2023-05-01T16:04:55-05:00 2022-06-30 366055558 GRANT THORNTON LLP 5955 TG LEE BLVD STE 200 ORLANDO FL 32822 990 2021-07-01 593238636 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE FOUNDATION INC HLEE 8137454673 12902 MAGNOLIA DRIVE TAMPA FL 33612 YVETTE TREMONTI EVP/CFAO 8137457862 2023-04-19 1 YVETTE TREMONTI 999009999 MICHELE N MELCHIOR P00488037 4074815100 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z MARIA MULLER 12902 MAGNOLIA DRIVE TAMPA FL 33612 131470133 0 X WWW.MOFFITT.ORG/GIVE X 1994 FL TO RAISE, MAINTAIN AND HOLD FUNDS FOR THE BENEFIT OF H. LEE MOFFITT CC&RI, INC. AND ITS SUBS. 26 26 43 26 -20978 0 28888234 45435303 0 0 -5696079 -4813788 -179642 -10374 23012513 40611141 13626869 20306000 0 0 4464048 4876793 305847 345323 4069166 1887228 2533825 20283992 28061941 2728521 12549200 188563792 205001241 4406135 10549147 184157657 194452094 X THE PRIMARY EXEMPT PURPOSE OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. IS TO RAISE, MAINTAIN AND HOLD FUNDS WHICH ARE PRIMARILY USED FOR THE BENEFIT OF H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. AND ITS SUBSIDIARIES IN ACCORDANCE WITH RESTRICTIONS, IF ANY, IMPOSED BY DONORS. 0 0 20921550 20306000 THE MOFFITT CANCER CENTER FOUNDATION WAS FOUNDED IN 1994 WITH THE SOLE PURPOSE OF SUPPORTING RESEARCH, PATIENT CARE AND EDUCATION AT H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE. IT IS A TAX-EXEMPT CHARITABLE ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS AUTHORIZED TO ACCEPT CHARITABLE GIFTS ON BEHALF OF H. LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE. ALL CONTRIBUTIONS ARE TAX DEDUCTIBLE WITHIN THE LIMITS SET BY LAW.PHILANTHROPY IS CRITICAL TO THE MOFFITT MISSION - TO CONTRIBUTE TO THE PREVENTION AND CURE OF CANCER - AND PHILANTHROPIC DONATIONS ARE DISSEMINATED ACROSS A WIDE SPECTRUM OF MOFFITT PROGRAMS AND SERVICES.MOFFITT FOUNDATION SOLICITS AND WELCOMES FINANCIAL GIFTS FROM DONORS WHO WISH TO SUPPORT THE WORK OF THE CANCER CENTER. CHARITABLE GIFTS PROVIDE AN IMPORTANT SOURCE OF FUNDING FOR MOFFITT'S EFFORTS IN TREATING AND CURING CANCER. DONORS MAY RESTRICT THEIR GIFTS FOR USE IN A SPECIFIC AREA OF CANCER RESEARCH, PATIENT CARE OR COMMUNITY EDUCATION. GIFTS ALSO MAY BE DIRECTED FOR USE IN AN AREA OF GREATEST NEED.THE MONEY RAISED BY THE FOUNDATION IS DISTRIBUTED FOR SUCH THINGS ASTHE PURCHASE OF ADVANCED TECHNOLOGICAL EQUIPMENT, SUPPORT FOR RESEARCH LABORATORIES AND SUPPLIES, CANCER EDUCATION AND OUTREACH, LODGING, BIOMEDICAL LIBRARY, HEALTH DISPARITIES, SURVIVORSHIP AND INTEGRATIVE MEDICINE PROGRAMS.IN FY22, MOFFITT FOUNDATION'S THREE LARGEST FUNDRAISING EVENTS ARE ASFOLLOWS:2022 MOFFITT CANCER CENTER LUNCHEON -THE 2022 MOFFITT CANCER CENTER LUNCHEON WAS AN IN-PERSON EVENT HELD AT A PRIVATE RESIDENCE IN SARASOTA ON MARCH 10TH. THE EVENT RAISED MORE THAN $150,000 FOR MOFFITT AND WAS CHAIRED BY SARASOTA RESIDENT AND FOUNDATION BOARD MEMBER, EILEEN CURD. GUESTS AT THE LUNCHEON HEARD FROM KEYNOTE SPEAKER DR. PATRICK HWU, MOFFITT'S CEO AND DR. DANA ATAYA, DIVISION OF MOFFITT'S BREAST IMAGING CENTER. FUNDS RAISED EACH YEAR AT THE MOFFITT CANCER CENTER LUNCHEON IN SARASOTA SUPPORTS MOFFITT'S RESEARCH INNOVATION FUND. THE FUND ESTABLISHED IN 2020 PROVIDES SEED FUNDING FOR KEY INITIATIVES INCLUDING RESEARCH DEVELOPMENT STUDIES, CLINICAL TRIALS, AND TREATMENTS AT THE FOREFRONT OF THE NEXT SCIENTIFIC BREAKTHROUGH FOR OUR PATIENTS. MILES FOR MOFFITT - MILES FOR MOFFITT IS MOFFITT CANCER CENTER'S PREMIER MOVEMENT FOR RAISING FUNDS TO TOUCH LIVES AND PROPEL US TOWARD A CANCER-FREE WORLD. SINCE 2006, MOFFITT CANCER CENTER SUPPORTERS HAVE COME TOGETHER TO RAISE CRITICAL FUNDS FOR CANCER RESEARCH IN A COMMUNITY-WIDE MOVEMENT OF INSPIRATION, COURAGE, AND HOPE THAT THOUSANDS OF INDIVIDUALS AND FAMILIES LOOK FORWARD TO EVERY YEAR. THE EVENT WELCOMES EVERYONE AND BRINGS THE WHOLE COMMUNITY TOGETHER, INCLUDING FAMILIES, PATIENTS, SURVIVORS, WALKERS, WHEELCHAIR RACERS, COMPETITIVE RUNNERS, ADVOCATES, AND TAMPA BAY'S CORPORATE LEADERS AND THEIR EMPLOYEES. SINCE 2006, MILES FOR MOFFITT HAS RAISED MILLIONS OF DOLLARS TOWARD ADVANCING CANCER RESEARCH, HELPING MOFFITT SUSTAIN AND ADVANCE ITS STATUS AS ONE OF THE BEST CANCER CENTERS IN THE COUNTRY AND THE ONLY NATIONAL CANCER INSTITUTE-DESIGNATED COMPREHENSIVE CANCER CENTER IN FLORIDA.MAGNOLIA BALL EVENT - THE MAGNOLIA BALL RETURNED LIVE ON MAY 21, 2022, DRAWING A LARGE CROWD AT A NEW VENUE - THE JW MARRIOTT IN DOWNTOWN TAMPA. THE EVENT, HOSTED BY ABC ACTION NEWS' DEIAH RILEY, RAISED OVER THREE MILLION DOLLARS TO SUPPORT MOFFITT CANCER CENTER. SINCE 1994, THE MAGNOLIA BALL, THE CANCER CENTER'S SIGNATURE EVENT, HAS RAISED TENS OF MILLIONS FOR MOFFITT'S CANCER-FIGHTING EFFORTS. MOFFITT CHAMPIONS, CHRIS AND SANDI SULLIVAN CHAIRED THE EVENT. A PRIVATE CONCERT BY PAT BENETAR AND NEIL GIRALDO ENTERTAINED THE CROWD FOLLOWED BY AN 80'S THEMED AFTER-PARTY BY DJ FRESH. 20921550 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 11 0 1 43 1 1 1 0 0 0 0 1 1 0 0 0 0 0 0 X 26 26 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 CA FL GA HI IL KS KY MD MA MI MN MS NH NJ NM NY NC OR PA RI SC TN UT WV WI X X YVETTE M LYONS TREMONTI 8137457862 12902 MAGNOLIA DRIVE TAMPA FL 33612 X ROSE BAKER REILLY DIRECTOR & CHAIRMAN 1.00 0.00 X X 0 0 0 PETER T KIRKWOOD ESQ DIRECTOR & VICE CHAIRMAN 1.00 0.00 X X 0 0 0 JOSEPH CABALLERO DIRECTOR & SEC/TREAS 1.00 2.00 X X 0 0 0 EDWARD C DROSTE DIRECTOR & IMMED PAST CHAIR 1.00 1.00 X X 0 0 0 BENJAMIN H HILL III ESQ DIRECTOR & PAST CHAIR 1.00 1.00 X X 0 0 0 KIERSTEN L ALLEN DIRECTOR 1.00 0.00 X 0 0 0 PAUL ANDERSON DIRECTOR 1.00 0.00 X 0 0 0 WILLIAM BRAND DIRECTOR 1.00 0.00 X 0 0 0 RONALD J CAMPBELL DIRECTOR 1.00 0.00 X 0 0 0 PETER J CAMPO DIRECTOR 1.00 0.00 X 0 0 0 EILEEN SENA CURD DIRECTOR 1.00 0.00 X 0 0 0 ROBERT DUTKOWSKY DIRECTOR 1.00 0.00 X 0 0 0 S KATHERINE FRAZIER DIRECTOR 1.00 0.00 X 0 0 0 RICHARD GONZMART DIRECTOR 1.00 0.00 X 0 0 0 SHAY GRIESE DIRECTOR 1.00 0.00 X 0 0 0 SEAN HYER DIRECTOR 1.00 0.00 X 0 0 0 FREDERICK LYNCH DIRECTOR 1.00 0.00 X 0 0 0 THE HON H LEE MOFFITT ESQ DIRECTOR 1.00 2.00 X 0 0 0 JIM U MORRISON DIRECTOR 1.00 0.00 X 0 0 0 JIM OVERTON DIRECTOR 1.00 0.00 X 0 0 0 STEVEN M RANEY DIRECTOR AS OF 2/1/22 1.00 0.00 X 0 0 0 BARBARA RYALS DIRECTOR 1.00 0.00 X 0 0 0 PATRICK SOBERS DIRECTOR 1.00 0.00 X 0 0 0 KIM SWEERS DIRECTOR 1.00 0.00 X 0 0 0 DONALD W WALLACE DIRECTOR 1.00 0.00 X 0 0 0 JULIE WOOLEY DIRECTOR 1.00 0.00 X 0 0 0 YVETTE M LYONS TREMONTI EVP-CFAO & ASST TREASURER 5.00 52.00 X 0 986249 198291 L DAVID DE LA PARTE EVP-GEN COUNSEL & ASST SEC 5.00 52.00 X 0 828758 245597 MARIA MULLER PRES/EVP-CHIEF PHILAN OFFICER 55.00 0.00 X 474829 0 94948 SARABDEEP SINGH EVP COO AS OF 11/2/21 7.00 48.00 X 0 355141 14162 MARY L COFFEEN DIR DONOR REL & COMMUNICATIONS 50.00 0.00 X 143624 0 99882 SUSAN P ST ONGE SR DIRECTOR OF PHILANTHROPY 50.00 0.00 X 219784 0 593 REBECCA S NORMAN SR DIR DEVELOPMENT SVCS 50.00 0.00 X 154985 0 33797 AMANDA S HOLLIS DIR FOUNDATION GIVING 50.00 0.00 X 124781 0 40686 ELIZABETH C HOWARD MANAGER SPECIAL EVENTS 50.00 0.00 X 121153 0 40027 JOHN A KOLOSKY FRM EXEC VP COO TO 1/4/2021 0.00 0.00 X 0 729922 308074 B LEE GREEN FRM INT PRES 9/1/18-11/30/18 0.00 55.00 X 0 427288 207338 1239156 3327358 1283395 11 1 1 0 GRENZEBACH GLIER & ASSOCIATES 200 S MICHIGAN AVE STE 2100 CHICAGO IL 60604 CONSULTING SERVICES 186760 WITT-KIEFFER INC 2015 SPRING ROAD STE 510 OAK BROOK IL 60523 RECRUITMENT SERVICES 113597 2 3347322 42087981 2503146 45435303 3286957 -20978 3307935 82004203 90104948 -8100745 -8100745 -8100745 743670 3347322 754044 -10374 -10374 40611141 0 -20978 -4803184 X 20306000 20306000 522843 52284 130711 339848 3422037 299748 1173917 1948372 166868 14875 55305 96688 505816 48241 144011 313564 259229 23142 85662 150425 47086 31610 15476 1622 1622 345323 345323 619248 619248 508016 149924 358092 92860 92321 539 374227 111665 98593 163969 241549 241549 109672 109672 28146 3489 24657 106388 106388 4655 4655 ALLOCATION OF I/C EXPEN 0 65595 -111197 45602 OTHER FUNDRAISING 202888 202888 RECRUITMENT 119259 119259 CATERING & FOOD 40611 5141 35470 37598 9345 28253 28061941 20921550 3071225 4069166 7800749 23525593 9532869 10613758 15933030 28257550 163221 173542 153781256 141254561 1352667 1176237 188563792 205001241 342178 306503 4063957 10242644 4406135 10549147 X 85371864 74904316 98785793 119547778 184157657 194452094 188563792 205001241 X 12549200 -8917436 6662673 X X 0 1 X 1 0 X 25960962 23727680 14529670 28888234 45435303 138541849 25960962 23727680 14529670 28888234 45435303 138541849 38176542 100365307 2721067 3437580 3254062 3022309 3286957 15721975 154263824 1953146 0.65060 0.69530 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 31937246 65978 -1248877 902265 29852082 26454695 846610 5447004 811063 31937246 26439919 64551 954254 1004029 26454695 23595622 2053096 1737292 946091 26439919 19429259 2958059 1769780 561476 23595622 0.32200 0.67800 1 0 0 DUE TO RELATED ORGANIZATION 8747138 CHARITABLE GIFT ANNUITIES 1495506 10242644 X PART V, LINE 4: MOFFITT FOUNDATION ENDOWMENT FUNDS PROVIDE FOR CURRENT AND FUTURE FUNDING NEEDS RELATED TO THE OPERATIONS OF MOFFITT INSTITUTE. PART X, LINE 2: H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. DID NOT HAVE ANY UNCERTAIN POSITIONS IN ITS AUDITED FINANCIAL STATEMENTS. THE ASC-740 FOOTNOTE READS AS FOLLOWS: SIGNIFICANT JUDGMENT IS REQUIRED TO EVALUATE UNCERTAIN TAX POSITIONS. THE CANCER CENTER EVALUATES ITS UNCERTAIN TAX POSITIONS ON A REGULAR BASIS. ITS EVALUATIONS ARE BASED ON A NUMBER OF FACTORS, INCLUDING CHANGES IN FACTS AND CIRCUMSTANCES, CHANGES IN TAX LAW, AND CORRESPONDENCE WITH TAX AUTHORITIES. THE CANCER CENTER ACCOUNTS FOR UNCERTAIN TAX POSITIONS BY RECOGNIZING A TAX BENEFIT OR LIABILITY AT THE LARGEST AMOUNT THAT, IN ITS JUDGMENT, IS MORE THAN 50% LIKELY TO BE REALIZED OR PAID BASED UPON TECHNICAL MERITS OF THE POSITION. THE CANCER CENTER CURRENTLY HAS NO TAX BENEFITS OR LIABILITIES RELATED TO UNCERTAIN TAX POSITIONS. X X X X X 1 RKD GROUP LLC 3400 WATERVIEW PARKWAY RICHARDSON TX 75080 MAIL SOLICITATION 0 29000 54000 -25000 29000 54000 -25000 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC MAGNOLIA BALL 2758077 2390467 367610 3593 88381 80739 155090 MILES FOR MOFFITT 1099407 739707 359700 34572 1174 350947 1 233508 217148 16360 561 30788 8199 4090992 3347322 743670 38726 88381 31962 80739 514236 754044 -10374 SCHEDULE G, PART I, LINE 2B, COLUMN (V) H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE FOUNDATION, INC. HAS WRITTEN AGREEMENTS WITH OUR PROFESSIONAL FUNDRAISERS. THESE AGREEMENTS DISTINGUISH BETWEEN FEES FOR PROFESSIONAL FUNDRAISING SERVICES AND PAYMENTS OF FUNDRAISING EXPENSES. PAYMENTS OF FUNDRAISING EXPENSES TO RKD GROUP, LLC TOTALED $0. 1 H LEE MOFFITT CC&RI HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 501(C)(3) 1850225 143060 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS H LEE MOFFITT CC&RI INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 501(C)(3) 18081142 230073 FMV EQUIPMENT PHILANTHROPIC DISTRIBUTIONS 2 0 PART I, LINE 2: PHILANTHROPIC DISTRIBUTIONS ARE ONLY GIVEN TO RELATED 501(C)(3) ORGANIZATIONS. THE ORGANIZATION MAY ALSO, FROM TIME TO TIME, GIVE DONATIONS OR SPONSORSHIPS TO OTHER ORGANIZATIONS THAT ALIGN WITH OUR MISSION. THE DISTRIBUTIONS FOLLOW A WRITTEN POLICY AND MUST BE IN COMPLIANCE WITH DONOR INTENT AS WELL AS THE MISSION OF THE CANCER CENTER. X X X X 0 1 0 0 0 1 1 0 0 YVETTE M LYONS TREMONTI EVP-CFAO & ASST TREASURER 0 704596 0 183735 0 97918 0 165604 0 36035 0 1187888 0 0 L DAVID DE LA PARTE EVP-GEN COUNSEL & ASST SEC 0 601687 0 156512 0 70559 0 228352 0 20593 0 1077703 0 0 JOHN A KOLOSKY FRM EXEC VP COO TO 1/4/2021 0 15244 0 0 0 714678 0 307436 0 638 0 1037996 0 369843 B LEE GREEN FRM INT PRES 9/1/18-11/30/18 0 325636 0 72436 0 29216 0 182807 0 30506 0 640601 0 0 MARIA MULLER PRES/EVP-CHIEF PHILAN OFFICER 373964 0 97237 0 3628 0 84858 0 13295 0 572982 0 0 0 SARABDEEP SINGH EVP COO AS OF 11/2/21 0 274032 0 40000 0 41109 0 273 0 15622 0 371036 0 0 MARY L COFFEEN DIR DONOR REL & COMMUNICATIONS 130222 0 11691 0 1711 0 87665 0 13286 0 244575 0 0 0 SUSAN P ST ONGE SR DIRECTOR OF PHILANTHROPY 201670 0 14898 0 3216 0 0 0 1902 0 221686 0 0 0 REBECCA S NORMAN SR DIR DEVELOPMENT SVCS 145166 0 9349 0 470 0 2359 0 32681 0 190025 0 0 0 AMANDA S HOLLIS DIR FOUNDATION GIVING 110710 0 13837 0 234 0 6474 0 35205 0 166460 0 0 0 ELIZABETH C HOWARD MANAGER SPECIAL EVENTS 107679 0 13274 0 200 0 9214 0 32229 0 162596 0 0 0 PART I, LINE 4B TO BE ELIGIBLE TO PARTICIPATE IN THE 457(F) NON-QUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN (SERP), PARTICIPANTS MUST ELECT TO CONTRIBUTE AT LEAST 10% ACROSS THE 403(B) AND 457(B) PLANS, AND ARE VESTED AFTER 10 YEARS OF SERVICE. LUMP SUM DISTRIBUTIONS FROM THE ACCOUNT ARE MADE UPON NORMAL RETIREMENT OR TERMINATION. BELOW ARE INDIVIDUALS LISTED ON FOUNDATION'S 2021 FORM 990 PART VII, SECTION A, THAT PARTICIPATED IN THE 457(F) SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN AND THEIR RESPECTIVE AMOUNTS OF COMPENSATION CONSTRUCTIVELY RECEIVED IN TAX YEAR 2021 FROM THE PLAN: LOUIS D. DE LA PARTE - $60,765 JOHN A. KOLOSKY - $714,678 YVETTE M LYONS TREMONTI - $81,516 B. LEE GREEN - $26,115 MARIA MULLER - $0 PART I, LINE 6 IN GENERAL, INCENTIVE COMPENSATION IS BASED ON MOFFITT'S ACHIEVEMENT AGAINST SPECIFIC ORGANIZATIONAL GOALS RELATED TO NET OPERATING INCOME AND ON DIVISION OR INDIVIDUAL GOALS. NET OPERATING INCOME MUST MEET OR EXCEED A CERTAIN THRESHOLD IN ORDER TO TRIGGER A PAYOUT FOR THE ORGANIZATIONAL GOAL COMPONENTS. X 31821 FMV X 20 2419298 SELLING PRICE X OTHER - AUCTION ITEMS 28 51387 FMV X OTHER - LIVE PERFORMANCE 4 600 FMV X OTHER - GIFT CARDS 2 40 FMV 0 0 1 0 PART I, COLUMN (B): THE NUMBERS REPORTED ON LINES 9 AND 25 REPRESENT THE NUMBER OF CONTRIBUTORS, NOT THE NUMBER OF ITEMS CONTRIBUTED. FORM 990, PART VI, SECTION A, LINE 1A THE FOUNDATION BOARD, BY RESOLUTION SHALL DESIGNATE AN EXECUTIVE COMMITTEE ON THE RECOMMENDATION OF THE CHAIR WHICH SHALL CONSIST OF NO FEWER THAN 5 MEMBERS, A MAJORITY OF WHOM SHALL BE DIRECTORS. THE CHAIR OF THE BOARD SHALL SERVE AS CHAIR AND THE VICE CHAIR OF THE BOARD SHALL SERVE AS VICE CHAIR OF THE EXECUTIVE COMMITTEE. THE POWERS AND DUTIES OF THE EXECUTIVE COMMITTEE ARE AS FOLLOWS: A) A MAJORITY OF THE MEMBERS OF THE COMMITTEE MAY DETERMINE ITS ACTION AND FIX THE TIME AND PLACE OF ITS MEETINGS. B) THE COMMITTEE SHALL REVIEW THE BOARD'S ANNUAL PERFORMANCE EVALUATION. C) THE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL POWERS OF THE BOARD EXCEPT THE POWER TO FILL VACANCIES ON THE BOARD OR ANY COMMITTEE THEREOF; AMEND EITHER THE ARTICLES OF INCORPORATION OR THE BYLAWS OF THE CORPORATION; ADOPT A PLAN OF MERGER, CONSOLIDATION, RECAPITALIZATION, OR OTHER FORM OF REORGANIZATION; SELL, LEASE, EXCHANGE, OR OTHERWISE DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE PROPERTY AND ASSETS OF THE CORPORATION; ADOPT A PLAN OF VOLUNTARY DISSOLUTION OF THE CORPORATION; OR EXERCISE ANY OTHER POWERS SPECIFICALLY RESERVED FOR THE BOARD AS A WHOLE. D) THE COMMITTEE SHALL DEVELOP AND MAINTAIN A VIABLE SHORT-RANGE AND LONG -RANGE PLAN FOR FULFILLMENT OF THE CORPORATION'S PURPOSE. E) THE COMMITTEE SHALL REVIEW AND EVALUATE THE CORPORATION'S PERFORMANCE ON MEETING ITS SHORT-RANGE AND LONG-RANGE PLANS. F) WHEN APPROPRIATE, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR THE ELECTION OR RE-ELECTION OF OFFICERS OF THE CORPORATION. G) WHEN A VACANCY IN THE BOARD OCCURS, THE COMMITTEE SHALL MEET TO PREPARE AND RECOMMEND TO THE JOINT NOMINATING COMMITTEE A SLATE OF NOMINEES FOR APPOINTMENT OR REAPPOINTMENT TO THE BOARD. THE COMMITTEE SHALL CAUSE A REPORT OF ITS ACTIONS TO BE MADE TO THE BOARD AT THE BOARD'S NEXT REGULARLY SCHEDULED MEETING, WHICH SHALL BE DULY NOTED IN THE MINUTES OF THE PROCEEDINGS OF THE BOARD. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING DIRECTORS AND OFFICERS, THAT JOINTLY SERVE ON THE FOUNDATION AND A FOR-PROFIT RELATED ENTITY, QUALIFY AS HAVING A BUSINESS RELATIONSHIP. JOHN A. KOLOSKY - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; MTC OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; MTC OFFICER LOUIS D. DE LA PARTE - FOUNDATION OFFICER; ONCOBAY DIRECTOR & OFFICER YVETTE M. LYONS TREMONTI - FOUNDATION OFFICER; ONCOBAY DIRECTOR & OFFICER FORM 990, PART VI, SECTION A, LINE 6 H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. IS THE SOLE MEMBER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A AS THE SOLE MEMBER OF THE FOUNDATION, H. LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE, INC. SHALL HAVE THE POWER TO APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICER OF THE FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B THE SOLE MEMBER OF THE CORPORATION SHALL HAVE THE FOLLOWING POWERS: A. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE ARTICLES OF INCORPORATION OF THE CORPORATION; B. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION, CHANGE, AMENDMENT OR REPEAL OF THE BYLAWS OF THE CORPORATION; C. APPROVE, DISAPPROVE OR RECOMMEND THE SELECTION OF A QUALIFIED AUDIT FIRM AND THE ANNUAL OPERATING AND CAPITAL BUDGETS OF THE CORPORATION; D. EITHER APPROVE OR DISAPPROVE THE TRANSFER, SALE, LEASE OR DISPOSITION OF ANY ASSET OF THE CORPORATION IN EXCESS OF TWO HUNDRED THOUSAND DOLLARS ($200,000.00); E. APPROVE OR DISAPPROVE THE CONFERRING OF ANY LIEN OR SECURITY INTEREST IN ASSETS OF THE CORPORATION IN EXCESS OF ONE MILLION DOLLARS ($1,000,000.00), WHETHER SAME SHALL BE IN CONNECTION WITH EITHER PUBLIC OR PRIVATE FINANCING, OR OTHERWISE; F. APPROVE OR DISAPPROVE ALL DONATIONS OR CHARITABLE CONTRIBUTIONS BY THE CORPORATION IN EXCESS OF TWENTY THOUSAND DOLLARS ($20,000.00) PER CONTRIBUTION OR ANNUAL CONTRIBUTION EXCEEDING FIFTY THOUSAND DOLLARS ($50,000.00) IN THE AGGREGATE; G. APPROVE, DISAPPROVE OR RECOMMEND THE ADOPTION OF THE CORPORATION'S MISSION AND PHILOSOPHY STATEMENT; H. APPROVE OR DISAPPROVE CAPITAL EXPENDITURES BY THE CORPORATION IN EXCESS OF FIVE HUNDRED THOUSAND DOLLARS ($1,000,000.00) PER EXPENDITURE OR FIVE HUNDRED THOUSAND DOLLARS ($1,00,000.00) IN THE AGGREGATE ANNUALLY. I. APPROVE, DISAPPROVE OR REMOVE ANY MEMBER OF THE BOARD OF DIRECTORS OR OFFICERS OF THE CORPORATION. FORM 990, PART VI, SECTION B, LINE 11B PRIOR TO ELECTRONICALLY FILING FORM 990 (RETURN OF ORGANIZATION EXEMPT FROM INCOME TAX), A COPY OF THE RETURN IS PROVIDED TO THE GOVERNING BODY, GIVING EACH BOARD MEMBER TIME TO REVIEW THE RETURN. BOARD MEMBERS HAVE THE OPPORTUNITY TO ASK QUESTIONS RELATED TO THE INFORMATION PROVIDED ON THE RETURN. THE FOUNDATION'S FORM 990 IS ALSO PROVIDED TO THE CHIEF FINANCIAL OFFICER FOR REVIEW. BASED ON THE REVIEW ANY SUGGESTED COMMENTS OR CHANGES ARE DISCUSSED PRIOR TO SIGNING. FORM 990, PART VI, SECTION B, LINE 12C ON AN ANNUAL BASIS A PRESENTATION IS MADE TO FOUNDATION BOARD MEMBERS TO REVIEW THE CONFLICT OF INTEREST POLICY AND PROCEDURES FOR DISCLOSING ANY POTENTIAL CONFLICTS. EACH DIRECTOR, OFFICER, COMMITTEE MEMBER, AND KEY EMPLOYEE SHALL COMPLETE A CONFLICT OF INTEREST DISCLOSURE CERTIFICATION VIA THE ELECTRONIC DISCLOSURE SYSTEM. ANY DIRECTOR, OFFICER, COMMITTEE MEMBER, OR KEY EMPLOYEE WHO REASONABLY BELIEVES THAT HE OR SHE MAY HAVE AN ACTUAL OR POTENTIAL CONFLICT OF INTEREST MUST DISCLOSE THE EXISTENCE OF AND THE MATERIAL FACTS OF THE NATURE OF HIS/HER INTEREST ON THE FORM. THE ELECTRONIC FORM IS SUBMITTED TO THE CORPORATE COMPLIANCE OFFICE, WHICH REVIEWS THE FORMS, GATHERS ADDITIONAL RELEVANT INFORMATION WHERE NECESSARY, AND PREPARES A SUMMARY OF THE DISCLOSURES TO BE REVIEWED BY THE CONFLICT OF INTEREST WORK GROUP. IF A DIRECTOR OR COMMITTEE MEMBER DISCLOSES THAT HE/SHE HAS A POTENTIAL CONFLICT OF INTEREST AT A BOARD OR COMMITTEE MEETING, SUCH DIRECTOR OR COMMITTEE MEMBER MUST DISCLOSE THE NATURE OF THE INTEREST AND ANY RELATED INFORMATION AND RESPOND TO QUESTIONS AS MAY BE REQUIRED BY THE REMAINING MEMBERS. BASED ON THE INFORMATION DISCLOSED, THE REMAINING BOARD MEMBERS WILL DETERMINE WHETHER A CONFLICT OF INTEREST EXISTS. IF A CONFLICT EXISTS THE BOARD OR COMMITTEE SHALL DETERMINE WHETHER AN ALTERNATIVE TRANSACTION OR ARRANGEMENT THAT WOULD NOT GIVE RISE TO A CONFLICT IS EQUALLY ADVANTAGEOUS. IF AN ALTERNATIVE TRANSACTION IS NOT EQUALLY ADVANTAGEOUS THE DIRECTOR OR COMMITTEE MEMBER WHO IS THE SUBJECT OF THE CONFLICT SHALL NOT VOTE ON, NOR USE HIS/HER PERSONAL INFLUENCE ON, NOR PARTICIPATE IN DISCUSSIONS OR DELIBERATIONS WITH RESPECT TO THE TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15 MOFFITT'S BOARD OF DIRECTORS HAS AN ESTABLISHED SUB-COMMITTEE, THE JOINT EXECUTIVE COMPENSATION & BENEFITS COMMITTEE (JEC&BC) THAT IS MADE UP ENTIRELY OF INDEPENDENT, OUTSIDE DIRECTORS. THIS COMMITTEE IS CHARGED WITH THE OVERSIGHT OF THE PERFORMANCE AND COMPENSATION OF MOFFITT EXECUTIVES AND DISQUALIFIED PERSONS. THESE POSITIONS INCLUDE THE CEO, EXECUTIVE VICE PRESIDENTS, SENIOR VICE PRESIDENTS, VICE PRESIDENTS AND DEPARTMENT CHAIRPERSONS. TO ACCOMPLISH ITS MISSION, THE COMMITTEE CAN AS NEEDED AND DOES AT ITS DISCRETION, ENGAGE OUTSIDE INDEPENDENT, OUTSIDE ADVISORS INCLUDING, BUT NOT LIMITED TO ATTORNEYS AND COMPENSATION CONSULTANTS. ON AN ANNUAL BASIS THE JEC&BC ENGAGES A NATIONALLY KNOWN, THIRD PARTY CONSULTING FIRM TO PROVIDE A DETAILED STUDY OF THE CASH COMPENSATION FOR EACH EXECUTIVE, DISQUALIFIED PERSON AND INDIVIDUAL IN KEY POSITIONS. THE CONSULTANT USES A VARIETY OF PUBLISHED SURVEYS COMPILED BY INDEPENDENT FIRMS TO PROVIDE THE SOURCE DATA FOR THE STUDY. USING FUNCTIONALLY COMPARABLE POSITIONS IN OTHER SIMILARLY SIZED, NOT-FOR-PROFIT AND FOR-PROFIT HEALTHCARE, ACADEMIC AND RESEARCH ORGANIZATIONS, THE CONSULTING FIRM PRODUCES A STUDY THAT COMPARES EACH DESIGNATED MOFFITT POSITION TO ITS APPROPRIATE MARKET EQUIVALENT. THE RESULTING DATA IS PROVIDED TO THE DIRECTOR OF HR OPERATIONS, WHO IS NOT INCLUDED IN THE EXECUTIVE OR DISQUALIFIED PERSON CATEGORIES, FOR USE IN THE FORMULATION OF RECOMMENDATIONS FOR COMPENSATION CHANGES TO MAINTAIN MARKET COMPETITIVENESS OR TO REWARD PERFORMANCE. THESE RECOMMENDATIONS ALONG WITH THE CONSULTANT'S COMPARABILITY DATA ARE PRESENTED TO THE JEC&BC FOR IT TO CONFIRM ITS REASONABLENESS, MAKE MODIFICATIONS AS IT DEEMS NECESSARY AND PROVIDE FINAL APPROVAL. EVERY THIRD YEAR THE INDEPENDENT CONSULTANT ANALYZES THE TOTAL EXECUTIVE COMPENSATION PROGRAM, USING THE SAME METHODOLOGY AS DESCRIBED ABOVE, THAT INCLUDES THE VALUE OF ALL BENEFITS AND PERQUISITES (CASH AND NON-CASH) PROVIDED AS COMPENSATION TO THE EXECUTIVES AND DISQUALIFIED PERSONS. THE PURPOSE OF THE ANALYSIS IS TO PROVIDE AN OPINION ON THE REASONABLENESS OF EACH OF THE INDIVIDUAL COMPENSATION COMPONENTS AND THE AGGREGATE COMPENSATION TOTAL. THIS MORE COMPREHENSIVE ANALYSIS IS PROVIDED TO THE JEC&BC FOR THEIR USE IN THE ANNUAL REVIEW PROCESS. MINUTES ARE KEPT AT EACH OF THESE ANNUAL MEETINGS DETAILING THE RECOMMENDATIONS PRESENTED AND THE DECISIONS MADE BY THE COMMITTEE. THESE MINUTES ARE PUBLISHED TO THE COMMITTEE AT THE NEXT MEETING AND REPORTED BACK TO THE FULL BOARD. FORM 990, PART VI, SECTION C, LINE 19 MOFFITT FOUNDATION MAKES AVAILABLE ITS CONSOLIDATED AUDITED FINANCIAL STATEMENTS TO THE PUBLIC THROUGH DAC BOND, A THIRD PARTY VENDOR'S WEBSITE AND THE MOFFITT'S WEBSITE. IN ADDITION, FORM 990 IS MADE AVAILABLE ON GUIDESTAR AS WELL AS MOFFITT'S WEBSITE. ALL ORGANIZING AND GOVERNING DOCUMENTS SUCH AS FORM 1023, CONFLICTS OF INTEREST POLICY, AND BYLAWS AS WELL AS FORM 990 AND AUDITED FINANCIAL STATEMENTS ARE ALSO MADE AVAILABLE UPON REQUEST. FORM 990, PART VII, SECTION A, LINE 1A EMPLOYEES WHO ARE LISTED ON MOFFITT FOUNDATION'S FORM 990 ARE EMPLOYEES WHOSE W-2'S WERE ISSUED BY MOFFITT INSTITUTE, THE COMMON PAYMASTER AND RELATED ENTITY. PROCEDURES TO REPORT COMPENSATION OF EMPLOYEES ON FORM 990 PART VII AND ON SCHEDULE J ARE IN ACCORDANCE WITH IRS INSTRUCTIONS FOR EACH RESPECTIVE SECTION. FORM 990, PART IX, LINE 24A CERTAIN MOFFITT CANCER CENTER INTERCOMPANY OVERHEAD HAS BEEN ALLOCATED FROM THE PARENT ENTITY TO THE FOUNDATION AND THOSE AMOUNTS ARE INCLUDED IN COLUMN (C) AND THEN REALLOCATED ON LINE 24A TO THE PROPER FUNCTIONAL CATEGORIES. FORM 990, PART XII, LINE 2C: THE ORGANIZATION HAS NOT CHANGED ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR. FORM 990, PART XI, LINE 9 CHANGES IN NET ASSETS PREDOMINANTLY RELATES TO THE CLOSE OUT OF INTERCOMPANY ACCOUNTS PAYABLE AND RECEIVABLE (DUE TO/DUE FROM) TO NET ASSETS IN THE AMOUNT OF $7,909,570 AND LOSS ON UNCOLLECTIBLE RESTRICTED PLEDGES IN THE AMOUNT OF $(1,246,897). H LEE MOFFITT CANCER CTR & RESEARCH INSTITUTE HOSPITAL INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238634 PATIENT CARE FL 501(C)(3) LINE 3 H LEE MOFFITT CC&RI INC 0 H LEE MOFFITT CANCER CENTER & RESEARCH INSTITUTE INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 592451713 PARENT-RESEARCH FL 501(C)(3) LINE 7 N/A 0 H LEE MOFFITT CC&RI LIFETIME CANCER SCREENING CENTER INC 12902 MAGNOLIA DRIVE TAMPA FL 33612 593238640 PRACTICE MANAGEMENT FL 501(C)(3) LINE 10 H LEE MOFFITT CC&RI INC 0 MOFFITT TECHNOLOGIES CORPORATION 12902 MAGNOLIA DRIVE TAMPA FL 33612 300332914 TECHNOLOGY MANAGEMENT FL H LEE MOFFITT CC&RI INC C 0 ONCOBAY CLINICAL INC 10902 N MCKINLEY DRIVE TAMPA FL 33612 843412796 RESEARCH AND PRODUCT DEVELOPMENT FL H LEE MOFFITT CC&RI INC C 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1