2023-05-10T09:58:57-05:00 2022-06-30 390859910 BAKER TILLY US LLP 777 E WISCONSIN AVE 32ND FLOOR MILWAUKEE WI 53202 990 2021-07-01 952882724 FIELDING GRADUATE UNIVERSITY FIEL 8058984010 2020 DE LA VINA ST SANTA BARBARA CA 931053814 KATRINA ROGERS PRESIDENT 8058984010 2023-05-10 1 KATRINA ROGERS 999009999 TROY MARINE CPA P00187863 4147775500 2023-05-09 3 AAL1 IAL1 2021 2023-04-26 12:10:37Z KATRINA ROGERS 2020 DE LA VINA ST SANTA BARBARA CA 931053814 34316145 0 X WWW.FIELDING.EDU X 1974 CA FIELDING PROVIDES DOCTORAL, MASTER'S AND GRADUATE-LEVEL CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, ORGANIZATION DEVELOPMENT, AND PSYCHOLOGY. 18 16 300 17 0 0 1207537 5723653 21498270 22383920 518696 619483 2251005 102247 25475508 28829303 515528 993868 0 0 15852706 17472082 0 0 341930 4331662 6646671 20699896 25112621 4775612 3716682 38250030 38287622 9284831 7715517 28965199 30572105 WE PROVIDE EXEMPLARY INTERDISCIPLINARY PROGRAMS FOR A COMMUNITY OF SCHOLAR-PRACTITIONERS WITHIN A DISTRIBUTED LEARNING MODEL GROUNDED IN STUDENT-DRIVEN INQUIRY AND LEADING TO ENHANCED KNOWLEDGE. 0 0 16131153 993868 22383920 FIELDING GRADUATE UNIVERSITY IS AN ACCREDITED PROVIDER OF BLENDED GRADUATE EDUCATION, COMBINING FACE-TO-FACE AND ONLINE LEARNING. FIELDING OFFERS DOCTORAL, MASTER'S, AND ADVANCED CERTIFICATE PROGRAMS IN THE FIELDS OF EDUCATIONAL LEADERSHIP, HUMAN AND ORGANIZATIONAL DEVELOPMENT, AND CLINICAL AND MEDIA PSYCHOLOGY TO MID-CAREER ADULTS. APPROXIMATELY 1,000 STUDENTS ARE SERVED THROUGHOUT THE WORLD WITH THE MAJORITY RESIDING IN THE UNITED STATES AND NORTH AMERICA. 16131153 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 61 0 300 1 0 0 0 0 0 0 0 0 0 0 0 0 X 18 16 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X JUNE KLEIN 8058984010 2020 DE LA VINA STREET SANTA BARBARA CA 931053538 DOROTHY AGGER GUPTA FACULTY MEMBER & TRUSTEE 37.50 X 108034 0 7939 ANTHONY GREENE FACULTY MEMBER & TRUSTEE 37.50 X 92491 0 18187 KAREN BOGART TRUSTEE AND CHAIR OF BOARD 4.00 X X 0 0 0 GARY WAGENHEIM TRUSTEE AND VICE CHAIR 4.00 X X 0 0 0 PATRICIA ZELL TRUSTEE AND SECRETARY 4.00 X X 0 0 0 NANCY BAKER TRUSTEE AND TREASURER 4.00 X X 0 0 0 MARIA SANCHEZ STUDENT TRUSTEE 2.00 X 0 0 0 ZABRINA EPPS STUDENT TRUSTEE 2.00 X 0 0 0 JUDITH KATZ TRUSTEE 2.00 X 0 0 0 KEITH EARLEY TRUSTEE 2.00 X 0 0 0 MANLEY BEGAY TRUSTEE 2.00 X 0 0 0 MB BETTENCOURT TRUSTEE 2.00 X 0 0 0 RUSS GOODMAN TRUSTEE 2.00 X 0 0 0 JOHN BENNETT TRUSTEE 2.00 X 0 0 0 MICHAEL ALI TRUSTEE 2.00 X 0 0 0 MICHAEL GOLDSTEIN TRUSTEE 2.00 X 0 0 0 CONNIE SHAFRAN TRUSTEE 2.00 X 0 0 0 CHAD HAMILL TRUSTEE 2.00 X 0 0 0 KATRINA ROGERS PRESIDENT & CEO 37.50 X 468775 0 104600 PREMA WINDOKUN VICE PRESIDENT & CFO 37.50 X 211458 0 23557 MONIQUE SNOWDEN SR VP & PROVOST (TERM 06/2021) 37.50 X 176291 0 21145 ORLANDO TAYLOR SPECIAL ADV., STRAT. INITI. & RES. 37.50 X 156175 0 23521 KATHERINE MCGRAW ASSOCIATE VICE PROVOST 37.50 X 135910 0 44500 BARBARA MINK DEAN SCHOOL OF LEADERSHIP STUDIES 37.50 X 164460 0 23945 KRISTINE JACQUIN DEAN SCHOOL OF PSYCHOLOGY 37.50 X 164819 0 23580 ALMA BOUTIN-MARTINEZ ASSOCIATE VICE PROVOST 37.50 X 125860 0 45123 MARILYN FREIMUTH DIRECTOR CLINICAL PSYCHOLOGY 37.50 X 121465 0 19408 1925738 0 355505 19 0 1 0 TYTON PARTNERS CONSULTING LLC 100 FRANKLIN STREET BOSTON MA 02110 MANAGEMENT CONSULTING 150000 EDUCATIONDYNAMICS PO BOX 780276 PHILADELPHIA PA 191780276 CONSULTING 130757 2 4077814 1645839 5723653 TUITION AND FEES 611600 22383920 22383920 22383920 424485 424485 5681840 5486842 194998 194998 194998 OTHER INCOME 611600 102247 102247 102247 28829303 22383920 0 721730 493 493 947940 947940 45435 45435 1412175 226651 1185524 11502454 9712262 1632499 157693 770779 548003 210543 12233 2804117 2053540 700451 50126 982557 753655 216226 12676 671150 671150 72025 72025 58832 58832 872317 400327 451990 20000 670494 3117 625225 42152 117226 15685 98000 3541 1574613 132923 1434114 7576 625530 328680 291447 5403 62408 1859 42002 18547 390579 386494 4085 88456 18464 69193 799 226364 126716 96285 3363 275458 2633 272825 ADMINISTRATIVE FEES 642736 366642 269871 6223 PROF. DEV. & TRAINING 168682 59357 107727 1598 PROGRAM AND RESEARCH 129801 277 129524 0 25112621 16131153 8639538 341930 19934491 11491576 947179 1732448 1270110 1326013 9201 9201 734837 629395 11412027 6688144 4855805 4723883 10490493 18327192 7914 47914 38250030 38287622 1210072 2100114 3934582 3912234 4140177 1703169 9284831 7715517 X 22222255 23234216 6742944 7337889 28965199 30572105 38250030 38287622 3716682 -2109776 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 8975862 1198688 -1531958 52390 124028 8466174 6983837 53179 2045411 43840 62725 8975862 6642253 143094 296608 96241 1877 6983837 6340354 80228 317844 92344 3829 6642253 5758923 221093 436178 26590 49250 6340354 0.42000 0.00000 0.58000 0 0 2603972 2603972 4487813 2593785 1894028 4320242 4094359 225883 4723883 UNEARNED TUITION 1703169 1703169 X 26145050 -2109776 -2109776 28254826 58832 515645 574477 28829303 24538144 0 24538144 58832 515645 574477 25112621 PART V, LINE 4: ENDOWMENT FUNDS ARE USED TO SUPPORT GENERAL OPERATIONS, SCHOLARSHIPS, RESEARCH AND EDUCATIONAL ACTIVITIES. PART X, LINE 2: THE INTERNAL REVENUE SERVICE HAS DETERMINED THAT THE UNIVERSITY IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, THE UNIVERSITY IS NOT SUBJECT TO FEDERAL INCOME TAXES EXCEPT TO THE EXTENT IT DERIVES INCOME FROM CERTAIN ACTIVITIES NOT SUBSTANTIALLY RELATED TO ITS TAX-EXEMPT PURPOSES (UNRELATED TRADE OR BUSINESS ACTIVITIES). THE UNIVERSITY IS ALSO EXEMPT FROM STATE INCOME TAX. AT JUNE 30, 2022 AND 2021, THE UNIVERSITY HAD NO OBLIGATION FOR UNRELATED BUSINESS INCOME TAX. THE UNIVERSITY FOLLOWS THE ACCOUNTING STANDARDS FOR CONTINGENCIES IN EVALUATING UNCERTAIN TAX POSITIONS. THIS GUIDANCE PRESCRIBES RECOGNITION THRESHOLD PRINCIPLES FOR THE FINANCIAL STATEMENT RECOGNITION OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN ON A TAX RETURN THAT ARE NOT CERTAIN TO BE REALIZED. NO LIABILITY HAS BEEN RECOGNIZED BY THE UNIVERSITY FOR UNCERTAIN TAX POSITIONS AS OF JUNE 30, 2022 AND 2021. THE UNIVERSITY'S TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 515,645. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND GRANTS 515,645. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS STUDENTS NATIONWIDE AND MEETS THE PUBLICITY REQUIREMENT BY INCLUDING A STATEMENT OF POLICY IN ALL BROCHURES AND CATALOGS AND ON THE UNIVERSITY'S WEBSITE. SCHEDULE E, PART I, LINE 6 FIELDING GRADUATE UNIVERSITY PARTICIPATES IN TITLE IV FEDERAL FINANCIAL AID PROGRAMS PROVIDING STUDENT EDUCATIONAL LOANS TO STUDENTS AND GRANT FUNDS FOR RESEARCH. 1 NORTH AMERICA 0 5 PROGRAM SERVICES - EDUCATION THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN NORTH AMERICA, OTHER THAN IN THE UNITED STATES, WAS $24,055. 24055 EAST ASIA AND THE PACIFIC 0 1 PROGRAM SERVICES - EDUCATION THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN EAST ASIA & THE PACIFIC WAS $6,630. 6630 CENTRAL AMERICA AND CARIBBEAN 0 1 PROGRAM SERVICES - EDUCATION THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN CENTRAL AMERICA AND CARRIBEAN WAS $8,500. 8500 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES - EDUCATION THE ORGANIZATION PROVIDES GRADUATE PROGRAMS TO STUDENTS IN THE UNITED STATES AND THROUGHOUT THE WORLD. STUDENTS PARTICIPATE IN PROGRAMS VIA FACE-TO-FACE SESSIONS AND ONLINE COURSES AND SEMINARS FOR INDIVIDUALS AND GROUPS. FACE-TO-FACE SESSIONS ARE HELD IN THE UNITED STATES AND STUDENTS TRAVEL TO PARTICIPATE IN THESE PROGRAMS. ADMINISTRATIVE OFFICES ARE LOCATED IN THE UNITED STATES AND THE MAJORITY OF FACULTY RESIDE IN THE UNITED STATES. ONE FACULTY RESIDES IN CANADA. APPROXIMATELY 97% OF STUDENTS RESIDE IN NORTH AMERICA AND 3% RESIDE IN 25 DIFFERENT COUNTRIES. PROGRAM EXPENDITURES ARE INCURRED PRIMARILY IN THE UNITED STATES AND THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES SERVING STUDENTS RESIDING OUTSIDE OF THE UNITED STATES OTHER THAN SCHOLARSHIP ASSISTANCE. SCHOLARSHIP ASSISTANCE IN MIDDEL EAST/NORTH AFRICA WAS $6,250. 6250 0 7 0 0 0 7 45435 0 45435 TUITION NORTH AMERICA 14 24055 POSTED TO STUDENT'S ACCOUNT TUITION EAST ASIA AND THE PACIFIC 5 6630 POSTED TO STUDENT'S ACCOUNT TUITION CENTRAL AMERICA AND CARIBBEAN 3 8500 POSTED TO STUDENT'S ACCOUNT TUITION MIDDLE EAST AND NORTH AFRICA 4 6250 POSTED TO STUDENT'S ACCOUNT 0 0 0 0 0 0 PART I, LINE 2: GRANT FUNDS COME IN THE FORM OF SCHOLARSHIP OR TUITION ASSISTANCE APPLIED DIRECTLY AGAINST TUITION COSTS. PART I, LINE 3: THE ORGANIZATION DOES NOT SEPARATELY TRACK EXPENDITURES RELATED TO THESE ACTIVITIES OTHER THAN DIRECT SCHOLARSHIP ASSISTANCE TO INDIVIDUALS RESIDING OUTSIDE THE US. PART III ACCOUNTING METHOD: 1 TUITION SCHOLARSHIPS AWARDED TO STUDENTS 669 891460 RESEARCH GRANTS AWARDED TO FACULTY MEMBERS 7 29480 RESEARCH GRANTS AWARDED TO STUDENTS 12 11500 ALUMNI RESEARCH AWARD 4 15500 PART I, LINE 2: FIELDING GRADUATE UNIVERSITY AWARDS TUITION SCHOLARSHIPS TO STUDENTS OF THE UNIVERSITY AND ARE IMMEDIATELY APPLIED AGAINST THE STUDENT'S TUITION CHARGES. FIELDING GRADUATE UNIVERSITY AWARDS RESEARCH GRANTS TO FACULTY MEMBERS AND STUDENTS OF THE UNIVERSITY AND REQUIRES WRITTEN REPORTS FROM GRANT RECIPIENTS. X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 KATRINA ROGERS PRESIDENT & CEO 426275 0 16500 0 26000 0 32000 0 72600 0 573375 0 0 0 PREMA WINDOKUN VICE PRESIDENT & CFO 164713 0 0 0 46745 0 12476 0 11081 0 235015 0 0 0 MONIQUE SNOWDEN SR VP & PROVOST (TERM 06/2021) 149964 0 0 0 26327 0 9985 0 11160 0 197436 0 0 0 BARBARA MINK DEAN SCHOOL OF LEADERSHIP STUDIES 138460 0 0 0 26000 0 12864 0 11081 0 188405 0 0 0 KRISTINE JACQUIN DEAN SCHOOL OF PSYCHOLOGY 161819 0 0 0 3000 0 12864 0 10716 0 188399 0 0 0 KATHERINE MCGRAW ASSOCIATE VICE PROVOST 122710 0 0 0 13200 0 11256 0 33244 0 180410 0 0 0 ORLANDO TAYLOR SPECIAL ADV., STRAT. INITI. & RES. 132175 0 0 0 24000 0 12440 0 11081 0 179696 0 0 0 ALMA BOUTIN-MARTINEZ ASSOCIATE VICE PROVOST 125020 0 0 0 840 0 10400 0 34723 0 170983 0 0 0 PART I, LINE 1A HOUSING FOR THE PRESIDENT/CEO ON THE EMPLOYER'S PREMISES AND AS A CONDITION OF EMPLOYMENT HAVE BEEN EXCLUDED FROM COMPENSATION UNDER INTERNAL REVENUE CODE SECTION 119(A), AND ARE INCLUDED IN NONTAXABLE BENEFITS. PART I, LINE 7 KATRINA ROGERS RECEIVED BONUS COMPENSATION OF $16,500 DURING THE 2021 CALENDAR YEAR. FORM 990, PART VI, SECTION A, LINE 1A THE EXECUTIVE COMMITTEE IS COMPRISED OF THE OFFICERS AND THE CHAIRS OF THE STANDING COMMITTEES WHO ARE ALL MEMBERS OF THE GOVERNING BODY. THE COMMITTEE HAS THE POWER TO ACT ON BEHALF OF THE BOARD DURING PERIODS BETWEEN MEETINGS EXCEPT FILLING VACANCIES ON THE BOARD OR COMMITTEES, CHANGING BYLAWS, CHANGING A RESOLUTION THAT REQUIRES BOARD ACTION, AND APPOINTMENT OF ANY OTHER COMMITTEES OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 IS PROVIDED TO EACH VOTING MEMBER OF THE BOARD OF TRUSTEES PRIOR TO THE FORM BEING SUBMITTED TO THE IRS. FORM 990, PART VI, SECTION B, LINE 12C FIELDING GRADUATE UNIVERSITY HAS A CONFLICT OF INTEREST POLICY THAT DEFINES: 1. THE NATURE OF A CONFLICT OF INTEREST AND WHEN IT MUST BE BROUGHT TO THE ATTENTION OF THE BOARD BY THE PERSON WITH THE CONFLICT. 2. A PROCEDURE WHEREBY INTERESTED PARTIES MAY BRING POTENTIAL CONFLICTS OF INTEREST TO THE ATTENTION OF THE APPROPRIATE BODIES. 3. A PROCEDURE FOR EACH TRUSTEE AND SENIOR MANAGEMENT EMPLOYEE TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE FORM ANNUALLY. 4. A PROCEDURE FOR THE REVIEW AND DETERMINATION OF A CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT'S CURRENT COMPENSATION WAS SET BY A SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF FIELDING'S BOARD OF TRUSTEES. THE SUBCOMMITTEE USED COMPARABILITY DATA FROM THREE DIFFERENT SOURCES (TWO OF THEM SPECIFIC TO HIGHER EDUCATION, AND ONE GENERAL SOURCE) AND SOUGHT REVIEW BY LEGAL COUNSEL. THE PROCESS WAS BEGUN IN MAY 2015, CONCLUDED IN FEBRUARY 2016, AND DOCUMENTED IN APRIL 2016. SALARIES FOR OTHER KEY EMPLOYEES HAVE BEEN SET IN ACCORDANCE WITH FIELDING'S COMPENSATION POLICY, WHICH STATES THAT COMPENSATION SHALL BE BASED ON CURRENT JOB MARKET DATA AND REVIEWED REGULARLY. FIELDING SETS SALARY RANGES THAT BRIDGE THE MEDIAN MARKET SALARIES FOR COMPARABLE POSITIONS. THIS PROCESS WAS USED BY THE HUMAN RESOURCES DEPARTMENT TO ESTABLISH COMPENSATION FOR OTHER KEY EMPLOYEES (CFO, PROVOST, AND OTHER VICE PRESIDENT POSITIONS). FORM 990, PART VI, SECTION C, LINE 19 BYLAWS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE ON OUR OWN WEBSITE. FORM 990, PART XII, LINE 2C THE OVERSIGHT AND SELECTION PROCESS FOR THE FINANCIAL STATEMENT AUDIT HAS NOT CHANGED FROM THE PRIOR YEAR.