2023-05-12T15:34:15-05:00 2022-06-30 135565207 KPMG LLP 515 BROADWAY ALBANY NY 022072974 990 2021-07-01 150532081 SYRACUSE UNIVERSITY SYRA 3154433765 640 SKYTOP RD SKYTOP OFFICE BLDG SYRACUSE NY 132445300 BRETT PADGETT SVP & CFO 3154433765 2023-05-10 1 BRETT PADGETT 999009999 GENEVA FURLANO P01877392 5184274600 2023-05-01 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z KENT SYVERUD CROUSE HINDS HALL SYRACUSE NY 13244 1886094538 0 X WWW.SYRACUSE.EDU X 1870 NY SYRACUSE UNIVERSITY IS A NON-PROFIT RESEARCH UNIVERSITY DEVOTED TO EDUCATION, RESEARCH AND PUBLIC ENGAGEMENT. 49 47 15938 1465 17402650 6393987 66987589 148013654 1270914789 1425981410 171730882 155405796 642571 44170 1510275831 1729445030 371528350 402872266 0 0 615638040 647731000 495798 25502 25533262 362226948 442559173 1349889136 1493187941 160386695 236257089 3919538933 4035936698 1113607637 1227193487 2805931296 2808743211 X ORGANIZATION'S MISSIONAS A UNIVERSITY WITH THE CAPACITY TO ATTRACT AND ENGAGE THE BEST SCHOLARS FROM AROUND THE WORLD, YET SMALL ENOUGH TO SUPPORT A PERSONALIZED AND ACADEMICALLY RIGOROUS STUDENT EXPERIENCE, SYRACUSE UNIVERSITY FACULTY AND STAFF SUPPORT STUDENT SUCCESS BY:- ENCOURAGING GLOBAL STUDY, EXPERIENTIAL LEARNING, INTERDISCIPLINARYSCHOLARSHIP, CREATIVITY, AND ENTREPRENEURIAL ENDEAVORS- BALANCING PROFESSIONAL STUDIES WITH AN INTENSIVE LIBERAL ARTS EDUCATION- FOSTERING A RICHLY DIVERSE AND INCLUSIVE COMMUNITY OF LEARNING AND OPPORTUNITY- PROMOTING A CULTURE OF INNOVATION AND DISCOVERY- SUPPORTING FACULTY, STAFF, AND STUDENT COLLABORATION IN CREATIVE ACTIVITY AND RESEARCH THAT ADDRESS EMERGING OPPORTUNITIES AND SOCIETAL NEEDS- MAINTAINING PRIDE IN OUR LOCATION AND HISTORY AS A PLACE OF ACCESS, ENGAGEMENT, INNOVATION, AND IMPACT. 0 0 820005173 397228129 INSTRUCTION AND DEPARTMENTAL RESEARCH:EXPENDITURES IN THIS AREA INCLUDE SALARIES AND BENEFITS FOR FACULTY, SCHOLARSHIPS AND GRANTS TO STUDENTS, AND SUPPORT FOR FACILITIES AND EQUIPMENT, CONDUCTED FOR THE BENEFIT OF APPROXIMATELY 14,800 UNDERGRADUATE AND 6,900 GRADUATE AND LAW STUDENTS ENROLLED AT SYRACUSE UNIVERSITY. 253785745 5644137 1170867757 STUDENT SERVICES:EXPENDITURES IN THIS AREA INCLUDE SUPPORT SERVICES FOR THE UNIVERSITY'S UNDERGRADUATE FRESHMAN AND SOPHMORES. THE UNIVERSITY HAS A TWO-YEAR RESIDENCE REQUIREMENT FOR FRESHMAN AND SOPHMORES WITH THE PRIMARY PURPOSE OF CONTRIBUTING TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL-BEING AND THEIR INTELLECTUAL, CULTURAL, AND SOCIAL DEVELOPMENT OUTSIDE THE FORMAL INSTRUCTION PROGRAM. 76927120 103996680 SPONSORED RESEARCH AND OTHER RELATED ACTIVITIES:EXPENDITURES IN THSI AREA INCLUDE RESEARCH AND SIMILAR ACTIVITY FUNDED BY GRANTS FROM THE PUBLIC, PRIVATE, AND NON-PROFIT SECTORS. 274577365 140129045 OTHER PROGRAM SERVICE EXPENDITURES SUPPORT SYRACUSE UNIVERSITY'S ACADEMIC AND RESEARCH INITIATIVES THROUGH PROVISION OF ACADEMIC SUPPORT AND GENERAL INSTITUTIONAL SUPPORT, THE CRITICAL COMPONENTS TO SEAMLESS DELIVERY AND TO MEETING THE NEEDS AND EXPECTATIONS OF SYRACUSE UNIVERSITY'S STUDENTS AND FACULTY. 274577365 140129045 1425295403 1 1 0 1 0 0 0 1 1 1 1 1 0 0 1 1 0 1 1 1 1 0 1 1 1 0 0 1 1 1 1 1 0 0 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 0 0 1 X 28935 0 1 15938 1 1 1 1 CI FR IT SP UK 0 0 0 1 1 0 0 0 0 1 0 X 49 47 0 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60.00 0.00 X 186006 0 27506 DINO BABERS FOOTBALL HEAD COACH 60.00 0.00 X 4007163 0 55975 JAMES BOEHEIM BASKETBALL HEAD COACH 60.00 0.00 X 2724102 0 91948 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 60.00 0.00 X 1247118 0 45846 JOHN WILDHACK ATHLETIC DIRECTOR 60.00 0.00 X 836540 0 209959 ANTHONY WHITE FOOTBALL COACH 60.00 0.00 X 725162 0 52821 MICHELE WHEATLY FORMER VICE CHANCELLOR & PROVOST 60.00 0.00 X 670819 0 48293 RYAN WILLIAMS FORMER ASSOC VP FOR ENROLLMENT 60.00 0.00 X 327113 0 44987 18323617 0 1414796 894 1 1 1 PINCKNEY HUGO GROUP LLC 760 W GENESEE ST SYRACUSE NY 13204 MARKETING 2131253 BARCLAY DAMON LLP 125 EAST JEFFERSON ST SYRACUSE NY 13202 ATTORNEYS 1863090 ENRST & YOUNG US LLP 200 PLAZA DR SECAUCUS NJ 07094 ACCOUNTANTS 1559319 PAUL WEISS RIFKIND WHARTON & GARRISON LL 1285 AVENUE OF THE AMERICAS NEW YORK NY 100196064 ATTORNEYS 1502962 O'MELVENY & MYERS LLP TIMES SQUARE TOWER 7 TIMES SQ NEW YORK NY 100366524 ATTORNEYS 868311 120 181920 147831734 15827014 148013654 STUDENT 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RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 11846 0 1 293502 305348 0 PART II-B, LINE 1: THE OFFICE OF COMMUNITY ENGAGEMENT AND GOVERNMENT RELATIONS (CEGR) IS THE UNIVERSITY'S DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS AND THEIR STAFF. CEGR ENSURES ALL CONTACT WITH PUBLIC OFFICIALS IS COMPLIANT WITH LOBBYING RULES AND REGULATIONS AT ALL LEVELS OF FEDERAL, STATE AND LOCAL GOVERNMENT. THEY ARE THE DESIGNATED POINT OF CONTACT FOR GOVERNMENT OFFICIALS, AND ARE RESPONSIBLE FOR COORDINATING AN EFFECTIVE GOVERNMENT RELATIONS PROGRAM. COMMUNICATION CAN BE IN THE FORM OF PHONE CALLS, IN PERSON MEETINGS OR FORMAL LETTERS. STAFFING WITHIN THE OFFICE OF CEGR INCLUDES MANAGEMENT AND STAFF AS NEEDED. MERCURY GROUP ASSISTED THE UNIVERSITY WITH LOBBYING ACTIVITIES AT THE STATE LEVEL REGARDING COLLEGIATE ATHLETICS, NAME/IMAGE/LIKENESS LEGISLATION, COLLEGIATE SPORTS BETTING, COVID-19 AND EARLY WARNING WASTE WATER SURVEILLANCE PROPOSED LEGISLATION VAN SCOYOC ASSOCIATES (VSA) PROVIDES CONSULTING AND LOBBYING SERVICES IN SUPPORT OF INSTITUTE FOR VETERANS AND MILITARY FAMILIES PROGRAMMING FOR SERVICEMEMBER, VETERAN AND MILITARY-CONNECTED COMMUNITY MEMBERS TO ASSIST IN THE TRANSITION FROM SERVICEMEMBER TO VETERAN. THIS INCLUDES CAREER COUNSELING AND EMPLOYMENT ASSISTANCE. VSA SUPPORTS LOBBYING ACTIVITY ON VETERANS RELATED PROGRAMMING AND BUDGET MATTERS RELATING TO CONGRESSIONAL APPROPRIATIONS, AND DEPARTMENT OF DEFENSE TRANSITION ASSISTANCE PROGRAM. BROWN & WEINRAUB, PLLC PROVIDES LEGISLATIVE AND REGULATORY REPRESENTATION AND HAS ADVOCATED AND SUPPORTED WORK ON SEVERAL PROPOSED LEGISLATIVE BILLS AND FUNDING OPPORTUNITIES AT THE STATE LEVEL. 407162 43296093 X X X X X CLASSROOM TEACHING 0 0 1 X 1818491336 82808934 -82206835 14762131 39799754 4577985 1759953565 1394057542 47938659 431356270 13978154 36923886 3959095 1818491336 1384151784 21114277 40506535 13175471 35457752 3081831 1394057542 1328147566 18945653 86554148 12305521 33965877 3224185 1384151784 1232349765 25881930 119021067 11503919 34348777 3252500 1328147566 0.49040 0.50960 1 0 32864041 32864041 2511007442 1155319999 1355687443 139492699 112561604 26931095 260261392 216965298 43296094 1458778673 HEDGE FUNDS 816294971 F PRIVATE EQUITY FUNDS 540488847 F COMMINGLED FUNDS 6663785 F INVESTMENT ACCT-FIN INST 496021 F 1363943624 ASSET RETIREMENT OBLIGATIONS 24883107 ACCRUED POSTRETIREMENT BENEFIT 43178708 REFUNDABLE GOVERNMENT LOANS 11977021 80038836 X 1092120901 -241840220 -391439498 -633279718 1725400619 5005202 -960791 4044411 1729445030 1089982992 4672519 4672519 1085310473 5005202 402872266 407877468 1493187941 PART III, LINE 4: SYRACUSE UNIVERSITY HAS A DIVERSE COLLECTION OF ART, HISTORICAL TREASURES AND OTHER SIMILAR ASSETS, INCLUDING FINE ART AND ETHNOGRAPHIC OBJECTS, LEGAL BOOKS, ARCHIVAL RECORDS, LIBRARY COLLECTIONS AND SPECIAL COLLECTIONS. THE PRIMARY PURPOSE OF THE UNIVERSITY'S COLLECTIONS IS TO COLLECT AND PRESERVE THE CULTURAL AND HISTORICAL RECORD FOR GENERATIONS OF STUDENTS AND SCHOLARS. THE SYRACUSE UNIVERSITY ART MUSEUM - THE SYRACUSE UNIVERSITY ART MUSEUM IS AN ACADEMIC MUSEUM THAT ACQUIRES AND PRESERVES IMPORTANT WORKS OF ART AND USES ITS EXTENSIVE COLLECTION TO SERVE AS A MUSEUM-LABORATORY FOR EXPLORATION, EXPERIMENTATION, AND DISCUSSION. THE MUSEUM STRIVES TO FOSTER DIVERSE AND INCLUSIVE PERSPECTIVES BY UNITING STUDENTS ACROSS CAMPUS WITH EACH OTHER AND THE LOCAL AND GLOBAL COMMUNITY, ENGAGING WITH ARTWORK TO BRING US TOGETHER AND EXAMINING THE FORCES THAT KEEP US APART. IT WELCOMES ALL VISITORS TO EXPERIENCE ITS EXHIBITIONS AND PUBLIC PROGRAMS THAT PROMOTE ORIGINAL RESEARCH, CREATIVE THINKING, AND INCREASED MINDFULNESS. SYRACUSE UNIVERSITY COLLEGE OF LAW LIBRARY - THE LAW LIBRARY COLLECTION IS COMPRISED OF HISTORICAL AND CONTEMPORARY LAW BOOKS THAT SUPPORT TEACHING AND LEARNING IN A DIVERSE EDUCATIONAL ENVIRONMENT, AND OF THE RESEARCH TOOLS AND FINDING AIDS THAT ENABLE DISCOVERY, ANALYSIS, AND UNDERSTANDING OF THEORETICAL LEGAL CONCEPTS AND THE PRACTICAL APPLICATION OF THOSE CONCEPTS IN A COMPLEX LEGAL ENVIRONMENT. UNIVERSITY ARCHIVES - THE SYRACUSE UNIVERSITY ARCHIVES, PART OF THE SPECIAL COLLECTIONS RESEARCH CENTER, IS DEDICATED TO COLLECTING AND PRESERVING RECORDS THAT DOCUMENT THE HISTORY, ORGANIZATION, POLICIES, ACTIVITIES, AND PEOPLE OF THE UNIVERSITY, AND MAKING THOSE RECORDS AVAILABLE TO FACULTY, STAFF, STUDENTS, AND RESEARCHERS INTERESTED IN THE HISTORY OF THE UNIVERSITY. UNIVERSITY ARCHIVES ACCEPTS MATERIALS FROM THE SCHOOLS AND COLLEGES, CAMPUS OFFICES, ALUMNI, FACULTY, THE UNIVERSITY'S STUDENT AND ALUMNI ORGANIZATIONS, AND THE GENERAL PUBLIC. TO BE ELIGIBLE FOR INCLUSION, RECORDS MUST DOCUMENT THE HISTORY OF AND/OR THE CREATOR'S RELATIONSHIP WITH THE UNIVERSITY. ARCHIVAL RECORDS INCLUDE BUT ARE NOT LIMITED TO THE RECORDS OF THE CHANCELLOR, THE BOARD OF TRUSTEES, AND SCHOOLS, COLLEGES, DEPARTMENTS, AND OTHER CAMPUS OFFICES; PAPERS OF FACULTY, STAFF, AND ALUMNI; UNIVERSITY PUBLICATIONS; PHOTOGRAPHIC MATERIALS AND AUDIO AND MOVING IMAGE RECORDINGS; MASTERS THESES AND DISSERTATIONS; AND MEMORABILIA. LIBRARY - THE IDEA OF THE LIBRARY - A REFUGE FOR HUMAN KNOWLEDGE IS TIMELESS. SYRACUSE UNIVERSITY LIBRARY'S COLLECTIONS SPAN 4,000 YEARS AND RANGE FROM SUMERIAN CUNEIFORM TABLETS TO 21ST CENTURY DIGITAL DATA SETS. EVEN WHILE THE TYPES AND FORMS OF KNOWLEDGE CHANGE, THE LIBRARY STRIVES TO KEEP PACE, NEVER LOSING SIGHT OF ITS PURPOSE: TO COLLECT, PRESERVE, AND PROVIDE ACCESS TO THE CULTURAL RECORD FOR GENERATIONS OF STUDENTS, FACULTY, AND SCHOLARS. SPECIAL COLLECTIONS - THE SPECIAL COLLECTIONS RESEARCH CENTER COLLECTS, MAINTAINS, AND PROVIDES ACCESS TO DISTINGUISHED COLLECTIONS OF RARE BOOKS, MANUSCRIPTS, AND OTHER ARCHIVAL MATERIALS. SYRACUSE UNIVERSITY STUDENTS, FACULTY, STAFF ALONG WITH THE LOCAL AND GLOBAL COMMUNITY HAVE AVAILABLE TO THEM MORE THAN 150,000 PRINTED WORKS AND OVER 4,000 ARCHIVAL COLLECTIONS INCLUDING IMPORTANT EDITIONS, MANUSCRIPTS, DOCUMENTS, LETTERS, DIARIES, DRAWINGS, PHOTOGRAPHS, MEMORABILIA, AND AUDIO AND MOVING IMAGE RECORDINGS. PART IV, LINE 2B: THE UNIVERSITY MAINTAINS A LIMITED NUMBER OF AGENCY FUNDS, WHICH IT HOLDS AS CUSTODIAN OR FISCAL AGENT FOR STUDENT ORGANIZATIONS AND/OR OUTSIDE ORGANIZATIONS AS AN ACCOMODATION TO THE ORGANIZATION. THE ORGANIZATIONS ARE THEN ALLOWED TO UTILIZE THE UNIVERSITY'S FINANCIAL SYSTEMS AND RESOURCES TO PROCESS TRANSACTIONS AGAINST THESE FUNDS. PART V, LINE 4: THE UNIVERSITY ENDOWMENT CONSISTS OF APPROXIMATELY 2,500 INDIVIDUAL FUNDS ESTABLISHED FOR A VARIETY OF PURPOSES; INCLUDING BOTH DONOR RESTRICTED ENDOWMENT FUNDS AND FUNDS DESIGNATED BY THE UNIVERSITY TO FUNCTION AS ENDOWMENTS. SPENDING FROM THE UNIVERSITY'S ENDOWMENTS ARE RESTRICTED TO THE VARIOUS PURPOSES SPECIFIED BY THE ORIGINAL DONOR. A MAJORITY OF THE FUNDS PROVIDE SCHOLARSHIPS AND FINANCIAL ASSISTANCE TO UNDERGRADUATE, GRADUATE AND LAW SCHOOL STUDENTS. SOME OF THE OTHER USES OF THE FUNDS INCLUDE, BUT ARE NOT LIMITED TO, SUPPORT FOR FELLOWSHIPS, THE CREATION AND FUNDING OF DEPARTMENT CHAIRS AND PROFESSORSHIPS, SUPPORT FOR VARIOUS UNIVERSITY CENTERS, AND SUPPORT FOR THE UNIVERSITY'S TEACHING AND RESEARCH ACTIVITIES. THE UNIVERSITY'S SPENDING POLICY, WHICH UTILIZES AN ANNUAL DISTRIBUTION PER UNIT MULTIPLIED BY THE PERCENTAGE APPROVED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, IS DESIGNATED TO PROVIDE THE UNIVERSITY A STABLE LEVEL OF FINANCIAL SUPPORT AND TO PRESERVE THE ENDOWMENTS REAL VALUE. PART X, LINE 2: THE UNIVERSITY IS A TAX-EXEMPT ORGANIZATION AS DESCRIBED IN SECTION 501 (C)(3) OF THE INTERNAL REVENUE CODE AND IS GENERALLY EXEMPT FROM INCOME TAXES PURSUANT TO SECTION 501(A) OF THE INTERNAL REVENUE CODE. ORANGE INSURANCE COMPANY, LLC AND SYRACUSE UNIVERSITY HOTEL AND CONFERENCE CENTER LLC ARE WHOLLY OWNED BY THE UNIVERSITY AND ARE REPORTED IN THE UNIVERSITY'S INCOME TAX FILINGS. SYRACUSE UNIVERSITY ALUMNI ASSOCIATION, INC., OF WHICH THE UNIVERSITY IS THE SOLE MEMBER, IS A TAX-EXEMPT ORGANIZATION THAT FILES ITS OWN TAX RETURN. DRUMLINS, INC. IS A TAXABLE SUBSIDIARY OF THE UNIVERSITY AND FILES ITS OWN TAX RETURNS. THE SYRACUSE UNIVERSITY (USA) LONDON PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED CHARITY UNDER THE LAWS OF ENGLAND. THE SYRACUSE UNIVERSITY MADRID PROGRAM, CREATED FOR THE ADVANCEMENT OF EDUCATION, IS A REGISTERED DELEGATION OF THE FOREIGN FOUNDATION OF SYRACUSE UNIVERSITY IN SPAIN UNDER THE LAWS OF SPAIN. THE INCOME TAX CONSEQUENCES, IF ANY, FROM THESE ENTITIES ARE RELFECTED IN THE CONSOLIDATED FINANCIAL STATEMENTS, AND DO NOT HAVE A MATERIAL EFFECT, INDIVIDUALLY OR IN THE AGGREGATE, ON THE UNIVERSITY'S CONSOLIDATED FINANCIAL STATEMENTS. THE UNIVERSITY BELIEVES IT HAS TAKEN NO SIGNIFICANT UNCERTAIN TAX POSITIONS. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUES OF SUBSIDIARIES 3,037,722. POSTRETIREMENT BENEFIT OBLIGATION CHANGE 8,395,046. FINANCIAL AID -402,872,266. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL -19,540. RENTAL/FUNDRAISING EXPENSES -941,251. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES OF SUBSIDIARIES 3,711,728. RENTAL/FUNDRAISING EXPENSES 941,251. LOSS ON DISPOSAL 19,540. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 402,872,266. 1 1 0 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SYRACUSE UNIVERSITY'S RACIAL NONDISCRIMINATION POLICY AS TO STUDENTS IS DISCLOSED IN ALL OF ITS BROCHURES AND CATALOGS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS AND IN OTHER WRITTEN ADVERTISING USED TO INFORM PROSPECTIVE STUDENTS OF THE UNIVERSITY'S PROGRAMS. IN ADDITION, THE UNIVERSITY HAS DEMONSTRATED THAT IT FOLLOWS THIS POLICY BY CONTINUOUSLY ENROLLING STUDENTS OF RACIAL MINORITY GROUPS IN MEANINGFUL NUMBERS. ACCORDINGLY, SYRACUSE UNIVERSITY MEETS THE REQUIREMENTS OF REV. PROC. 75-50 (SEE SECTION 4.03(2)(B)). SYRACUSE UNIVERSITY'S POLICIES CAN ALSO BE FOUND AT: POLICIES.SYR.EDU. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID AND/OR ASSISTANCE FROM FEDERAL AGENCIES, SUCH AS THOSE PROVIDING FEDERAL DIRECT LOANS ($141,683,022), PELL GRANTS ($12,986,720), FEDERAL WORK STUDY PROGRAM ($2,489,741), AND FEDERAL SUPPLEMENTAL EDUCATIONAL OPPORTUNITY GRANT ($2,407,837). 1 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 770728187 CENTRAL AMERICA AND THE CARIBBEAN PROGRAM SERVICES HIGHER ED 47785 EAST ASIA AND THE PACIFIC INVESTMENTS 372589 EAST ASIA AND THE PACIFIC PROGRAM SERVICES HIGHER ED 330533 EAST ASIA AND THE PACIFIC GRANT MAKING 145342 EUROPE (INCLUDING ICELAND & GREENLAND) INVESTMENTS 25409147 EUROPE (INCLUDING ICELAND & GREENLAND) 4 220 PROGRAM SERVICES HIGHER ED 25121159 EUROPE (INCLUDING ICELAND & GREENLAND) GRANT MAKING 12877508 MIDDLE EAST AND NORTH AFRICA PROGRAM SERVICES HIGHER ED 51472 MIDDLE EAST AND NORTH AFRICA GRANT MAKING 52020 NORTH AMERICA INVESTMENTS 4727080 NORTH AMERICA PROGRAM SERVICES HIGHER ED 62379 RUSSIA AND NEIGHBORING STATES GRANT MAKING 41431 SOUTH AMERICA 1 2 PROGRAM SERVICES HIGHER ED 448905 SOUTH AMERICA GRANT MAKING 124764 SOUTH ASIA PROGRAM SERVICES HIGHER ED 44636 SUB-SAHARAN AFRICA PROGRAM SERVICES HIGHER ED 51575 SUB-SAHARAN AFRICA GRANT MAKING 64132 4 220 1 2 5 222 835032250 5668394 840700644 SCHOLARSHIPS EAST ASIA AND THE PACIFIC 18 145342 TUITION DISCOUNT SCHOLARSHIPS EUROPE (INCLUDING ICELAND & GREENLAND) 1023 12877508 TUITION DISCOUNT SCHOLARSHIPS MIDDLE EAST AND NORTH AFRICA 4 52020 TUITION DISCOUNT SCHOLARSHIPS RUSSIA AND NEIGHBORING STATES 3 41431 TUITION DISCOUNT SCHOLARSHIPS SOUTH AMERICA 10 124764 TUITION DISCOUNT SCHOLARSHIPS SUB-SAHARAN AFRICA 4 64132 TUITION DISCOUNT 1 0 1 1 1 1 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS OUTSIDE THE US SYRACUSE UNIVERSITY PROVIDED MORE THAN $13 MILLION IN INSTITUTIONAL FINANCIAL AID TO STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2022. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. MOST SCHOLARSHIPS ARE NEED-BASED. STUDENTS MUST APPLY FOR NEED-BASED FINANCIAL AID AWARDS BY COMPLETING THE FREE APPLICATION FOR FEDERAL STUDENT AID (FAFSA). THIS IS A STANDARDS FORM USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. FINANCIAL AID IS GENERALLY LIMITED TO THE AMOUNT OF TUITION, BUT CAN ALSO INCLUDE PARTIAL FUNDING FOR THE PROGRAM FEE (HOUSING AND FIELD TRIPS). PART I, LINE 3: BASIS OF ACCOUNTING THE BASIS OF ACCOUNTING ON THE FINANCIAL STATEMENTS IS ACCRUAL. PART III, COL (C): NUMBER OF RECIPIENTS THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2022. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE. PART III ACCOUNTING METHOD: X X X X X 1 RKD GROUP LLC 2400 WATERVIEW PKY RICHARDSON TX 75080 DIRECT RESPONSE FUNDING 0 0 25502 0 25502 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY MIRROR AWARDS 133691 127950 5741 132806 TONER PRIZE 37545 37545 73908 1 16425 16425 13855 1834 187661 181920 5741 13855 208548 222403 -216662 1 CROUSE HEALTH FOUNDATION INC 736 IRVING AVE SYRACUSE NY 13210 161035427 501 (C) (3) 9250 0 SUPPORT FOCUS GREATER SYRACUSE INC 201 E WASHINGTON ST STE 704 SYRACUSE NY 13202 161606023 501 (C) (3) 5500 0 SUPPORT IMAGE INITIATIVE INC 4465 E GENESEE ST 175 SYRACUSE NY 13203 611494484 501 (C) (3) 10000 0 SUPPORT INTERFAITH WORKS OF CENTRAL NY 1010 JAMES ST SYRACUSE NY 13203 161064233 501 (C) (3) 11140 0 SUPPORT MUSEUM OF SCIENCE & TECHNOLOGY FOUNDATION 500 S FRANKLIN ST SYRACUSE NY 13202 223158446 501 (C) (3) 7700 0 SUPPORT US LACROSSE INC 2 LOVETON CIRCLE SPARKS MD 21152 521765246 501 (C) (3) 37500 0 SUPPORT VERA HOUSE FOUNDATION INC 723 JAMES ST SYRACUSE NY 13203 223132223 501 (C) (3) 7455 0 SUPPORT LONGHOUSE COUNCIL INC 2803 BREWERTON RD SYRACUSE NY 13211 160966978 501 (C) (3) 17200 0 SUPPORT 8 PROVISION OF BOOKS AND SUPPLIES 370 271600 FMV BOOKS AND SUPPLIES HEOP 259 1346144 SEOG 3115 2407837 ROOM AND BOARD 223 2142000 HIGHER EDUCATION EMERGENCY RELIEF FUND 4237 12192181 SU STUDENT SCHOLARSHIPS AND FINANCIAL AID 11890 371101562 PART I, LINE 2: MONITORING THE USE OF GRANT FUNDS IN THE U.S. SYRACUSE UNIVERSITY PROVIDED APPROXIMATELY $390 MILLION IN INSTITUTIONAL AID TO UNDERGRADUATE AND GRADUATE STUDENTS IN THE FISCAL YEAR ENDED JUNE 30, 2022. THE AID PROVIDED CONSISTS OF A COMBINATION OF NEED-BASED AND MERIT-BASED GRANTS. STUDENTS MUST APPLY FOR THESE FINANCIAL AID AWARDS BY COMPLETING TWO FORMS THAT ESTABLISH ELIGIBILITY FOR NEED-BASED AID: THE COLLEGE SCHOLARSHIP SERVICE FINANCIAL AID PROFILE; AND THE FREE APPLICATION FOR FEDERAL STUDENT AID. THESE ARE STANDARD FORMS USED IN HIGHER EDUCATION FOR THIS PURPOSE. BOTH NEED-BASED AND MERIT-BASED AID PROVIDED TO STUDENTS IS APPLIED BY THE UNIVERSITY DIRECTLY TO THE STUDENT'S ACCOUNT TO ENSURE THAT THE GRANTS ARE USED FOR THEIR INTENDED PURPOSE. MERIT SCHOLARSHIPS ARE GENERALLY LIMITED TO THE AMOUNT OF TUITION. STUDENTS REACHING THE "TUITION LIMIT ARE INELIGIBLE FOR ADDITIONAL SCHOLARSHIPS FROM THE UNIVERSITY. NEED-BASED AID CAN BE USED FOR ALL EDUCATIONAL RELATED EXPENSES IN ADDITION TO TUITION. PART II: THE UNIVERSITY PROVIDED FINANCIAL SUPPORT TO CROUSE HEALTH FOUNDATION, FOCUS GREATER SYRACUSE, IMAGE INITIATIVE, INTERFAITH WORKS OF CENTRAL NEW YORK, MUSEUM OF SCIENCE & TECHNOLOGY, US LACROSSE INC., VERA HOUSE FOUNDATION AND LONGHOUSE COUNCIL INC., AND RECEIVED ACKNOWLEDGE THAT MONIES REPRESENT CHARITABLE CONTRIBUTIONS FOR THE ORGANIZATION'S EXEMPT PURPOSE. PART III, COLUMN B: NUMBER OF RECIPIENTS THE NUMBER OF RECIPIENTS WHO RECEIVED SCHOLARSHIPS WAS DERIVED BY QUERYING THE INDIVIDUAL STUDENT DATABASE IN THE STUDENT RECEIVABLE SYSTEM FOR ACADEMIC TERMS WITHIN THE FISCAL YEAR ENDED JUNE 30, 2022. THE QUERY LOOKED FOR TUITION DISCOUNT (FINANCIAL AID) AND OTHER ASSISTANCE USING THE DEFINITION OF SUCH ITEMS AS REPORTED IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS. THIS PRODUCED A REPORT OF ALL STUDENTS WHO RECEIVED AID. RECOGNIZING THAT A STUDENT COULD BE RECEIVING AID IN MORE THAN ONE ACADEMIC TERM, THE INFORMATION WAS THEN SORTED BY INDIVIDUAL AND THE STUDENT WAS COUNTED ONLY ONCE PER FINANCIAL AID TYPE. PART III, LINE 6: HIGHER EDUCATION EMERGENCY RELIEF FUND THE UNIVERSITY HAS PARTICIPATED IN CORONAVIRUS (COVID-19) EMERGENCY GRANTS FOR POSTSECONDARY EDUCATION INCLUDING CARES (HEERF I), CRRSAA (HEERF II), AND ARP (HEERF III) . SYRACUSE UNIVERSITY UTILIZED $12.2M AS EMERGENCY FINANCIAL AID TO STUDENTS DURING THE YEAR ENDING JUNE 30, 2022 FROM FUNDS AWARDED THROUGH CRRSAA. THE PROGRAM IS CONTINUING IN FY23 WITH USAGE OF ARP FUNDS. X X X X 1 1 X X X X 1 1 0 0 0 0 0 1 0 DINO BABERS FOOTBALL HEAD COACH 3934408 0 50000 0 22755 0 29000 0 26975 0 4063138 0 0 0 AMIR RAHNAMAY-AZAR CHIEF FINANCIAL OFFICER 403323 0 223750 0 2475153 0 29000 0 6063 0 3137289 0 0 0 JAMES BOEHEIM BASKETBALL HEAD COACH 2448440 0 130000 0 145662 0 69000 0 22948 0 2816050 0 40000 0 KENT SYVERUD CHANCELLOR AND PRESIDENT 907766 0 150000 0 25992 0 354000 0 37470 0 1475228 0 0 0 QUENTIN HILLSMAN (W) BASKETBALL HEAD COACH 424643 0 45000 0 777475 0 29000 0 16846 0 1292964 0 0 0 JOHN WILDHACK ATHLETIC DIRECTOR 622100 0 195750 0 18690 0 186500 0 23459 0 1046499 0 0 0 ANTHONY WHITE FOOTBALL COACH 717562 0 0 0 7600 0 29000 0 23821 0 777983 0 0 0 DANIEL J FRENCH SVP & GENERAL COUNSEL 754335 0 0 0 0 0 0 0 0 0 754335 0 0 0 MICHELE WHEATLY FORMER VICE CHANCELLOR & PROVOST 528602 0 0 0 142217 0 29000 0 19293 0 719112 0 103525 0 J MICHAEL HAYNIE VICE CHANCELLOR- VETERANS & MA 468145 0 75000 0 1453 0 104000 0 9852 0 658450 0 0 0 ZHANJIANG LIU INTERIM PROVOST 475628 0 75000 0 396 0 29000 0 11083 0 591107 0 0 0 LISA DOLAK SVP & UNIV SECRETARY/PROFESSOR 342970 0 34249 0 63001 0 64000 0 10114 0 514334 0 50000 0 GWENN JUDGE VP CFO (INTERIM) 349968 0 26000 0 33 0 29000 0 20536 0 425537 0 0 0 KARIN RUHLANDT DEAN OF ARTS AND SCIENCES 353620 0 0 0 978 0 29000 0 26462 0 410060 0 0 0 RYAN WILLIAMS FORMER ASSOC VP FOR ENROLLMENT 317061 0 10000 0 52 0 29000 0 15987 0 372100 0 0 0 GUILHERME COSTA INTERIM SECRETARY 234222 0 0 0 46 0 25313 0 34462 0 294043 0 0 0 ALLEN GROVES SVP & CHIEF STUDENT EXP 184522 0 0 0 1484 0 18750 0 8756 0 213512 0 0 0 GRETCHEN RITTER PROVOST 138466 0 0 0 20100 0 14000 0 4106 0 176672 0 0 0 PART I, LINE 1A CHARTER TRAVEL CERTAIN SYRACUSE UNIVERSITY OFFICER AND HIGHLY COMPENSATED EMPLOYEES UTILIZED CHARTER AIRLINE TRAVEL FOR BUSINESS PURPOSES. CHARTER TRAVEL ELIMINATES THE TIME CONSTRAINTS OF COMMERCIAL AIR TRAVEL, IS COST EFFECTIVE AND PERMITS GREATER SUPERVISION OF STUDENTS. TRAVEL FOR COMPANIONS CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES HAD COMPANION TRAVEL. THIS TRAVEL WAS DETERMINED TO BE BUSINESS OR PERSONAL AND TAXABLE, BASED UPON THE FACTS AND CIRCUMSTANCES OF EACH SPECIFIC INCIDENCE, AND WAS TREATED ACCORDINGLY, FOR REPORTING PURPOSES. HOUSING ALLOWANCE THE CHANCELLOR IS PROVIDED WITH LODGING BENEFITS AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE EMPLOYER. INCLUDED IN SCHEDULE J, PART II, COLUMN (D) IS THE COMPUTED NONTAXABLE MARKET VALUE OF THE CHANCELLOR'S AVAILABLE OCCUPANCY OF SUCH PREMISES. HEALTH OR SOCIAL CLUB DUES CERTAIN HIGHLY COMPENSATED EMPLOYEE RECEIVED MEMBERSHIPS IN HEALTH OR SOCIAL CLUBS. CLUB DUES ARE DETERMINED TO BE TAXABLE OR NONTAXABLE BASED UPON THE PERCENTAGE OF BUSINESS AND PERSONAL USE AS REPORTED ON CLUB USE CERTIFICATION STATEMENTS SUBMITTED BY THE INDIVIDUALS WITH THE MEMBERSHIPS. THE TAXABLE PORTION WAS INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W2. PART I, LINES 4A-B SEVERANCE PAYMENT THE FOLLOWING INDIVIDUALS RECEIVED A SEVERANCE PAYMENT DURING CALENDAR YEAR 2021: AMIR RAHNAMAY-AZAR 2,467,708 QUENTIN HILLSMAN 771,875 NONQUALIFIED 457(F) PLAN CERTAIN OFFICERS AND HIGHLY COMPENSATED EMPLOYEES PARTICIPATE IN DEFERRED COMPENSATION ARRANGEMENT: CONTRIBUTIONS MADE: KENT SYVERUD 325,000 LISA DOLAK 35,000 J. MICHAEL HAYNIE 75,000 JOHN WILDHACK 157,500 JAMES A. BOEHEIM JR 40,000 DISTRIBUTIONS FROM: LISA DOLAK 62,605 JAMES A. BOEHEIM JR 80,000 MICHELLE WEATLEY 142,217 PART I, LINE 7 NONFIXED PAYMENTS A CERTAIN OFFICER RECEIVED AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT. AN OVERLOAD/EXTRA SERVICE/VARIABLE PAY AWARD PAYMENT IS FOR RECOGNITION OF SERVICES ABOVE NORMAL JOB RESPONSIBILITIES. THESE PAYMENTS WERE INCLUDED IN THE INDIVIDUAL'S COMPENSATION REPORTED ON FORM W-2. PART II COMPENSATION FOR SERVICES RENDERED TO SYRACUSE UNIVERSITY THE FOLLOWING IS INCLUDED IN THE BASE COMPENSATION REPORTED IN PART II, COLUMN (B) (I): DANIEL J. FRENCH, AS AN EMPLOYEE OF BARCLAY DAMON, AN UNRELATED ORGANIZATION, SERVES AS GENERAL COUNSEL UNDER A COSOURCED MODEL. THE TOTAL COMPENSATION REPORTED IN PART II, (B) (I) IS $754,335. JAMES A. BOEHEIM JR.'S TOTAL COMPENSATION REPORTED IN PART II, (B) (I) OF $2,448,440 WAS PAID BY SYRACUSE UNIVERSITY WHICH WAS REPORTED OF FORM W-2. BIG ORANGE BASKETBALL CAMP REALIZED A NET LOSS OF $2,454 FROM CONDUCTING A SUMMER BASKETBALL CAMP WHICH HAS NOT BEEN INCLUDED IN PART II, COLUMN (B) (I) AND WAS NOT REPORTED BY THE UNIVERSITY ON FORM W-2 OR FORM 1099. A TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FCK4 2013-09-12 67827371 MULTI-PURPOSE ISSUE REFUNDING BONDS 1 0 0 B TRUST FOR CULTURAL RESOURCES CO OF ONONDAGA 800516646 68276FDS6 2019-12-19 384214494 MULTI-PURPOSE ISSUE REFUNDING BONDS 0 0 0 C ONONDAGA CIVIC DEVELOPMENT CORPORATION 800458240 682832GB0 2020-06-23 151545396 REFUNDING ISSUE 0 0 0 A 12805000 47600000 67869069 572007 67297062 2017 0 0 1 1 B 384506437 1316494 138182640 244898000 109303 2021 1 1 0 1 C 151545396 506879 151038517 2010 1 0 0 1 A 0 0 0 1 0 0.00000 0.00000 0 0 1 B 0 1 0 1 0 0.00030 0.00030 0 0 1 C 0 0 0 1 0 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 1 0 0 0 0 0 0 1 C 0 1 0 0 0 0 0 0 1 A 1 B 1 C 1 PART I, LINE A THIS FINANCING WAS PARTIALLY DEFEASED IN CONJUNCTION WITH A TAXABLE ISSUANCE ON JUNE 23, 2020. THE REMAINING BALANCE NOT DEFEASED REMAINS AN OBLIGATION OF THE UNIVERSITY THAT HAS A MATURITY PRIOR TO THE ORIGINAL CALL DATE AND WILL BE SATISFIED BY THE UNIVERSITY. PART I, LINE B THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (NAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 8717120BU, 12/13/05, $80.0M CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/08, $14.9M ONONDAGA COUNTY IND DEV AGENCY, 16-0193714, 682747HG8, 01/30/08, $26.2M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/10, $30.2M OTHER PRE-2003 DEBT ISSUANCES, $44.5M PART I, LINE C THIS FINANCING REFUNDED THE FOLLOWING DEBT ISSUANCES (NAME, EIN, CUSIP, DATE ISSUED, AMOUNT): CITY OF SYRACUSE IND DEV AGENCY, 16-1231050, 871720BZO, 01/30/08, $50.0M TRUST FOR CULTURAL RESOURCES, 80-0516646, 68276FAL4, 01/14/10, $75.5M PART I, COLUMN E & PART II, LINE 3 PROCEEDS OF BOND ISSUE DIFFERENCES BETWEEN THE ISSUE PRICE IN PART I AND THE TOTAL PROCEEDS OF ISSUE IN PART II CONSIST SOLELY OF EARNINGS OF CASH WITH TRUSTEE BALANCES. SPECIFIC AMOUNTS OF EARNINGS INCLUDED IN PART II NOT INCLUDED IN PART I ARE AS FOLLOWS: COLUMN B 09/12/2013 ISSUE: 41,698 COLUMN C 12/19/2019 ISSUE: 291,943 OTHER SPENT PROCEEDS PART II, LINE 11, COLUMN C OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $244,148,000 AND ISSUER ADMINISTRATIVE FEE OF $750,000. PART II, LINE 11, COLUMN D OTHER SPENT PROCEEDS INCLUDES REFUNDING OF PRIOR PERIOD DEBT AND ASSOCIATED SWAPS IN THE AMOUNT OF $150,833,500 AND ISSUER ADMINISTRATIVE FEE OF $205,016.82. PART II, LINE 15, COLUMN C PART OF THE PROCEEDS FROM THIS BOND ISSUANCE WERE USED TO PAY OFF TAXABLE COMMERCIAL PAPER IN THE AMOUNT OF $30,375,000. PART IV, COLUMN A & B, LINE 2C COLUMN A- REBATE COMPUTATION WAS PERFORMED 9/12/2018 FOR THE INITIAL FIVE-YEAR PERIOD ENDED 9/12/2018. RUTH CHEN SPOUSE - KENT SYVERUD 145441 UNIVERSITY EMPLOYEE 0 ULRICH B ENGLICH SPOUSE - K. RUHLANDT 83657 UNIVERSITY PROFESSOR 0 SAM EDELSTEIN SON - DAVID EDELSTEIN 10404 PT INSTRUCTOR 0 X 61 399000 APPRAISED VALUE X 8162 APPRIASED VALUE X 196 14207257 MARKET VALUE X SPONSORED EQUIP 43 1212595 MARKET VALUE 10 0 1 0 PART I, COLUMN (B): NUMBER OF CONTRIBUTIONS SYRACUSE UNIVERSITY IS REPORTING THE NUMBER OF CONTRIBUTIONS IN PART I, COLUMN B. FORM 990 PART I LINE 6: VOLUNTEERS VOLUNTEERS ARE INDISPENSABLE TO THE UNIVERSITY IN THE ACCOMPLISHMENT OF THE UNIVERSITY'S EDUCATIONAL MISSION. THE BOARD OF TRUSTEES IS A COMPLETELY VOLUNTEER BOARD COMPRISED OF INDIVIDUALS WHO GIVE THEIR TIME, ENERGY AND TALENTS TO PROVIDE GUIDANCE FOR THE EFFICIENT AND EFFECTIVE GOVERNANCE OF THE UNIVERSITY. STUDENTS AND STAFF VOLUNTEER THEIR TIME AND EFFORT IN ACTIVITIES SUCH AS HELPING FRESHMEN STUDENTS MOVE INTO DORMITORIES AND ACQUAINTING THEM WITH THE CAMPUS. STUDENTS ALSO ASSIST IN DEVELOPMENT ACTIVITIES, SUCH AS THE ANNUAL "TELEFUND", TO RAISE FUNDS NEEDED TO SUPPORT THE UNIVERSITY'S EDUCATIONAL MISSION. FORM 990, PART VI, SECTION B, LINE 11B THE UNIVERSITY'S PROCESS OF REVIEWING THE FORM 990: THE UNIVERSITY PROVIDED ITS SUBSTANTIALLY COMPLETE FORM 990 TO MEMBERS OF THE TRUSTEES AUDIT AND RISK COMMITTEE. A MEETING WITH THESE COMMITTEE MEMBERS WAS HELD WITH SYRACUSE UNIVERSITY'S CHANCELLOR AND PRESIDENT AND SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER TO REVIEW THE FORM AND SUMMARY REPORT. THIS REVIEW INCLUDED A WALKTHROUGH OF THE FORM AND SCHEDULES WITH DIALOGUE ON SIGNIFICANT ITEMS AND POINTS AND A FURTHER EXPANSION OF INFORMATION PROVIDED IN THE SUMMARY REPORT. QUESTIONS WERE ADDRESSED AS RAISED BY COMMITTEE MEMBERS. ONCE FINALIZED, THE COMPLETE COPY OF THE UNIVERSITY'S FINAL FORM 990 (INCLUDING ALL REQUIRED SCHEDULES, AS ULTIMATELY FILED WITH THE IRS) IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD THROUGH A SECURED SYRACUSE UNIVERSITY BOARD OF TRUSTEES WEB PORTAL BEFORE ITS FILING WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C THE UNIVERSITY'S REGULAR AND CONSISTENT MONITORING AND ENFORCEMENT OF THE CONFLICT OF INTEREST POLICY: ARTICLE XI OF SYRACUSE UNIVERSITY'S BYLAWS REQUIRE AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE BE COMPLETED BY EACH TRUSTEE AND OFFICER. ADDITIONALLY, THE UNIVERSITY REQUIRES KEY EMPLOYEES, HIGHEST COMPENSATED EMPLOYEES AND OTHER IDENTIFIED EMPLOYEES AND GROUPS OF EMPLOYEES TO COMPLETE THE CONFLICT OF INTEREST QUESTIONNAIRE. ALL COMPLETED QUESTIONNAIRES ARE REVIEWED BY THE CONFLICTS OF INTEREST ADMINISTRATOR; THE COMPTROLLER ALSO REVIEWS THOSE OF TRUSTEES, OFFICERS, KEY EMPLOYEES AND HIGHEST COMPENSATED EMPLOYEES. CONFLICTS ARE REPORTED TO THE AUDIT AND RISK COMMITTEE. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION POLICY COMPENSATION FOR THE CHANCELLOR AND PRESIDENT, OFFICERS, KEY EMPLOYEES AND CERTAIN OTHER COVERED INDIVIDUALS IS ESTABLISHED ACCORDING TO UNIVERSITY POLICIES THAT MEET THE THREE REQUIREMENTS OF THE REBUTTABLE PRESUMPTIONS PROVISIONS UNDER TREAS. REG. 53.49586. ON AN ANNUAL BASIS, TYPICALLY IN JUNE, THE UNIVERSITY'S EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES, WHO ARE INDEPENDENT AND FREE OF ANY CONFLICTS OF INTEREST THAT WOULD INTERFERE WITH THEIR EXERCISE OF INDEPENDENT JUDGMENT, MEETS TO REVIEW THE COMPENSATION OF UNIVERSITY LEADERSHIP. THE EXECUTIVE COMMITTEE REVIEW IS TO DETERMINE THE REASONABLENESS OF COMPENSATION FOLLOWING RECOMMENDATIONS BY THE UNIVERSITY LEADERSHIP, REVIEW OF NATIONAL, HIGHER EDUCATION COMPENSATION SURVEYS AND INTERNAL COMPENSATION DATA. A RECORD OF THE REVIEW IS RECORDED IN THE MINUTES OF THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION C, LINE 19 PUBLIC DISCLOSURE SYRACUSE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. FORM 990, PART XI, LINE 9: POSTRETIREMENT BENEFIT OBLIGATION CHANGE 8,395,046. ORANGE INSURANCE COMPANY LLC 100 BANK ST SUITE 610 BURLINGTON VT 05401 473844706 INSURANCE VT -358671 7635361 SYRACUSE UNIVERSITY SU SHERATON HOTEL & CONFERENCE CENTER 801 UNIVERSITY AVE SYRACUSE NY 13210 161586346 ACCOMODATIONS NY 8115808 9425197 SYRACUSE UNIVERSITY SU ADVANCE HOLDINGS LLC 900 SOUTH CROUSE AVE SYRACUSE NY 13244 882488637 INVESTMENTS NY 0 0 SYRACUSE UNIVERSITY SU ALUMNI ASSOCIATION 401 UNIVERSITY PLACE SYRACUSE NY 13244 161431749 ALUMNI ACTIVITY NY 501 (C) (3) 12A SYRACUSE UNIVERSITY 1 SYRACUSE UNIVERSITY (USA LONDON) 48 OLD GLOUCESTER ST LONDON UK WC1N 38E EDUCATION UK N/A N/A SYRACUSE UNIVERSITY 1 SYRACUSE UNIVERSITY MADRID CALLE MIGUEL ANGEL 8 MADRID SP 28010 EDUCATION SP N/A N/A SYRACUSE UNIVERSITY 1 ORANGE VALUE FUND 721 UNIVERSITY AVE SYRACUSE NY 13244 204577033 INVESTMENTS NY SYRACUSE UNIVERSITY EXCLUDED TAX -148841 3604195 0 0 0.78560 DRUMLINS INC 800 NOTTINGHAM RD SYRACUSE NY 13224 150516881 DINING/REC NY SYRACUSE UNIVERSITY C 4429476 9611295 1.00000 1 SYRACUSE IDEAS INC 254 HINDS HALL SU SYRACUSE NY 13244 462339155 EDUCATIONAL NY SYRACUSE UNIVERSITY C 2000 1.00000 1 CHARITABLE REMAINDER ANNUITY TRUST - 1 CRAT NY SYRACUSE UNIVERSITY T 1 CHARITABLE REMAINDER UNITRUST - 4 CRUT NY SYRACUSE UNIVERSITY T 1 CHARITABLE REMAINDER TRUST - 1 CRT NY SYRACUSE UNIVERSITY T 1 1 0 1 0 0 0 0 0 0 1 1 0 1 0 1 1 1 1 1 DRUMLINS INC P 303325 COST DRUMLINS INC R 851643 COST DRUMLINS INC K 84826 COST DRUMLINS INC M 336974 COST DRUMLINS INC A 11635 COST SU LONDON USA R 7044913 COST SU MADRID R 2152371 COST CRT S 146983 COST