2023-05-04T10:16:42-05:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 901 NORTH GLEBE ROAD SUITE 200 ARLINGTON VA 22203 990 2022-01-01 852311247 ANALYSIS & RESILIENCE CENTER FOR SYSTEMIC RISK INC ANAL 5717779411 1100 N GLEBE RD 640 ARLINGTON VA 222015721 SCOTT DEPASQUALE PRESIDENT & CEO 5717719411 2023-05-02 1 SCOTT DEPASQUALE 999009999 0 ROBERT WILLIAMS P01345960 5712279500 2023-05-02 0 AAL1 IAL1 2022 2023-04-26 12:10:37Z SCOTT DEPASQUALE 1100 N GLEBE RD 640 ARLINGTON VA 222015721 11699530 0 X WWW.SYSTEMICKRISK.ORG X 2020 DE TO FACILITATE OPERATIONAL COLLABORATION BETWEEN MEMBERS, THE U.S. GOVERNMENT AND OTHER KEY SECTOR PARTNERS IN A CONTROLLED ENVIRONMENT WHERE PARTERS CAN SECURELY COLLABORATE. 15 14 19 19 0 0 0 0 11751500 11686917 2000 12613 0 0 11753500 11699530 0 0 0 0 7269853 7669146 0 0 0 3578678 3573860 10848531 11243006 904969 456524 11004408 15112873 8807049 12458990 2197359 2653883 TO PROTECT THE ECONOMIC AND NATIONAL SECURITY OF THE UNITED STATES BY MITIGATING SYSTEMIC RISK TO THE NATION'S MOST CRITICAL INFRASTRUCTURE FROM EXISTING AND EMERGING THREATS. 0 0 ARC'S ACTIVITIES ARE IDENTIFYING, ANALYZING, ASSESSING AND COORDINATING ACTIVITIES TO MITIGATE CYBER-BASED THREATS AND SYSTEMIC RISKS IN CRITICAL INFRASTRUCTURE SECTORS AS ESTABLISHED UNDER EXECUTIVE ORDER 13636, SECTION 9 (2013), WORKING WITH UNITED STATES GOVERNMENT AGENCIES. 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 15 0 19 1 0 0 0 0 0 0 1 0 X 15 14 0 0 0 0 1 1 0 1 1 0 0 0 1 1 1 1 1 1 0 0 X INDRE CONNORS 5717719411 1100 N GLEBE RD STE 640 ARLINGTON VA 222015721 SCOTT DEPASQUALE SECRETARY AND PRESIDENT/CEO 40.00 X X 1481515 0 47290 BRUCE WALKER CHIEF RISK OFFICER 40.00 X 709750 0 31555 NICOLE WEST CHIEF OPERATING OFFICER 40.00 X 685358 0 40947 DAVID SULLIVAN CHIEF RISK OFFICER 40.00 X 635780 0 22716 WAYNE GREENE CHIEF INFORMATION OFFICER 40.00 X 584000 0 20866 CHRISTOPHER BUTTON CHIEF INTELLIGENCE OFFICER 40.00 X 519038 0 20780 CRAIG FROELICH CHAIR 0.25 X X 0 0 0 PAT OPET VICE CHAIR 0.25 X X 0 0 0 AL TARASIUK TREASURER (FROM 7/22) 0.25 X X 0 0 0 JEFF LUNGLHOFER TREASURER (UNTIL 7/22) 0.25 X X 0 0 0 KATHERINE WETMUR MEMBER 0.25 X 0 0 0 BILL FEHRMAN MEMBER 0.25 X 0 0 0 JASON MULL MEMBER 0.25 X 0 0 0 PEDRO PIZARRO MEMBER 0.25 X 0 0 0 ELIZABETH JOYCE MEMBER 0.25 X 0 0 0 MATTHEW CHUNG MEMBER 0.25 X 0 0 0 NICHOLAS AKINS MEMBER 0.25 X 0 0 0 CHRIS PORTER MEMBER 0.25 X 0 0 0 SUNIL SESHADRI MEMBER 0.25 X 0 0 0 MATTHEW MCCORMICK MEMBER 0.25 X 0 0 0 TIMOTHY CUDDIHY MEMBER 0.25 X 0 0 0 TOM FANNING MEMBER 0.25 X 0 0 0 STEPHEN SCHARF MEMBER 0.25 X 0 0 0 JERRY PERULLO MEMBER 0.25 X 0 0 0 RICH BAICH MEMBER (THRU 5/22) 0.25 X 0 0 0 4615441 0 184154 16 0 1 0 DATAPRISE LLC 9600 BLACKWELL RD 4TH FLOOR ROCKVILLE MD 20850 IT SERVICES 331904 ERNST & YOUNG US LLP 200 PLAZA DRIVE SECAUCUS NJ 07094 PROJECT MANAGEMENT AND CONSULTING FOR BP 293575 RAYTHEON COMPANY 870 WINTER STREET WALTHAM MA 02451 MANAGED SECURITY SERVICES 167462 MANDIANT INC 11951 FREEDOM DRIVE RESTON VA 20190 THREAT INTELLIGENCE ANALYST SUPPORT 122646 FILAMENT INC 19 OAKWOOD DRIVE LLOYD HARBOR NY 11743 EXECUTIVE COACHING 120600 7 MEMBERSHIP DUES 900099 11686917 11686917 11686917 12613 12613 11699530 11686917 0 12613 X 1510520 5515713 227958 155127 259828 90550 157821 1436711 111132 498743 590676 135605 127192 200787 37326 CORPORATE TAXES AND FIL 106761 RECRUITING 50456 BACKGROUND CHECKS 30100 11243006 9710559 10304086 137046 346877 2228822 1326303 1007134 902519 149669 3559391 11004408 15112873 2520185 3675478 5454950 4554950 831914 4228562 8807049 12458990 X 2197359 2653883 2197359 2653883 11004408 15112873 456524 0 X 0 1 X 1 0 0 1 0 1011569 784894 226675 1217253 541409 675844 902519 SECURITY DEPOSIT 117215 RIGHT OF USE ASSET 3431411 VENDOR CREDITS 10765 3559391 OPERATING LEASE LIABILITY 4228562 4228562 X 11699530 0 11699530 0 11699530 11243006 0 11243006 0 11243006 PART X, LINE 2: ARC IS ORGANIZED AS A DELAWARE NONPROFIT COPORATION AND HAS BEEN RECONGIZED BY THE IRS AS EXEMPT FROM FEDERAL INCOME TAXES UNDER IRS SECTION 501(A) AS AN ORGANIZATION DESCRIBED IN IRS SECTION 501(C)(6). ARC IS ANNUALLY REQUIRED TO FILE A RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX (FORM 990) WITH THE IRS. IN ADDITIONAL, ARC IS SUBJECT TO INCOME TAX ON NET INCOME THAT IS DERIVED FROM BUSINESS ACTIVITIES THAT ARE UNRELATED TO THEIR EXEMPT PURPOSE. ARC DID NOT INCUR ANY UNRELATED BUSINESS INCOME TAX AND HAS NOT FILED AN EXEMPT ORGANIZATION BUSINESS INCOME TAX RETURN (FORM 990-T) WITH THE IRS. X X 0 0 0 SCOTT DEPASQUALE SECRETARY AND PRESIDENT/CEO 731515 0 750000 0 0 0 18300 0 28990 0 1528805 0 0 0 BRUCE WALKER CHIEF RISK OFFICER 472250 0 237500 0 0 0 18300 0 13255 0 741305 0 0 0 NICOLE WEST CHIEF OPERATING OFFICER 437858 0 247500 0 0 0 18300 0 22647 0 726305 0 0 0 DAVID SULLIVAN CHIEF RISK OFFICER 447150 0 188630 0 0 0 18300 0 4416 0 658496 0 0 0 WAYNE GREENE CHIEF INFORMATION OFFICER 399000 0 185000 0 0 0 18300 0 2566 0 604866 0 0 0 CHRISTOPHER BUTTON CHIEF INTELLIGENCE OFFICER 349038 0 170000 0 0 0 18300 0 2480 0 539818 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 MEMBERSHIP IS OPEN TO COMPANIES THAT, ON THEIR OWN OR THROUGH AN AFFILIATE, (I) QUALIFY AS A CRITICAL INFRASTRUCTURE FIRM FOR WHICH A CYBERSECURITY INCIDENT COULD REASONABLY RESULT IN A CATASTROPHIC REGIONAL OR NATIONAL EFFECT ON PUBLIC HEALTH OR SAFETY, ECONCOMIC SECURITY OR NATIONAL SECURITY AS CONTEMPLATED BY SECTION 9 OF EXECUTIVE ORDER 13636, IMPROVING CRITICAL INFRASTRUCTURE CYBERSECURITY, DATED FEBUARY 12, 2013, (II) IS ACCEPTED FOR MEMBERSHIP BY THE CORPRATION AND EXECUTES A MEMBERSHIP PARTICIPATION AGREEMENT WITH THE CORPOPRATION; AND (III) PAY, ON A TIMELY BASIS, ANY APPLICABLE MEMBERSHIP DUES. ARC ALSO CAN ADMIT ADDITIONAL MEMBER COMPANIES IN CRITICAL INFRASTRUCTURE SECTORS, AND THE ARC BOARD OF DIRECTORS CAN ADD ADDITIONAL CRITICAL INFRASTRUCUCTURE SECTORS TO MEMBERSHIP ELIGIBLITY. AT THE OUTSET, ARC HAS MEMBER COMPANIES IN TWO U.S. GOVERNMENT-RECOGNIZED CRITICAL INFRASTRUCTURE SECTORS: FINANCIAL SERVICES AND ENERGY. FORM 990, PART VI, SECTION A, LINE 7A MEMBER COMPANIES OF ARC, IN ADDITIONAL TO PARTICIPATING IN ARC'S CYBERSEUCIRTY ACTIVITIES IN SUPPORT OF THIS NATION'S CRITICAL INFRASTRUCTURE SECTORS AND IN COORDINATION WITH U.S. GOVERNMENT AGENCIES, ARE ALSO ELIGIBLE TO ELECT MEMBERS OF ARC'S BOARD OF DIRECTORS, AS PROVIDED IN THE BYLAWS. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS GIVEN TO THE DIRECTOR OF FINANCE, COO AND CEO FOR REVIEW OF ACCURACY OF DATA PRESENTED ON THE FORM BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C ARC'S CONFLICT OF INTEREST POLICY APPLIES TO EMPLOYEES AND BOARD MEMBERS WITH SIGNFICANT DECISION-MAKING AUTHORITY. THIS POLICY ALSO SEEKS TO ENSURE THE COMPANY'S HONESTY AND INTEGRITY, AND THEREFORE ITS REPUTATION, ARE NOT COMPROMISED. ALL EMPLOYEES MUST AVOID ANY RELATIONSHIPS OR ACTIVITIES THAT MIGHT IMPAIR, OR EVENT APPEAR TO IMPAIR, THEIR ABILITY TO MAKE OBJECTIVE AND FAIR DECISIONS WHEN PERFORMING THEIR JOBS. IT IS EACH EMPLOYEE AND BOARD MEMBER'S RESPONSIBLITY TO REPORT ANY ACTUAL OR POTENTIAL CONFLICT OF INTEREST THAT MAY EXIST BETWEEN THEM (AND/OR THEIR IMMEDIATE FAMILY) AND THE COMPANY TO THEIR SUPERVISORS. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION UTILIZED AN INDEPENDENT CONSULTANT, QUATT ASSOCIATES, TO EVALUATE EXECUTIVE COMPENSATION WITHIN THE MAKRET FOR COMPARABLE SIZED NOT FOR PROFITS. ALSO THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES EXECUTIVE COMPENSATION. FORM 990, PART VI, SECTION C, LINE 19 ARC DOES NOT MAKE FINANCIAL STATEMENTS, GOVERNING DOCUMENTS AND ITS CONFLICT-OF-INTEREST POLICY AVAILABLE. FORM 990, PART IX, LINE 11G CONTRACTED SERVICES 1,158,904. SPECIAL PROJECTS 30,595. MARKETING AND DESIGN 119,972. HUMAN RESOURCES 127,240.