2023-05-12T18:41:14-05:00 2022-06-30 910189318 MOSS ADAMS LLP 4747 EXECUTIVE DR SUITE 1300 SAN DIEGO CA 92121 990 2021-07-01 952544535 UNIVERSITY OF SAN DIEGO UNIV 6192604600 5998 ALCALA PARK SAN DIEGO CA 921102492 KATHRYN ROIG VICE PRESIDENT FOR FINANCE & CFO 6192605998 2023-05-09 1 KATHRYN ROIG 999009999 PATRICIA J MAYER P00188643 8586271400 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z KATHRYN ROIG 5998 ALCALA PARK SAN DIEGO CA 921102492 1153662108 0 X WWW.SANDIEGO.EDU X 1949 CA POST SECONDARY EDUCATION 35 33 5124 3235 1400258 0 41619067 63764458 422853922 451185779 42794593 59708631 2441376 11391177 509708958 586050045 157938016 165923775 0 0 221558647 234895636 0 0 10947770 83510678 119261775 463007341 520081186 46701617 65968859 1729508375 1759669989 317922636 373758845 1411585739 1385911144 THE UNIVERSITY OF SAN DIEGO IS A ROMAN CATHOLIC INSTITUTION COMMITTED TO ADVANCING ACADEMIC EXCELLENCE, EXPANDING LIBERAL AND PROFESSIONAL KNOWLEDGE, CREATING A DIVERSE AND INCLUSIVE COMMUNITY, AND PREPARING LEADERS DEDICATED TO ETHICAL CONDUCT AND COMPASSIONATE SERVICE. 0 0 422558471 165923775 460973473 THE UNIVERSITY OF SAN DIEGO IS ENGAGED IN POST-SECONDARY EDUCATION OF APPROXIMATELY 5,702 UNDERGRADUATE STUDENTS AND 2,529 GRADUATE AND PROFESSIONAL STUDENTS, AND 810 LAW STUDENTS; THIS PROGRAM INCLUDES ROOM & BOARD FOR THE STUDENT POPULATION. 422558471 1 1 0 1 0 0 0 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 1 0 1 0 1 0 0 0 0 0 0 0 0 1 883 0 1 5124 1 1 1 1 CJ SP 0 0 0 1 1 0 0 0 0 0 0 X 35 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X OFFICE OF THE CONTROLLER 6192605998 5998 ALCALA PARK HUGHES ADMINISTRAT SAN DIEGO CA 92110 DONALD R KNAUSS CHAIR 1.00 X X 0 0 0 THOMAS F MULVANEY VICE CHAIR 1.00 X X 0 0 0 SANDRA N STANGL TRUSTEE 1.00 X 0 0 0 ROBERT R DEAN TREASURER 1.00 X X 0 0 0 REV RUBEN ARCEO TRUSTEE 1.00 X 0 0 0 JON BALOUSEK TRUSTEE 1.00 X 0 0 0 BERNARD BICKERSTAFF SR TRUSTEE 1.00 X 0 0 0 TOM BREITLING TRUSTEE 1.00 X 0 0 0 KIM BUSCH TRUSTEE 1.00 X 0 0 0 CHRIS CARR TRUSTEE 1.00 X 0 0 0 CURTIS CHAMBERS TRUSTEE 1.00 X 0 0 0 SUE CUNNINGHAM TRUSTEE 1.00 X 0 0 0 LEANDRO A FESTINO TRUSTEE 1.00 X 0 0 0 JOHN D FRAGER TRUSTEE 1.00 X 0 0 0 DAVID F HALE TRUSTEE 1.00 X 0 0 0 LAURIE C KELLEY TRUSTEE 1.00 X 0 0 0 KIMBERLY KORO TRUSTEE 1.00 X 0 0 0 TOM LUPFER TRUSTEE 1.00 X 11790 0 0 JEFFREY WALKER MARTIN TRUSTEE 1.00 X 0 0 0 REV PETER M MCGUINE TRUSTEE 1.00 X 0 0 0 DARRIN MONTALVO TRUSTEE 1.00 X 0 0 0 MARY THERESA MOSER TRUSTEE 1.00 X 0 0 0 VIRGINIA C NELSON TRUSTEE 1.00 X 5000 0 0 MICHAEL A PERSALL TRUSTEE 1.00 X 0 0 0 PAUL M PURCELL TRUSTEE 1.00 X 0 0 0 MATTHEW J RENO TRUSTEE 1.00 X 0 0 0 ALAN SCHULMAN TRUSTEE 1.00 X 0 0 0 PETER SEIDLER TRUSTEE 1.00 X 0 0 0 DARLENE MARCOS SHILEY TRUSTEE 1.00 X 0 0 0 SUSANNE STANFORD TRUSTEE 1.00 X 0 0 0 JAMES T HARRIS III PRESIDENT & TRUSTEE 40.00 X X 795272 0 155248 DR MASSIH TAYEBI TRUSTEE 1.00 X 0 0 0 MARK S BOSCO TRUSTEE 1.00 X 0 0 0 SR CAROLYN OSIEK SECRETARY (THRU 06/22) 1.00 X X 0 0 0 SUSAN H MALLORY TRUSTEE 1.00 X 0 0 0 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECTIVENESS AND ST 40.00 X 339197 0 23294 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY (THRU 07/21) 40.00 X 242771 0 24987 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS (THRU 07/21) 40.00 X 258391 0 15967 CHARLOTTE JOHNSON VICE PRESIDENT, STUDENT AFFAIRS 40.00 X 161643 0 10153 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATIONS & COO 40.00 X 374215 0 40412 GAIL BAKER MCCARTY VICE PRESIDENT AND PROVOST 40.00 X 437855 0 60983 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEMENT 40.00 X 426921 0 37609 KATHRYN ROIG VICE PRESIDENT. FINANCE & CFO 40.00 X 320380 0 35064 MICHAEL LOVETTE COYLER VICE PRESIDENT, MISSION INTEGRATION 40.00 X 185655 0 15686 THERESA BYRD DEAN, COPLEY LIBRARY 40.00 X 200203 0 14539 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 40.00 X 312360 0 24812 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 40.00 X 311038 0 25663 CHELL A ROBERTS DEAN, SHILEY MARCOS SCHOOL OF ENGINEERING AND PROF 40.00 X 464745 0 23189 TIMOTHY KEANE DEAN, KNAUSS SCHOOL OF BUSINESS 40.00 X 347386 0 28742 JOI SPENCER INTERIM DEAN & PROFESSOR, SCHOOL OF LEADERSHIP & E 40.00 X 194086 0 15446 KIMBERLY WHITE SMITH DEAN, SCHOOL OF LEADERSHIP & EDUCATION SCIENCES 40.00 X 360288 0 1000 JANE GEORGES DEAN, SCHOOL OF NURSING 40.00 X 236856 0 15855 ROBERT SHAPIRO DEAN, SCHOOL OF LAW 40.00 X 455218 0 19217 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 40.00 X 319786 0 5428 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 40.00 X 426569 0 40492 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT / EXECUTIVE DIRECTOR OF A 40.00 X 341107 0 57676 STEVEN SMITH FACULTY, SCHOOL OF LAW 40.00 X 320363 0 22051 THOMAS SKINNER GENERAL COUNSEL 40.00 X 338662 0 38615 STEPHEN FERRUOLO FORMER DEAN, SCHOOL OF LAW 40.00 X 315444 0 14576 JAIME ALONSO GOMEZ FORMER DEAN, SCHOOL OF BUSINESS 40.00 X 258004 0 13631 8761205 0 780335 503 1 1 0 LEVEL 10 CONSTRUCTION 12555 HIGH BLUFF DRIVE SUITE 250 SAN DIEGO CA 92130 CONSTRUCTION 22226967 RUDOLPH & SLETTEN INC 7584 METROPOLITAN DRIVE SUITE 100 SAN DIEGO CA 92108 CONSTRUCTION 14995619 CAMBRIDGE ASSOCIATES 125 HIGH STREET BOSTON MA 021102112 INVESTMENT ADVISORS 1070054 GARUDA LABS INC DEPT LA 25476 PASADENA CA 911855476 CONSULTING / STAFFING 1017180 SHOW IMAGING INC 1125 JOSHUA WAY VISTA CA 92081 EVENT MANAGEMENT 969882 25 2120879 23539517 38104062 11387153 63764458 TUITION AND FEES 611310 402811532 402811532 STUDENT RES & BOARD 721310 40693020 40693020 BOOKSTORE 451211 4365992 4333844 32148 PARKING SERVICES 611710 2804338 2804338 STUDENT LOAN INTEREST 611710 510897 510897 451185779 4616691 4616691 704950 575397 129553 129553 129553 528006426 93622705 470843321 95693870 57163105 -2071165 55091940 55091940 475725 2120879 499475 -23750 -23750 JCP EVENTS 611710 3520015 3520015 ATHLETICS & RECREATION 611710 1762415 1762415 SUMMER CONFERENCES 611710 761968 534195 227773 5240976 4003217 1140337 97422 11285374 586050045 460973473 1400258 59911856 165923775 165923775 7708373 4252975 2146851 1308547 181099791 135271947 39996162 5831682 12237663 10360496 1296304 580863 21283271 18614080 2093647 575544 12566538 10638924 1331141 596473 1035011 1035011 434616 434616 137774 137774 2372178 2084988 287190 29466909 18470278 10103778 892853 5112848 4774283 238610 99955 5807034 2602116 2729475 475443 7055998 4233599 2822399 8549628 5936610 2525861 87157 7319804 5572837 1623526 123441 714411 554579 136752 23080 6180994 4811276 1369718 19301826 11649585 7463618 188623 2250645 230509 2020136 INSTITUTIONAL SUPPORT 6782376 6782376 FOOD SERVICES 6470389 6470389 BOOKSTORE/PRINT SHOP 3929721 3929721 ACADEMIC SUPPORT 3699391 3699391 2640222 2476113 164109 520081186 422558471 86574945 10947770 2 2 16628802 21581673 41038948 43104629 38377922 15041027 150000 722000 6574313 32505488 1905952 1874421 1070826 5613926 949738218 238414011 648335384 711324207 602685785 591323684 372740441 336578932 1729508375 1759669989 65862983 69806883 11147855 10181194 150973984 148000158 49560439 123155874 40377375 22614736 317922636 373758845 X 927076277 912451477 484509462 473459667 1411585739 1385911144 1729508375 1759669989 X 65968859 -90962387 -681067 X 0 1 X 1 1 1 X 63444265 48087715 48979317 41619067 63764458 265894822 63444265 48087715 48979317 41619067 63764458 265894822 18428390 247466432 7244815 9377259 8261827 6076287 5321641 36281829 2815 2815 139205 144375 131141 109205 97422 621348 302800814 2223023415 0.81730 0.82380 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER REVENUE - 2017 AMOUNT: $ 139,205. 2018 AMOUNT: $ 144,375. 2019 AMOUNT: $ 131,141. 2020 AMOUNT: $ 109,205. 2021 AMOUNT: $ 97,422. SCHEDULE A, PART II: THE ORGANIZATION IS A SCHOOL AS DESCRIBED UNDER SECTION 170(B)(1)(A)(II) AND IS NOT REQUIRED TO COMPLETE A PUBLIC SUPPORT SCHEDULE. SCHEDULE A, PART II IS COMPLETED TO VERIFY THE SCHOOL CAN QUALIFY UNDER PUBLIC CHARITY SECTION 170(B)(1)(A)(VI) AND QUALIFIES TO USE THE FIRST LISTED SPECIAL RULE FOR SCHEDULE B REPORTING. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 137774 0 0 137774 0 PART II-B, LINE 1: PART IIB, LINE 1J: FACULTY WITH THE UNIVERSITY'S SCHOOL OF LAW IN THE CENTER FOR PUBLIC INTEREST AND CHILDREN'S ADVOCACY INSTITUTE OFFERED THEIR RESEARCH DATA AND LEGAL EXPERTISE IN AN ATTEMPT TO INFLUENCE PENDING LEGISLATION CONCERNING CONSUMERS RIGHTS AND CHILDREN'S HEALTH, SAFETY AND WELFARE. NO ATTEMPT WAS MADE BY THE UNIVERSITY TO INFLUENCE A POLITICAL CAMPAIGN OF ANY OFFICE, NOR WERE ANY POLITICAL CONTRIBUTIONS MADE. TOTAL EXPENDITURES WERE $137,774. 4061789 X X 0 692915587 19612596 -40372740 10347793 9292234 652515416 532239476 8200707 169455131 9819047 7160680 692915587 545566671 8113510 -5590452 8845480 7004773 532239476 529996747 5469006 28115647 8971763 9042966 545566671 503568114 3113526 39671322 9275808 7080407 529996747 0.43000 0.31000 0.26000 0 0 78252988 78252988 790331342 200152785 590178557 77092099 38261226 38830873 4061789 4061789 711324207 ALTERNATIVE ASSET PARTNERSHIPS - REAL ESTATE 9685082 ALTERNATIVE ASSET PARTNERSHIPS - VENTURE CAPITAL 74405277 ALTERNATIVE ASSET PARTNERSHIPS - PRIVATE REAL ASSETS 46875053 WEST COAST CONFERENCE 399614 OTHER ASSETS 2023393 ALTERNATIVE ASSET PARTNERSHIPS - DIVERSIFIERS 12914307 MARKETABLE ALTERNATIVES - QUANT 23266687 MARKETABLE ALTERNATIVES - ABSOLUTE RETURN 41342393 MARKETABLE ALTERNATIVES - LONG/SHORT 12206234 ALTERNATIVE ASSET PARTNERSHIPS - PRIVATE EQUITY 113460892 336578932 BOND INTEREST RATE SWAP 16221010 REFUNDABLE ADVANCES 6393726 22614736 X 327185000 -90962387 -90962387 418147387 167902658 167902658 586050045 352860000 1074872 1074872 351785128 168296058 168296058 520081186 PART III, LINE 4: THE UNIVERSITY'S COLLECTION SEEKS TO STIMULATE INTEREST AND PRIDE AS WELL AS EMPHASIZE THE CULTURAL VALUE OF USD'S FINE ARTS PROGRAMS. PART V, LINE 4: THE UNIVERSITY OF SAN DIEGO ENDOWMENT FUNDS ARE UTILIZED BASED ON DONOR'S INTENT; AS OF JUNE 30, 2022 THE ALLOCATION OF ENDOWMENT FUNDS WAS AS FOLLOWS: ACADEMIC SUPPORT - 27.4%, TUITION FUNDED QUASI - 40.7%, SCHOLARSHIPS - 16.7%, INSTRUCTION - 4.7%, PLANT MAINTENANCE AND OPERATIONS - 1.5%, PUBLIC SERVICE - 4.3% AND OTHER INSTITUTIONAL SUPPORT - 4.7%. PART X, LINE 2: THE INTERNAL REVENUE SERVICE (IRS) HAS RECOGNIZED THE UNIVERSITY AS EXEMPT FROM TAX UNDER THE PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (IRC) AND SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE, EXCEPT TO THE EXTENT OF UNRELATED BUSINESS INCOME UNDER IRC SECTIONS 511 THROUGH 515. UNRELATED BUSINESS INCOME TAX, IF ANY, IS IMMATERIAL. AS OF JUNE 30, 2022 AND 2021, THE UNIVERSITY HAD NO UNCERTAIN TAX POSITIONS REQUIRING ACCRUAL. THE UNIVERSITY MAY BE SUBJECT TO ROUTINE AUDIT BY THE IRS; HOWEVER, THERE ARE CURRENTLY NO AUDITS FOR ANY TAX PERIODS IN PROGRESS. THE UNIVERSITY HAS NO UNRECOGNIZED TAX BENEFITS OR LIABILITIES AS OF JUNE 30, 2022 AND 2021. THE UNIVERSITY FILES AN EXEMPT ORGANIZATION RETURN AND APPLICABLE UNRELATED BUSINESS INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND WITH THE CALIFORNIA FRANCHISE TAX BOARD. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME -575,397. SPECIAL EVENT EXPENSES INCLUDED IN INCOME -499,475. ROUNDED FINANCIAL STATEMENT DIFFERENCE 510. K-1 PASSTHROUGH 681,067. RECLASS INVESTMENT MANAGEMENT FEES 2,372,178. SCHOLARSHIPS INCLUDED IN EXPENSES 165,923,775. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES INCLUDED IN INCOME 575,397. SPECIAL EVENT EXPENSES INCLUDED IN INCOME 499,475. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS INCLUDED IN EXPENSES 165,923,775. RECLASS INVESTMENT MANAGEMENT FEES 2,372,178. ROUNDED FINANCIAL STATEMENT DIFFERENCE 105. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 UNIVERSITY OF SAN DIEGO'S RACIALLY NONDISCRIMINATORY POLICY PUBLISHED IN ALL RECRUITING BROCHURES AND ADVERTISEMENTS AS WELL AS UNDERGRADUATE AND GRADUATE BULLETINS AND CATALOGS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY OF SAN DIEGO RECEIVED AN ESTIMATED $126.3M IN CONTRIBUTIONS FROM FEDERAL AND STATE AGENCIES FOR ASSISTANCE IN PROVIDING POST-SECONDARY EDUCATION. THIS INCLUDES $92.5M IN FEDERAL FAMILY EDUCATION LOANS. CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 57333 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, INVESTMENTS 146324267 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 88745 EUROPE (INCLUDING ICELAND AND GREENLAND) 1 3 PROGRAM SERVICES STUDY ABROAD PROGRAMS 1402778 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 13185 NORTH AMERICA (CANADA AND MEXICO) 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 189013 SOUTH AMERICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 91286 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES STUDY ABROAD PROGRAMS 61416 1 3 0 0 1 3 148228023 0 148228023 1 0 1 1 1 0 PART I, LINE 3: BOOK VALUE IS THE ACCOUNTING METHOD USED TO DETERMINE INVESTMENT VALUES AND ACCRUAL METHOD OF ACCOUNTING IS USED FOR STUDY ABROAD PROGRAMS. PART III ACCOUNTING METHOD: FOUNDERS GALA 2184174 1958809 225365 354553 SPORTS BANQUET 213320 3600 209720 101300 5 199110 158470 40640 43622 2596604 2120879 475725 499475 499475 -23750 1 USD SCHOLARSHIPS 3599 99550444 STUDENT AID - GRADUATE AND LAW 1316 27997409 STUDENT AID - ATHLETICS AND RECREATION 209 8726436 STUDENT AID - PRIVATE 406 2580677 ENDOWED SCHOLARSHIPS 684 10347793 FEDERAL SCHOLARSHIPS AND GRANTS 1109 16721016 PART I, LINE 2: THE UNIVERSITY AWARDS SCHOLARSHIPS TO INDIVIDUAL STUDENTS TO OFFSET THE COST OF TUITION, FEES, AND ROOM AND BOARD. X X X 1 1 X X X X 1 1 0 0 0 0 0 0 0 JAMES T HARRIS III PRESIDENT & TRUSTEE 735603 0 0 0 59669 0 14857 0 140391 0 950520 0 0 0 GAIL BAKER MCCARTY VICE PRESIDENT AND PROVOST 392587 0 0 0 45268 0 47400 0 13583 0 498838 0 0 0 CHELL A ROBERTS DEAN, SHILEY MARCOS SCHOOL OF ENGINE 459861 0 0 0 4884 0 15040 0 8149 0 487934 0 0 0 ROBERT SHAPIRO DEAN, SCHOOL OF LAW 421670 0 0 0 33548 0 17400 0 1817 0 474435 0 0 0 SAM SCHOLL HEAD COACH, MEN'S BASKETBALL 384236 0 0 0 42333 0 17400 0 23092 0 467061 0 0 0 RICHARD VIRGIN VICE PRESIDENT, UNIVERSITY ADVANCEME 366042 0 0 0 60879 0 17400 0 20209 0 464530 0 0 0 KY SNYDER VICE PRESIDENT, UNIVERSITY OPERATION 329846 0 0 0 44369 0 17400 0 23012 0 414627 0 0 0 WILLIAM MCGILLIS ASSOCIATE VICE PRESIDENT / EXECUTIVE 313848 0 0 0 27259 0 34897 0 22779 0 398783 0 0 0 THOMAS SKINNER GENERAL COUNSEL 307554 0 0 0 31108 0 15744 0 22871 0 377277 0 0 0 TIMOTHY KEANE DEAN, KNAUSS SCHOOL OF BUSINESS 316581 0 0 0 30805 0 14820 0 13922 0 376128 0 0 0 ANDREW T ALLEN VICE PRESIDENT, INSTITUTIONAL EFFECT 291894 0 0 0 47303 0 15089 0 8205 0 362491 0 0 0 KIMBERLY WHITE SMITH DEAN, SCHOOL OF LEADERSHIP & EDUCATI 320375 0 0 0 39913 0 0 0 1000 0 361288 0 0 0 KATHRYN ROIG VICE PRESIDENT. FINANCE & CFO 309823 0 0 0 10557 0 15100 0 19964 0 355444 0 0 0 STEVEN SMITH FACULTY, SCHOOL OF LAW 300312 0 0 0 20051 0 13543 0 8508 0 342414 0 0 0 PATRICIA MARQUEZ DEAN, KROC SCHOOL OF PEACE STUDIES 264022 0 0 0 48338 0 13529 0 11283 0 337172 0 0 0 NOELLE NORTON DEAN, COLLEGE OF ARTS AND SCIENCES 294513 0 0 0 16525 0 14022 0 11641 0 336701 0 0 0 STEPHEN FERRUOLO FORMER DEAN, SCHOOL OF LAW 307005 0 0 0 8439 0 13582 0 994 0 330020 0 0 0 SALLY BROSZ HARDIN FORMER DEAN, SCHOOL OF NURSING 101633 0 0 0 218153 0 4683 0 745 0 325214 0 0 0 CARMEN M VAZQUEZ VICE PRESIDENT, STUDENT AFFAIRS (THR 223628 0 0 0 34763 0 14271 0 1696 0 274358 0 0 0 JAIME ALONSO GOMEZ FORMER DEAN, SCHOOL OF BUSINESS 211406 0 0 0 46598 0 8483 0 5148 0 271635 0 0 0 REV MSGR DANIEL J DILLABOUGH VICE PRESIDENT, MISSION AND MINISTRY 191701 0 0 0 51070 0 10910 0 14077 0 267758 0 0 0 JANE GEORGES DEAN, SCHOOL OF NURSING 205664 0 0 0 31192 0 10308 0 5547 0 252711 0 0 0 THERESA BYRD DEAN, COPLEY LIBRARY 153959 0 0 0 46244 0 9120 0 5419 0 214742 0 0 0 JOI SPENCER INTERIM DEAN & PROFESSOR, SCHOOL OF 194086 0 0 0 0 0 8533 0 6913 0 209532 0 0 0 MICHAEL LOVETTE COYLER VICE PRESIDENT, MISSION INTEGRATION 172133 0 0 0 13522 0 8511 0 7175 0 201341 0 0 0 CHARLOTTE JOHNSON VICE PRESIDENT, STUDENT AFFAIRS 149610 0 0 0 12033 0 9000 0 1153 0 171796 0 0 0 PART I, LINE 1A SCHEDULE J, PART I, LINE 1A: TRAVEL FOR COMPANIONS - THE UNIVERSITY PROVIDES FOR THE PRESIDENT'S SPOUSE TO TRAVEL WITH HIM WHEN HER PRESENCE IS REQUIRED FOR UNIVERSITY BUSINESS PURPOSES. NO PART OF THIS BENEFIT IS TREATED AS TAXABLE COMPENSATION. SCHEDULE J, PART I, LINE 1A: HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE - THE PRESIDENT IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VICE PRESIDENT FOR MISSION AND MINISTRY IS PROVIDED ON CAMPUS HOUSING AND IT IS RECORDED AS A NON-TAXABLE BENEFIT. THE VALUE OF THESE BENEFITS ARE REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PRESIDENT HARRIS OCCUPIED THE RESIDENCE FOR ALL OF FISCAL YEAR 2022. SCHEDULE J, PART I, LINE 1A: PERSONAL SERVICES - THE PRESIDENT WAS PROVIDED HOUSEKEEPING AND FACILITIES MAINTENANCE SERVICES FOR THE PRESIDENT'S ON-CAMPUS RESIDENCE. NO PART OF THE BENEFIT WAS TREATED AS TAXABLE COMPENSATION. THE VALUE OF THIS BENEFIT IS REPORTED IN "NONTAXABLE BENEFITS" ON SCHEDULE J, PART II, COLUMN D. PART I, LINES 4A-B SALLY BROSZ HARDIN, HIGHEST COMPENSATED EMPLOYEE, RECEIVED SEVERANCE OF $193,748 DURING 2021. KY SNYDER, OFFICER, PARTICIPATED IN A 457(F) PLAN. THERE WERE NO CONTRIBUTIONS OR DISTRIBUTIONS FOR 2021. WILLIAM MCGILLIS, HIGHEST COMPENSATED EMPLOYEE, PARTIICPATED IN A 457(F) PLAN. CONTRIBUTIONS WERE MADE IN THE AMOUNT OF $20,000 FOR 2021. NO DISTRIBUTIONS WERE MADE FOR 2021. JAMES HARRIS III, PRESIDENT, PARTICIPATED IN A 457(F) PLAN. THERE WERE NO CONTRIBUTIONS FOR 2021. DISTRIBUTIONS WERE MADE IN THE AMOUNT OF $125,000 FOR 2021. GAIL BAKER, OFFICER, PARTIICPATED IN A 457(F) PLAN. CONTRIBUTIONS WERE MADE IN THE AMOUNT OF $30,000 FOR 2021. NO DISTRIBUTIONS WERE MADE FOR 2021. A CALIFORNIA EDUCATION FACILITIES AUTHORITY 521705592 130178YD2 2011-03-16 19562314 NOTE 1 0 0 0 B CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 2015-07-23 91750000 NOTE 4 0 0 0 C CALIFORNIA MUNICIPAL FINANCE AUTHORITY 201563466 13048VMJ4 2019-10-17 56505816 NOTE 5 0 0 0 A 7725000 19562315 3904 1 0 1 1 B 595000 91750000 1 0 1 1 C 56505816 56505816 0 0 0 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 0 0 1 0 0 0 0 0 1 B 0 1 0 0 1 1 GEORGE K BAUM FINANCIAL SERVICES 30.000000000000 0 0 0 0 1 C 0 0 1 0 0 0 0 0 1 A 1 B 1 C 1 NOTE 1 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2011 (ISSUE DATE MARCH 16, 2011): ADVANCE REFUNDING OF CEFA SERIES 1998 (ISSUE DATE FEBRUARY 25, 1998). NOTE 4 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE SERIES 2015 (ISSUE DATE JULY 23, 2015): ADVANCE REFUNDING OF SERIES 2005 (ISSUE DATE NOVEMBER 16, 2005). NOTE 5 PART I, COLUMN (F) - DESCRIPTION OF PURPOSE TO FINANCE FOR THE CONSTRUCTION AND/OR RENOVATION OF CERTAIN MAJOR FACILITIES. PART III, LINES 4 AND 5, COLUMNS A-C: PURSUANT TO IRS GUIDANCE, USD IS NOT REQUIRED TO REPORT PRIVATE BUSINESS USE INFORMATION FOR REFUNDING BONDS THAT REFUNDED BONDS ISSUED BEFORE JANUARY 1, 2003. RICHARD VIRGIN OFFICER MORTGAGE ASSISTANCE X 150000 120000 0 1 1 JAMES HARRIS OFFICER LOAN PER EMPLOYMENT CONTRACT X 300000 300000 0 1 1 CHARLOTTE JOHNSON OFFICER MORTGAGE ASSISTANCE X 190000 152000 0 1 1 KIMBERLEY WHITE KEY EMPLOYEE MORTGAGE ASSISTANCE X 150000 150000 0 1 1 722000 SEE PART V - SUPPLEMENTAL INFORMATI EMPLOYEE 18930 TUITION ASSISTANCE EMPLOYEE BENEFIT LINDSEY ALLEN FAMILY MEMBER OF OFFICER 92353 SEE PART V 0 ZACHARY HARRIS FAMILY MEMBER OF PRESIDENT AND TRUSTEE 120550 SEE PART V 0 JAMES MCCARTY FAMILY MEMBER OF VICE PRESIDENT AND PROVOST 69470 SEE PART V 0 DENISE DIMON FAMILY MEMBER OF OFFICER 301842 SEE PART V 0 SCHEDULE L, PART III - GRANTS OR ASSISTANCE BENEFTING INTERESTED PERSONS: PER THE 990 INSTRUCTIONS, THE UNIVERSITY IS NOT REQUIRED TO IDENTIFY THE INTERESTED PERSONS WHO RECEIVED SCHOLARSHIPS, FELLOWSHIPS, AND SIMILAR FINANCIAL ASSISTANCE. INSTEAD, THE UNIVERSITY MUST GROUP EACH TYPE OF ASSISTANCE PROVIDED TO INTERESTED PERSONS. THIS IS DONE IN ORDER TO PROTECT THE IDENTITY OF THE STUDENTS. SCHEDULE L, PART III - BUSINESS TRANSACTION INVOLVING INTERESTED PERSONS: ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO DENISE DIMON, HIS WIFE, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS A PROFESSOR OF ECONOMICS, THE ASSOCIATE PROVOST FOR INTERNATIONAL AFFAIRS, AND THE DIRECTOR OF THE AHLERS CENTER FOR INTERNATIONAL BUSINESS. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2021 FOR DENISE DIMON AND ASSOCIATED BENEFITS.ANDREW T. ALLEN, VICE PRESIDENT FOR INSTITUTIONAL EFFECTIVENESS AND STREATEGIC PLANNING, IS RELATED TO LINDSEY ALLEN, HIS DAUGHTER, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. SHE IS THE ASSISTANT DIRECTOR OF THE GLOBAL CENTER IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2021 FOR LINDSAY ALLEN AND ASSOCIATED BENEFITS.JAMES T. HARRIS III, PRESIDENT AND TRUSTEE, IS RELATED TO ZACHARY HARRIS, HIS SON, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE ASSISTANT ATHLETIC DIRECTOR FOR DEVELOPMENT. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2021 FOR ZACHARY HARRIS AND ASSOCIATED BENEFITS.GAIL MCCARTY BAKER, VICE PRESIDENT AND PROVOST, IS RELATED TO JAMES MCCARTY, HER HUSBAND, WHO IS ALSO AN EMPLOYEE AT THE UNIVERSITY. HE IS THE CREDENTIALING ANALYST IN THE SCHOOL OF LEADERSHIP AND EDUCATIONAL SCIENCES. THE AMOUNT SHOWN REPRESENTS IRS FORM W-2 BOX 5 WAGES FOR CALENDAR YEAR 2021 FOR JAMES MCCARTY AND ASSOCIATED BENEFITS. X 22 1977099 MARKET VALUE X PLEDGE 1 9410054 FMV 2 0 1 1 PART I, COLUMN (B): REPORTS THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: THE UNIVERSITY UTILIZES A BROKER TO SELL STOCK GIFTS RECEIVED. FORM 990, PART VI, SECTION B, LINE 11B A COPY OF THE FORM 990 IS PRESENTED TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AND A COPY OF THE 990 IS AVAILABLE TO THE ORGANIZATION'S ENTIRE GOVERNING BOARD ONLINE AT THE SECURED TRUSTEE WEBSITE BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EACH YEAR THE BOARD OF DIRECTORS AND EXCUTIVE MANAGEMENT ARE REQUIRED TO SIGN A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ANY CONFLICT IS REVIEWED AND HANDLED IN ACCORDANCE WITH THE WRITTEN POLICY. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES EXECUTIVE COMPENSATION COMMITTEE DETERMINES COMPENSATION USING COMPARABLE DATA AND CONTEMPORANEOUSLY DOCUMENTING ITS DECISIONS. THIS PROCESS IS DONE ANNUALLY FOR THE PRESIDENT, VICE PRESIDENTS, AND OTHER KEY ADMINISTRATIVE POSITIONS. THE PROVOST/VICE PRESIDENT FOR ACADEMIC AFFAIRS DETERMINES THE COMPENSATION FOR THE DEANS USING MARKET BENCHMARK DATA PREPARED INTERNALLY AND THE BENCHMARK SCHOOLS ARE SELECTED BY THE EXECUTIVE COMPENSATION COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 18 FORMS 990 AND 990T ARE AVAILABLE TO THE PUBLIC BY VIEWING THE GUIDESTAR WEBSITE AND UPON REQUEST FROM THE FINANCE OFFICE AT 619-260-5998; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE FINANCE OFFICE. FORM 1023 IS AVAILABLE UPON REQUEST FROM THE FINANCE OFFICE AT 619-260-5998; COMPLIANCE@SANDIEGO.EDU; OR ONSITE FROM THE FINANCE OFFICE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE CONTROLLER AT 619-260-5998; ACCOUNTING@SANDIEGO.EDU; GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST FROM THE OFFICE OF THE PRESIDENT AT 619-260-4520; CONFLICT OF INTEREST POLICY IS AVAILABLE ONLINE AT WWW.SANDIEGO.EDU. FORM 990, PART XI, LINE 9: K-1 PASSTHROUGH -681,067.