 7540932 7616441 54299421 54207115 2969650 3654929 11443986 11967918 310004 238426 27294858 27489659 3974198 2648957 45992696 45999889 X 8067904 7967888 238821 239338 8306725 8207226 54299421 54207115 -99499 0 X 0 1 X 1 1 1 X 20680781 26583111 26262016 25093089 26622365 125241362 20680781 26583111 26262016 25093089 26622365 125241362 125241362 102108 109681 122381 57967 101830 493967 268572 348002 83863 59985 178 760600 126495929 34860671 0.99010 0.98810 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: MISCELLANEOUS REVENUE RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 917000 917000 51844177 24181711 27662466 149404 112079 37325 4303817 3712282 591535 4884492 935272 3949220 33157546 FUNDS HELD ON BEHALF OF PUBLIC ASSISTANCE CLIENTS 243588 SECURITY DEPOSITS 398874 DEBT RESERVE FUND 516501 LOAN RECEIVABLE FROM AFFILIATED LIMITED PARTNERSHIPS 2991878 DEVELOPERS FEE RECEIVABLE 126084 EMPLOYEE DEFERRED COMPENSATION PLAN-457(B) 1695451 INTEREST IN ODYSSEY FOUNDATION OF NEW YORK, A RELATED 501(C)(3) ORGANIZATION 239339 DUE FROM AFFILIATED LIMITED PARTNERSHIPS 1404726 7616441 DUE TO AFFILIATE 501(C)(3) ORGANIZATION 784883 DUE TO GOVERNMENT AGENCIES 16924 DUE TO CONTRACTOR 151699 DEFERRED COMPENSATION - 457(B) 1695451 2648957 X PART IV, LINE 2B: FUNDS HELD ON BEHALF OF WELFARE CLIENTS REPRESENT CASH RECEIVED FROM HRA ON BEHALF OF CLIENTS THAT HAVE NOT YET BEEN DISBURSED. PART X, LINE 2: THE ORGANIZATION WAS INCORPORATED AS A NOT-FOR-PROFIT CORPORATION UNDER THE LAWS OF THE STATE OF NEW YORK AND IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE CODE. IN ADDITION, THE ORGANIZATION IS NOT CLASSIFIED AS A PRIVATE FOUNDATION. THE ORGANIZATION IS REQUIRED TO FILE FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAXES) ANNUALLY. THE BENEFIT OF A TAX POSITION IS RECOGNIZED IN THE CONSOLIDATED FINANCIAL STATEMENTS IN THE PERIOD DURING WHICH, BASED ON AVAILABLE EVIDENCE, MANAGEMENT BELIEVES IT IS MORE LIKELY THAN NOT THE TAX POSITION WILL BE SUSTAINED UPON EXAMINATION, INCLUDING THE RESOLUTION OF APPEALS OR LITIGATION PROCESSES, IF ANY. TAX POSITIONS ARE NOT OFFSET OR AGGREGATED WITH OTHER POSITIONS. TAX POSITIONS THAT MEET THE MORE LIKELY THAN NOT RECOGNITION THRESHOLD ARE MEASURED AS THE LARGEST AMOUNT OF TAX BENEFIT THAT IS MORE THAN 50% LIKELY TO BE REALIZED ON SETTLEMENT WITH THE APPLICABLE TAXING AUTHORITY. THE PORTION OF THE BENEFITS ASSOCIATED WITH THE TAX POSITIONS TAKEN THAT EXCEEDS THE AMOUNT MEASURED AS DESCRIBED ABOVE IS REFLECTED AS A LIABILITY FOR UNRECOGNIZED TAX BENEFITS IN THE CONSOLIDATED STATEMENTS OF FINANCIAL POSITION ALONG WITH ANY ASSOCIATED INTEREST AND PENALTIES THAT WOULD BE PAYABLE TO THE TAXING AUTHORITIES UPON EXAMINATION. AT JUNE 30, 2022 AND 2021, THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES. X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 PETER PROVET PHD PRESIDENT/CEO 319317 59513 64287 11982 12593 12003 33128 11872 32338 6028 461663 101398 0 0 JOHN TAVOLACCI SVP, COO 292184 15152 40573 2104 3748 1922 31230 5770 38910 2041 406645 26989 0 0 DURGA VALLABHANENI SVP, CF & AO 266520 15883 37474 2233 3602 1693 31024 5976 36965 2230 375585 28015 0 0 ISOBELLE SURFACE VP, DIR. OF COMMUNICATION 163306 30437 8412 1567 2820 914 20656 7459 32545 6067 227739 46444 0 0 COLLEEN BEAGEN VP, DIR. OF HUMAN RESOURCE 129242 7799 8092 488 654 39 13518 819 41470 2509 192976 11654 0 0 JEREMY KING VP, DIR. OF OASAS RESIDENTIAL 152023 0 5000 0 319 2567 7269 0 32851 0 197462 2567 0 0 JEFF SAVOY VP, DIR. OF CLINICAL SUPPORT SERVICE 134209 0 5000 0 1511 0 14013 0 40513 0 195246 0 0 0 ALEXANDRA ARIZAGA ASSISTANT CONTROLLER 125042 6590 0 0 528 28 11130 1010 36213 2712 172913 10340 0 0 PART I, LINE 1A THE ORGANIZATION PROVIDED THE PRESIDENT/CEO WITH HEALTH CLUB DUES. THE AMOUNT IS INCLUDED IN HIS TAXABLE COMPENSATION. PART I, LINE 7 NON-FIXED PAYMENTS, IN THE FORM OF BONUSES, WERE MADE DURING THE YEAR AFTER HAVING BEEN APPROVED BY THE BOARD OF DIRECTORS. THESE BONUSES ARE REPORTED ON SCHEDULE J, PART II. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS REVIEWED BY THE CFO AND THE PRESIDENT/CEO, AND IT WILL BE DISTRIBUTED TO THE BOARD OF DIRECTORS BEFORE FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES GO THROUGH ANNUAL COMPLIANCE TRAINING. PART OF THAT TRAINING INCLUDES A REVIEW OF THE CONFLICT OF INTEREST POLICY. AFTER TRAINING IS COMPLETE, ALL EMPLOYEES SIGN THAT THEY READ THE POLICY AND ARE IN COMPLIANCE WITH IT. AT THAT TIME, THE EMPLOYEES WOULD DISCLOSE IF THERE WERE ANY REAL OR POTENTIAL CONFLICTS. ALL BOARD MEMBERS AND OFFICERS ARE REQUIRED TO ANNUALLY SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. THE TRANSACTIONS AND ACTIVITIES OF THE ORGANIZATION ARE MONITORED BY MANAGEMENT, THE BOARD OF DIRECTORS AND BOARD APPOINTED COMMITTEES. ANY CONFLICTS THAT ARISE ARE DEALT WITH ACCORDING TO THE ORGANIZATION'S CONFLICT OF INTEREST POLICIES. FORM 990, PART VI, SECTION B, LINE 15 ODYSSEY HOUSE'S PROCESS FOR DETERMINING THE COMPENSATION OF THE PRESIDENT/CEO, CFO & COO IS AS FOLLOWS: THE PRESIDENT/CEO, CFO & COO USE FORMS 990 OF OTHER ORGANIZATIONS TO REVIEW THE SALARIES OF SIMILAR POSITIONS AT SIMILARLY SIZED ORGANIZATIONS. THE SALARY DETERMINATION FOR THE PRESIDENT/CEO IS THEN PRESENTED TO THE BOARD OF DIRECTORS FOR APPROVAL. THE DELIBERATION AND DECISION REGARDING THE COMPENSATION FOR THE PRESIDENT/CEO IS DOCUMENTED BY THE BOARD CHAIR IN A CONFIRMATION EMAIL TO THE CFO. THE ORGANIZATION HAS A COMPENSATION COMMITTEE AND AN INDEPENDENT COMPENSATION CONSULTANT TO PERFORM A SALARY SURVEY AND COMPENSATION STUDY FOR THE PRESIDENT/CEO, CFO & COO POSITIONS. THE COMPENSATION COMMITTEE DETERMINES THE SALARIES OF THE CFO & COO AND DOCUMENTS THE DELIBERATIONS AND DECISIONS ACCORDINGLY. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS, CONFLICT OF INTEREST POLICY AND ORGANIZATIONAL DOCUMENTS ARE MADE AVAILABLE UPON REQUEST FOR THE SAME PERIOD OF DISCLOSURE AS SET FORTH IN SECTION 6104(D). ODYSSEY FOUNDATION OF NEW YORK 95 PINE STREET NEW YORK NY 10005 133324684 SOCIAL SERVICE NY 501(C)(3) LINE 7 N/A 0 ODYSSEY HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 134054564 SOCIAL SERVICE NY 501(C)(3) LINE 7 ODYSSEY HOUSE INC 1 OH 123RD STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 208873951 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 126TH STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 813640078 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 161ST STREET HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 274062370 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH SOUNDVIEW AVENUE HDFC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 274062272 REAL ESTATE DEVELOPMENT NY 501(C)(4) ODYSSEY HOUSE INC 1 OH 123RD STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 261438196 OPERATE LOW INCOME HOUSING NY N/A 0 0 OH 126TH STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 832256563 OPERATE LOW INCOME HOUSING NY N/A 0 0 OH 161ST STREET LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 611663479 OPERATE LOW INCOME HOUSING NY N/A 0 0 OH SOUNDVIEW AVENUE LP 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 320356964 OPERATE LOW INCOME HOUSING NY N/A 0 0 OH 123RD STREET GP INC 95 PINE STREET NEW YORK NY 10005 261438757 RELATED NY N/A C 0 OH 126TH STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 832249703 RELATED NY N/A C 0 OH 161ST STREET GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 371651790 RELATED NY N/A C 0 OH SOUNDVIEW AVENUE GP INC 120 WALL STREET 17TH FLOOR NEW YORK NY 10005 352425255 RELATED NY N/A C 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 1 0 0 1 1 ODYSSEY HDFC E 784883 ACTUAL ODYSSEY HDFC O 409508 ACTUAL ODYSSEY HDFC S 1969735 ACTUAL ODYSSEY HDFC R 1486857 ACTUAL SCHEDULE R, PART III THE PERCENTAGE OWNERSHIP OF OH 123RD STREET, L.P., OH 126TH STREET, L.P., OH 161ST STREET, L.P. AND OH SOUNDVIEW AVENUE, L.P. IS APPROXIMATELY 0.01%.