2023-05-14T13:24:26-05:00 2022-06-30 990 2021-07-01 550665758 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION WEST 3042934008 PO BOX 6005 ONE WATERFRONT PLACE MORGANTOWN WV 26506 BARBARA WEISS TREASURER 3042934008 2023-05-14 BARBARA WEISS 999009999 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z BARBARA WEISS PO BOX 6005 ONE WATERFRONT PLACE MORGANTOWN WV 26506 157814492 0 X HTTP://RESEARCH.WVU.EDU X 1985 WV TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY. 9 0 608 0 43622 0 117407793 130566092 19901584 19841092 829845 1313609 841641 2524663 138980863 154245456 27541678 29116408 0 0 48246687 33858679 0 0 0 61473577 92054484 137261942 155029571 1718921 -784115 149099370 161819057 106003777 121785027 43095593 40034030 X TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (WVU) AND TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF, AND STUDENTS OF WVU. 0 0 136132634 29116408 22160276 SEE SCHEDULE OIN 1985, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RESEARCH CORPORATION) WAS CREATED IN ACCORDANCE WITH WEST VIRGINIA STATE LAW AND WITH THE EXPRESSED PURPOSE TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY (UNIVERSITY). THE RESEARCH CORPORATION IS ORGANIZED EXCLUSIVELY FOR CHARITABLE, EDUCATIONAL, AND SCIENTIFIC PURPOSES, INCLUDING FOR SUCH PURPOSES: (1) TO FOSTER AND SUPPORT RESEARCH AT WEST VIRGINIA UNIVERSITY; AND(2) TO PROVIDE EVALUATION, DEVELOPMENT, PATENTING, MANAGEMENT AND MARKETING SERVICES FOR INVENTIONS BY THE FACULTY, STAFF AND STUDENTS OF WEST VIRGINIA UNIVERSITY.RESEARCH IS AN INTEGRAL PART OF THE UNIVERSITY'S MISSION AND THE RESEARCH CORPORATION FACILITATES THIS MISSION THROUGH ITS ROLE AS A FISCAL AGENT FOR SPONSORED PROJECTS. THE RESEARCH CORPORATION ALSO USES ITS UNIQUE STATUS TO MAXIMIZE THE EFFECTIVENESS OF TECHNOLOGY TRANSFER IN ADDITION TO ITS ECONOMIC AND BUSINESS DEVELOPMENT FUNCTIONS. ONE IMPORTANT INDICATION OF THIS SUCCESS IS THE UNIVERSITY'S CLASSIFICATION AS AN R1, DOCTORAL UNIVERSITY - HIGHEST RESEARCH ACTIVITY, BY THE CARNEGIE FOUNDATION IN FISCAL YEAR 2022 PLACING WVU AMONG THE 146 STRONGEST RESEARCH INSTITUTIONS IN THE U.S. SPONSORED AWARD EXPENDITURES CAME IN AT $199 MILLION FOR FISCAL YEAR 2022, WITH $90 MILLION COMING FROM FEDERAL AGENCIES (IN FISCAL YEAR 2021 THE NUMBERS WERE $189 MILLION AND $80 MILLION). AS A RESULT OF THIS GROWTH, THE FACILITIES AND ADMINISTRATIVE COSTS ("F&A") RECOVERED INCREASED FROM $31.7 MILLION TO $35.4 MILLION FROM FISCAL YEAR 2021 TO FISCAL YEAR 2022 - AN INCREASE OF $3.7 MILLION.COMPARING FISCAL YEAR 2022 TO FISCAL YEAR 2021 FOR OUR PRIMARY FEDERAL RESEARCH SPONSORS:NATIONAL SCIENCE FOUNDATION - FUNDED EXPENDITURES GREW FROM $8.3 MILLION TO $10.9 MILLIONDEPARTMENT OF HEALTH AND HUMAN SERVICES - FUNDED EXPENDITURES GREW FROM $42.8 MILLION TO $46.1 MILLIONDEPARTMENT OF AGRICULTURE - FUNDED EXPENDITURES GREW FROM $4.5 MILLION TO $6.4 MILLIONNATIONAL AERONAUTICS AND SPACE ADMINISTRATION - FUNDED EXPENDITURES GREW FROM $5.8 MILLION TO $6.7 MILLIONAS A LARGE DEPARTMENT OF ENERGY (DOE) PROJECT ENDED, OUR EXPENDITURES FUNDED BY DOE DROPPED SLIGHTLY FROM $11 MILLION TO $10.6 MILLION DURING FISCAL YEAR 2022. INVESTMENTS IN IMPROVING THE COMPETITIVENESS OF THE FACULTY THROUGH THE IMPLEMENTATION OF PROGRAMS BY THE RESEARCH OFFICE IS BEGINNING TO YIELD A NOTICEABLE RETURN IN TERMS OF THE DOLLAR VALUE OF NEW AWARDS. THE MOST EFFECTIVE OF THESE INVESTMENTS REMAINS THE PROGRAM TO STIMULATE COMPETITIVE RESEARCH, PROVIDING SUPPORT TO ENSURE THAT RESUBMITTED PROPOSALS HAVE A SIGNIFICANTLY ENHANCED PROBABILITY OF SUCCESS; AND AN INTERNAL NATIONAL INSTITUTES HEALTH (NIH) STYLE STUDY SECTION AT OUR HEALTH SCIENCES CENTER (HSC), PROVIDING SCIENTIFIC REVIEW OF GRANT APPLICATIONS PRIOR TO EXTERNAL SUBMISSION TO INCREASE COMPETITIVENESS.WHILE THE UNIVERSITY AND THE RESEARCH CORPORATION FINDS ITSELF IN A VERY DYNAMIC FUNDING ENVIRONMENT, BOTH ARE DEPLOYING INNOVATIVE STRATEGIES TO EXPAND THE QUANTITY AND QUALITY OF FUNDING FOR THE RESEARCH ENTERPRISE FROM ALL SOURCES AND LOOKS FORWARD TO CONTINUED SUCCESS IN THE FUTURE. 136132634 1 1 0 1 0 0 0 0 0 0 1 0 0 0 1 0 1 1 0 0 1 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 235 0 1 608 1 1 1 0 0 0 0 0 0 0 0 0 0 0 X 9 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 0 1 1 1 1 X X KATIE STORES SECRETARY 3042934769 886 CHESTNUT RIDGE ROAD MORGANTOWN WV 26506 STEPHANIE TAYLOR DIRECTOR 5.00 40.00 X 0 255447 38963 J ROBERT ALSOP EXECUTIVE DIRECTOR 7.00 50.00 X 0 385821 17400 E GORDON GEE DIRECTOR 0.20 70.00 X 0 796709 25405 PEDRO J MAGO DIRECTOR 1.00 40.00 X 0 335472 31488 MAURA MCLAUGHLIN DIRECTOR 1.00 40.00 X 0 238071 30267 FRED KING DIRECTOR 2.00 59.00 X 0 261118 24646 LAURA GIBSON DIRECTOR 0.20 50.00 X 0 434456 45838 CLAY MARSH DIRECTOR 1.00 70.00 X 0 956198 22870 EARL SCIME DIRECTOR 0.10 90.00 X 0 374353 24240 PAULA CONGELIO DIRECTOR 0.25 65.00 X 0 396358 49738 MARYANNE REED DIRECTOR 1.00 75.00 X 0 413665 33403 ANJALI HALABE TREASURER 5.00 40.00 X 0 290477 50123 DAVID KOSSLOW ASSISTANT TREASURER 5.00 40.00 X 0 164235 30195 KATIE STORES SECRETARY 1.00 40.00 X 0 39180 2991 ALAN MARTIN SECRETARY 1.00 50.00 X 0 134680 15654 SHELLEY WELCH DIR OF CLINICAL TRIALS 37.50 X 158781 0 26655 SARAH BILLER GENERAL OPERATIONS MANAGER 37.50 X 194601 0 7068 PADMASHREE TIRUMALAI NATURAL SCIENCES MANAGER 37.50 X 121035 0 6026 JAMES DOTTAVIO GENERAL & OPERATIONS MANAG 37.50 X 133030 0 31454 MATTHEW ARMISTEAD COMPUTER & INFO RESEARCH SCIENTIST 37.50 X 120078 0 7200 EUGENE CILENTO FORMER DIRECTOR 0.00 70.00 X 0 22993 0 NARVEL WEESE FORMER DIR & OFFICER 0.00 10.00 X 0 60000 0 727525 5559233 521624 26 1 1 0 ADNET SYSTEMS INC 6720B ROCKLEDGE DR STE 504 BETHESDA MD 20817 IT SOLUTION/SERV 1581939 VINCENT PAYMENT SOLUTIONS INC US STEEL TOWER 600 GRANT STREET PITTSBURGH PA 15219 PREPAID CARD SERVICE 1525000 CROTHALL FACILITIES MANAGEMENT INC 1500 LIBERTY RIDGE DRIVE STE 210 CHESTERBROOK PA 190875583 CONSTRUCTION 1156992 THE ULTIMATE SOFTWARE GROUP INC 1485 NORTH PARK DRIVE WESTON FL 33326 IT SOLUTION/SERV 617085 DELL MARKETING LP PO BOX 120001 DEPT 0786 DALLAS TX 75312 COMPUTER SALES/SERV 539801 122 116776539 13789553 130566092 SCI RESEARCH & DEV SER 541700 19841092 19797470 43622 19841092 472457 472457 161606 161606 251 0 251 251 251 4410188 3569036 841152 841152 841152 TRANSFER OF ASSETS 900099 2362806 2362806 2362806 154245456 22160276 43622 1475466 23366371 23366371 5739317 5739317 10720 10720 25883192 23757307 2125885 1338878 1226263 112615 4718333 4321468 396865 1918276 1760721 157555 450464 450464 86711 184 86527 229530 222477 7053 1422437 1071620 350817 1613317 1020473 592844 18800 18800 2180879 2151582 29297 2559955 2444246 115709 214262 175317 38945 2229893 1632169 597724 2663640 2663640 333369 54530 278839 SHARED SERVICES 48545958 45568943 2977015 RESEARCH/EDUC. SUPPLIES 9739461 9702232 37229 CONSULTING/SUBCONT FEE 9502096 9502096 OPERATING EXP TO WVU 8729328 7870716 858612 1534384 1372338 162046 155029571 136132634 18896937 0 31927441 39683202 28553364 40541513 2709225 328972 5126070 654351 451845 423706 93239321 27261409 64139403 65977912 16192022 14209401 149099370 161819057 27750133 36022374 19674428 29267239 57479907 56334367 1099309 161047 106003777 121785027 X 28944778 24679364 14150815 15354666 0 0 43095593 40034030 149099370 161819057 X -784115 -3261515 984067 0 X X 0 1 X 1 1 1 X X 1 WEST VIRGINIA UNIV 556000842 1 1 155029571 0 1 155029571 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 0 1 0 0 1 47770 0 0 47770 0 PART II-B, LINE 1: LOBBYING ACTIVITIES CONSIST OF IDENTIFYING FEDERAL AND STATE FUNDED RESEARCH AND DEVELOPMENT PROGRAMS WHICH CAN BE PERFORMED BY RESEARCHERS AND STAFF UTILIZING THE LABORATORIES AND EQUIPMENT AVAILABLE TO THE ORGANIZATION. LOBBYING ACTIVITIES FOCUS UPON ENGINEERING, MEDICAL, AND ENERGY RELATED RESEARCH OPPORTUNITIES. 4440410 4440410 81571209 24161596 57409613 2197057 1048192 1148865 5030645 2051621 2979024 65977912 DEFERRED GAIN ON REFUNDING & OTHER LIABILITIES 161047 161047 150983939 -3261515 -2 -3261517 154245456 0 154245456 155029568 -3 -3 155029571 0 155029571 PART XI, LINE 2D - OTHER ADJUSTMENTS: ROUNDING ($2) PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING ($3) 1 EUROPE PROGRAM SERVICE RESEARCH 13038 NORTH AMERICA PROGRAM SERVICE RESEARCH 5000 EAST ASIA AND THE PACIFIC PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 29011 EUROPE PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 95580 NORTH AMERICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 51553 SOUTH AMERICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 8628 SUB-SAHARAN AFRICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 6000 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 22414 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE FOREIGN TRAVEL RELATED TO RESEARCH/EDUCATION 8588 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 48355 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 40 EAST ASIA AND THE PACIFIC PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 120469 EUROPE PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 182671 NORTH AMERICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 407174 SOUTH AMERICA PROGRAM SERVICE OPERATING EXPENSES RELATED TO RESEARCH/EDUCATION 718 0 0 0 0 0 0 231224 768015 999239 EUROPE (INCLUDING ICELAND & GREENLAND) RESEARCH 13108 CHECK 0 NORTH AMERICA RESEARCH 14051 CHECK 0 0 0 0 0 0 0 PART I, LINE 2: GRANT ELIGIBILITY AND SELECTION OF RECIPIENTS ARE DETERMINED BY THE PRINCIPAL INVESTIGATOR FOR EACH INDIVIDUAL GRANT. EDUCATIONAL GRANTS ARE AWARDED BASED ON ACADEMIC MERIT. IF THE RECIPIENT IS KNOWN AT THE TIME THE PRINCIPAL INVESTIGATOR WRITES THE GRANT PROPOSAL, THAT INFORMATION IS INCLUDED IN THE PROPOSAL FOR SPONSOR APPROVAL. IF THE RECIPIENT IS DETERMINED AT A LATER DATE, THE PRINCIPAL INVESTIGATOR SUBMITS A REQUEST FOR A SUB-AWARD TO THE SPONSOR FOR APPROVAL AT THAT TIME. SUB-RECIPIENTS ARE PAID ON A COST REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. PART III ACCOUNTING METHOD: 1 ALDERSON BROADDUS UNIVERSITY INC PO BOX 2004 101 COLLEGE HILL DR PHILIPPI WV 26416 550357072 501(C)(3) 26838 0 BOOK RESEARCH ADVANCED MANUFACTURING LLC 222 PITKIN STREET SUITE 109 EAST HARTFORD CT 06108 812440033 24999 0 BOOK RESEARCH ASCENSION LLC 206 SPRUCE STREET MORGANTOWN WV 26505 811335017 7000 0 BOOK PUBLIC SERVICE BETHANY COLLEGE CRAMBLET HALL MAIN STREET BETHANY WV 26032 550356985 501(C)(3) 49182 0 BOOK RESEARCH ASSOCIATION OF UNIVERSITIES FOR RESEARCH IN ASTRONOMY INC 950 NORTH CHERRY AVENUE TUCSON AZ 85719 860138043 501(C)(3) 16704 0 BOOK RESEARCH BOSTON MEDICAL CENTER CORPORATION ONE BOSTON MEDICAL CENTER PL BOSTON MA 02118 043314093 501(C)(3) 102443 0 BOOK RESEARCH BUCKHANNON RIVER WATERSHED ASSOCIATION INC 112 FAYETTE STREET BUCKHANNON WV 26201 550783924 501(C)(3) 18073 0 BOOK RESEARCH CABIN CREEK HEALTH SYSTEMS INC 104 ALEX LANE CHARLESTON WV 25304 550709223 501(C)(3) 148153 0 BOOK RESEARCH CAMC HEALTH EDUCATION & RESEARCH INSTITUTE INC PO 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FARMS CORP 4661 SR 3 12 TALCOTT WV 24981 813566706 501(C)(3) 14563 0 BOOK RESEARCH TEXAS BIOMEDICAL RESEARCH INSTITUTE PO BOX 760549 SAN ANTONIO TX 78245 741109630 501(C)(3) 11401 0 BOOK RESEARCH THE JOHN HOPKINS UNIVERSITY APPLIED PHYSCIS LABORATOR LLC 11100 JOHNS HOPKINS ROAD LAUREL MD 207236099 520595111 501(C)(3) 13513 0 BOOK RESEARCH THE UNIVERSITY CORPORATION 18111 NORDHOFF ST NORTHRIDGE CA 913308309 951992732 501(C)(3) 62173 0 BOOK RESEARCH THE UNIVERSITY OF TEXAS HEALTH SCIENCE CENTER AT HOUSTON 7000 FANNIN STREET HOUSTON TX 77030 741761309 SECTION 115 41799 0 BOOK RESEARCH TRINITY FAMILY HEALTH CARE LLC 1 SOUTH MARSHAM STREET ROMNEY WV 26757 471985943 83300 0 BOOK PUBLIC SERVICE UCHICAGO ARGONNE LLC PO BOX 87916 CAROL STREAM IL 60188 362177139 501(C)(3) 18784 0 BOOK RESEARCH 119 17 EDUCATIONAL GRANTS TO STUDENTS 2869658 BOOK EDUCATIONAL GRANTS TO INDIVIDUALS 290820 BOOK PART I, LINE 2: GRANT ELIGIBILITY AND SELECTION OF RECIPIENTS ARE DETERMINED BY THE PRINCIPAL INVESTIGATOR FOR EACH INDIVIDUAL GRANT. EDUCATIONAL GRANTS ARE AWARDED BASED ON ACADEMIC MERIT. IF THE RECIPIENT IS KNOWN AT THE TIME THE PRINCIPAL INVESTIGATOR WRITES THE GRANT PROPOSAL, THAT INFORMATION IS INCLUDED IN THE PROPOSAL FOR SPONSOR APPROVAL. IF THE RECIPIENT IS DETERMINED AT A LATER DATE, THE PRINCIPAL INVESTIGATOR SUBMITS A REQUEST FOR A SUB-AWARD TO THE SPONSOR FOR APPROVAL AT THAT TIME. SUB-RECIPIENTS ARE PAID ON A COST REIMBURSABLE OR FIXED PRICE BASIS. IN BOTH INSTANCES, THE PRINCIPAL INVESTIGATOR REVIEWS AND APPROVES INVOICES FOR PAYMENT. THE PRINCIPAL INVESTIGATOR IS ALSO THE INDIVIDUAL WHO RECEIVES AND REVIEWS TECHNICAL PROGRESS REPORTS FROM SUB-RECIPIENTS. EDUCATIONAL GRANTS TO STUDENTS ARE PRIMARILY POSTED DIRECTLY TO THE STUDENT'S ACCOUNT OR PAID THROUGH ACCOUNTS PAYABLE. PAYMENTS POSTED TO THE STUDENT'S ACCOUNT ARE REVIEWED BY WVU STUDENT ACCOUNTS TO DETERMINE IF ANY MONEY IS OWED BY THE STUDENT OR OWED TO THE STUDENT AS A REFUND. STUDENTS ALSO REVIEW THEIR OWN ACCOUNTS TO ENSURE THAT THEY AGREE WITH THE ACTIVITY POSTED TO THEIR ACCOUNTS. 0 1 0 0 0 0 0 0 0 CLAY MARSH DIRECTOR 0 927880 0 0 0 28318 0 17400 0 5698 0 979296 0 0 E GORDON GEE DIRECTOR 0 770709 0 0 0 26000 0 17400 0 8018 0 822127 0 0 LAURA GIBSON DIRECTOR 0 431856 0 0 0 2600 0 25800 0 20189 0 480445 0 0 MARYANNE REED DIRECTOR 0 385132 0 0 0 28533 0 24981 0 8448 0 447094 0 0 PAULA CONGELIO DIRECTOR 0 352358 0 18000 0 26000 0 49400 0 364 0 446122 0 0 J ROBERT ALSOP EXECUTIVE DIRECTOR 0 385763 0 0 0 58 0 17400 0 65 0 403286 0 0 EARL SCIME DIRECTOR 0 295460 0 65640 0 13253 0 22557 0 1709 0 398619 0 0 PEDRO J MAGO DIRECTOR 0 323686 0 0 0 11786 0 17400 0 14163 0 367035 0 0 ANJALI HALABE TREASURER 0 278392 0 10000 0 2085 0 49400 0 749 0 340626 0 0 STEPHANIE TAYLOR DIRECTOR 0 254334 0 0 0 1113 0 16006 0 23022 0 294475 0 0 FRED KING DIRECTOR 0 261118 0 0 0 0 0 15852 0 8820 0 285790 0 0 MAURA MCLAUGHLIN DIRECTOR 0 238071 0 0 0 0 0 14743 0 15550 0 268364 0 0 SARAH BILLER GENERAL OPERATIONS MANAGER 194601 0 0 0 0 0 6300 0 1817 0 202718 0 0 0 DAVID KOSSLOW ASSISTANT TREASURER 0 161655 0 0 0 2580 0 10461 0 20120 0 194816 0 0 SHELLEY WELCH DIR OF CLINICAL TRIALS 152503 0 0 0 6278 0 9900 0 17744 0 186425 0 0 0 JAMES DOTTAVIO GENERAL & OPERATIONS MANAG 125172 0 0 0 7858 0 8000 0 25777 0 166807 0 0 0 ALAN MARTIN SECRETARY 0 133995 0 0 0 685 0 8280 0 7616 0 150576 0 0 NARVEL WEESE FORMER DIR & OFFICER 0 60000 0 0 0 0 0 0 0 0 0 60000 0 0 EUGENE CILENTO FORMER DIRECTOR 0 22993 0 0 0 0 0 0 0 0 0 22993 0 0 PART I, LINE 3 JAMES ROBERT ALSOP AS THE CEO/EXECUTIVE DIRECTOR IS NOT PAID BY THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) BUT IS PAID BY WEST VIRGINIA UNIVERSITY (WVU), A RELATED ORGANIZATION. COMPENSATION IS DETERMINED BY WVU THROUGH THE USE OF SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. PART I, LINE 4B ANJALI HALABE $32,000 PAULA CONGELIO $32,000 FORM 990, PART VI, SECTION A, LINE 2 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY. FORM 990, PART VI, SECTION B, LINE 11B THE WEST VIRGINIA UNIVERSITY TAX SERVICES UNIT, THE WVU DIVISION OF FINANCE, THE WVURC TREASURER, AND THE WVURC ASSISTANT TREASURER REVIEW A DRAFT OF THE FORM 990 ON BEHALF OF THE WVURC. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO THE BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) MAINTAINS BOTH A CONFLICT OF INTEREST POLICY AND A WHISTLEBLOWER POLICY BOTH OF WHICH ARE PROVIDED TO RC EMPLOYEES AS PART OF THE RC EMPLOYEE HANDBOOK. THE CONFLICT OF INTEREST POLICY REQUIRES ALL RESEARCH INVESTIGATORS TO SUBMIT A CONFLICT OF INTEREST IN RESEARCH DISCLOSURE ON, AT MINIMUM, AN ANNUAL BASIS. ALL INVESTIGATORS ARE REQUIRED TO UPDATE THEIR DISCLOSURE INFORMATION WITHIN THIRTY DAYS OF THE DEVELOPMENT OF A NEW SIGNIFICANT FINANCIAL INTEREST IN RESEARCH. ADDITIONALLY RC EMPLOYEES WITHIN THE OFFICE OF TECH TRANSFER MUST ANNUALLY DISCLOSE SIGNIFICANT FINANCIAL INTERESTS FOR INSTITUTIONAL CONFLICTS OF INTEREST TO THE CONFLICT OF INTEREST OFFICE BY JULY 31 OF EACH YEAR. FINALLY, ALL RC EMPLOYEES ARE REQUIRED TO DISCLOSE ALL OUTSIDE CONSULTING ARRANGEMENTS TO THE EMPLOYEE'S DEPARTMENT LEADER BY AUGUST 31 OF EACH YEAR. FORM 990, PART VI, SECTION B, LINE 15 EFFECTIVE MAY 26, 2015, ALL WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) DIRECTORS ARE EMPLOYED BY WEST VIRGINIA UNIVERSITY AND ARE COMPENSATED BY A RELATED ORGANIZATION, WEST VIRGINIA UNIVERSITY (WVU). COMPENSATION FOR EVERY WVU AND FOR EVERY RC EMPLOYEE POSITION IS DETERMINED BY SEVERAL FACTORS INCLUDING JOB ANALYSIS AND EVALUATION, THE ESSENTIAL DUTIES AND RESPONSIBILITIES OF THE POSITION, AND SALARY SURVEY DATA ON PAY PRACTICES. WVU PERIODICALLY REVIEWS THE SALARY ADMINISTRATION PROGRAM AND RESTRUCTURES IT AS NECESSARY. MARKET AND/OR COMPETENCY BASED ADJUSTMENTS MAY BE WARRANTED BASED ON ONE'S EMPLOYMENT FUNCTIONS, AS DETERMINED BY A CLASSIFICATION REVIEW. IN ADDITION, EMPLOYEES MAY BE AWARDED MERIT-BASED PAY ADJUSTMENTS IN CONJUNCTION WITH SUPERIOR PERFORMANCE. FORM 990, PART VI, SECTION C, LINE 19 PURSUANT TO CHAPTER 31, ARTICLE I, SECTION 28 OF THE OFFICIAL CODE OF WEST VIRGINIA, 1931, AS AMENDED, A CERTIFICATE OF INCORPORATION WAS ISSUED BY THE WEST VIRGINIA SECRETARY OF STATE ON JUNE 26, 1985 TO THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THIS CERTIFICATE IS AFFIXED TO THE ARTICLES OF INCORPORATION OF THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION. THAT CERTIFICATE ALONG WITH THE WVURC'S AFFIRMATIVE ACTION PLAN, FINANCIAL STATEMENTS AND FORM 990-T ARE OPEN AND AVAILABLE FOR INSPECTION AT THE WVURC UPON REQUEST. THE IRS DETERMINATION LETTER AND FORM 990 ARE AVAILABLE ON WEST VIRGINIA UNIVERSITY'S TAX SERVICES WEBSITE. FORM 990, PART VI, SECTION B, LINE 16 POLICIES DURING THE FISCAL YEAR 2015 WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION BECAME A MEMBER INVESTOR IN THE WEST VIRGINIA GROWTH INVESTMENT LLC WHICH IS AN LLC ENTITY FILING AS A PARTNERSHIP FOR INCOME TAX PURPOSES. THE FOCUS OF THE WEST VIRGINIA GROWTH INVESTMENT LLC WILL BE TO INVEST IN SMALL BUSINESSES LOCATED WITHIN THE WEST VIRGINIA REGION THAT DEMONSTRATE THE POTENTIAL FOR GROWTH AND A SUITABLE RETURN. FORM 990 PART VI SECTION A GOVERNING BOARD AND MANAGEMENT EFFECTIVE AS OF THE BOARD OF DIRECTORS MEETING HELD ON MAY 26, 2015 THERE WERE CHANGES MADE TO THE STRUCTURE, COMPOSITION AND DUTIES OF THE WVU RESEARCH CORPORATION BOARD OF DIRECTORS. THE VOTING MEMBERSHIP OF THE BOARD OF DIRECTORS NOW INCLUDES NINE VOTING MEMBERS AND FOUR NON-VOTING OFFICERS. THE NINE VOTING BOARD OF DIRECTOR MEMBERS INCLUDE THE FOLLOWING WEST VIRGINIA UNIVERSITY (WVU) REPRESENTATIVES: THE WVU PRESIDENT; THE WVU PROVOST; THE WVU CHANCELLOR AND EXECUTIVE DEAN FOR HEALTH SCIENCES; THE WVU VICE PRESIDENT AND CHIEF FINANCIAL OFFICER; THE WVU VICE PRESIDENT FOR RESEARCH; THE WVU SENIOR ASSOCIATE VICE PRESIDENT FOR HEALTH SCIENCES RESEARCH AND GRADUATE EDUCATION; A MEMBER OF THE WVU GENERAL COUNSEL; AND TWO WVU FACULTY MEMBERS AS APPOINTED BY THE WVU PRESIDENT. ALL BOARD DIRECTORS ARE APPOINTED BASED ON THEIR WEST VIRGINIA UNIVERSITY POSITION WITH EMPHASIS ON WVU POSITIONS WITHIN A COLLEGE OR AREA WITH A HIGH LEVEL OF EXTERNALLY FUNDED RESEARCH. THERE IS NO SET TERM AN INDIVIDUAL MAY SERVE AS A BOARD OF DIRECTOR MEMBER AS DIRECTORS ARE APPOINTED BASED ON THEIR EMPLOYMENT POSITION AT WVU WITH THE INTENTION THAT BOARD OF DIRECTOR MEMBERS WILL RETAIN THEIR BOARD MEMBERSHIP FOR THE DURATION OF THEIR EMPLOYMENT IN ONE OF THE ABOVE LISTED WVU POSITIONS. THERE ARE NO LONGER EXTERNAL BOARD DIRECTORS. NON-VOTING OFFICERS ARE ELECTED BY THE VOTING MEMBERS OF THE BOARD FOR A ONE YEAR TERM. FORM 990, PART XI, LINE 8 PRIOR PERIOD ADJUSTMENTS DURING FISCAL YEAR 2022, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (RC) ADOPTED GASB STATEMENT NO. 87 "LEASES", AS AMENDED BY GASB STATEMENT NO. 95 "POSTPONEMENT OF THE EFFECTIVE DATES OF CERTAIN AUTHORITATIVE GUIDANCE". THIS STATEMENT ESTABLISHES ACCOUNTING AND FINANCIAL REPORTING FOR LEASES BY LESSEES AND LESSORS. THIS STATEMENT REQUIRES RECOGNITION OF CERTAIN LEASE ASSETS AND LIABILITIES FOR LEASES THAT PREVIOUSLY WERE CLASSIFIED AS OPERATING LEASES. IT ESTABLISHES A SINGLE MODEL FOR LEASE ACCOUNTING BASED ON THE PRINCIPLE THAT LEASES ARE FINANCINGS OF THE RIGHT TO USE AN UNDERLYING ASSET. UNDER THIS STATEMENT, A LESSEE IS REQUIRED TO RECOGNIZE A LEASE LIABILITY AND AN INTANGIBLE RIGHT-TO-USE LEASE ASSET, AND A LESSOR IS REQUIRED TO RECOGNIZE A LEASE RECEIVABLE AND A DEFERRED INFLOW OF RESOUCES. THE FINANCIAL STATEMENTS FOR THE PERIOD ENDING JUNE 30, 2021 WERE RESTATED RESULTING IN AN INCREASE IN INTANGIBLE RIGHT-TO-USE ASSETS, LEASES RECEIVABLE, AND LEASES PAYABLE. THE PRIOR PERIOD ADJUSTMENT OF $984,067 AS REPORTED ON FORM 990, PART XI RECONCILIATION OF NET ASSETS, LINE 8 PRIOR PERIOD ADJUSTMENTS REFLECTS THE NET IMPACT OF THE RESTATEMENT FOR THE FISCAL YEAR 2021 FINANCIAL STATEMENTS. FORM 990 SCHEDULE R PART V 1D LOANS OR LOAN GUARANTEES TO OR FOR RELATED OR BEGINNING WITH FISCAL YEAR 2016, THE WEST VIRGINIA UNIVERSITY RESEARCH CORPORATION (CORPORATION) AND THE WEST VIRGINIA UNIVERSITY INNOVATION CORPORATION (UIC) ENTERED INTO SIX SEPARATE AGREEMENTS IN WHICH THE CORPORATION EXTENDED A LINE OF CREDIT TO THE UIC. THE FIRST AGREEMENT WAS FOR $1 MILLION, DID NOT BEAR INTEREST, WITH AN ORIGINAL PAYMENT DUE DATE OF PAYMENT IN FULL DUE ON AUGUST 16, 2025. THE SECOND AGREEMENT WAS FOR $1.5 MILLION, DID NOT BEAR INTEREST, WITH AN ORIGINAL PAYMENT DUE DATE OF $1 MILLION DUE ON AUGUST 16, 2025 WITH THE REMAINING $500,000 DUE ON MAY 16, 2026. THE THIRD AGREEMENT WAS FOR $500,000, DID NOT BEAR INTEREST, WITH AN ORIGINAL PAYMENT DUE DATE OF PAYMENT IN FULL DUE ON NOVEMBER 1, 2025. THE FOURTH AGREEMENT WAS FOR $500,000, DID NOT BEAR INTEREST, WITH THE FOLLOWING PAYMENT SCHEDULE: $100,000 DUE ON MARCH 13, 2025, $100,000 DUE ON MARCH 28, 2025, $250,000 DUE ON APRIL 10, 2025, AND $50,000 DUE ON APRIL 28, 2025. THE FIFTH AGREEMENT WAS FOR $800,000 AND HAD A FIXED INTEREST RATE OF 3%. PAYMENT WAS DUE IN FULL ON DECEMBER 31, 2022. ACCURED INTEREST AS OF 5/31/2022 TOTALLED $84,753. THE SIXTH AGREEMENT WAS FOR $300,000, DID NOT BEAR INTEREST, WITH AN ORGINAL PAYMENT DUE DATE OF JANUARY 1, 2025. ALL AGREEMENTS AND LOAN TERMS WERE APPROVED BY THE BOARD OF DIRECTORS FOR BOTH ORGANIZATIONS. EFFECTIVE APRIL 1, 2022 (FISCAL YEAR 2022), UIC UNDERWENT A RESTRUCTURING OF BUSINESS FUNCTIONS. WHILE UIC CONTINUES TO OPERATE UNDER ITS MISSION AND 501(C)(3) NON-PROFIT STATUS, THERE WAS A NEED FOR REORGANIZATION OF THE BUSINESS FUNCTIONS TO ENABLE CONTINUED OPERATIONS FROM A FINANCIAL PERSPECTIVE. AS PART OF THAT RESTRUCTING, THE CORPORATION FORGAVE ALL OUTSTANDING LOAN AGREEMENT BALANCES WITH UIC, INCLUDING THE RELATED INTEREST DUE. IN CONNECTION TO THE DEBT FORGIVENESS, WEST VIRGINIA UNIVERSITY (UNIVERSITY) PROVIDED FINANCIAL SUPPORT TO THE CORPORATION TO PARTIALLY REPAY THE CORPORATION FOR THE LOSS ON THE UIC INVESTMENT. SEE SCHEDULE R. 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