2023-05-15T15:10:02-07:00 2022-06-30 990 2021-07-01 042104690 MARINE BIOLOGICAL LABORATORY MARI 5082897239 7 MBL Street Woods Hole MA 02543 Mary S Harrington Director of Finance 5082897423 2023-05-15 1 11 1 AAL2 2021 2023-04-26 12:10:37Z Nipam Patel 7 MBL Street Woods Hole MA 02543 62591754 0 X www.mbl.edu X 1888 MA The Marine Biological Laboratory (MBL) is dedicated to scientific discovery - exploring fundamental biology, understanding biodiversity and the environment, and informing the human condition through research and education in biology, biomedicine, and environmental science. Founded in Woods Hole, Massachusetts, in 1888, the MBL is a private, nonprofit institution and an affiliate of the University of Chicago. 25 22 385 0 0 0 37169993 47556605 1997395 6266908 5581371 5816791 161760 143886 44910519 59784190 2575462 4709786 0 0 23468006 26032660 0 0 1558401 14935966 18302156 40979434 49044602 3931085 10739588 244080045 237578536 39422522 37435237 204657523 200143299 The MBL is a world-renowned center for biological discovery and training that is notably affiliated with 60 Nobel Prize winners. Research is conducted by full-time faculty as well as hundreds of the world's leading scientists who are attracted by the MBL's unique resources and strengths. Their work spans biological scales from molecules and cells to ecosystems. The MBL trains students from high school to postdoctoral levels. Central to the MBL's identity are its advanced graduate level research courses. 0 0 30595137 2685526 21932405 The MBL maintains laboratories for the scientific study and investigation of a wide range of biological study from biomedical to ecological research. MBL Resident Scientists are based full-time in Woods Hole and conduct funded research in areas of science that are relevant to the MBL's mission of fundamental biological discovery. Areas of focus include new discoveries emerging from the study of new research organisms, encompassing studies in cell biology, regenerative biology, neuroscience, sensory physiology, and comparative evolution and genomics; the study of microbiomes and microbial diversity and ecology in a variety of ocean, organismal, and terrestrial habitats; innovation in imaging and computation, illuminating cellular function and previously unknown biology; and adaptation and resilience of environmental systems and organisms in the face of global change. 7784749 1903634 9804057 The MBL offers a wide range of scientific courses (from high school to post-doctoral level), workshops, conferences, and internships throughout the year. Central to the MBL's identity are its advanced, discovery-based courses for graduate students, postdoctoral fellows, and faculty. In these courses students learn from internationally renowned scientists and are immersed in the laboratory, learning cutting-edge techniques while investigating contemporary research problems. Each year, MBL advanced courses attract more than 500 graduate students and postdoctoral researchers from more than 300 institutions and over 30 countries. Course directors and faculty are leaders in their fields, drawn from leading universities and research institutions around the world. 1887711 0 753330 Visiting (Whitman) Research: The MBL hosts hundreds of researchers, postdocs, and graduate students from around the world to participate in scientific discovery courses, research, lectures, and field studies. As a convener of biology, the MBL is well known for fostering a highly collaborative environment, with scientists and students engaged in intensive research in a collegial and informal atmosphere. Whitman Center Scientists are provided with infrastructure and an informal, interactive scientific community that allows them to launch into research almost immediately upon their arrival. Advice and equipment are available from other researchers or from colleagues in the education program. Free from academic duties at their home institutions, some veteran Whitman Center Scientists report they do more hands-on research in three months at the MBL than they do during the rest of the year at their home institutions. 0 0 0 40267597 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 1 1 0 0 1 1 1 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 1 194 0 1 385 1 0 0 0 0 0 0 0 0 0 0 0 0 X 25 22 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 0 0 AK AL AR CA CO CT FL GA HI IL KS KY MA MD ME MI MN MS NC ND NH NJ NM NV NY OH OK OR PA RI SC TN UT VA WA WI WV X Mary S Harrington 5082897239 7 MBL Street Woods Hole MA 02543 Robert J Zimmer Chair of the Board of Trustees 1.00 40 X X 0 3405394 408547 Juan J de Pablo Trustee 2 40 X 0 922389 103855 Paul Alivisatos Trustee 1 40 X 0 547237 230554 Nipam Patel Director of the MBL 40 0 X 367564 0 54224 Lori Berko Secretary of the MBL Corporation 2 40 X 0 361186 36925 Paul E Speer Chief Operating Officer 40 0 X 295811 0 48481 Linda Hyman Director of Education 40 0 X 278941 0 39513 David B Mark Welch Director, Division of Research (to 10/31/21) 40 0 X 216378 0 68150 Mary S Harrington Treasurer & Director of Finance 40 0 X 214307 0 39444 Sebastien Laye Chief Advancement Officer 40 0 X 0 210758 38848 Joshua Rosenthal Senior Scientist 40 0 X 198073 0 36444 Jennifer Morgan Director of the Eugene Bell Center 40 0 X 209332 0 18722 Scott Koerner Director of Information Technology 40 0 X 176654 0 44551 Mitchell L Sogin Distinguished Scientist 40 0 X 177832 0 42498 Marie Russell Director, Facilities and Services 40 0 X 201152 0 12872 Peter D Barbey Trustee 1 0 X 0 0 0 David B Fithian Trustee 1 0 X 0 0 0 Margaret J Fofonoff Trustee 1 0 X 0 0 0 James Galloway Trustee 1 0 X 0 0 0 David Greene Trustee 1 0 X 0 0 0 Avram Hershko Trustee 1 0 X 0 0 0 David Hibbitt Trustee 1 0 X 0 0 0 William I Huyett Trustee 1 0 X 0 0 0 Constance T Keller Trustee 1 0 X 0 0 0 Christopher Kennedy Trustee 1 0 X 0 0 0 Ethan Lerner Trustee 1 0 X 0 0 0 William A Linton Trustee 1 0 X 0 0 0 Walter E Massey Trustee 1 0 X 0 0 0 John McCarter Trustee 1 0 X 0 0 0 Ronald P O'Hanley Trustee 1 0 X 0 0 0 John W Rowe Trustee 1 0 X 0 0 0 William T Speck Trustee 1 0 X 0 0 0 Timothy A Springer Trustee 1 0 X 0 0 0 Samme L Thompson Trustee 1 0 X 0 0 0 Dyann F Wirth Trustee 1 0 X 0 0 0 Patrice O Yarbough Trustee 1 0 X 0 0 0 Saul Pannell Vice Chair of the Board of Trustees 1 0 X X 0 0 0 2336044 5446964 1223628 40 0 1 0 Sodexo Inc and Affiliates PO Box 360170 Pittsburgh PA 15251 Food service 1380225 The University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 Research subaward 252222 Regents of the Univ of California 2601 Warring Street Berkeley CA 94720 Research subaward 213700 Sandstorm Design Inc 4422 N Ravenswood Ave Number 50 Chicago IL 60640 Website design services 177075 Regents of the University of Minnesota 100 Church Street SE Minneapolis MN 554550213 Research subaward 173678 16 0 0 0 13906615 15980755 17669235 137359 47556605 Tuition 611600 2517987 2517987 0 0 Housing, dining & conferences 721000 2269947 2269947 0 0 Specimen & research services 541700 615646 615646 0 0 Rental Income 532000 652502 0 0 652502 210826 210826 0 0 6266908 1016314 0 0 1016314 0 0 0 0 0 0 0 0 0 0 7569883 38158 2739260 68304 4830623 -30146 4800477 0 0 4800477 0 143886 143886 0 0 143886 59784190 5758292 0 6469293 2602886 2602886 1146631 1146631 960269 960269 0 0 1414231 571997 766905 75329 0 0 0 0 17636898 15276171 1874918 485809 1710478 1427887 229165 53426 3827891 3195479 512850 119562 1443162 1204735 193351 45076 0 0 0 0 66328 0 66328 0 107125 0 107125 0 120000 0 0 120000 0 0 0 0 0 0 1593233 1247643 249650 95940 0 0 0 0 0 0 0 0 214220 149667 52024 12529 0 0 0 0 2115752 1406778 682352 26622 626385 604463 14306 7616 0 0 0 0 0 0 0 0 787417 570564 208710 8143 0 0 0 0 4330714 3355635 938464 36615 1506395 874685 477495 154215 Supplies 2585571 2432730 145078 7763 Subcontracts 1903736 1903736 0 0 Equipment & equip maintenance 898674 565262 187915 145497 Serials 413453 276238 132062 5153 1033153 494141 379906 159106 49044602 40267597 7218604 1558401 2571335 2603125 0 7632143 11226011 890257 1233474 0 0 0 0 230250 230250 104800 94087 814284 939919 200323231 99305386 101392336 101017845 15398185 18405353 111068394 98315734 0 0 0 0 3978061 3512738 244080045 237578536 4396972 4384654 0 0 6638159 8030349 23808281 22871397 0 0 0 0 0 0 0 0 4579110 2148837 39422522 37435237 X 90260866 91460295 114396657 108683004 204657523 200143299 244080045 237578536 X 10739588 -15858873 0 0 0 605061 X 0 1 X 1 1 1 X 37315367 39567143 35027047 37169993 47556604 196636154 0 0 0 0 0 0 0 0 0 0 0 0 37315367 39567143 35027047 37169993 47556604 196636154 0 196636154 811730 1074778 781462 702416 1016314 4386700 0 0 0 0 0 0 167320 407546 601008 173785 143886 1493545 202516399 33948370 0.97096 0.94829 X Schedule A, Part II, Line 10 Other income shows miscellaneous activity. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 120100 120100 0 Schedule C, Part II-B, Line 1 The MBL employs a lobbyist to contact various people/agencies to advocate for funding beneficial to the MBL. 0 0 0 0 X X X 0 110363398 866932 -9636592 4678623 0 0 96915115 83248252 1533546 30175118 4593518 0 0 110363398 83193942 2375450 2096520 4417660 0 0 83248252 83102761 398596 5331976 4443586 1195805 0 83193942 80129471 1117418 6286898 4431026 0 0 83102761 0.0987 0.5924 0.3089 0 1 1 0 52931085 52931085 0 109656449 70909066 38747383 0 0 0 0 0 36691813 28396320 8295493 0 1043884 0 1043884 101017845 University of Chicago Total Return Investment Pool 96915115 F University of Chicago - Gift Annuity Fund 1400619 F 98315734 0 Interest rate swap 1899293 Annuities and trusts payable 59489 Other liabilities 190055 2148837 X 43927838 -15858874 0 0 2522 -15856352 59784190 0 0 0 59784190 48442062 0 0 0 -602540 -602540 49044602 0 0 0 49044602 Schedule D, Part III, Line 4 Rare books, journals and prints are located and used in the MBL Library for research and preservation. Schedule D, Part V, Line 4 The endowment funds were established to support a variety of purposes, including research, scholarships, the MBL Library, and plant. Schedule D, Part X, Line 2 The Laboratory is a tax-exempt organization as described in Section 501(c)(3) of the Internal Revenue Code, as amended (the Code), and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The Laboratory is required to assess uncertain tax positions and has determined that there were no such positions that are material to the financial statements. Management believes that the Laboratory's income tax returns for years ended prior to 2018 are no longer subject to examination by tax authorities in its major tax jurisdiction. Schedule D, Part XI, Line 2d Other non-operating revenue of $2,522. Schedule D, Part XII, Line 2d Decrease in value of interest rate swap agreement, $-2,282,380; increase in annuities value, $1,217,541; increase in post-retirement health care asset value, $462,299. 1 Europe (including Iceland and Greenland) 0 0 Program Services Grants and scholarships 334982 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Grants and scholarships 204373 South America 0 0 Program Services Scholarship assistance 179380 South Asia 0 0 Program Services Scholarship assistance 116802 East Asia and the Pacific 0 0 Program Services Grants and scholarships 80876 Sub-Saharan Africa 0 0 Program Services Scholarship assistance 55496 Central America and the Caribbean 0 0 Program Services Scholarship assistance 14061 Middle East and North Africa 0 0 Program Services Scholarship assistance 8476 Russia and the newly independent States 0 0 Program Services Scholarship assistance 5800 0 0 1000246 North America (including Canada and Mexico, but not the United States) Research 82640 EFT 1 0 Scholarships and grants Europe (including Iceland and Greenland) 58 334982 EFT 0 Scholarship South America 40 179380 EFT 0 Scholarships and grants North America (including Canada and Mexico, but not the United States) 18 121733 EFT 0 Scholarship South Asia 29 116802 EFT 0 Scholarships and grant East Asia and the Pacific 19 80876 EFT 0 Scholarship Sub-Saharan Africa 13 55496 EFT 0 Scholarship Central America and the Caribbean 4 14061 EFT 0 Scholarship Middle East and North Africa 3 8476 EFT 0 Scholarship Russia and the newly independent States 2 5800 EFT 0 0 0 0 0 0 0 Schedule F, Part I, Line 2 For sub awards to institutions outside the United States, a budget, including the budget for the sub award, is prepared by the Office of Sponsored Programs (OSP) and forwarded to the prime funding agency for approval. When approval is received, an agreement between the MBL and the sub awardee is prepared. The agreement is required to include a budget, justification and description of work to be completed. Additional information such as an annual audit report may be requested as applicable. This agreement must be approved and signed by a signatory official of the sub awardee. Additional reporting is required of all foreign sub awards including itemized invoices with detailed justification of charges to verify their appropriateness and reasonableness and prepared on a basis comparable to Generally Accepted Accounting Principles (GAAP) of the United States of America. Invoices are reviewed by OSP and then forwarded to the MBL Principal Investigator (PI) for review, approval, and certification that they have been monitoring the progress of the project each time an invoice is approved. Approved invoices are forwarded to MBL Financial Services for processing. MBL may also require progress reports the same as stipulated by the prime agreement and the MBL PI. 1 University of Chicago 6054 S Drexel Ave Suite 300 Chicago IL 60637 362177139 501(c)(3) 301805 Research Woods Hole Oceanographic Institute 221 Oyster Pond Rd Woods Hole MA 02543 042105850 501(c)(3) 273181 Research Yale University PO Box 1873 New Have New Haven CT 06508 060646973 501(c)(3) 146068 Research University of Minnesota 1300 S 2nd St Suite 206 Minneapolis MN 55454 416007513 Government 124771 Research Regents of the Univerisity of California 3055 Treat Blvd 3 Concord CA 94518 943067788 501(c)(3) 122540 Research Clifford A Goudey & Associates 21 Marlboro St Newburyport MA 01950 007485171 Other 116085 Research University of South Carolina 901 Summer St Columbia SC 29208 570937350 501(c)(3) 115113 Research University of Texas Austin 110 Inner Campus Dr Main Rm 13 Austin TX 78712 746000203 501(c)(3) 98840 Research University of New Hampshire 51 College Rd Durham NH 03824 026000937 501(c)(3) 97656 Research Nature Conservancy 4245 North Fairfax Drive Arlington VA 22203 530242652 501(c)(3) 84968 Research The Regents of the University of California 120 Theory Suite 200 Ivine CA 92697 943067788 501(c)(3) 81003 Research Regents Univ of California-Berkeley 2195 Hearst Ave RM130 MC1103 Berkeley CA 94720 946002123 501(c)(3) 74974 Research University of Connecticut 438 Whitney Road Ext Unit 1133 Storrs CT 06269 060772160 Government 74840 Research University of Massachusetts Amherst 405 Goodell Blvd140 Hicks Way Amherst MA 01003 043167352 Government 74430 Research Michigan State University 426 Auditorium Rd Room 2 East Lansing MI 48824 386005984 501(c)(3) 73875 Research University of Michigan 1015 LSA Ann Arbor MI 48109 386006309 501(c)(3) 69647 Research Regents of the University of CA UofC Berkeley 1 University Hall Berkeley CA 94720 943067788 501(c)(3) 62408 Research William Marsh Rice University PO Box 1892 Houston TX 77251 741109620 501(c)(3) 61666 Research University of California at San Diego 9500 Gilman Dr Dept 0505 La Jolla CA 92093 943067788 501(c)(3) 61623 Research Clark University 950 Main St Worcester MA 01610 042111203 501(c)(3) 60509 Research University of Vermont and State Agricultural College 85 S Prospect St Waterman 237 Burlington VT 05405 030179440 501(c)(3) 59128 Research Villanova University 800 Lancaster Ave Villanova PA 19085 520939453 501(c)(3) 57565 Research University of Massachusetts Boston 100 Morrissey Blvd Boston MA 02125 043167352 Government 56783 Research Regents of the Univ of California Santa Barbara SAASB Building Room 1212 Santa Barbara CA 93106 956006145 501(c)(3) 39444 Research University of Illinois 28395 Network Place Chicago IL 60673 376000511 501(c)(3) 39369 Research Towson University 8000 York Rd Towson MD 21252 520939453 501(c)(3) 35046 Research Woodwell Climate Research Center Inc 149 Woods Hole Rd Falmouth MA 02540 043005094 501(c)(3) 32549 Research Arizona State University PO Box 876011 Tempe AZ 85287 860196696 501(c)(3) 27002 Research Massachusetts Audobon Society 208s Great Rd Lincoln MA 01773 042104702 501(c)(3) 27000 Research Boston University Grants Receivable PO Box 28763 New York NY 10087 042103547 501(c)(3) 24293 Research Utah State University 400 Old Main Hill Logan UT 84322 876000052 501(c)(3) 22039 Research CoastalOceanVision Inc 10 Edgerton Drive Suite 2 North Falmouth MA 02556 474941142 Other 6666 Research 27 2 Scholarships 142 764367 Award values are the amount of tuition and housing waived. Research Awards 19 448582 Award values are the amount of lab space and housing waived. Schedule I, Part I, Line 2 The Grants Accountant, Controller, and Director of Finance oversee all grant, contract, or cooperative agreement awards compliance. This includes establishing a new job center for each award, reconciling allowable expenses to the sponsor's requirements, accounting of all costs on active awards, ensuring grant contract or cooperative agreement expenses do not exceed the award revenues, completing all billing to government and private agencies, and completing a financial close-out of all finished awards assuring proper reporting to federal and non-federal agencies. X X 0 0 0 0 0 0 0 0 0 Nipam Patel Director of the MBL 367564 0 0 0 0 0 25481 0 28742 0 421787 0 0 0 Paul E Speer Chief Operating Officer 295811 0 0 0 0 0 25037 0 23444 0 344292 0 0 0 Linda Hyman Director of Education 278941 0 0 0 0 0 25142 0 14371 0 318454 0 0 0 David B Mark Welch Director, Division of Research (to 10/31/21) 216378 0 0 0 0 0 25037 0 43113 0 284528 0 0 0 Mary S Harrington Treasurer & Director of Finance 214307 0 0 0 0 0 16000 0 23444 0 253751 0 0 0 Joshua Rosenthal Senior Scientist 198073 0 0 0 0 0 13000 0 23444 0 234517 0 0 0 Jennifer Morgan Director of the Eugene Bell Center 209332 0 0 0 0 0 7000 0 11722 0 228054 0 0 0 Scott Koerner Director of Information Technology 176654 0 0 0 0 0 9385 0 35166 0 221205 0 0 0 Mitchell L Sogin Distinguished Scientist 177832 0 0 0 0 0 19054 0 23444 0 220330 0 0 0 Marie Russell Director, Facilities and Services 201152 0 0 0 0 0 1150 0 11722 0 214024 0 0 0 Robert J Zimmer Chair of the Board of Trustees 0 1427443 0 1752310 0 225641 0 385988 0 22559 0 3813941 0 0 Juan J de Pablo Trustee 0 612328 0 193840 0 116221 0 23200 0 80655 0 1026244 0 0 Paul Alivisatos Trustee 0 397347 0 0 0 149890 0 223600 0 6954 0 777791 0 0 Lori Berko Secretary of the MBL Corporation 0 307395 0 52500 0 1291 0 23200 0 13725 0 398111 0 0 Sebastien Laye Chief Advancement Officer 0 210758 0 0 0 0 0 17393 0 21455 0 249606 0 0 A Massachusetts Development Finance Agency 043431814 57583RFL4 2006-04-26 34000000 Renovation of facilities and refinancing 0 0 0 A 11015000 0 34629135 0 134301 0 0 0 0 19644135 14985000 0 2008 0 1 1 1 A 0 1 1 0 0 0.0347 0.0013 0.0360 1 0 1 A 0 0 1 0 1 1 Morgan Stanley 30.3 1 0 1 Trans America 1.5 1 0 0 A 1 X 30000 Appraised value X 15 298355 Market value X 1 4225 Market Value X Equipment 5 103495 Market value X Supplies 2 6355 Market value 0 0 1 1 Schedule M, Part I, Line 32b Stock donations are received in the MBL's Morgan Stanley account and sold as soon as possible by Morgan Stanley. Form 990, Part VI, Section A, Line 6 On July 1, 2013 the Laboratory entered into an affiliation agreement with the University of Chicago (the University) located in Chicago, Illinois. Under this affiliation the University became the sole member of the Laboratory. The University of Chicago as sole member has the right to exercise all powers to approve or disapprove of certain fundamental decisions concerning the Corporation. Form 990, Part VI, Section A, Line 7a The University as sole member has the power to appoint and remove members of the Board of Trustees. Form 990, Part VI, Section A, Line 7b The University of Chicago as sole member has the power to take certain actions with respect to the MBL after prior consultation with the MBL's Board of Trustees, and the power to approve or disapprove certain actions taken by the MBL. Form 990, Part VI, Section B, Line 11b Prior to filing the Form 990, members of the Executive Committee and Audit Committee of the Laboratory's Board of Trustees were given an opportunity to review portions of the Form 990 relevant to the areas of oversight of those Committees, allowing them to review the form, provide comments, and ask any questions. Subsequent to the Committee's review, the form is made available to the full Board of Trustees for review prior to filing. Form 990, Part VI, Section B, Line 12c All trustees, officers, senior faculty, senior administrators, and other employees of the Laboratory are subject to conflict of interest policies that among other things, define material financial disclosure of information and specify procedures to be followed in managing these conflicts. The Laboratory's conflict of interest (COI) policies for trustees and officers requires disclosure whenever a trustee or a related party engages in an activity that could be considered a conflict of interest. Trustees are reminded that questions regarding the COI policy may be raised informally and confidentially at any time with the Chair of the Board of Trustees, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. All trustees must annually disclose actual and potential conflicts of interest by completing a confidential COI Disclosure Statement and Acknowledgement, and these disclosures must be updated as new information becomes available that could affect the trustee's stated interests. The MBL's Director of Finance, in consultation with the Nominating and Governance Committee and senior MBL and University of Chicago administration, will compile the disclosures into a confidential database. The Chair of the Board of Trustees will also review all disclosed potential conflicts of interest before making Board committee assignments. Regardless of these efforts, Trustees must be alert to any and all potential conflicts. To the extent a potential conflict has not been addressed, it should be brought to the immediate attention of the Chair of the Board, the Chair of the Nominating and Governance Committee, or the University of Chicago's General Counsel. The Trustee should also abstain from participating in or voting on the matter. Actions in this regard will be reflected in any official meeting minutes. The Laboratory requires that employees (MBL staff members) complete a COI statement annually. The statement is reviewed by the Director of Human Resources and the Director of the Division of Research. If it is believed there may be a conflict of interest on any of the statements, it is brought to the attention of the MBL Compliance Committee for resolution. Any MBL staff member who is or will be involved in an MBL business transaction in which a potential for conflict of interest may exist is required to report such potential conflict to the Chief Operating Officer. The MBL shall take action to ensure that the transaction, if it is to proceed, is on fair and reasonable terms and in the best interest of the Laboratory. Someone other than the individual with the conflict must initiate the resolutions for action and make the necessary decisions and control the transaction(s). The individual with the conflict must recuse themselves from the decision-making process. Form 990, Part VI, Section C, Line 19 The Conflict of Interest policy is available on MBL's website. Audited financial statements and Form 990 are available upon request to organization. In addition, audited financial statements, Form 990, and governing documents are available on public websites and the Commonwealth of Massachusetts' website. Form 990, Part XI, Line 9 Adjustments for non-operating activities: decrease in interest rate swap agreement of $2,282,380; deduction for the change in value of annuities of $1,217,541; decrease in post-retirement health care asset value of $462,299; and non-operating gain on insurance proceeds of $2,522. UNIVERSITY OF CHICAGO 5801 S ELLIS AVENUE CHICAGO IL 60637 362177139 EDUCATION & RESEARCH IL 501 (C) (3) N/A 0 ARCH DEVELOPMENT CORPORATION 5555 S WOODLAWN AVENUE CHICAGO IL 60637 363485244 TECH TRANSFER IL 501 (C) (3) 12 UNIV OF CHICAGO 0 ASIAN HEALTH COALITION 180 W WASHINGTON ST SUITE 1000 CHICAGO IL 60602 311607193 HEALTHCARE ACCESSIBILITY IL 501 (C) (3) 10 UNIV OF CHICAGO 0 CHAPIN HALL CENTER FOR CHILDREN 1313 E 60th Street CHICAGO IL 60637 362167012 POLICY RESEARCH CENTER IL 501 (C) (3) 7 N/A 0 CHICAGO HOME FOR THE INCURABLES 5801 S ELLIS AVENUE CHICAGO IL 60637 362169138 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 CHICAGO TUMOR INSTITUTE 5801 S ELLIS AVENUE CHICAGO IL 60637 237136019 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 COURT THEATRE FUND 5535 S ELLIS AVENUE CHICAGO IL 60637 363203660 SUPP THE ARTS IL 501 (C) (3) 12 UNIV OF CHICAGO 0 FERMI RESEARCH ALLIANCE LLC PO BOX 500 BATAVIA IL 60510 571239010 MANAGE LAB IL 501 (C) (3) 7 N/A 0 HYMEN MILGROM SUPPORTING ORGANIZATION 33 N LASALLE ST SUITE 2131 CHICAGO IL 60602 466789522 SUPP EDUCATION RESEARCH VA 501 (C) (3) 15 N/A 0 LAKE PARK ASSOCIATES 5801 S ELLIS AVENUE CHICAGO IL 60637 366111317 PROPERTY HOLDING IL 501 (C) (2) UNIV OF CHICAGO 0 NATIONAL OPINION RESEARCH CENTER 55 E MONROE AVENUE CHICAGO IL 60603 362167808 SO SCI SURVEYS IL 501 (C) (3) 7 N/A 0 THE JOHN CRERAR FOUNDATION 5730 S ELLIS AVENUE CHICAGO IL 60637 363155157 SUPPORT THE LIBRARY IL 501 (C) (3) 15 N/A 0 THE QUADRANGLE CLUB 5801 S ELLIS AVENUE CHICAGO IL 60637 361655190 SOCIAL CLUB IL 501 (C) (7) UNIV OF CHICAGO 0 UCHICAGO RESEARCH INTERNATIONAL LTD 5801 S ELLIS AVENUE CHICAGO IL 60637 262741573 RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UCHICAGO RESEARCH BANGLADESH LTD HSE 388 ROAD 24 NEW DOH DHAKA BG RESEARCH BG UCHGO RSCH INTL 0 UNIV OF CHGO BOOTH SCHL OF BUSINESS One Bartholomew Close Barts Square LONDON UK EC1A 7BL EDUCATION UK UNIV OF CHICAGO 0 UNIV OF CHGO BOOTH SCHL OF BUSINESS 101PENANG RD 238466 SINGAPORE SN EDUCATION SN UNIV OF CHICAGO 0 UNIV OF CHGO FOUNDATION IN HONG KONG LTD RM100 FAR EAST CTR CO WM FAN and Co HONG KONG HK FUNDRAISING HK UNIV OF CHICAGO 0 UNIV OF CHICAGO CHARTER SCHOOL CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 364225812 EDUCATION IL 501 (C) (3) 2 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CANCER RESEARCH FUND 5801 S ELLIS AVENUE CHICAGO IL 60637 366056201 SUPP RESEARCH IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CENTER IN PARIS 6 RUE THOMAS MANN 75013 PARIS FR EDUCATION FR UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO CLOISTERS CLUB 1212 E 59TH STREET CHICAGO IL 60637 SOCIAL CLUB IL UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO MEDICAL CTR 5841 S MARYLAND AVENUE CHICAGO IL 60637 363488183 HOSPITAL IL 501 (C) (3) 3 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP 5801 S ELLIS AVENUE CHICAGO IL 60637 366108743 PROPERTY HOLDING IL 501 (C) (2) UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363999692 MEDICAL TRUST IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO SELF INSURANCE TRUST 5801 S ELLIS AVENUE CHICAGO IL 60637 363020034 MALPRACTICE TRUST IL 501 (C) (3) 12 UNIV OF CHICAGO 0 UNIVERSITY OF CHICAGO TRUST (INDIA) L-9 East Wing Raheja Towers Mg Road BANGALORE IN 560001 FUNDRAISING IN UNIV OF CHICAGO 0 UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC 208 South LaSalle Street CHICAGO IL 60604 363181170 PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICES IL 501 (C) (3) 13 UNIV OF CHICAGO MEDICAL CENTER 0 UChicago (Beijing) Consulting Co LTD Unit 1-10 Culture Place Remmin University Beijing CH Consulting CH University of Chicago C UChicago Center in India Private Limited Unit 5-10 Grd Fl DLF Capital Point Baba Khara Singh Marg New Delhi IN Consulting IN University of Chicago C SC Curriculum Inc 70 West Madison Street Chicago IL 60602 Science curriculum IL University of Chicago C Phoenix Overlay Fund Ltd 401 N Michigan Ave Chicago IL 60611 Investing CJ University of Chicago C 0 0 1 0 0 0 0 0 0 0 0 0 1 0 1 0 1 0 1 UNIVERSITY OF CHICAGO c 13906615 The amounts received by MBL represents $12,300,000 for operational support and $1,606,615 for specific programmatic activities. UNIVERSITY OF CHICAGO m 0 The University performs fundraising services by including MBL within online solicitations and some major donor solicitations. UNIVERSITY OF CHICAGO o 0 MBL's dedicated Chief Advancement Officer is funded by the University of Chicago. UNIVERSITY OF CHICAGO q 0 The University of Chicago holds courses and conducts occasional research at the MBL and reimburses MBL at standard rates for meeting room and laboratory rentals, housing and dining services, and research service purchases. Schedule R, Part II The University of Chicago, a 501(c)(3) organization, is the direct controlling organization of the Marine Biological Laboratory. For purposes of completeness, the following information is provided: The related organizations listed below are disregarded entities of the University of Chicago: UChicago Argonne LLC -68-0628477, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Manage Lab Legal Domicile: Illinois University of Chicago Foundation Ltd - 98-0525557, 5th FL Alder Castle, 10 Noble, London, United Kingdom Primary Activity: Fundraising Legal Domicile: United Kingdom Theory and Computing Sciences Building Trust - 51-6596577 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Research Building Legal Domicile: Illinois UChicago Trading - 30-0517735, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Investing Legal Domicile: Illinois Maroon Investments LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Holding Company Legal Domicile: Delaware UChicago Impact LLC - 61-1682394, 1307 E. 60th Street, Chicago, IL 60637 Primary Activity: Education Legal Domicile: Illinois Harper Court Holdings, LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Holding Company Legal Domicile: Illinois LPA Management LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Property Management Legal Domicile: Illinois 6014 Cottage Grove LPA Holdings LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Property Holding Company Legal Domicile: Illinois Center for Research in Securities Prices LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Securities Research and Data Legal Domicile: Illinois Harper Court Holdings 2, LLC - 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Holding Company Legal Domicile: Illinois For purposes of completeness, please note the following: The entities listed below are disregarded entities of The University of Chicago Medical Center: UCMC Community Physicians LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 38-3865637 Primary Activity: Physician Services Legal Domicile: Illinois University of Chicago Medicine Care Network LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 47-4222269 Primary Activity: Healthcare Legal Domicile: Illinois UCM Global LLC, 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 32-0579811 Primary Activity: International Medical Consulting Legal Domicile: Illinois Also note: The University of Chicago Medical Center is a less than 50% member in a joint venture with UCMC/SCH Oncology JV LLC, a tax exempt entity, 1850 Silver Cross Blvd, New Lenox, IL 60451, EIN: 32-2436795 And The University of Chicago Medicine Care Network, LLC, a disregarded entity of the University of Chicago Medical Center, is the sole member of the following related entities: UCM Care Network Medical Group Inc. 5841 S. Maryland Ave., Chicago, IL 60637 EIN: 47-4221241 Primary Activity: Healthcare Legal Domicile: Illinois University of Chicago Medicine Care Network Affiliated Physicians LLC, 5841 S. Maryland, Chicago, IL 60637, EIN: 47-4233918 Primary Activity: Healthcare Legal Domicile: Illinois The following entity is a disregarded entity of UChicago Research International, a related entity: UChicago Research Bangladesh LLC, 5801 S. Ellis Avenue, Chicago, IL 60637 Primary Activity: Support Research Legal Domicile: Illinois