2023-05-12T00:16:23-05:00 2022-06-30 861065772 DELOITTE TAX LLP 111 MONUMENT CIRCLE SUITE 4200 INDIANAPOLIS IN 46204 990 2021-07-01 131693134 NEW YORK BOTANICAL GARDEN NEWY 7188178700 2900 SOUTHERN BLVD BRONX NY 104585126 LAUREN TURCHIO CHIEF OPERATING OFFICER 7188178914 2023-05-11 1 LAUREN TURCHIO XXX-XX-XXXX KENDALL SCHNURPEL P01478462 3174648600 2023-05-11 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z JENNIFER BERNSTEIN 2900 SOUTHERN BLVD BRONX NY 104585126 155776711 0 X WWW.NYBG.ORG X 1891 NY A MUSEUM OF PLANTS AND A SCIENTIFIC RESEARCH CENTER DEVOTED TO THE STUDY OF PLANTS AND THEIR USES. IT IS THE GARDEN'S MISSION TO IMPROVE PUBLIC UNDERSTANDING OF THE NATURAL WORLD, HORTICULTURE, AND THE RELATIONSHIPS BETWEEN PLANTS AND PEOPLE. IT IS ALSO THE GARDEN'S MISSION TO EXPAND HUMANITY'S KNOWLEDGE OF PLANTS AND HOW THEY ARE UTILIZED. 67 67 813 826 1336184 0 54387487 49750181 19394362 29063805 22106738 20663829 2105362 2148988 97993949 101626803 7301 32198 0 0 47798202 49434126 121585 175613 7460295 36249863 45689581 84176951 95331518 13816998 6295285 698551173 637364505 74448027 60678739 624103146 576685766 X THE NEW YORK BOTANICAL GARDEN IS A MUSEUM OF PLANTS AND A SCIENTIFIC RESEARCH CENTER DEVOTED TO THE STUDY OF PLANTS AND THEIR USES. IT IS THE GARDEN'S MISSION TO IMPROVE PUBLIC UNDERSTANDING OF THE NATURAL WORLD, HORTICULTURE, AND THE RELATIONSHIPS BETWEEN PLANTS AND PEOPLE. IT IS ALSO THE GARDEN'S MISSION TO EXPAND HUMANITY'S KNOWLEDGE OF PLANTS AND HOW THEY ARE UTILIZED. 0 0 19092814 PLANT SCIENCE COLLECTING FOR AND MAINTAINING THE GARDEN HERBARIUM FOR PUBLIC USE, INCLUDING RESEARCH. THE BOTANICAL GARDEN'S SCIENTISTS, LIBRARIANS, STAFF, GRADUATE STUDENTS, HONORARY RESEARCH ASSOCIATES, AND CURATORS PERFORM FIELDWORK AND CONDUCT CUTTING-EDGE RESEARCH IN PLANT SYSTEMATICS, ECONOMIC BOTANY, ECOLOGY, MOLECULAR SYSTEMATICS, AND PLANT GENOMICS. 24539190 16443454 HORTICULTURE AND LIVING COLLECTIONS: PREPARATION OF RESEARCH, MAINTENANCE OF GARDENS AND EXHIBITS FOR PUBLIC USE AND ENJOYMENT. PUBLIC EXHIBITIONS AND FESTIVALS TO ENHANCE THE EXPERIENCE OF THE VISITING PUBLIC. THE GARDEN'S LIVING COLLECTIONS CONTAIN MORE THAN ONE MILLION PLANTS IN 50 GARDENS AND COLLECTIONS, INCLUDING: THE ENID A. HAUPT CONSERVATORY, THE NATION'S PREEMINENT VICTORIAN STYLE GLASSHOUSE; THE NOLEN GREENHOUSES FOR LIVING COLLECTIONS; THE THREE AND ONE HALF ACRE NATIVE PLANT GARDEN; THE ELEVEN ACRE AZALEA GARDEN, WHICH INCLUDES NEARLY ONE MILE OF WOODLAND PATHS MEANDERING BENEATH ANCIENT NATIVE OAKS, TULIP TREES, AND SWEETGUMS AND SURROUNDED BY MORE THAN 70,000 PLANTS; THE FIFTY ACRE THAIN FAMILY FOREST, THE LARGEST EXTANT FOREST THAT ONCE COVERED MUCH OF NEW YORK CITY. 19996048 2651274 EDUCATION AND OUTREACH DEVELOPMENT, ORGANIZATION, AND PRESENTATION OF EDUCATIONAL COURSES. THE GARDEN'S ADULT EDUCATION PROGRAM OFFERS 750 CLASSES AT THE BOTANICAL GARDEN, ONLINE, AND AT THE MIDTOWN EDUCATION CENTER IN MANHATTAN. CERTIFICATES ARE OFFERED IN EIGHT PROGRAM AREAS: BOTANICAL ART & ILLUSTRATION, BOTANY, FLORAL DESIGN, GARDENING, HORTICULTURAL THERAPY, HORTICULTURE, LANDSCAPE DESIGN AND URBAN NATURE. THREE ANNUAL LECTURE PROGRAMS, LANDSCAPE DESIGN PORTFOLIOS LECTURE SERIES, WINTER LECTURE SERIES, AND ANDREW CARNEGIE DISTINGUISHED LECTURE, FEATURE INTERNATIONALLY RECOGNIZED SPEAKERS. 10717076 32198 12160902 AUXILIARY SERVICES PROVIDE SERVICES AND AMENITIES FOR THE CONVENIENCE OF THE VISITING PUBLIC. 10717076 32198 12160902 74345128 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 1 0 1 0 1 1 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 1 262 0 1 813 1 1 1 0 0 0 1 1 1 1 0 0 0 0 0 0 X 67 67 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AL AR CA FL HI IL KS KY MA MD MI MN MS NC NH NJ NM NY OR PA RI SC TN UT VA WI WV X X MARLON JONES CONTROLLER 7188178719 2900 SOUTHERN BLVD BRONX NY 104585126 JOSEPH V COSSABOOM END 821 INTERIM CEO 35.00 X 870254 0 46614 JOHN LANDI END 821 CHIEF ADVANCEMENT OFFICER 35.00 X 673517 0 40828 CARRIE REBORA BARRATT END 720 FORMER CEO 0.00 X 500000 0 0 LAUREN TURCHIO COO 35.00 X 410646 0 69990 SARAH GILLMAN CHIEF FINANCIAL OFFICER 35.00 X 328141 0 69990 CHRISTIAN KECK VP OF IT 35.00 X 304724 0 69990 JUSTIN JAMAIL GENERAL COUNSEL 35.00 X 280307 0 68914 TODD FORREST VP FOR HORTICULTURE AND LIVING COLLECTIONS 35.00 X 275928 0 68428 URSULA HOSKINS VP CAPITAL PROJECTS 35.00 X 266271 0 67356 NATHAN URBACH INTERIM CHIEF ADVANCEMENT OFFICER 35.00 X 260005 0 66661 BARBARA CORCORAN SENIOR PROGRAMMING ADVISOR 35.00 X 243936 0 64877 MARCI SILVERMAN VP FOR MEMBERSHIP AND VISITOR EXPERIENCE 35.00 X 225019 0 59405 JENNIFER BERNSTEIN START 921 CEO 35.00 X 190240 0 8989 GREGORY LONG FORMER CEO 0.00 X 135159 0 0 DIANE KATZIN TREASURER 1.00 X X 0 0 0 DIANNE RENWICK VICE CHAIRMAN 1.00 X X 0 0 0 EDWARD P BASS VICE CHAIRMAN 1.00 X X 0 0 0 J BARCLAY COLLINS II CHAIRMAN 1.00 X X 0 0 0 LARRY E CONDON SENIOR VICE CHAIRMAN 1.00 X X 0 0 0 LIONEL GOLDFRANK III SENIOR VICE CHAIRMAN 1.00 X X 0 0 0 MARJORIE G ROSEN VICE CHAIRMAN 1.00 X X 0 0 0 MRS NICHOLAS J SAKELLARIADIS VICE CHAIRMAN 1.00 X X 0 0 0 SHELBY WHITE VICE CHAIRMAN 1.00 X X 0 0 0 SUSAN E KAY MATELICH SECRETARY 1.00 X X 0 0 0 WILLIAM C STEERE JR VICE CHAIRMAN 1.00 X X 0 0 0 ANTHONY PEREZ TRUSTEE 1.00 X 0 0 0 CAROLINE A WAMSLER PHD TRUSTEE 1.00 X 0 0 0 CRAIG VOSBURG TRUSTEE 1.00 X 0 0 0 DEBORAH GOODRICH ROYCE TRUSTEE 1.00 X 0 0 0 DOUGLAS DOCKERY THOMAS TRUSTEE 1.00 X 0 0 0 ERIC C HENRY TRUSTEE 1.00 X 0 0 0 FERNANDO DELGADO PHD TRUSTEE 1.00 X 0 0 0 FLORENCE A DAVIS TRUSTEE 1.00 X 0 0 0 GARY A BELLER TRUSTEE 1.00 X 0 0 0 GEORGE MILNE JR PHD TRUSTEE 1.00 X 0 0 0 GILBERT C MAURER TRUSTEE 1.00 X 0 0 0 GORDON A UEHLING III TRUSTEE 1.00 X 0 0 0 HENRY P JOHNSON TRUSTEE 1.00 X 0 0 0 HIDENORI TAKAOKA TRUSTEE 1.00 X 0 0 0 HON ADRIENNE ADAMS TRUSTEE 1.00 X 0 0 0 HON BRAD LANDER TRUSTEE 1.00 X 0 0 0 HON DAVID C BANKS TRUSTEE 1.00 X 0 0 0 HON ERIC ADAMS TRUSTEE 1.00 X 0 0 0 HON LAURIE CUMBO TRUSTEE 1.00 X 0 0 0 HON SUSAN DONOGHUE TRUSTEE 1.00 X 0 0 0 HON VANESSA GIBSON TRUSTEE 1.00 X 0 0 0 HOLLY LOWEN TRUSTEE 1.00 X 0 0 0 JACQUELINE H DRYFOOS TRUSTEE 1.00 X 0 0 0 JANE MOSS TRUSTEE 1.00 X 0 0 0 JANET M MONTAG TRUSTEE 1.00 X 0 0 0 JESSICA B HARRIS PHD TRUSTEE 1.00 X 0 0 0 JILL JOYCE TRUSTEE 1.00 X 0 0 0 JOHN W BERNSTEIN TRUSTEE 1.00 X 0 0 0 JOSEPH A THOMPSON TRUSTEE 1.00 X 0 0 0 KAREN KATEN TRUSTEE 1.00 X 0 0 0 KAREN WASHINGTON TRUSTEE 1.00 X 0 0 0 KATE SOLOMON TRUSTEE 1.00 X 0 0 0 KENNETH ROMAN TRUSTEE 1.00 X 0 0 0 LEONARD ABESS TRUSTEE 1.00 X 0 0 0 LYNDEN B MILLER TRUSTEE 1.00 X 0 0 0 MALCOLM C NOLEN TRUSTEE 1.00 X 0 0 0 MARC B PORTER TRUSTEE 1.00 X 0 0 0 MARY P MORAN TRUSTEE 1.00 X 0 0 0 MAUREEN K CHILTON CHAIRMAN EMERITUS 1.00 X 0 0 0 MICHAEL A ZARCONE TRUSTEE 1.00 X 0 0 0 MICHAEL H STEINHARDT TRUSTEE 1.00 X 0 0 0 MISH TWORKOWSKI TRUSTEE 1.00 X 0 0 0 MRS ARTHUR ROSS TRUSTEE 1.00 X 0 0 0 MRS COLEMAN P BURKE TRUSTEE 1.00 X 0 0 0 MRS EDITH B EVERETT TRUSTEE 1.00 X 0 0 0 MRS HARRY BURN III TRUSTEE 1.00 X 0 0 0 MRS JEREMY H BIGGS TRUSTEE 1.00 X 0 0 0 MRS JOHN R ROBINSON TRUSTEE 1.00 X 0 0 0 MRS JONATHAN C CLAY TRUSTEE 1.00 X 0 0 0 MRS THOMAS J HUBBARD TRUSTEE 1.00 X 0 0 0 NAEEM CRAWFORD-MUHAMMAD TRUSTEE 1.00 X 0 0 0 ROBERT A BARTLETT JR TRUSTEE 1.00 X 0 0 0 SHARON JACOB TRUSTEE 1.00 X 0 0 0 SUSAN E LYNCH TRUSTEE 1.00 X 0 0 0 SUSAN R PALM TRUSTEE 1.00 X 0 0 0 SUSAN SIGOURNEY WEAVER TRUSTEE 1.00 X 0 0 0 THOMAS LOVEJOY DEC'D 122021 TRUSTEE 1.00 X 0 0 0 WILSON E NOLEN DEC'D 062022 TRUSTEE 1.00 X 0 0 0 4964147 0 702042 76 1 1 0 LAPLACA COHEN 520 BROADWAY FLOOR 11 NEW YORK NY 10012 ADVERTISING 2528446 UPTOWN ELECTRIC 22 MARY AVENUE RONKONKOMA NY 11779 CONSTRUCTION 1501843 MARIO BULFAMANTE & SONS LANDSCAPE 75 PERLMAN ROAD NEW ROCHELLE NY 10801 CONSTRUCTION 1145523 4WALL ENTERTAINMENT INC 3165 W SUNSET ROAD SUITE 100 LAS VEGAS NV 89118 LIGHTING AND VIDEO RENTALS FOR GLOW 993735 COMMUNITY COUNSELLING SERVICE CO LLC 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 MANAGEMENT CONSULTANTS 778323 61 2045373 1020000 23575757 23109051 1904479 49750181 ADMISSIONS AND TOURS 713990 16443454 16443454 GARDEN MEMBERSHIP PROGRAM 713990 6498921 6498921 AUXILIARY SERVICES 722513 3470156 3470156 TUITION AND FEES 611600 2651274 2651274 29063805 2461345 711446 1749899 68628650 50426166 18202484 18202484 18202484 360949 2045373 1028524 -667575 -667575 3517706 2695218 822488 760055 62433 INSURANCE RECOVERY 812900 1431770 1431770 PARKING GARAGE 812930 562305 562305 1994075 101626803 31255630 1336184 19284808 32198 32198 2651742 689057 1547377 415308 33188934 25486987 5061929 2640018 3819603 2789627 704365 325611 7104453 5562541 754627 787285 2669394 1949578 492257 227559 358896 358896 333628 333628 141050 141050 175613 175613 2755313 1663235 1062356 29722 6669639 5267387 1402252 2719860 2719860 2380063 2169815 147457 62791 3295602 3291967 3635 800055 725667 9883 64505 382214 196504 69628 116082 2640417 2640417 13039014 11083162 1173511 782341 1080449 541413 269518 269518 MISC-OTHER 2489397 1687293 744060 58044 EQUIPT PURCHASES & RENT 1723621 1241368 441410 40843 NON CAP CONSTRUCTION EX 1691850 1680971 10879 TENT & ELECTRICAL 1511710 1511710 1676803 1414371 199629 62803 95331518 74345128 13526095 7460295 27080766 39215369 27966888 18633340 1342598 1533716 887977 777212 859063 1318950 399672361 205829570 202303671 193842791 74358036 71459063 363752174 310584064 698551173 637364505 8118498 7885625 1702991 721727 46195075 42638250 2780158 15651305 9433137 74448027 60678739 X 285287920 290454793 338815226 286230973 624103146 576685766 698551173 637364505 6295285 -53712665 0 X 0 1 X 1 1 1 X 69595768 53880842 58848961 61055287 56249102 299629960 69595768 53880842 58848961 61055287 56249102 299629960 20265756 279364204 3267788 1639469 1595254 1402450 2461345 10366306 267622 118020 105724 104379 832782 1428527 404759 858139 222410 495339 1431770 3412417 314837210 103039822 0.88730 0.88980 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2017 AMOUNT: $ 404,759. 2018 AMOUNT: $ 858,139. 2019 AMOUNT: $ 222,410. 2020 AMOUNT: $ 495,339. 2021 AMOUNT: $ 1,431,770. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 141050 141050 95190468 95331518 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 130654 134162 132450 141050 538316 250000 250000 250000 250000 1000000 1500000 130654 134162 132450 141050 538316 SCHEDULE C, PART II-A, LINE 1A: THE GARDEN INCURS LOBBYING EXPENDITURES FOR THE PURPOSE OF RAISING PUBLIC FUNDS FOR ITS OPERATING PROGRAMS AREAS AND CAPITAL SUPPORT. X X X 0 440106301 6442037 -39044832 869434 19506698 387127374 354631393 4736592 104099543 922117 22439110 440106301 369185692 1098000 5880782 686399 20846682 354631393 352848019 6401510 27401259 1002886 16462210 369185692 324798181 19137848 26519713 1053294 16554429 352848019 0.29930 0.52730 0.17340 0 0 9053130 9053130 280293752 137869673 142424079 27391835 22406344 4985491 82933644 45553553 37380091 193842791 ALTERNATIVE INVESTMENT / HEDGE FUNDS 268284064 F REAL ESTATE 42300000 F 310584064 ACCRUED VACATION LIABILITY 1910286 CONDITIONAL ASSET RETIREMENT OBLIGATION 3071165 INTEREST RATE SWAP VALUATION LIABILITY 4263553 CAPITAL LEASE OBLIGATIONS 188133 9433137 X 43154327 -58861408 2052761 -56808647 99962974 1663829 1663829 101626803 95348167 1902761 1902761 93445406 1663829 222283 1886112 95331518 PART III, LINE 4: COLLECTIONS AND RELATION TO EXEMPT PURPOSE: THE GARDEN'S COLLECTIONS INCLUDE LIVING PLANTS, HERBARIUM SPECIMENS, ART OBJECTS, BOOKS, PRINTS, AND EPHEMERA. THE GARDEN HAS NOT CAPITALIZED THE COLLECTIONS. THE GARDEN'S COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION, AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE THE MOST VALUABLE ASSETS OF THE GARDEN AND ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. GARDEN POLICY REQUIRES THAT PROCEEDS FROM DEACCESSIONING WILL BE USED TO EITHER ACQUIRE OTHER ITEMS OR TO PROVIDE DIRECT CARE TO EXISTING COLLECTIONS. PART V, LINE 4: THE GARDEN HAS ADOPTED INVESTMENT AND SPENDING POLICIES FOR ENDOWMENT ASSETS TO PROVIDE LONGTERM CAPITAL APPRECIATION TO SUPPLY FUNDS FOR THE SPECIFIED PURPOSES FOR WHICH THE ORIGINAL ENDOWED GIFTS WERE GIVEN. THE TIME HORIZON FOR THE ENDOWMENT IS PERPETUITY. THE INVESTMENT ASSETS OF THE GARDEN ARE FULLY OUTSOURCED ON A DISCRETIONARY BASIS TO AN EXTERNAL PROFESSIONAL INVESTMENT MANAGEMENT FIRM. THE INVESTMENT COMMITTEE OF THE BOARD OF TRUSTEES HAS RESPONSIBILITY FOR SETTING THE GARDEN'S INVESTMENT POLICY STATEMENT. PART X, LINE 2: TAX STATUS: THE GARDEN IS A SECTION 501(C)(3) CHARITABLE ORGANIZATION EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE US INTERNAL REVENUE CODE (IRC). IT HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509 (A)(1) AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION BY DONORS. IN ADDITION, THE STATE AND THE CITY OF NEW YORK (THE "CITY") HAVE CLASSIFIED THE GARDEN AS NONPROFIT IN CHARACTER, AND AS SUCH, THE GARDEN IS EXEMPT FROM PAYMENT OF INCOME TAXES TO THE STATE AND THE CITY. FASB ASC 74010056, ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, PRESCRIBES THE MINIMUM RECOGNITION THRESHOLD A TAX POSITION MUST MEET IN CONNECTION WITH ACCOUNTING FOR UNCERTAINTIES IN INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN BY AN ENTITY BEFORE BEING MEASURED AND RECOGNIZED IN THE FINANCIAL STATEMENTS. THE GARDEN HAS REPORTED NO POTENTIAL LIABILITIES FOR UNCERTAIN TAX POSITIONS AT JUNE 30, 2021 OR 2020. ON DECEMBER 22, 2017, THE TAX CUTS AND JOBS ACT OF 2017 (THE "ACT") WAS SIGNED INTO LEGISLATION. THE ACT INCLUDES NUMEROUS CHANGES IN TAX LAW RELATED TO TAXEXEMPT ORGANIZATIONS, INCLUDING, BUT NOT LIMITED TO, A 21% EXCISE TAX ASSESSED AGAINST EXECUTIVE COMPENSATION OF COVERED INDIVIDUALS, UNRELATED BUSINESS INCOME TAXES ON QUALIFIED TRANSPORTATION FRINGE BENEFITS, AND A REDUCTION IN THE FEDERAL INCOME TAX RATE FOR CORPORATIONS FROM 35% TO 21%, WHICH TOOK EFFECT FOR TAXABLE YEARS BEGINNING ON OR AFTER JANUARY 1, 2018. THE GARDEN RECORDED A DEFERRED TAX ASSET (DTA) BECAUSE IT WAS DETERMINED THAT THE DTA WILL BE FULLY UTILIZED PRIOR TO THE EXPIRATION OF ITS NET OPERATING LOSSES. THESE PROVISIONS WERE CONSIDERED, AND NONE WERE IDENTIFIED THAT WOULD AFFECT THE TAXEXEMPT STATUS OF THE GARDEN AS OF JUNE 30, 2022. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,695,218. FUNDRAISING EXPENSE -792,457. OTHER 150,000. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 2,695,218. FUNDRAISING EXPENSE -792,457. PART XII, LINE 4B - OTHER ADJUSTMENTS: DEFERRED TAX BENEFIT 222,283. 0 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 32025248 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 3793930 EAST ASIA AND THE PACIFIC PROGRAM SERVICES SERVICE PROVIDERS 90165 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES SERVICE PROVIDERS 19512 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES MERCHANDISE VENDOR 53556 SOUTH AMERICA PROGRAM SERVICES SERVICE PROVIDERS 137658 NORTH AMERICA PROGRAM SERVICES SERVICE PROVIDERS 66044 EAST ASIA AND THE PACIFIC PROGRAM SERVICES MERCHANDISE VENDOR 733 NORTH AMERICA PROGRAM SERVICES MERCHANDISE VENDOR 108596 EUROPE (INCLUDING ICELAND & GREENLAND) PROGRAM SERVICES MEMBERSHIP 2689 0 0 0 0 0 0 36186846 111285 36298131 EUROPE (INCLUDING ICELAND & GREENLAND) BOTANICAL SCIENTIFIC RESEARCH 32198 CASH 0 1 0 1 1 1 0 PART I, LINE 3: ACCRUAL METHOD PART III ACCOUNTING METHOD: SCHEDULE F, PART II AND PART III ACCRUAL METHOD OF ACCOUNTING USED TO DETERMINE AMOUNT TO DISCLOSE FOR CASH GRANTS. X X X X 1 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 CONSERVATORY BALL 0 1016531 66031 950500 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 ALL OTHER EVENTS 0 812286 61334 750952 BUCKLEY HALL EVENTS 17-19 MARBLE AVENUE PLEASANTVILLE NY 10570 ROSE DINNER 0 577505 48248 529257 2406322 175613 2230709 AK AL AR CO CT FL HI IL KS MA ME MI MN NC NJ NV NY OH OK PA RI SC TN UT VA WA WI WV CONSERVATORY BALL 1016531 864051 152480 472537 ROSE DINNER 577505 490879 86626 165628 2 812286 690443 121843 390359 2406322 2045373 360949 1028524 1028524 -667575 X X X X X 1 0 0 0 0 0 0 0 0 JOSEPH V COSSABOOM END 821 INTERIM CEO 653269 0 0 0 216985 0 21439 0 25175 0 916868 0 0 0 JOHN LANDI END 821 CHIEF ADVANCEMENT OFFICER 673517 0 0 0 0 0 18778 0 22050 0 714345 0 0 0 CARRIE REBORA BARRATT END 720 FORMER CEO 0 0 0 0 500000 0 0 0 0 0 500000 0 500000 0 LAUREN TURCHIO COO 410646 0 0 0 0 0 32190 0 37800 0 480636 0 0 0 SARAH GILLMAN CHIEF FINANCIAL OFFICER 328141 0 0 0 0 0 32190 0 37800 0 398131 0 0 0 CHRISTIAN KECK VP OF IT 304724 0 0 0 0 0 32190 0 37800 0 374714 0 0 0 JUSTIN JAMAIL GENERAL COUNSEL 280307 0 0 0 0 0 31114 0 37800 0 349221 0 0 0 TODD FORREST VP FOR HORTICULTURE AND LIVING COLLE 275928 0 0 0 0 0 30628 0 37800 0 344356 0 0 0 URSULA HOSKINS VP CAPITAL PROJECTS 266271 0 0 0 0 0 29556 0 37800 0 333627 0 0 0 NATHAN URBACH INTERIM CHIEF ADVANCEMENT OFFICER 260005 0 0 0 0 0 28861 0 37800 0 326666 0 0 0 BARBARA CORCORAN SENIOR PROGRAMMING ADVISOR 243936 0 0 0 0 0 27077 0 37800 0 308813 0 0 0 MARCI SILVERMAN VP FOR MEMBERSHIP AND VISITOR EXPERI 225019 0 0 0 0 0 24977 0 34428 0 284424 0 0 0 JENNIFER BERNSTEIN START 921 CEO 190240 0 0 0 0 0 0 0 8989 0 199229 0 0 0 GREGORY LONG FORMER CEO 135159 0 0 0 0 0 0 0 0 0 135159 0 0 0 PART I, LINE 4A CARRIE REBORA BARRATT, FORMER CEO, RECEIVED A SEPARATION PAYMENT OF $500,000 DURING THE CALENDAR YEAR 2021. JOSEPH COSSABOOM, FORMER INTERIM PRESIDENT, RECEIVED A SEPARATION PAYMENT OF $307,519 DURING THE CALENDAR YEAR 2021 PART II THE NEW YORK BOTANICAL GARDEN HAS A FORMAL PROCEDURE AND SIGN-OFF PROCESS FOR REVIEW OF EXECUTIVE COMPENSATION. PART II, LINES 2 - 10 COMPENSATION FOR OTHER OFFICERS AND KEY EMPLOYEES IS BASED ON INSTITUTIONAL SALARY COMPARISONS CONDUCTED BY THE GARDEN'S HUMAN RESOURCES OFFICE, WHICH REVIEWS SALARIES PAID BY COMPARABLE ORGANIZATIONS TO THEIR OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE PERIODICALLY REVIEWS THE COMPENSATION LEVELS OF THESE EMPLOYEES. MERIT INCREASES ARE BASED ON A FORMAL PERFORMANCE EVALUATION PROCESS AND APPROVED BY THE PRESIDENT & CEO. PART I, LINE 3 COMPENSATION FOR THE PRESIDENT & CEO AND CERTAIN OTHER KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF NYBG'S BOARD OF TRUSTEES. THE MEMBERS OF THE COMPENSATION COMMITTEE ARE ALL INDEPENDENT VOTING MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. THE PRESIDENT & CEO AND OTHER OFFICERS MAY BE PRESENT AT MEETINGS OF THE COMPENSATION COMMITTEE EXCEPT WHERE THE COMPENSATION OF SUCH EMPLOYEES IS UNDER REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND REVIEWS COMPARABILITY DATA WITH RESPECT TO COMPENSATION LEVELS PAID FOR COMPARABLE JOB POSITIONS OBTAINED THROUGH THE ASSISTANCE OF AN EXPERT COMPENSATION CONSULTANT WHEN APPROPRIATE, INCLUDING FORM 990 DATA FROM OTHER LEADING MUSEUMS AND CULTURAL AND EDUCATION INSTITUTIONS, AS WELL AS FOR PROFIT INSTITUTIONS WITH WHICH NYBG MAY COMPETE FOR STAFF. THE DELIBERATIONS, DECISIONS, AND BASIS OF DECISIONS MADE BY THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY SUBSTANTIATED AND DOCUMENTED IN MINUTES OF APPLICABLE MEETINGS. PART II, LINE 2 THE DIRECTOR OF THE GARDEN'S COMPENSATION IS APPROVED BY THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES. THE DIRECTOR OF THE GARDEN'S COMPENSATION WAS REVIEWED BY THE COMPENSATION COMMITTEE, ALONG WITH APPROPRIATE COMPARABILITY DATA, AND WAS DETERMINED BY THE COMMITTEE TO BE REASONABLE. A TRUST FOR CULTURAL RESOURCES 131693134 649717QE8 2009-08-14 68090000 SEE PART IV 0 0 0 A 68090000 948080 67141920 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 0 0 0 0 0 A 0 SCHEDULE K, PART I, COLUMN F - PURPOSE OF ISSUE DESCRIPTION TRUST FOR CULTURE RESOURCES: PROCEEDS OF THE BOND WERE USED TO REPAY A BRIDGE LOAN FROM JP MORGAN CHASE BANK, ORIGINATED IN 2008, FOR THE PURPOSE OF REDEEMING THEN OUTSTANDING TAX-EXEMPT BONDS WHICH HAD BEEN ISSUED IN 2002 AND 2006. X 27 1904479 COST OR SELLING PRICE 0 0 0 FORM 990, PART VI, SECTION A, LINE 2 WILSON NOLEN (TRUSTEE) AND MALCOLM NOLEN (TRUSTEE) HAVE A FAMILY RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 7A THE NEW YORK BOTANICAL GARDEN WAS FORMED IN 1891 AS A MEMBERSHIP CORPORATION. MEMBERSHIP ELECTS TRUSTEES AT THE ANNUAL MEETINGS. FORM 990, PART VI, SECTION B, LINE 11B NYBG'S 990 IS PREPARED BY THE CONTROLLER IN CONSULTATION WITH OTHER OFFICERS AND STAFF AS WELL AS OUTSIDE TAX ADVISORS. THE DRAFT IS REVIEWED BY THE CHIEF FINANCIAL OFFICER, THE CHIEF OPERATING OFFICER, THE OFFICE OF GENERAL COUNSEL, OTHER SENIOR STAFF, AND BY NYBG'S OUTSIDE TAX ADVISORS. BEFORE FILING, THE 990 DRAFT IS REVIEWED BY THE AUDIT COMMITTEE AND PROVIDED TO THE ENTIRE BOARD OF TRUSTEES VIA SECURE WEB ACCESS. FORM 990, PART VI, SECTION B, LINE 12C NYBG HAS ADOPTED A WRITTEN CONFLICT OF INTEREST POLICY APPLICABLE TO TRUSTEES, OFFICERS, AND KEY EMPLOYEES AND A SEPARATE WRITTEN CONFLICT OF INTEREST POLICY APPLICABLE TO ALL EMPLOYEES. UNDER THESE POLICIES, TRUSTEES, OFFICERS AND EMPLOYEES ARE REQUIRED TO DECLARE CONFLICTS UPON BECOMING AWARE OF THEM. TRUSTEES, OFFICERS, AND CERTAIN OTHER EMPLOYEES ARE REQUIRED TO REVIEW, SIGN, AND RETURN TO THE OFFICE OF GENERAL COUNSEL AN ANNUAL FORM AFFIRMING THEIR KNOWLEDGE OF THE POLICY AND CONFIRMING THEIR COMMITMENT TO ABIDE BY THE TERMS OF THE POLICY. THE FORM ALSO ASKS THE RECIPIENT TO IDENTIFY CONFLICTS UNDER THE APPLICABLE POLICY. UNDER THE POLICY, CONFLICTS ARE DEALT WITH ON A CASE BY CASE BASIS. IN THE CASE OF EMPLOYEES, CONFLICTS ARE DEALT WITH BY MANAGEMENT UNDER THE GENERAL SUPERVISION OF THE AUDIT COMMITTEE, AND IN THE CASE OF TRUSTEES, BY THE AUDIT COMMITTEE. UNDER THE APPLICABLE POLICY, INDIVIDUALS WITH A CONFLICT MAY NOT PARTICIPATE IN THE CONSIDERATION OF THE RELEVANT MATTER OR THE ACTION TAKEN IN RESPONSE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT & CEO AND CERTAIN OTHER KEY EMPLOYEES INCLUDES A REVIEW AND APPROVAL BY THE COMPENSATION COMMITTEE OF NYBG'S BOARD OF TRUSTEES. THE MEMBERS OF THE COMPENSATION COMMITTEE ARE ALL INDEPENDENT VOTING MEMBERS OF THE ORGANIZATION'S GOVERNING BODY. THE PRESIDENT & CEO AND OTHER OFFICERS MAY BE PRESENT AT MEETINGS OF THE COMPENSATION COMMITTEE EXCEPT WHERE THE COMPENSATION OF SUCH EMPLOYEES IS UNDER REVIEW. THE COMPENSATION COMMITTEE OBTAINS AND REVIEWS COMPARABILITY DATA WITH RESPECT TO COMPENSATION LEVELS PAID FOR COMPARABLE JOB POSITIONS OBTAINED THROUGH THE ASSISTANCE OF AN EXPERT COMPENSATION CONSULTANT WHEN APPROPRIATE, INCLUDING FORM 990 DATA FROM OTHER LEADING MUSEUMS AND CULTURAL AND EDUCATION INSTITUTIONS, AS WELL AS FOR PROFIT INSTITUTIONS WITH WHICH NYBG MAY COMPETE FOR STAFF. THE DELIBERATIONS, DECISIONS, AND BASIS OF DECISIONS MADE BY THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY SUBSTANTIATED AND DOCUMENTED IN MINUTES OF APPLICABLE MEETINGS. FORM 990, PART VI, SECTION C, LINE 19 FINANCIAL STATEMENTS, 990 FORMS AND ANNUAL REPORTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE, WWW.NYBG.ORG. FORM 990 ARE ALSO AVAILABLE ON THIRD PARTY WEBSITES SUCH AS GUIDESTAR AND CHARITY NAVIGATOR. NORTH CENTRAL BRONX REAL ESTATE LCC 2900 SOUTHERN BOULEVARD BRONX NY 10458 REAL ESTATE NY 254698 19200000 NEW YORK BOTANICAL GARDEN THE LUESTHER T MERTZ LEGACY TRUST FOR THE NEW YORK BOTANICAL GARDEN 2900 SOUTHERN BOULEVARD BRONX NY 10458 876339411 SUPPORT NYBG NY NEW YORK BOTANICAL GARDEN T 1974841 27349461 1.00000 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 THE LUESTHER T MERTZ LEGACY TRUST FOR THE NEW YORK BOTANICAL GARDEN C 1020000 FMV