2025-05-13T09:53:15+00:00 2024-06-30 135565207 KPMG LLP 345 Park Avenue New York NY 101540102 990 2023-07-01 060761704 University of New Haven UNIV 2039327000 300 Boston Post Road West Haven CT 06516 GEORGE S SYNODI VP FOR FINANCE 2025-05-13 true true Toby Kerslake P01875806 2127589700 2025-05-08 2023 2025-03-06 01:10:19Z JENS FREDERIKSEN 300 Boston Post Road West Haven CT 06516 415938580 false X WWW.NEWHAVEN.EDU X 1920 CT UNIVERSITY OF NEW HAVEN IS A STUDENT-CENTERED COMPREHENSIVE UNIVERSITY WITH AN EMPHASIS ON EXCELLENCE IN LIBERAL ARTS & PROFESSIONAL EDUCATION. 25 25 2995 306 0 0 17602127 17797986 326263227 356085320 725443 2566921 3088024 3267344 347678821 379717571 127431084 138911686 0 108718386 118235911 0 3942241 106847330 116871691 342996800 374019288 4682021 5698283 439142781 455075922 183212538 181787996 255930243 273287926 The University of New Haven is a student-centered comprehensive university with an emphasis on excellence in liberal arts and professional education. Our mission is to prepare our students to lead purposeful and fulfilling lives in a global society by providing the highest-quality education through experiential, collaborative, and discovery-based learning. false false 266464451 119399729 265574870 UNIVERSITY PROGRAM: THE UNIVERSITY OF NEW HAVEN IS A PRIVATE UNIVERSITY, FOUNDED IN 1920, WITH AN 82 ACRE MAIN CAMPUS AND SATELLITE CAMPUSES IN ORANGE, CT; PRATO, ITALY; AND ALBUQUERQUE, NM. THE UNIVERSITY HAS AN UNDERGRADUATE ENROLLMENT OF 4,865 STUDENTS WITH 53 PERCENT RESIDING IN UNIVERSITY HOUSING. THE UNIVERSITY OFFERS 164 UNDERGRADUATE DEGREES AND CONCENTRATIONS THROUGH ITS FIVE COLLEGES, IN INNOVATIVE FIELDS SUCH AS SPORTS MANAGEMENT, NUTRITION & DIETETICS, FORENSIC SCIENCE, MUSIC AND SOUND RECORDING, ENGINEERING, COMPUTER SCIENCE, FIRE SCIENCE AND CRIMINAL JUSTICE. THE UNIVERSITY ALSO OFFERS ITS STUDENTS A STUDY ABROAD PROGRAM THROUGH A VARIETY OF UNIQUE OFFERINGS. 71371518 19511957 93671863 GRADUATE SCHOOL: THE GRADUATE SCHOOL HAS AN ENROLLMENT OF 4,965 STUDENTS AND OFFERS 169 GRADUATE DEGREES AND CONCENTRATIONS. THE GRADUATE SCHOOL HELPS STUDENTS ACHIEVE A MORE MEANINGFUL CAREER, THE BENEFITS OF LIFELONG LEARNING AND A SENSE OF RESPONSIBILITY AS A CITIZEN OF THE WORLD. 337835969 true true false true false false false false true true false false false true true false true true true true false true false true false false false true true true false false false false false false false false false false true false false false false true true true false false true X 9515 0 true 2995 true false true IT false false false true true false false false false false false X 25 25 false false false false false false false true true false false true true true true true true true true false X X GEORGE S SYNODI 2039327273 300 BOSTON POST ROAD WEST HAVEN CT 06516 ALICE G GAO BOARD OF GOVERNORS (START 7/1/2023) 1.0 0.0 X 0 0 0 ALLEN LOVE BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 ANIL SHAH BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 ANTHONY SCILLIA BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 CAROLYN BREHM BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 CHARLES POMPEA CHAIR 1.0 0.0 X 0 0 0 DAVID J PETERSON BOARD OF GOVERNORS 2.0 0.0 X 0 0 0 DENNIS R MCGOUGH BOARD OF GOVERNORS (END 5/31/2024) 1.0 0.0 X 0 0 0 DOLORES ENNICO BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 JOHN Y KOTZIAGKIAOURDIS BOARD OF GOVERNORS (START 10/31/2023) 1.0 0.0 X 0 0 0 JOSEPHINE MORAN BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 K ONI CHUKWU BOARD OF GOVERNORS (END 10/17/2023) 1.0 0.0 X 0 0 0 KENNETH BIERMACHER BOARD OF GOVERNORS 1.0 1.0 X 0 0 0 KEVIN MYATT BOARD OF GOVERNORS (END 6/14/2024) 1.0 0.0 X 0 0 0 KRISTINA PALAZZO BOARD OF GOVERNORS (START 7/1/2023) 1.0 0.0 X 0 0 0 LAWRENCE P FLANAGAN BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 MICHAEL AMBROSE VICE CHAIR 2.0 0.0 X 0 0 0 MICHAEL QUIELLO BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 PHILIP BARTELS BOARD OF GOVERNORS 1.0 1.0 X 0 0 0 RANDAL THOMPSON BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 RAPHAEL CRAWFORD BOARD OF GOVERNORS (END 6/14/2024) 1.0 0.0 X 0 0 0 ROBERT M LEE BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 ROGER COOPER BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 ROSA GATTI BOARD OF GOVERNORS 1.0 1.0 X 0 0 0 ROWENA TRACK BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 SAMUEL BERGAMI BOARD OF GOVERNORS 1.0 1.0 X 0 0 0 SHELLEY STEWART BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 STEPHEN TAGLIATELA BOARD OF GOVERNORS 1.0 0.0 X 0 0 0 WILKINSON GERMAIN BOARD OF GOVERNORS (START 7/1/2023) 1.0 0.0 X 0 0 0 BRIAN OTIS VP INSTITUTIONAL ADV 35.0 0.0 X 332255 0 108086 GEORGE S SYNODI VP FINANCE 34.0 1.0 X 444962 0 42809 GREGORY EICHHORN VP ENROLLMENT 35.0 0.0 X 326095 0 109926 JENS FREDERIKSEN PhD PRESIDENT (START 3/1/2024) 35.0 0.0 X 0 0 0 NANCY SAVAGE PROVOST INTERIM 35.0 0.0 X 248432 0 93005 SHEAHON ZENGER INTERIM PRESIDENT (END 6/30/2024) 35.0 0.0 X 597016 0 95907 STEVEN H KAPLAN CHANCELLOR 35.0 0.0 X 859895 0 203800 BRIAN KENCH DEAN 35.0 0.0 X 298206 0 108374 DANIEL MABREY INTL PROGRAM MANAGER 35.0 0.0 X 399994 0 21023 ELIZABETH FRANCIS-CONNOLLY DEAN 35.0 0.0 X 260431 0 35556 MARIO T GABOURY DEAN 35.0 0.0 X 285701 0 108385 RONALD HARICHANDRAN DEAN 35.0 0.0 X 312264 0 45256 DANIEL J MAY PROFESSOR (Former VP Academic Affairs) 35.0 0.0 X 101159 0 7943 JEAN HUSTED Former VP & CHIEF OF STAFF (END 6/15/2023) 0.0 0.0 X 171771 0 15584 4638181 0 995654 230 true true false SODEXO INC PO BOX 360170 PITTSBURGH PA 15251 FOOD SERVICE 16800944 CONSIGLI CONSTRUCTION CO INC 72 SUMNER ST MILFORD MA 01757 CONSTRUCTION 7723125 MILESTONE CONSTRUCTION SERVICES INC 64 THOMPSON STREET EAST HAVEN CT 06513 CONSTRUCTION 5951295 PAT MUNGER CONSTRUCTION CO INC 750 EAST MAIN STREET STE 1 BRANFORD CT 06405 CONSTRUCTION 4837275 DIVERSIFIED BUILDING SERVICES 101 N PLAINS INDUSTRIAL RD WALLINGFORD CT 06492 MAINTENANCE 3434168 52 49380 7544747 10203859 2598488 17797986 TUITION 611600 309042682 309042682 RESIDENCE FEES 721310 31585181 31585181 DINING FEES 722320 15011660 15011660 COMMISSIONS 611710 445797 445797 0 0 0 0 356085320 3099671 3099671 70668 70668 105549 105549 0 105549 105549 35567707 2556 36173681 -605974 2556 -603418 -603418 47710 49380 47328 382 382 GRANT IDC 900099 1076130 1076130 Auxiliary Other 900099 790965 790965 Athletic REVENUE 900099 346142 346142 948176 948176 0 0 3161413 379717571 359246733 0 2672852 120602731 120602731 18308955 18308955 3856476 517778 1973914 1364784 91703477 79375040 11360104 968333 6421807 5299777 959735 162295 9861927 8000544 1640644 220739 6392224 5465857 814434 111933 100078 100078 1379060 1274251 104809 167237 154527 12710 65000 65000 270374 157264 113110 6694967 4527066 1852416 315485 2002891 1358908 636882 7101 5963184 5109810 657359 196015 5336589 1704162 3628958 3469 4591892 4157454 429940 4498 2934221 2693746 213401 27074 358520 246789 41686 70045 4408085 4065779 337902 4404 12999037 11954071 1032015 12951 8546763 7154357 1392406 FOOD SERVICE 16078015 15915208 50858 111949 OTHER SERVICE AGREEMENT 13668618 9947355 3385985 335278 REPAIR AND MAINTENANCE 10345277 9738147 600809 6321 LEASE AND RENTAL 6586150 6032913 543215 10022 14375733 13908402 457786 9545 374019288 337835969 32241078 3942241 287523 480016 16887155 5791702 6503790 7946015 968053 479149 0 0 0 0 50769 127737 1094278 1394240 512488392 222790394 278781229 289697998 103028617 117495680 8403355 8495711 3207024 2469869 19930988 20697805 439142781 455075922 28681021 24623464 674640 591043 11019872 11599948 111450133 106592298 0 0 8250000 6750000 8000000 23136872 23631243 183212538 181787996 X 184801605 197101304 71128638 76186622 255930243 273287926 439142781 455075922 X 5698283 12925808 -1266408 X false true X true true true X 14697034 26087058 32957297 17602127 17797986 109141502 0 0 14697034 26087058 32957297 17602127 17797986 109141502 7686093 101455409 3122723 2287434 2991403 3133519 3275888 14810967 0 15245 35290 55525 68214 47710 221984 124174453 1554566129 0.8170 0.7299 X Schedule A, Part II, Line 10 Other Income DESCRIPTION - FUNDRAISING EVENT GROSS INCOME, COLUMN A - 15245.0, COLUMN B - 35290.0, COLUMN C - 55525.0, COLUMN D - 68214.0, COLUMN E - 47710.0, COLUMN F - 221984.0; RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false false false false true 65000 false false 65000 false Schedule C, Part II-B, Line 1 DETAILED DESCRIPTION OF THE LOBBYING ACTIVITY The University of New Haven engages in lobbying activities through the services of 'The Normandy Group 'Rome, Smith, and Kowalski Inc.' 'The Normandy Group 'Rome, Smith, and Kowalski Inc' collaborate with the University to advance its federal and state legislative priorities and to secure funding through various Fiscal Year 24 appropriation bills. IN ADDITION, THE UNIVERSITY PAYS DUES TO VARIOUS PROFESSIONAL ORGANIZATIONS. AN IMMATERIAL AMOUNT OF THESE DUES ARE ATTRIBUTED TO LOBBYING EXPENSES. 87499861 1432991 11781797 1127529 1859694 97727426 82143956 823803 7374650 1214826 1627722 87499861 90951631 4766655 -10687059 1197230 1690041 82143956 66919161 7550172 18707868 800155 1425415 90951631 66419712 1008670 1446474 710130 1245565 66919161 0.4261 0.3727 0.2012 false false 16107716 16107716 366802946 123757420 243045526 10707880 7442490 3265390 83247825 72349958 10897867 35622025 19240526 16381499 289697998 OPERATING LEASE LIABILITIES 21585166 POSTRETIREMENT HEALTHCARE OBLIGATION 2046077 23631243 X 254633788 12925808 -137786546 -124860738 379494526 270373 -47328 223045 379717571 235203948 366719 366719 234837229 270373 138911686 139182059 374019288 Schedule D, Part V, Line 4 Intended uses of endowment funds THE UNIVERSITY'S ENDOWMENT CONSISTS OF 270 INDIVIDUAL FUNDS. THROUGH THE ENDOWMENTS INVESTMENT POLICY, FUNDS ARE AVAILABLE FOR SCHOLARSHIPS, PROFESSORSHIPS, EQUIPMENT, RESEARCH AND PROFESSIONAL DEVELOPMENT. Schedule D, Part X, Line 2 FIN 48 (ASC 740) footnote THE University WAS GRANTED AN EXEMPT STATUS UNDER THE INTERNAL REVENUE CODE (IRC) SECTION 501(A), AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3). UNDER IRC SECTION 501(A) THE UNIVERSITY IS GENERALLY EXEMPT FROM INCOME TAXES. THE UNIVERSITY BELIEVES IT HAS NO SIGNIFICANT UNCERTAIN TAX POSITIONS. Schedule D, Part XI, Line 2(d) Other revenues in audited financial statements not in form 990 FINANCIAL AID - -XXX-XX-XXXX ADJUSTMENT FOR NON-CONSOLIDATED SUB (REV) - 2391548 Prior year gift adjustment - -1360353 Unrealized gains on investments held in trust by others - 93945 Schedule D, Part XI, Line 4(b) Other revenues in form 990 not in audited financial statements FUNDRAISING EXPENSES - -47328 Schedule D, Part XII, Line 2(d) Other expenses in audited financial statements not in form 990 Fundraising expenses - 47328 ADJUSTMENT FOR NON-CONSOLIDATED SUB (EXP) - 319391 Schedule D, Part XII, Line 4(b) Other expenses in form 990 not in audited financial statements FINANCIAL AID - XXX-XX-XXXX true true true true true true true false false false false false false false true false true Schedule E, Part I, Line 3 RACIALLY NONDISCRIMINATORY POLICY THE UNIVERSITY OF NEW HAVEN REFERENCES ITS NON-DISCRIMINATION POLICY IN ITS PUBLICATIONS INCLUDING COURSE CATALOGS, JOB APPLICATIONS, AND STUDENT APPLICATIONS AS WELL AS ON THE UNIVERSITY'S WEBSITE. Schedule E, Part I, Line 6(a) FINANCIAL AID OR ASSISTANCE FROM A GOVERNMENT THE UNIVERSITY OF NEW HAVEN RECEIVES FINANCIAL AID FUNDS FOR DISBURSEMENT TO STUDENTS. FEDERAL FUNDS INCLUDE SEOG, PELL, PERKINS AND FEDERAL WORK STUDY. STATE FUNDS INCLUDE THE ROBERTA WILLIS SCHOLARSHIP PROGRAM. THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT WHICH ARE AVAILABLE FROM FEDERAL AND STATE FUNDS, PRIVATE SPONSORS, AND FROM UNIVERSITY RESOURCES. 94% OF THE UNIVERSITY'S FULL-TIME STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. NEED-BASED AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. SOME FUNDS ARE AVAILABLE ON A MERIT BASIS FOR STUDENTS WHO HAVE EXCEPTIONAL ACADEMIC RECORDS OR ATHLETIC ABILITY. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS AND BE IN GOOD ACADEMIC STANDING IN ORDER TO BE ELIGIBLE TO RECEIVE FINANCIAL AID. GRADUATE STUDENTS MUST SUCCESSFULLY COMPLETE ALL CREDITS FOR WHICH FINANCIAL AID HAS BEEN AWARDED, AS INDICATED ON THE STUDENT'S INDIVIDUAL FINANCIAL AID AWARD LETTER. true Europe (Including Iceland and Greenland) 1 23 Program Services INSTRUCTION 1949651 East Asia and the Pacific 0 0 Program Services STUDY ABROAD 119222 Europe (Including Iceland and Greenland) 0 0 Program Services STUDY ABROAD 328290 South Asia 0 0 Program Services STUDY ABROAD 19773 East Asia and the Pacific 0 0 Program Services RECRUITMENT 1211144 Europe (Including Iceland and Greenland) 0 0 Program Services RECRUITMENT 56316 Middle East and North Africa 0 0 Program Services RECRUITMENT 21000 North America (Canada & Mexico only) 0 0 Program Services RECRUITMENT 1111 South Asia 0 0 Program Services RECRUITMENT 4910616 Sub-Saharan Africa 0 0 Program Services RECRUITMENT 2394 Central America and the Caribbean 0 0 Grantmaking 1075469 East Asia and the Pacific 0 0 Grantmaking 441886 Europe (Including Iceland and Greenland) 0 0 Grantmaking 1463090 Middle East and North Africa 0 0 Grantmaking 409136 North America (Canada & Mexico only) 0 0 Grantmaking 293088 Russia and Neighboring States 0 0 Grantmaking 344327 South America 0 0 Grantmaking 714109 South Asia 0 0 Grantmaking 11996553 Sub-Saharan Africa 0 0 Grantmaking 1571297 1 23 0 0 1 23 12646513 14281959 26928472 UNH INSTITUTIONAL AID Central America and the Caribbean 48 1075469 ACCT CREDIT FMV UNH INSTITUTIONAL AID East Asia and the Pacific 27 441886 ACCT CREDIT FMV UNH INSTITUTIONAL AID Europe (Including Iceland and Greenland) 76 1463090 ACCT CREDIT FMV UNH INSTITUTIONAL AID Middle East and North Africa 52 409136 ACCT CREDIT FMV UNH INSTITUTIONAL AID North America (Canada & Mexico only) 14 293088 ACCT CREDIT FMV UNH INSTITUTIONAL AID Russia and Neighboring States 21 344327 ACCT CREDIT FMV UNH INSTITUTIONAL AID South America 33 714109 ACCT CREDIT FMV UNH INSTITUTIONAL AID South Asia 3056 11996553 ACCT CREDIT FMV UNH INSTITUTIONAL AID Sub-Saharan Africa 244 1571297 ACCT CREDIT FMV false false false false false true Schedule F, Part I, Line 2 Procedures for monitoring use of grant funds THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM MADE UP OF ONLY INSTITUTIONAL AID, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT. 99% OF THE UNIVERSITY'S UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. INSTITUTIONAL FINANCIAL AID CAN CONSIST OF MERIT OR NEED BASED GRANTS OR SCHOLARSHIPS. FEDERAL AND STATE FINANCIAL AID IS AWARDED BASED UPON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. FEDERAL AND STATE FINANCIAL AID AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. HOWEVER, CITIZENSHIP IS NOT REQUIRED TO RECEIVE INSTITUTIONAL MERIT OR ATHLETIC SCHOLARSHIPS. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS TO RECEIVE FEDERAL AND/OR STATE FUNDING. FEDERAL, STATE, PRIVATE GRANT FUNDS, AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS. Schedule F, Part I, Line 3 Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN-Accrual; EAST ASIA AND THE PACIFIC-Accrual; EUROPE (INCLUDING ICELAND AND GREENLAND)-Accrual; MIDDLE EAST AND NORTH AFRICA-Accrual; NORTH AMERICA (CANADA & MEXICO ONLY)-Accrual; RUSSIA AND NEIGHBORING STATES-Accrual; SOUTH AMERICA-Accrual; SOUTH ASIA-Accrual; SUB-SAHARAN AFRICA-Accrual Schedule F, Part III Method used to account for expenditures on org's financial statements CENTRAL AMERICA AND THE CARIBBEAN -Accrual EAST ASIA AND THE PACIFIC -Accrual EUROPE (INCLUDING ICELAND AND GREENLAND) -Accrual MIDDLE EAST AND NORTH AFRICA -Accrual NORTH AMERICA (CANADA & MEXICO ONLY) -Accrual RUSSIA AND NEIGHBORING STATES -Accrual SOUTH AMERICA -Accrual SOUTH ASIA -Accrual SUB-SAHARAN AFRICA -Accrual GOLF TOURNAMENT 97090 49380 47710 36895 436 9997 0 0 97090 49380 47710 36895 436 9997 47328 382 true FEDERAL 383 711911 PRIVATE 277 1031050 STATE 676 1482732 INSTITUTIONAL AID 5580 117377038 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. THE UNIVERSITY OF NEW HAVEN IS COMMITTED TO ASSISTING STUDENTS IN FINANCING THEIR EDUCATION. THE UNIVERSITY OFFERS A COMPREHENSIVE FINANCIAL AID PROGRAM MADE UP OF ONLY INSTITUTIONAL AID, WITH THE STUDENTS RECEIVING ASSISTANCE IN THE FORM OF GRANTS, SCHOLARSHIPS, STUDENT LOANS, AND PART-TIME EMPLOYMENT. 99% OF THE UNIVERSITY'S UNDERGRADUATE STUDENTS RECEIVE SOME FORM OF FINANCIAL ASSISTANCE. INSTITUTIONAL FINANCIAL AID CAN CONSIST OF MERIT OR NEED BASED GRANTS OR SCHOLARSHIPS. FEDERAL AND STATE FINANCIAL AID IS AWARDED BASED UPON AN INDIVIDUAL'S DEMONSTRATION OF NEED AFTER CAREFUL CONSIDERATION OF THE APPLICATION FOR ASSISTANCE. IN CALCULATING NEED, THE FINANCIAL AID OFFICE ATTEMPTS TO CONSIDER ALL ASPECTS OF A STUDENT'S FINANCIAL CIRCUMSTANCES. FEDERAL AND STATE FINANCIAL AID AWARDS ARE ONLY AVAILABLE TO U.S. CITIZENS OR ELIGIBLE NON-CITIZENS. HOWEVER, CITIZENSHIP IS NOT REQUIRED TO RECEIVE INSTITUTIONAL MERIT OR ATHLETIC SCHOLARSHIPS. STUDENTS MUST BE MAKING SATISFACTORY ACADEMIC PROGRESS TO RECEIVE FEDERAL AND/OR STATE FUNDING. FEDERAL, STATE, PRIVATE GRANT FUNDS, AND INSTITUTIONAL AID FUNDS ARE NORMALLY APPLIED AS CREDITS TO STUDENT ACCOUNTS. X X true true X X X X true true false false false false false true false DANIEL J MAY PROFESSOR (Former VP Academic Affairs) 99645 0 0 0 1514 0 7943 0 0 0 109102 0 0 0 JEAN HUSTED Former VP & CHIEF OF STAFF (END 6/15/2023) 87799 0 0 0 83972 0 15417 0 167 0 187355 0 0 0 STEVEN H KAPLAN CHANCELLOR 618807 0 100000 0 141088 0 155903 0 47897 0 1063695 0 0 0 SHEAHON ZENGER INTERIM PRESIDENT (END 6/30/2024) 456579 0 100000 0 40437 0 43000 0 52907 0 692923 0 0 0 GEORGE S SYNODI VP FINANCE 367925 0 71889 0 5148 0 22500 0 20309 0 487771 0 0 0 BRIAN OTIS VP INSTITUTIONAL ADV 299169 0 31465 0 1621 0 50233 0 57853 0 440341 0 0 0 GREGORY EICHHORN VP ENROLLMENT 292291 0 30835 0 2969 0 50228 0 59698 0 436021 0 0 0 NANCY SAVAGE PROVOST INTERIM 237903 0 10000 0 529 0 45096 0 47909 0 341437 0 0 0 DANIEL MABREY INTL PROGRAM MANAGER 233555 0 0 0 166439 0 21020 0 3 0 421017 0 0 0 BRIAN KENCH DEAN 297240 0 0 0 966 0 50284 0 58090 0 406580 0 0 0 MARIO T GABOURY DEAN 274891 0 0 0 10810 0 49092 0 59293 0 394086 0 0 0 RONALD HARICHANDRAN DEAN 309492 0 0 0 2772 0 44256 0 1000 0 357520 0 0 0 ELIZABETH FRANCIS-CONNOLLY DEAN 258226 0 0 0 2205 0 23600 0 11956 0 295987 0 0 0 Schedule J, Part I, Line 1a Tax indemnification and gross-up payments THE AMOUNT REPORTED IN COLUMN (B)(III) FOR CHANCELLOR STEVEN H KAPLAN INCLUDES A GROSS UP PAYMENT OF $12,443. Schedule J, Part I, Line 1a Housing allowance or residence for personal use CERTAIN EMPLOYEES, WHO PERFORM THEIR DUTIES OVERSEAS, RECEIVED ADDITIONAL COMPENSATION RELATED TO: HOUSING, TRANSPORTATION, TRAVEL, AND OTHER RELATED EXPENSES BECAUSE OF THEIR FOREIGN DEPLOYMENT. THESE EXPENSES ARE FUNDED BY AN INTERNATIONAL SERVICE CONTRACT WITH THE UNIVERSITY. THE ADDITIONAL COMPENSATION ITEMS ARE CODIFIED WITHIN EACH EMPLOYEE'S EMPLOYMENT CONTRACT AND ARE INCLUDED IN THE EMPLOYEE'S SCHEDULE J, PART II, COLUMN (B)(III). Schedule J, Part I, Line 4a Severance or change-of-control payment NAME: Husted, Jean DURING THE YEAR, a severance payout totaling $82,792 was provided. Schedule J, Part I, Line 4b Supplemental nonqualified retirement plan NAME: KAPLAN, STEVEN H DURING THE YEAR, TOTAL CONTRIBUTIONS OF $100,000 WERE MADE TO A 457(F) DEFERRED COMPENSATION PLAN. THESE CONTRIBUTIONS ARE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE UNTIL THE DATE OF VESTING (JANUARY 2025 AND JANUARY 2026, RESPECTIVELY). Schedule J, Part I, Line 7 Non-fixed payments CERTAIN INDIVIDUALS RECEIVED DISCRETIONARY NONFIXED BONUS PAYMENTS IN CALENDAR YEAR 2023, AS REPORTED ON SCHEDULE J, PART II, COLUMN (B)(II). Schedule J, Part II, Column (B)(iii) OTHER REPORTABLE COMPENSATION THE $141,088 AMOUNT REPORTED IN COLUMN (B)(III) FOR CHANCELLOR STEVEN H KAPLAN REPRESENTS OTHER REPORTABLE COMPENSATION ITEMS WHICH ARE TAXABLE TO THE CHANCELLOR. THIS INCLUDES $85,000 HOUSING ALLOWANCE, $38,663 LIFE INSURANCE COVERAGE (INCLUDING A GROSSUP OF $12,443), $16,068 FOR GROUP TERM LIFE INSURANCE COVERAGE AND $1,357 VEHICLE USE FRINGE BENEFIT. Schedule J, Part II, Column (C) RETIREMENT AND OTHER DEFERRED COMPENSATION THE AMOUNT REPORTED IN COLUMN (C) FOR CHANCELLOR STEVEN H KAPLAN OF $155,903 REPRESENTS RETIREMENT AND OTHER DEFERRED COMPENSATION ITEMS. CHANCELLOR KAPLAN PARTICIPATED IN A NON-QUALIFIED RETIREMENT PLAN UNDER IRC SECTION 457(F). DURING THE YEAR THE ANNUAL CONTRACTUAL MINIMUM CONTRIBUTION OF $100,000 WAS MADE TO A 457(F) DEFERRED COMPENSATION PLAN. RETIREMENT CONTRIBUTIONS OF $22,500 FOR THE 457(B) PLAN AND $33,403 FOR THE 403(B)PLAN WERE ALSO MADE. Schedule J, Part II, Column (D) EMPLOYEE CONTRIBUTED FUNDS THE AMOUNT REPORTED IN COLUMN (D) FOR CHANCELLOR STEVEN H KAPLAN OF $47,897 CONSIST OF EMPLOYEE CONTRIBUTED FUNDS OF $18,465 FOR MEDICAL INSURANCE, UNIVERSITY CONTRIBUTED FUNDS OF $28,759 FOR MEDICAL INSURANCE, $208 IN De MINIMiS FRINGE BENEFIT AND $464 FOR REIMBURSED TRAVEL. A CHEFA 2018 SERIES K1 060806186 20774Y4T1 2018-05-01 97611168 See Part VI false false false B CHEFA 2019 SERIES K3 060806186 20774Y6K8 2018-11-28 26904071 See Part VI false false false A 10150000 97611168 1004718 96606450 2015 true false true true B 1330000 26904071 531301 26372770 2021 false false true true A false true false false 0.0031 0.0031 false false true B false true false false 0.0 false false true A false false false true false false false false true B false false false true false false false false true A true B true Schedule K, Part II, Line 11 OTHER SPENT PROCEEDS ISSUER NAME: CHEFA 2018 SERIES K1 OF THE SPENT PROCEEDS, $96,098,090 WAS USED TO REFUND BONDS ISSUED 8/11/2010,10/11/2013 AND 11/22/2013. OF THE SPENT PROCEEDS, $508,360 WAS A QUALIFIED HEDGE TERMINATION PAYMENT. ISSUER NAME: CHEFA 2019 SERIES K3 BOND PROCEEDS WERE USED TO CONSTRUCT AN ACADEMIC BUILDING. Schedule K, Part III, Line 3a MANAGMENT AND SERVICE CONTRACTS ISSUER NAME: CHEFA 2018 SERIES K1 ALL MANAGEMENT AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. ISSUER NAME: CHEFA 2019 SERIES K3 ALL MANagement AND SERVICE CONTRACTS IN THIS BOND FINANCED SPACE FALL UNDER THE SAFE HARBOR PROVIDED BY REVENUE PROCEDURE 2016-44 AND WILL NOT RESULT IN PRIVATE BUSINESS USE. Schedule K, Part I, Column (f) Description of Purpose ISSUER NAME: CHEFA 2018 SERIES K1 REFINANCE PRIOR DEBT CHEFA SERIES ISSUER NAME: CHEFA 2019 SERIES K3 CONSTRUCT ACADEMIC BUILDING Schedule K, Part IV, Line 2c COLUMN A Issuer name: CHEFA 2018 SERIES K1 The calculation for computing no rebate due was performed on 05/01/2023 Schedule K, Part IV, Line 2c COLUMN B Issuer name: CHEFA 2019 SERIES K3 The calculation for computing no rebate due was performed on 11/28/2023 X 3 2598488 Market value false true false Schedule M, Part I NUMBER OF CONTRIBUTIONS THE AMOUNT IN COLUMN B INDICATES THE NUMBER OF UNIQUE INDIVIDUAL CONTRIBUTIONS. Form 990, Part VI, Line 1a Delegate broad authority to a committee The bylaws provide for an executive committee that is delegated broad authority to act on behalf of the governing body in between board meetings. However, the Executive Committee shall not have the authority to make any of the following decisions: (i) the sale of the University's real estate that is being used for educational purposes; (ii) the hiring or firing of the President; and (iii) the various matters prohibited by the Act, at C.G.S. section 33-1101(e) (for example: the amending or repealing of the Bylaws, or the adoption of new Bylaws; the election of Board Members; or, the approval of a proposal to dissolve the University). The Executive Committee shall be comprised of the following Board Members: (i) the Board Chair and the Board Vice Chair; (ii) the Chair of each Standing Committee; and (iii) a maximum of two additional Board Members, as may be selected by the Board Chair. The President shall attend each Executive Committee Meeting (except its Executive Sessions); and he/she shall fully participate therein, but shall not have a vote nor shall be counted as part of the quorum. Form 990, Part VI, Line 11b Review of form 990 by governing body A COMPLETED COPY OF THE FORM 990 WAS MADE AVAILABLE TO ALL BOARD MEMBERS VIA A SECURE WEB PORTAL FOR REVIEW, COMMENT AND QUESTIONS PRIOR TO SUBMISSION TO THE INTERNAL REVENUE SERVICE. Form 990, Part VI, Line 12c Conflict of interest policy THE CONFLICT OF INTEREST POLICY WAS CREATED TO COMPLY WITH THE CONNECTICUT REVISED NON-STOCK CORPORATION ACT AND WHICH MEETS THE REQUIREMENTS OF THE INTERNAL REVENUE SERVICE. THE POLICY IDENTIFIES WHAT CONSTITUTES A CONFLICT OF INTEREST FOR A BOARD MEMBER AND WHAT IS REQUIRED OF A BOARD MEMBER IF A CONFLICT WERE TO ARISE. THE UNDERLYING PRINCIPLES OF THE POLICY ARE AIMED AT ENSURING THAT A FULL AND TIMELY DISCLOSURE IS MADE BY A BOARD MEMBER REGARDING ANY CONFLICT OF INTEREST THAT MAY OCCUR. BOARD MEMBERS WITH CONFLICTS ARE NOT TO BE INVOLVED IN ANY BOARD DELIBERATIONS OR VOTE ON THE MATTER. IN ADDITION, IF THE TRANSACTION IS TO BE APPROVED AT THE UNIVERSITY STAFF LEVEL, THEN, THE BOARD MEMBER SHALL HAVE NO INVOLVEMENT IN THE STAFF DECISION-MAKING PROCESS. THE PROCEDURES REGARDING THE IMPLEMENTATION OF THE CONFLICTS POLICY CONTAIN THREE STEPS: (I) THE REQUIRED SUBMISSION BY EACH BOARD MEMBER OF THE ANNUAL CONFIRMATION FORM WHICH IS SIGNED AND RETURNED BY EACH BOARD MEMBER TO THE ASSOCIATE VICE PRESIDENT FOR FINANCE FOR HIS/HER REVIEW; (II) ANY CONFLICTS WOULD THEN BE REPORTED TO THE BOARD; AND (III) THE BOARD CHAIR WOULD RESOLVE, AS MAY BE NECESSARY, ANY SUCH CONFLICTS. THE SCOPE OF THIS POLICY COVERS CURRENT BOARD MEMBERS, AND IS REVIEWED AND MONITORED WITH THE SUBMISSION OF THE ANNUAL CONFIRMATION FORM VIA THE MULTI-STEP PROCESS DESCRIBED IN THIS NARRATIVE. Form 990, Part VI, Line 15a Process to establish compensation of top management official THERE ARE TWO SEQUENTIAL STEPS TAKEN EACH FISCAL YEAR AT THE UNIVERSITY OF NEW HAVEN WITH REGARD TO THE DECISIONS MADE BY THE BOARD OF GOVERNORS IN CONNECTION WITH THE COMPENSATION AWARDED TO THE SENIOR MANAGEMENT OFFICIALS AT THE UNIVERSITY. THE SENIOR OFFICERS CONSIST OF: (I) THE PRESIDENT; (II) THE PROVOST; AND (III) THE VICE PRESIDENTS. THE FIRST STEP INVOLVES A SPECIAL COMMITTEE OF THE BOARD OF GOVERNORS, THE COMPENSATION COMMITTEE (THE "COMMITTEE"), WHICH IS COMPRISED OF FIVE MEMBERS: (I) THE BOARD CHAIR AND VICE CHAIR; AND (II) THREE OTHER BOARD MEMBERS (INCLUDING ONE BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY). THE MEMBERS OF THE COMMITTEE ARE SELECTED BY THE BOARD CHAIR; AND THE COMMITTEE HAS BEEN AUTHORIZED BY THE BOARD TO ACT IN ITS SPECIAL CAPACITY. THE MEMBERS OF THE COMMITTEE ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH". WITH REGARD TO THE UNIVERSITY'S 7/1/23-6/30/24 FISCAL YEAR, THE COMMITTEE CONDUCTED AN IN-DEPTH REVIEW, AND DISCUSSION, OF FOUR RELEVANT MATTERS. THIS REVIEW TOOK PLACE ON AUGUST 15TH, 2024. FIRST, IT REVIEWED THE VARIOUS ELEMENTS OF THE COMPENSATION FOR EACH SENIOR OFFICER, INCLUDING BASE SALARY, BONUS INCENTIVES, STANDARD ERISA-QUALIFIED HEALTH AND RETIREMENT PLANS, TAXABLE ALLOWANCES, AND OTHER BENEFITS. SECOND, THE COMMITTEE REVIEWED APPROPRIATE COMPENSATION COMPARABILITY DATA BASED ON THE GEOGRAPHIC LOCATION, ACADEMIC PROGRAMS OFFERED AND THE FINANCIAL RESOURCES OF OTHER RELEVANT UNIVERSITIES. THIRD, THE REASONABLENESS OF THIS COMPENSATION DATA WAS SUBSTANTIATED WITH BENCHMARKING EACH SENIOR OFFICER'S POSITION WITH MARKET NORMS. FOURTH, AND FINALLY, THE LEVELS OF RESPONSIBILITY AND OVERALL QUALIFICATIONS OF EACH OF THE SENIOR OFFICERS RELATIVE TO MARKET COMPARABLE POSITIONS, AND ALSO EACH SENIOR OFFICER'S JOB PERFORMANCE, WERE ALSO REVIEWED. (AS IS PRUDENT, THE COMMITTEE'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY THE COMMITTEE MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY.) THE SECOND AND FINAL STEP IN THE COMPENSATION ANNUAL REVIEW AND APPROVAL PROCESS COMMENCED WITH THE COMMITTEE'S PRESENTATION OF ITS ANNUAL REPORT AND RECOMMENDATIONS AT A MEETING OF THE BOARD OF GOVERNORS ON OCTOBER 4, 2024 WITH REGARD TO: (I) THE DATA THAT THE COMMITTEE REVIEWED; AND (II) ITS COMPENSATION RECOMMENDATIONS TO THE BOARD. (IN THIS CONTEXT, ALL MEMBERS OF THE BOARD ARE INDEPENDENT PERSONS WITH NO CONFLICTS OF INTEREST, AND WHO ARE THUS ABLE TO CONDUCT THE COMPENSATION REVIEW AT "ARMS' LENGTH.") THE BOARD THEN DISCUSSED THE DATA GATHERED FROM THE COMMITTEE AND ALSO THE COMMITTEE'S RECOMMENDATIONS. THEREUPON, A RESOLUTION WAS ADOPTED BY A MAJORITY OF THE BOARD IN ITS RATIFICATION / APPROVAL OF THE PARTICULAR COMPENSATION AMOUNTS TO BE AWARDED TO EACH OF THE SENIOR OFFICERS. (AS IS PRUDENT, THE BOARD'S DELIBERATIONS AND DECISIONS WERE DOCUMENTED BY CONTEMPORANEOUSLY-PREPARED MINUTES BY A BOARD MEMBER WHO IS A PRACTICING CONNECTICUT ATTORNEY). IN ADDITION, COMPENSATION FOR OTHER SENIOR EMPLOYEES IS CALCULATED IN A SIMILAR FASHION AS PROVIDED ABOVE BUT DOES NOT REQUIRE COMMITTEE OR BOARD REVIEW OR APPROVAL. THEREFORE, THE UNIVERSITY OF NEW HAVEN HAS CONCLUDED THAT ITS PROCEDURES FOR DETERMINING THE COMPENSATION OF ITS SENIOR MANAGEMENT OFFICIALS, AND ALL OTHER OFFICERS AND KEY EMPLOYEES OF THE UNIVERSITY, MEET THE REQUIREMENTS OF THE REBUTTABLE PRESUMPTION OF REASONABLENESS. Form 990, Part VI, Line 15b Process to establish compensation of other employees SEE NOTE FOR PART VI, SECTION B, LINE 15A Form 990, Part VI, Line 19 Required documents available to the public THE UNIVERSITY ALLOWS ACCESS TO IMPORTANT DOCUMENTS OF PUBLIC INTEREST THROUGH THE UNIVERSITY'S WEB SITE. THE UNIVERSITY'S TAX RETURN (FORM 990) AND AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE FOR PUBLIC INSPECTION. Form 990, Part VIII, Line 11d Other Miscellaneous Revenue - Total Revenue: 948176, Related or Exempt Function Revenue: 948176, Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: ; Form 990, Part XI, Line 9 Other changes in net assets or fund balances Unrealized gains on investments held in trust by others - 93945; Prior year gift adjustment - -1360353; HENRY C LEE INST OF FORENSIC SCIENCE 300 BOSTON POST ROAD WEST HAVEN CT 06516 061629144 EDUCATION CT 501(c)(3) Type II UNH true UNIVERSITY OF NEW HAVEN DENTAL CENT 300 BOSTON POST ROAD WEST HAVEN CT 06516 061629143 INACTIVE CORP CT 501(c)(3) Type I UNH true CHARITABLE REMAINDER TRUST (1) 300 BOSTON POST ROAD WEST HAVEN CT 06516 CHARITABLE TRUST CT NA Trust true false false false false false false false false false false false false false true true false false false false HENRY C LEE INSTITUTE OF FORENSIC SCIENCE N 405746 FMV HENRY C LEE INSTITUTE OF FORENSIC SCIENCE O 207017 FMV